THE EILEEN AND HAROLD BROWN FOUNDATION: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- THE EILEEN AND HAROLD BROWN FOUNDATION (EIN 95-3945183)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-11-04
- IRS object ID
- 202203089349100720
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Substantial Contributors Sch
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-11-04T11:59:29-05:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 953945183 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE EILEEN AND HAROLD BROWN FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | EILE | BusinessNameControlTxt |
| Phone | 3107774800 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 132 SOUTH RODEO DRIVE | AddressLine1Txt |
| City | BEVERLY HILLS | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90212 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | EILEEN BROWN | PersonNm |
| Person Title | VICE PRESIDENT | PersonTitleTxt |
| Phone | 3239389055 | PhoneNum |
| Signature | 2022-10-21 | SignatureDt |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | EILEEN | PersonFirstNm |
| Person Last | BROWN | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $5,983,822 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $10,000 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $85 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $85 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $97,797 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $97,797 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $151,050 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $1,661,670 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $151,050 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $258,932 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $248,932 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Taxes Rev And Expnss | $12,818 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $3,937 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $39,435 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $39,435 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $52,253 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $43,372 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $200,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $200,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $252,253 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $43,372 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $200,000 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $6,679 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $205,560 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $4,668 | CashBOYAmt |
| Cash EOY | $6,013 | CashEOYAmt |
| Cash EOYFMV | $6,013 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $139,330 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $177,814 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $177,814 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $1,750,103 | CorporateStockBOYAmt |
| Corporate Stock EOY | $1,795,896 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $2,124,461 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $3,209,737 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $3,130,794 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $3,675,534 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $5,103,838 | TotalAssetsBOYAmt |
| Total Assets EOY | $5,110,517 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $5,983,822 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $5,103,838 | RetainedEarningBOYAmt |
| Retained Earning EOY | $5,110,517 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $5,103,838 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $5,110,517 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $5,103,838 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $5,110,517 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $5,103,838 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $6,679 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $5,110,517 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $5,110,517 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (297 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| AT&T INC | P | 2020-07-16 | 2021-07-09 | $1,562 | $1,664 | -$102 | -$102 |
| ACS ACTIV DE CONSTRUC | P | 2020-11-19 | 2021-02-24 | $3 | $3 | $0 | $0 |
| ACS ACTIV DE CONSTRUC | P | 2020-11-19 | 2021-08-05 | $3 | $3 | $0 | $0 |
| ACUITY BRANDS INC | P | 2020-07-16 | 2021-04-08 | $1,999 | $1,188 | $811 | $811 |
| ACUITY BRANDS INC | P | 2020-08-04 | 2021-04-08 | $167 | $100 | $67 | $67 |
| ADVANTEST CORP ADR | P | 2021-04-08 | 2021-07-09 | $880 | $974 | -$94 | -$94 |
| AGNICO EAGLE MINES | P | 2020-07-16 | 2021-04-08 | $914 | $972 | -$58 | -$58 |
| AIA GROUP LTD | P | 2021-02-03 | 2021-07-09 | $1,034 | $1,063 | -$29 | -$29 |
| ALEXION PHARMA INC | P | 2020-11-19 | 2021-07-21 | $480 | $480 | $480 | |
| ALIBABA GROUP HLDG LTD | P | 2020-07-16 | 2021-04-08 | $1,373 | $1,464 | -$91 | -$91 |
| ALIBABA GROUP HLDG LTD | P | 2020-07-16 | 2021-07-09 | $2,271 | $2,685 | -$414 | -$414 |
| AMERICAN WATER WORKS | P | 2020-08-04 | 2021-04-08 | $1,059 | $1,025 | $34 | $34 |
| AMGEN INC | P | 2020-07-16 | 2021-07-09 | $980 | $1,014 | -$34 | -$34 |
| APPLIED MATERIALS | P | 2021-04-08 | 2021-07-09 | $1,349 | $1,394 | -$45 | -$45 |
| ARGENX SE ADR | P | 2021-04-08 | 2021-11-15 | $906 | $850 | $56 | $56 |
| ARISTA NETWORKS INC | P | 2021-02-03 | 2021-04-08 | $922 | $952 | -$30 | -$30 |
| ASTRAZENECA PLC IAM ADR | P | 2020-07-16 | 2021-02-03 | $2,098 | $2,394 | -$296 | -$296 |
| ASTRAZENECA PLC IAM ADR | P | 2020-07-16 | 2021-04-08 | $2,276 | $2,622 | -$346 | -$346 |
| ASTRAZENECA PLC IAM ADR | P | 2021-07-09 | 2021-07-22 | $58 | $60 | -$2 | -$2 |
| AVANGRID INC | P | 2020-11-19 | 2021-02-03 | $981 | $993 | -$12 | -$12 |
| BANCO BRADESCO SA ADR | P | 2020-07-16 | 2021-04-27 | $2 | $2 | $0 | $0 |
| BANCO BRADESCO SA ADR | P | 2021-07-09 | 2021-11-15 | $809 | $989 | -$180 | -$180 |
| BANCO DE CHILI ADR | P | 2021-07-09 | 2021-11-15 | $1,033 | $990 | $43 | $43 |
| BANCO DO BRASIL ADR | P | 2020-07-16 | 2021-02-03 | $19 | $19 | $0 | $0 |
| BANCO DO BRASIL ADR | P | 2020-11-19 | 2021-03-03 | $987 | $1,017 | -$30 | -$30 |
| BANCO DO BRASIL ADR | P | 2020-07-16 | 2021-04-08 | $788 | $980 | -$192 | -$192 |
| BANCO SANTANDER CHILE ADR | P | 2021-02-03 | 2021-07-09 | $878 | $986 | -$108 | -$108 |
| BAUSCH HEATH COS INCE | P | 2021-04-08 | 2021-07-09 | $940 | $999 | -$59 | -$59 |
| BECTON DICKINSON & CO | P | 2020-07-16 | 2021-04-08 | $1,703 | $1,863 | -$160 | -$160 |
| BEIGENE LTD | P | 2021-02-03 | 2021-07-09 | $994 | $1,095 | -$101 | -$101 |
| BIOGEN INC | P | 2020-07-16 | 2021-04-08 | $1,069 | $1,116 | -$47 | -$47 |
| BIOGEN INC | P | 2021-07-09 | 2021-11-15 | $815 | $1,076 | -$261 | -$261 |
| BYD CO LTD ADR | P | 2020-07-16 | 2021-02-03 | $1,292 | $341 | $951 | $951 |
| CAMECO CORP | P | 2021-02-03 | 2021-07-09 | $1,165 | $887 | $278 | $278 |
| CENTENE CORP | P | 2020-07-16 | 2021-02-03 | $911 | $992 | -$81 | -$81 |
| CENTRALJAPAN RAILWAY ADR | P | 2020-07-16 | 2021-02-03 | $1,048 | $1,013 | $35 | $35 |
| CERNER CORP | P | 2020-11-19 | 2021-04-08 | $1,012 | $1,011 | $1 | $1 |
| CHINA CONSTRUC BANK ADR | P | 2020-07-16 | 2021-07-09 | $1,077 | $1,189 | -$112 | -$112 |
| CHINA LIFE INSURANCE ADR | P | 2020-07-16 | 2021-04-08 | $753 | $853 | -$100 | -$100 |
| CHINA LIFE INSURANCE ADR | P | 2021-02-03 | 2021-04-08 | $248 | $257 | -$9 | -$9 |
| CHINA TELECOM CORP ADR | P | 2020-07-16 | 2021-01-04 | $844 | $1,001 | -$157 | -$157 |
| CHINA UNICOM HK LTD ADR | P | 2021-07-16 | 2021-01-04 | $906 | $995 | -$89 | -$89 |
| CHUNGHWA TELECOM CO ADR | P | 2020-07-16 | 2021-07-09 | $2,258 | $2,056 | $202 | $202 |
| CHUNGHWA TELECOM CO ADR | P | 2020-07-22 | 2021-07-09 | $780 | $699 | $81 | $81 |
| CHUNGHWA TELECOM CO ADR | P | 2020-11-19 | 2021-07-09 | $1,026 | $956 | $70 | $70 |
| CHURCH & DWIGHT CO | P | 2020-07-16 | 2021-07-09 | $1,043 | $1,007 | $36 | $36 |
| CITRIX SYSTEMS INC | P | 2020-07-16 | 2021-02-03 | $1,855 | $2,130 | -$275 | -$275 |
| COGNIZANT TECH SOLUTIONS | P | 2020-11-19 | 2021-07-09 | $894 | $980 | -$86 | -$86 |
| COLGATE-PALMOLIVE CO | P | 2020-07-16 | 2021-02-03 | $79 | $75 | $4 | $4 |
| COLGATE-PALMOLIVE CO | P | 2020-11-19 | 2021-02-03 | $947 | $1,020 | -$73 | -$73 |
| COMMERCIAL INTERNATIONAL ADR | P | 2020-11-19 | 2021-04-08 | $850 | $970 | -$120 | -$120 |
| COMPANHIA ENERGETIC ADR | P | 2020-07-16 | 2021-05-27 | $2 | $1 | $1 | $1 |
| COMPANHIA PARANAENSE ADR | P | 2020-07-16 | 2021-04-08 | $972 | $993 | -$21 | -$21 |
| COSTAR GROUP INC | P | 2020-08-04 | 2021-04-08 | $873 | $831 | $42 | $42 |
| CREDIT SUISSE AG LONDON ADR | P | 2020-07-16 | 2021-07-09 | $938 | $977 | -$39 | -$39 |
| DXC TECHNOLOGY CO | P | 2021-07-09 | 2021-11-15 | $828 | $994 | -$166 | -$166 |
| DAIICHI SANKYO CO ADR | P | 2020-07-16 | 2021-07-09 | $1,860 | $2,312 | -$452 | -$452 |
| DARLING INGREDIENTS | P | 2020-07-16 | 2021-02-03 | $5,389 | $2,043 | $3,346 | $3,346 |
| DARLING INGREDIENTS | P | 2020-07-16 | 2021-04-08 | $2,583 | $943 | $1,640 | $1,640 |
| DARLING INGREDIENTS | P | 2020-07-16 | 2021-07-09 | $14,834 | $5,841 | $8,993 | $8,993 |
| DEERE & CO | P | 2021-04-08 | 2021-07-09 | $1,050 | $1,119 | -$69 | -$69 |
| DEXCOM INC | P | 2021-02-03 | 2021-04-08 | $1,131 | $1,180 | -$49 | -$49 |
| DIGITAL REALTY TRUST | P | 2020-07-16 | 2021-02-03 | $1,622 | $1,550 | $72 | $72 |
| DIGITAL REALTY TRUST | P | 2020-07-16 | 2021-07-09 | $465 | $423 | $42 | $42 |
| DOCUSIGN INC | P | 2021-02-03 | 2021-04-08 | $848 | $946 | -$98 | -$98 |
| DOUGLAS EMMETT, INC | P | 2020-07-16 | 2021-02-03 | $1,825 | $1,872 | -$47 | -$47 |
| DOUGLAS EMMETT, INC | P | 2020-07-16 | 2021-07-09 | $2,953 | $2,522 | $431 | $431 |
| ECOLAB, INC | P | 2020-07-16 | 2021-07-09 | $1,908 | $1,870 | $38 | $38 |
| EDISON INTERNATIONAL | P | 2020-07-16 | 2021-07-09 | $2,092 | $2,025 | $67 | $67 |
| EDISON INTERNATIONAL | P | 2020-11-19 | 2021-07-09 | $1,221 | $1,326 | -$105 | -$105 |
| EDISON INTERNATIONAL | P | 2021-02-03 | 2021-07-09 | $1,453 | $1,481 | -$28 | -$28 |
| EDISON INTERNATIONAL | P | 2021-04-08 | 2021-07-09 | $988 | $1,022 | -$34 | -$34 |
| EISAI LTD ADR | P | 2020-11-19 | 2021-04-08 | $863 | $974 | -$111 | -$111 |
| EISAI LTD ADR | P | 2021-07-09 | 2021-11-15 | $740 | $945 | -$205 | -$205 |
| ELBIT SYSTEMS LTD | P | 2020-07-16 | 2021-07-09 | $514 | $526 | -$12 | -$12 |
| ELBIT SYSTEMS LTD | P | 2021-04-08 | 2021-07-09 | $900 | $1,016 | -$116 | -$116 |
| EQUITY COMMONWEALTH | P | 2020-07-06 | 2021-02-03 | $2,256 | $2,476 | -$220 | -$220 |
| EQUITY COMMONWEALTH | P | 2020-07-16 | 2021-04-08 | $962 | $1,065 | -$103 | -$103 |
| EQUITY COMMONWEALTH | P | 2020-08-04 | 2021-04-08 | $28 | $31 | -$3 | -$3 |
| EQUITY COMMONWEALTH | P | 2020-08-04 | 2021-07-09 | $1,096 | $1,276 | -$180 | -$180 |
| EQUITY COMMONWEALTH | P | 2020-11-19 | 2021-07-09 | $1,016 | $1,003 | $13 | $13 |
| ERIE INDEMNITY CO | P | 2020-08-04 | 2021-04-08 | $1,113 | $1,073 | $40 | $40 |
| ESSENTIAL UTILS INC | P | 2020-07-16 | 2021-04-08 | $2,085 | $2,012 | $73 | $73 |
| ESSENTIAL UTILS INC | P | 2020-08-04 | 2021-04-08 | $997 | $986 | $11 | $11 |
| ETSY INC | P | 2021-02-03 | 2021-04-08 | $1,069 | $1,050 | $19 | $19 |
| EVERSOURCE ENERGY | P | 2020-07-16 | 2021-04-08 | $1,047 | $1,024 | $23 | $23 |
| EXACT SCIENCES CORP | P | 2021-02-03 | 2021-04-08 | $906 | $986 | -$80 | -$80 |
| EXPERIAN PLC ADR | P | 2020-07-16 | 2021-04-08 | $2,227 | $2,163 | $64 | $64 |
| FIRST SOLAR INC | P | 2021-07-16 | 2021-02-03 | $1,586 | $940 | $646 | $646 |
| FIRST SOLAR INC | P | 2021-07-16 | 2021-07-09 | $1,018 | $646 | $372 | $372 |
| FLUTTER ENTERTAINMENT ADR | P | 2020-07-16 | 2021-07-09 | $179 | $146 | $33 | $33 |
| FLUTTER ENTERTAINMENT ADR | P | 2021-02-03 | 2021-07-09 | $895 | $974 | -$79 | -$79 |
| FUJITSU LIMITED ADR | P | 2021-07-09 | 2021-11-15 | $920 | $971 | -$51 | -$51 |
| GDS HOLDINGS ADR | P | 2020-07-16 | 2021-07-09 | $1,667 | $1,933 | -$266 | -$266 |
| GENERAL MILLS, INC | P | 2020-07-16 | 2021-02-03 | $1,364 | $1,552 | -$188 | -$188 |
| GILEAD SCIENCES, INC | P | 2020-07-16 | 2021-02-03 | $2,597 | $3,054 | -$457 | -$457 |
| GUVALDAN SA ADR | P | 2020-07-16 | 2021-04-08 | $4,040 | $3,948 | $92 | $92 |
| GLAXOSMITHKLINE PLC ADR | P | 2020-07-16 | 2021-02-03 | $2,209 | $2,562 | -$353 | -$353 |
| GLAXOSMITHKLINE PLC ADR | P | 2020-07-16 | 2021-04-08 | $1,060 | $1,199 | -$139 | -$139 |
| HANNOVER RUECK SE ADR | P | 2020-11-19 | 2021-11-15 | $961 | $1,028 | -$67 | -$67 |
| HENKEL AG&CO ADR | P | 2020-11-19 | 2021-11-15 | $895 | $1,019 | -$124 | -$124 |
| HIGHWOODS PPTY | P | 2020-07-16 | 2021-07-09 | $8,942 | $7,153 | $1,789 | $1,789 |
| HUMANA INC | P | 2020-07-16 | 2021-02-03 | $1,148 | $1,186 | -$38 | -$38 |
| HUMANA INC | P | 2021-07-09 | 2021-11-15 | $880 | $913 | -$33 | -$33 |
| ILLUMINA INC | P | 2021-02-03 | 2021-11-15 | $1,525 | $1,690 | -$165 | -$165 |
| INCYTE CORP | P | 2020-11-19 | 2021-07-09 | $980 | $976 | $4 | $4 |
| INDUSTRIAL & COMMERCIAL ADR | P | 2020-07-16 | 2021-07-09 | $977 | $1,052 | -$75 | -$75 |
| IQIYI INC | P | 2021-04-08 | 2021-07-09 | $743 | $986 | -$243 | -$243 |
| J B G SMITH PROPERTIES | P | 2020-07-16 | 2021-07-09 | $4,284 | $3,890 | $394 | $394 |
| J B G SMITH PROPERTIES | P | 2020-08-04 | 2021-07-09 | $95 | $87 | $8 | $8 |
| JACKSON FINANCIAL INC | P | 2021-09-20 | 2021-09-20 | $4 | $4 | $0 | $0 |
| JAPAN EXCHANGE GROUP ADR | P | 2020-08-04 | 2021-07-09 | $935 | $1,025 | -$90 | -$90 |
| KAO CORP ADR | P | 2020-07-16 | 2021-02-03 | $885 | $952 | -$67 | -$67 |
| KOMATSU LTD ADR | P | 2020-07-16 | 2021-07-09 | $219 | $192 | $27 | $27 |
| KOMATSU LTD ADR | P | 2021-04-08 | 2021-07-09 | $780 | $1,000 | -$220 | -$220 |
| KONINKLIJKE AHOLD NV ADR | P | 2020-07-16 | 2021-02-03 | $994 | $1,005 | -$11 | -$11 |
| KONINKLIJKE PHILIPS NV ADR | P | 2020-07-16 | 2021-07-09 | $2,179 | $2,328 | -$149 | -$149 |
| KYNDRYL HLDGS INC | P | 2021-07-09 | 2021-11-04 | $15 | $18 | -$3 | -$3 |
| LENOVO GROUP LTD ADR | P | 2021-02-03 | 2021-07-09 | $904 | $1,025 | -$121 | -$121 |
| LIBERTY BROADBAND CO | P | 2020-11-19 | 2021-02-03 | $876 | $941 | -$65 | -$65 |
| LINE CORP ADR | P | 2020-11-19 | 2021-04-16 | $933 | $985 | -$52 | -$52 |
| LOCKHEED MARTIN CORP | P | 2020-07-16 | 2021-02-03 | $1,330 | $1,453 | -$123 | -$123 |
| LOCKHEED MARTIN CORP | P | 2020-11-19 | 2021-02-03 | $997 | $1,122 | -$125 | -$125 |
| LOCKHEED MARTIN CORP | P | 2021-07-09 | 2021-11-15 | $1,024 | $1,146 | -$122 | -$122 |
| LONDON STOCK EXCHANGE ADR | P | 2020-07-16 | 2021-04-08 | $2,031 | $2,108 | -$77 | -$77 |
| LONDON STOCK EXCHANGE ADR | P | 2021-07-09 | 2021-11-15 | $875 | $997 | -$122 | -$122 |
| LULULEMON ATHLETICA | P | 2020-07-16 | 2021-04-08 | $1,252 | $1,255 | -$3 | -$3 |
| LVMH MOET HENNESSY LOU ADR | P | 2021-07-09 | 2021-11-15 | $820 | $789 | $31 | $31 |
| L3HARRIS TECHNOLOGIES INC | P | 2020-11-19 | 2021-02-03 | $902 | $974 | -$72 | -$72 |
| MARKETAXESS HOLDINGS | P | 2020-07-16 | 2021-04-08 | $1,054 | $1,055 | -$1 | -$1 |
| MARKETAXESS HOLDINGS | P | 2020-07-16 | 2021-07-09 | $457 | $528 | -$71 | -$71 |
| MASIMO CORP | P | 2020-11-19 | 2021-04-08 | $953 | $981 | -$28 | -$28 |
| MATCH GROUP INC | P | 2020-11-19 | 2021-11-15 | $1,188 | $1,067 | $121 | $121 |
| MAXIM INTEGRATED PRO CORP | P | 2021-02-03 | 2021-07-09 | $1,100 | $976 | $124 | $124 |
| MCCORMICK & CO INC | P | 2020-07-16 | 2021-02-03 | $1,065 | $1,135 | -$70 | -$70 |
| MERCK & CO INC | P | 2020-07-16 | 2021-04-08 | $455 | $474 | -$19 | -$19 |
| MERCK & CO INC | P | 2020-11-19 | 2021-04-08 | $910 | $958 | -$48 | -$48 |
| MOWI ASA ADR | P | 2020-07-16 | 2021-07-09 | $2,472 | $1,790 | $682 | $682 |
| MOWI ASA ADR | P | 2020-08-04 | 2021-07-09 | $1,391 | $1,016 | $375 | $375 |
| MURATA MFG CO LTD ADR | P | 2021-02-03 | 2021-04-08 | $924 | $1,031 | -$107 | -$107 |
| M3 INC ORD | P | 2021-07-09 | 2021-11-15 | $818 | $998 | -$180 | -$180 |
| NASPERS LTD ADR | P | 2021-07-16 | 2021-07-09 | $1,951 | $1,880 | $71 | $71 |
| NATURA & CO HLDGS ADR | P | 2021-04-08 | 2021-11-15 | $685 | $1,024 | -$339 | -$339 |
| NESTLE SA ADR | P | 2020-08-04 | 2021-02-03 | $1,023 | $1,071 | -$48 | -$48 |
| NETEASE INC ADR | P | 2020-07-16 | 2021-04-08 | $106 | $90 | $16 | $16 |
| NETEASE INC ADR | P | 2021-02-03 | 2021-07-09 | $951 | $1,109 | -$158 | -$158 |
| NETFLIX INC | P | 2021-02-03 | 2021-07-09 | $1,076 | $1,081 | -$5 | -$5 |
| NINTENDO LTD ADR | P | 2021-02-03 | 2021-11-15 | $879 | $1,186 | -$307 | -$307 |
| NIO INC | P | 2020-11-19 | 2021-07-09 | $1,000 | $1,051 | -$51 | -$51 |
| NOKIA CORP ADR | P | 2020-07-16 | 2021-04-08 | $1,419 | $1,503 | -$84 | -$84 |
| NOV INC | P | 2021-04-08 | 2021-07-09 | $1,093 | $981 | $112 | $112 |
| NOVAVAX INC | P | 2021-07-09 | 2021-11-15 | $858 | $946 | -$88 | -$88 |
| NOVOCURE LTD | P | 2021-02-03 | 2021-04-08 | $797 | $1,037 | -$240 | -$240 |
| NTT DOCOMO INC ADR | P | 2020-07-16 | 2021-03-12 | $2,791 | $2,118 | $673 | $673 |
| NTT DOCOMO INC ADR | P | 2020-08-04 | 2021-01-12 | $2,247 | $1,780 | $467 | $467 |
| OKTA INC | P | 2020-08-04 | 2021-04-08 | $953 | $874 | $79 | $79 |
| ORACLE CORP | P | 2020-07-16 | 2021-07-09 | $1,146 | $727 | $419 | $419 |
| ORGANON & CO | P | 2020-07-16 | 2021-07-09 | $7 | $8 | -$1 | -$1 |
| PG&E CORP | P | 2020-11-19 | 2021-02-03 | $940 | $985 | -$45 | -$45 |
| PG&E CORP | P | 2021-04-08 | 2021-07-09 | $912 | $999 | -$87 | -$87 |
| PAN AMERN SILVER CORP | P | 2020-07-16 | 2021-02-03 | $63 | $65 | -$2 | -$2 |
| PAN AMERN SILVER CORP | P | 2021-04-08 | 2021-07-09 | $884 | $1,044 | -$160 | -$160 |
| PARAMOUNT GLOBAL | P | 2021-04-08 | 2021-07-09 | $981 | $988 | -$7 | -$7 |
| PAYPAL HOLDINGS INC | P | 2021-02-03 | 2021-04-08 | $1,044 | $1,011 | $33 | $33 |
| PELOTON INTERACTIVE INCD | P | 2020-11-19 | 2021-11-15 | $475 | $1,054 | -$579 | -$579 |
| PINDUODUO INC ADR | P | 2021-04-08 | 2021-07-09 | $1,661 | $2,107 | -$446 | -$446 |
| PING AN INSURANCE GP ADR | P | 2020-07-16 | 2021-07-09 | $3,094 | $3,693 | -$599 | -$599 |
| PINTEREST INC | P | 2021-02-03 | 2021-07-09 | $1,075 | $1,082 | -$7 | -$7 |
| PROCTOR & GAMBLE | P | 2020-07-16 | 2021-02-03 | $129 | $124 | $5 | $5 |
| PROCTOR & GAMBLE | P | 2020-11-19 | 2021-02-03 | $900 | $973 | -$73 | -$73 |
| PT BANK RAKYAT ADR | P | 2021-10-19 | 2021-10-19 | $21 | $21 | $0 | $0 |
| PT BK CENT ASIA TBK ADR | P | 2020-11-19 | 2021-07-09 | $897 | $1,031 | -$134 | -$134 |
| QBE INSURANCE GROUP ADR | P | 2020-07-16 | 2021-02-03 | $1,178 | $1,200 | -$22 | -$22 |
| QUALCOM INC | P | 2020-07-16 | 2021-04-08 | $139 | $92 | $47 | $47 |
| QUALCOM INC | P | 2021-02-03 | 2021-04-08 | $836 | $974 | -$138 | -$138 |
| RECKITT BENCKISER GROUP ADR | P | 2020-07-16 | 2021-04-08 | $2,317 | $2,473 | -$156 | -$156 |
| REGENERON PHARMS INC | P | 2020-07-16 | 2021-02-03 | $1,975 | $2,523 | -$548 | -$548 |
| RESTAURANT BRANDS | P | 2020-07-16 | 2021-07-09 | $1,092 | $984 | $108 | $108 |
| ROYAL GOLD INC | P | 2020-07-16 | 2021-02-03 | $1,264 | $1,491 | -$227 | -$227 |
| S&P GLOBAL INC | P | 2020-07-06 | 2021-02-03 | $2,276 | $2,440 | -$164 | -$164 |
| SANOFI S A ADR | P | 2020-07-16 | 2021-02-03 | $2,072 | $2,333 | -$261 | -$261 |
| SANOFI S A ADR | P | 2021-07-09 | 2021-11-15 | $205 | $208 | -$3 | -$3 |
| SANTEN PHARM CO LTD ADR | P | 2020-11-19 | 2021-04-08 | $883 | $1,002 | -$119 | -$119 |
| SAP SE ADR | P | 2020-07-16 | 2021-02-03 | $3,674 | $4,351 | -$677 | -$677 |
| SAP SE ADR | P | 2020-08-04 | 2021-02-03 | $1,181 | $1,439 | -$258 | -$258 |
| SEAGEN INC | P | 2020-07-16 | 2021-04-08 | $870 | $1,059 | -$189 | -$189 |
| SEMTECH CORP | P | 2020-07-16 | 2021-07-09 | $1,243 | $998 | $245 | $245 |
| SERVICE NOW INC | P | 2021-04-08 | 2021-07-09 | $1,126 | $1,045 | $81 | $81 |
| SINGAPORE TLCM ADR | P | 2020-07-16 | 2021-07-09 | $904 | $973 | -$69 | -$69 |
| SINGAPORE TLCM ADR | P | 2021-02-03 | 2021-07-09 | $938 | $999 | -$61 | -$61 |
| SK TELECOM CO LTD ADR | P | 2021-02-03 | 2021-12-01 | $12 | $10 | $2 | $2 |
| SK TELECOM CO LTD ADR | P | 2021-12-23 | 2021-12-23 | $2,311 | $2,303 | $8 | $8 |
| SMITH & NEPHEW GROUP ADR | P | 2020-07-16 | 2021-04-08 | $1,263 | $1,341 | -$78 | -$78 |
| SOCIEDAD QUIMICA RIGHTS | P | 2020-07-16 | 2021-03-31 | $1 | $1 | $1 | |
| SOCIEDAD QUIMICA RIGHTS | P | 2020-07-16 | 2021-04-07 | $15 | $15 | $15 | |
| SOCIEDAD QUIMICA Y MIN ADR | P | 2020-07-16 | 2021-07-09 | $1,621 | $992 | $629 | $629 |
| SOLAREDGE TECH | P | 2020-07-16 | 2021-02-03 | $1,241 | $658 | $583 | $583 |
| SONY GROUP CORP ADR | P | 2021-02-03 | 2021-07-09 | $1,023 | $1,114 | -$91 | -$91 |
| SPLUNK INC | P | 2020-07-16 | 2021-02-03 | $859 | $995 | -$136 | -$136 |
| STEEL DYNAMICS INC | P | 2020-07-22 | 2021-07-09 | $1,488 | $663 | $825 | $825 |
| SUNRUN INC | P | 2020-08-04 | 2021-02-03 | $1,338 | $754 | $584 | $584 |
| TAIWAN SEMICONDUCTOR ADR | P | 2021-04-08 | 2021-07-09 | $2,048 | $2,091 | -$43 | -$43 |
| TAKEDA PHARM CO ADR | P | 2020-07-16 | 2021-07-09 | $67 | $69 | -$2 | -$2 |
| TAKEDA PHARM CO ADR | P | 2021-02-03 | 2021-07-09 | $971 | $1,013 | -$42 | -$42 |
| TAL ED GROUP ADR | P | 2020-07-16 | 2021-04-08 | $874 | $1,093 | -$219 | -$219 |
| TEAMVIEWER AG ADR | P | 2021-07-09 | 2021-11-15 | $475 | $1,035 | -$560 | -$560 |
| TECHNIP ENERGIES NV ADR | P | 2021-02-23 | 2021-07-09 | $374 | $429 | -$55 | -$55 |
| TELADOC INC | P | 2021-02-03 | 2021-04-08 | $737 | $1,089 | -$352 | -$352 |
| TELEFONICA BRASIL ADR | P | 2020-07-15 | 2021-04-08 | $887 | $1,021 | -$134 | -$134 |
| TELEFONICA SA ADR | P | 2021-06-30 | 2021-06-01 | $2 | $2 | $0 | $0 |
| TELEFONICA SA ADR | P | 2021-12-29 | 2021-12-29 | $4 | $4 | $0 | $0 |
| TENCENT HOLDINGS ADR | P | 2020-08-04 | 2021-07-09 | $991 | $993 | -$2 | -$2 |
| TESCO PLC ADR | P | 2020-11-19 | 2021-02-19 | $6 | $7 | -$1 | -$1 |
| TESCO PLC ADR | P | 2020-07-16 | 2021-07-09 | $964 | $1,010 | -$46 | -$46 |
| TESCO PLC ADR | P | 2020-11-19 | 2021-07-09 | $825 | $984 | -$159 | -$159 |
| TESLA INC | P | 2020-07-16 | 2021-02-03 | $3,428 | $1,210 | $2,218 | $2,218 |
| TEXAS INSTRUMENTS | P | 2020-11-19 | 2021-07-09 | $1,331 | $1,090 | $241 | $241 |
| TEXAS PACIFIC LAND CORP | P | 2020-11-19 | 2021-11-15 | $1,282 | $1,502 | -$220 | -$220 |
| THE COCA-COLA COMPANY | P | 2020-07-16 | 2021-02-03 | $49 | $46 | $3 | $3 |
| THE COCA-COLA COMPANY | P | 2020-11-19 | 2021-02-03 | $931 | $1,001 | -$70 | -$70 |
| TIM SA ADR | P | 2021-02-03 | 2021-04-08 | $889 | $1,023 | -$134 | -$134 |
| TOKIO MARINE HOLDINGS ADR | P | 2020-08-04 | 2021-02-03 | $50 | $44 | $6 | $6 |
| TOKIO MARINE HOLDINGS ADR | P | 2020-11-19 | 2021-02-03 | $954 | $1,027 | -$73 | -$73 |
| TOYOTA MOTOR CORP ADR | P | 2020-07-16 | 2021-07-09 | $10,525 | $7,471 | $3,054 | $3,054 |
| TOYOTA MOTOR CORP ADR | P | 2020-08-04 | 2021-07-09 | $1,962 | $1,354 | $608 | $608 |
| TREASURY WINE ESTATE ADR | P | 2021-02-03 | 2021-04-08 | $998 | $982 | $16 | $16 |
| TURKCELL ILETISIM HIZM ADR | P | 2020-07-16 | 2021-07-09 | $1,052 | $1,319 | -$267 | -$267 |
| TWITTER INC | P | 2021-02-03 | 2021-11-15 | $1,008 | $1,041 | -$33 | -$33 |
| ULTRAPAR PARTICIPACOES ADR | P | 2021-09-02 | 2021-09-09 | $0 | $0 | ||
| ULTRAPAR PARTICIPACOES ADR | P | 2021-11-19 | 2021-11-19 | $0 | $0 | ||
| UNICREDIT SPA ADR | P | 2020-07-16 | 2021-02-03 | $965 | $991 | -$26 | -$26 |
| UNILEVER PLC ADR | P | 2021-02-03 | 2021-04-08 | $1,313 | $1,362 | -$49 | -$49 |
| UNILEVER PLC ADR | P | 2021-02-03 | 2021-11-15 | $785 | $889 | -$104 | -$104 |
| UNILEVER PLC ADR | P | 2021-07-09 | 2021-11-15 | $1,361 | $1,547 | -$186 | -$186 |
| UNIVERSAL DISPLAY CO | P | 2021-04-08 | 2021-11-15 | $671 | $977 | -$306 | -$306 |
| VALERO ENERGY CORP | P | 2021-04-08 | 2021-07-09 | $935 | $955 | -$20 | -$20 |
| VERIZON COMMUNICATION | P | 2020-11-19 | 2021-02-03 | $1,535 | $1,680 | -$145 | -$145 |
| VERTEX PHARMACEUTICAL | P | 2021-02-03 | 2021-07-09 | $1,583 | $1,704 | -$121 | -$121 |
| VERTEX PHARMACEUTICAL | P | 2021-04-08 | 2021-07-09 | $989 | $1,057 | -$68 | -$68 |
| VESTAS WINDSYS ADR | P | 2020-07-16 | 2021-02-03 | $2,681 | $1,446 | $1,235 | $1,235 |
| VESTAS WINDSYS ADR | P | 2020-07-16 | 2021-04-08 | $2,013 | $1,205 | $808 | $808 |
| VESTAS WINDSYS ADR | P | 2020-07-16 | 2021-07-09 | $964 | $603 | $361 | $361 |
| VIATRUS INC | P | 2020-07-16 | 2021-04-08 | $227 | $252 | -$25 | -$25 |
| VINCI SA | P | 2020-07-16 | 2021-02-03 | $1,252 | $1,248 | $4 | $4 |
| VIPSHOP HOLDINGS LTD ADR | P | 2020-07-16 | 2021-07-09 | $861 | $977 | -$116 | -$116 |
| VMWARE INC | P | 2021-04-08 | 2021-11-02 | $83 | $68 | $15 | $15 |
| VOLKSWAGEN AG ADR | P | 2021-04-08 | 2021-07-09 | $1,000 | $1,069 | -$69 | -$69 |
| WALT DISNEY CO | P | 2021-02-03 | 2021-11-15 | $949 | $1,060 | -$111 | -$111 |
| WHEATON PRECIOUS METAL | P | 2020-07-16 | 2021-04-09 | $2,251 | $2,513 | -$262 | -$262 |
| XIAOMI CORP | P | 2020-11-19 | 2021-01-20 | $1,295 | $1,038 | $257 | $257 |
| Z HOLDINGS CORP ADR | P | 2021-02-03 | 2021-04-08 | $765 | $1,005 | -$240 | -$240 |
| ZALANDO SE ADR | P | 2020-11-19 | 2021-11-15 | $1,009 | $1,032 | -$23 | -$23 |
| ZILLOWGROUP INC | P | 2021-02-03 | 2021-04-08 | $1,026 | $1,074 | -$48 | -$48 |
| ZOOM VIDEO COMMUNICATION | P | 2021-07-09 | 2021-11-15 | $1,846 | $2,691 | -$845 | -$845 |
| 360 DIGITECH INC ADR | P | 2021-07-09 | 2021-11-15 | $999 | $1,013 | -$14 | -$14 |
| ACTIVISON BLIZZARD | P | 2020-07-16 | 2021-11-15 | $913 | $1,031 | -$118 | -$118 |
| ACUITY BRANDS INC | P | 2020-07-16 | 2021-11-15 | $2,651 | $1,188 | $1,463 | $1,463 |
| ALSTOM SA ADR | P | 2020-07-16 | 2021-11-15 | $5,409 | $8,191 | -$2,782 | -$2,782 |
| BANCO BRADESCO SA ADR | P | 2020-07-16 | 2021-11-15 | $368 | $363 | $5 | $5 |
| BYD CO LTD ADR | P | 2020-07-16 | 2021-11-15 | $1,652 | $395 | $1,257 | $1,257 |
| CHINA CONSTRUC BANK ADR | P | 2020-07-16 | 2021-11-15 | $1,048 | $1,236 | -$188 | -$188 |
| CHUNGHWA TELECOM CO ADR | P | 2020-07-22 | 2021-11-15 | $2,260 | $2,060 | $200 | $200 |
| DARLING INGREDIENTS | P | 2020-07-16 | 2021-11-15 | $1,080 | $367 | $713 | $713 |
| EAST JAPAN RAILWAY ADR | P | 2020-07-16 | 2021-11-15 | $3,447 | $3,754 | -$307 | -$307 |
| ENPHASE ENERGY INC | P | 2020-07-16 | 2021-11-15 | $979 | $230 | $749 | $749 |
| ESSENTIAL UTILS INC | P | 2020-07-16 | 2021-11-15 | $1,419 | $1,312 | $107 | $107 |
| FIDELITY NATL INFO | P | 2020-07-16 | 2021-11-15 | $1,159 | $1,393 | -$234 | -$234 |
| FIRST SOLAR INC | P | 2020-07-16 | 2021-11-15 | $1,006 | $528 | $478 | $478 |
| FUJITSU LIMITED ADR | P | 2020-07-16 | 2021-11-15 | $184 | $123 | $61 | $61 |
| GETNET ADQUIRENCIA ES ADR | P | 2020-08-04 | 2021-10-22 | $1 | $1 | $0 | $0 |
| HENKEL AG&CO ADR | P | 2020-07-16 | 2021-11-15 | $977 | $1,047 | -$70 | -$70 |
| INTEL CORP | P | 2020-07-16 | 2021-11-15 | $2,616 | $3,072 | -$456 | -$456 |
| J B G SMITH PROPERTIES | P | 2020-07-16 | 2021-11-15 | $1,072 | $1,009 | $63 | $63 |
| LOCKHEED MARTIN CORP | P | 2020-07-16 | 2021-11-15 | $341 | $363 | -$22 | -$22 |
| LONDON STOCK EXCHANGE ADR | P | 2020-07-16 | 2021-11-15 | $292 | $316 | -$24 | -$24 |
| NASPERS LTD ADR | P | 2020-07-16 | 2021-11-15 | $2,075 | $2,255 | -$180 | -$180 |
| NATURA & CO HLDGS ADR | P | 2020-07-16 | 2021-11-15 | $866 | $1,081 | -$215 | -$215 |
| RINGCENTRAL INC | P | 2020-07-16 | 2021-11-15 | $1,062 | $1,010 | $52 | $52 |
| SANOFI S A ADR | P | 2020-07-16 | 2021-11-15 | $819 | $848 | -$29 | -$29 |
| SAP SE ADR | P | 2020-07-16 | 2021-11-15 | $1,133 | $1,243 | -$110 | -$110 |
| STEEL DYNAMICS INC | P | 2020-07-22 | 2021-11-15 | $1,181 | $497 | $684 | $684 |
| TAIWAN SEMICONDUCTOR ADR | P | 2020-07-16 | 2021-11-15 | $1,653 | $927 | $726 | $726 |
| TELECOM ITALIA ADR | P | 2020-07-16 | 2021-11-15 | $968 | $1,134 | -$166 | -$166 |
| TENCENT HOLDINGS ADR | P | 2020-07-16 | 2021-11-15 | $2,757 | $2,948 | -$191 | -$191 |
| UNIVERSAL DISPLAY CO | P | 2020-07-16 | 2021-11-15 | $336 | $304 | $32 | $32 |
| VESTAS WINDSYS ADR | P | 2020-07-16 | 2021-11-15 | $4,862 | $3,326 | $1,536 | $1,536 |
| WALT DISNEY CO | P | 2020-07-16 | 2021-11-15 | $158 | $120 | $38 | $38 |
| WEST JAPAN RAILWAY ADR | P | 2020-07-16 | 2021-11-15 | $1,457 | $1,620 | -$163 | -$163 |
| ZIMMER BIOMET HOLDINGS | P | 2020-07-16 | 2021-11-15 | $1,047 | $1,043 | $4 | $4 |
| PIMCO SHORT ASSET INVESTMENT | P | 2021-01-28 | 2011-09-02 | $124,747 | $125,015 | -$268 | -$268 |
| PIMCO SHORT ASSET INVESTMENT | P | 2018-02-22 | 2021-09-02 | $448,947 | $450,015 | -$1,068 | -$1,068 |
| ACCESSS CAPITAL COMMUNITY INVESTMENT | P | 2020-07-14 | 2021-01-13 | $272,864 | $275,000 | -$2,136 | -$2,136 |
| PARNASSUS CORE EQUITY INST | P | 2020-07-14 | 2021-05-27 | $95,000 | $75,402 | $19,598 | $19,598 |
| AMG TIMESQUARE INTERNATIONAL | P | 2019-01-24 | 2021-01-28 | $95,000 | $66,840 | $28,160 | $28,160 |
| BRAMSHILL INCOME PERFORMANCE | P | 2018-06-27 | 2021-08-19 | $106,272 | $100,000 | $6,272 | $6,272 |
| FIERA CAPITAL INTERNATIONAL EQUITY | P | 2019-01-24 | 2021-01-28 | $100,000 | $72,456 | $27,544 | $27,544 |
| CAPITAL GAINS DIVIDENDS | P | $55,446 | $55,446 | $55,446 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $151,050 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $2,857 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $2,857 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $2,857 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $11,880 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $11,880 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $9,023 | OverpaymentAmt |
| Applied To ES Tax | $9,023 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | Yes (1) | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | GANG TYRE RAMER BROWN LLP | IndividualWithBooksNm |
| Phone | 3107774800 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 132 SO RODEO DRIVE | AddressLine1Txt |
| City | BEVERLY HILLS | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90212 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| EILEEN A BROWN | ||||||||
| 132 SO RODEO DRIVE | BEVERLY HILLS | CA | 90212 | VP, SEC, CFO, DIR | 1.00 | $0 | $0 | $0 |
| HAROLD A BROWN | ||||||||
| 132 SO RODEO DRIVE | BEVERLY HILLS | CA | 90212 | PRES, DIR | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $5,610,049 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $120,290 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $5,730,339 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $5,730,339 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $85,955 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $5,644,384 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $282,219 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $282,219 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $2,857 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $2,857 | TotalTaxAmt |
| Distributable Before Adj | $279,362 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $279,362 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $279,362 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $200,000 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $200,000 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $279,362 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $224,941 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $26,328 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $222,719 | ExcessDistributionCyovYr3Amt |
| Total Excess Distribution Cyov | $473,988 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $200,000 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $200,000 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $79,362 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $79,362 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $394,626 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $145,579 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $249,047 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $26,328 | ExcessFromYear4Amt |
| Excess From Year3 | $222,719 | ExcessFromYear3Amt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | EILEEN A BROWN | ContributingManagerNm |
| Contributing Manager | HAROLD A BROWN | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | OCCIDENTAL COLLEGE | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1600 CAMPUS ROAD | AddressLine1Txt |
| City | LOS ANGELES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90041 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | NONE | RecipientRelationshipTxt |
| Recipient Foundation Status | PUBLIC CHARITY | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | SCHOLARSHIP FUND | GrantOrContributionPurposeTxt |
| Amt | $200,000 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $200,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $85 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $97,797 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $151,050 | ExclusionAmt |
Gross Profit Loss Sls Of Invntry GrossProfitLossSlsOfInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $248,932 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $248,932 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (2 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Noncash ContributionNoncashContributionInd | Person ContributionPersonContributionInd |
|---|---|---|---|---|---|---|---|
| EILEEN HAROLD BROWN | |||||||
| 1 | 132 SO RODEO DRIVE | BEVERLY HILLS | CA | 90212 | $5,000 | Yes (X) | |
| EILEEN HAROLD BROWN | |||||||
| 2 | 132 SO RODEO DRIVE | BEVERLY HILLS | CA | 90212 | $5,000 | Yes (X) | |
Non Cash Property Contribution NonCashPropertyContributionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Noncash Property | CASH | NoncashPropertyDesc |
| Fair Market Value | $5,000 | FairMarketValueAmt |
| Received | 2021-05-11 | ReceivedDt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | STOCKS-CHARLES SCHWAB | StockNm |
| EOY Book Value | $1,795,896 | EOYBookValueAmt |
| EOYFMV | $2,124,461 | EOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | MUTUAL FUNDS-CHARLES SCHWAB | CategoryOrItemTxt |
| Listed At Cost Or FMV | FMV | ListedAtCostOrFMVCd |
| Book Value | $3,130,794 | BookValueAmt |
| EOYFMV | $3,675,534 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ASSET MANAGEMENT FEES | Desc |
| Revenue And Expenses Per Books | $39,435 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $39,435 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Substantial Contributors Sch SubstantialContributorsSch
Substantial Contributor Detail SubstantialContributorDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | HAROLD EILEEN BROWN | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 132 SOUTH RODEO DRIVE | AddressLine1Txt |
| City | BEVERLY HILLS | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90212 | ZIPCd |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FEDERAL TAXES | $8,731 | $0 | $0 |
| CALIFORNIA ATTORNEY GENERAL | $150 | $0 | $0 |
| FOREIGN TAXES | $3,937 | $3,937 | $0 |
Comments