ERICH AND DELLA KOENIG FOUNDATION: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- ERICH AND DELLA KOENIG FOUNDATION (EIN 95-6945666)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-06-07
- IRS object ID
- 202231589349100518
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-06-07T18:21:38-05:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 111986323 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MARCUM LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 777 S FIGUEROA STREET SUITE 2900 | AddressLine1Txt |
| City | LOS ANGELES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90017 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 956945666 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ERICH AND DELLA KOENIG FOUNDATION | BusinessNameLine1Txt |
| Business Name Line2 | C/O MIGUEL KOENIG | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ERIC | BusinessNameControlTxt |
| Phone | 2136297657 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 6277 STRADA FRAGANTE | AddressLine1Txt |
| City | RANCHO SANTA FE | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92091 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | MIGUEL KOENIG | PersonNm |
| Person Title | CFO | PersonTitleTxt |
| Phone | 2136297657 | PhoneNum |
| Signature | 2022-06-06 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | MIGUEL | PersonFirstNm |
| Person Last | KOENIG | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | XXX-XX-XXXX | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | ROBERT L BABEK | PreparerPersonNm |
| PTIN | P00570618 | PTIN |
| Phone | 3104327400 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $17,790,699 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $1 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $1 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $198,612 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $198,612 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $721,343 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $3,164,164 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $721,343 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $5,143 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $3,854 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $925,099 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $923,810 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $26,849 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $26,849 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $5,180 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $5,180 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $146,708 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $146,708 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $15,582 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $3,589 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $9 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $9 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $194,328 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $150,306 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $32,029 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $643,500 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $643,500 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $837,828 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $150,306 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $675,529 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $87,271 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $773,504 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $834 | CashBOYAmt |
| Cash EOY | $1,297 | CashEOYAmt |
| Cash EOYFMV | $1,297 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $1,052,589 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,604,958 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,604,993 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $6,714,734 | CorporateStockBOYAmt |
| Corporate Stock EOY | $6,382,740 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $14,507,939 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $850,275 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $651,091 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $672,720 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $814,798 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $881,704 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $999,744 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | -$1,531 | OtherAssetsBOYAmt |
| Other Assets EOY | -$2,820 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $4,006 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $9,431,699 | TotalAssetsBOYAmt |
| Total Assets EOY | $9,518,970 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $17,790,699 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $9,431,699 | RetainedEarningBOYAmt |
| Retained Earning EOY | $9,518,970 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $9,431,699 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $9,518,970 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $9,431,699 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $9,518,970 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $9,431,699 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $87,271 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $9,518,970 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $9,518,970 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (5 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES - 0830 | 2021-01-01 | 2021-12-31 | $1,312,343 | $1,221,566 | $90,777 | $90,777 |
| PUBLICLY TRADED SECURITIES - 0830 | 2019-11-29 | 2021-12-31 | $1,081,102 | $658,594 | $422,508 | $422,508 |
| CAPITAL GAIN DISTRIBUTIONS - 1632 | 2020-01-01 | 2021-12-31 | $17,865 | $17,865 | $17,865 | |
| PUBLICLY TRADED SECURITIES - 1632 | 2020-11-18 | 2021-12-31 | $279,846 | $278,096 | $1,750 | $1,750 |
| PUBLICLY TRADED SECURITIES - 1632 | 2016-12-18 | 2021-12-31 | $473,008 | $284,565 | $188,443 | $188,443 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $721,343 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $10,752 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $10,752 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $10,752 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $10,498 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $4,200 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $14,698 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $3,946 | OverpaymentAmt |
| Applied To ES Tax | $3,946 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | EDWARD A LANDRY | IndividualWithBooksNm |
| Phone | 2136297657 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 624 SOUTH GRAND AVENUE SUITE 2000 | AddressLine1Txt |
| City | LOS ANGELES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90017 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| MIGUEL KOENIG | ||||||||
| 624 SOUTH GRAND AVENUE SUITE 2000 | LOS ANGELES | CA | 90017 | TREASURER AND CFO | 15.00 | $0 | $0 | $0 |
| ENRIQUE KOENIG | ||||||||
| 624 SOUTH GRAND AVENUE SUITE 2000 | LOS ANGELES | CA | 90017 | PRESIDENT | 0.00 | $0 | $0 | $0 |
| CAMILLA KOENIG | ||||||||
| 624 SOUTH GRAND AVENUE SUITE 2000 | LOS ANGELES | CA | 90017 | ASSISTANT SECRETARY | 0.00 | $0 | $0 | $0 |
| BERNARDO KOENIG | ||||||||
| 624 SOUTH GRAND AVENUE SUITE 2000 | LOS ANGELES | CA | 90017 | SECRETARY | 0.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $15,587,059 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,373,609 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $16,960,668 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $16,960,668 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $254,410 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $16,706,258 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $835,313 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $835,313 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $10,752 | TaxBasedOnInvestmentIncomeAmt |
| Income Tax | $61 | IncomeTaxAmt |
| Total Tax | $10,813 | TotalTaxAmt |
| Distributable Before Adj | $824,500 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $824,500 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $824,500 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $675,529 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $675,529 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $824,500 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $626,486 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $675,529 | QualifyingDistributionsAmt |
| Applied To Year1 | $626,486 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $49,043 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $775,457 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (27 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| BETH TORAH ADATH YESHURUN INC | |||||||
| 20350 NE 26TH AVE | MIAMI | FL | 33180 | NONE | EXEMPT | GENERAL SUPPORT | $10,000 |
| BUTLER INITIATIVE | |||||||
| 11771 NATIONAL BLVD APT 2 | LOS ANGELES | CA | 90064 | NONE | EXEMPT | GENERAL SUPPORT | $80,000 |
| CAMPUS CRUSADE FOR CHRIST - MINISTRY OF KAI & LAUREN POTTINGER | |||||||
| 100 LAKE HART DRIVE DEPT 2500 | ORLANDO | FL | 32862 | NONE | EXEMPT | GENERAL SUPPORT | $10,000 |
| CEDARS-SINAI | |||||||
| 8700 BEVERLY BLVD SUITE 2416 | LOS ANGELES | CA | 90048 | NONE | EXEMPT | GENERAL SUPPORT | $28,500 |
| CHALLENGED ATHLETES FOUNDATION | |||||||
| 9591 WAPLES ST | SAN DIEGO | CA | 92121 | NONE | EXEMPT | GENERAL SUPPORT | $5,000 |
| CHILDREN'S HOSPITAL LOS ANGELES | |||||||
| 4650 SUNSET BLVD | LOS ANGELES | CA | 90027 | NONE | EXEMPT | GENERAL SUPPORT | $30,000 |
| FJC-A FOUNDATION OF PHILANTHROPIC FUNDS-NINOS EN ALEGRIA | |||||||
| 520 EIGHTH AVENUE 20TH FLOOR | NEW YORK | NY | 10018 | NONE | EXEMPT | GENERAL SUPPORT | $20,000 |
| HARVARD COLLEGE FUND | |||||||
| 124 MOUNT AUBURN STREET | CAMBRIDGE | MA | 02138 | NONE | EXEMPT | GENERAL SUPPORT | $25,000 |
| HIRSHHORN MUSEUM AND SCULPTURE GARDEN | |||||||
| INDEPENDENCE AVE SW 7TH ST SW | WASHINGTON | DC | 20560 | NONE | EXEMPT | GENERAL SUPPORT | $20,000 |
| JEWISH AGENCY FOR ISRAEL-NORTH AMERICAN COUNCIL | |||||||
| 633 THIRD AVENUE 21ST FLOOR | NEW YORK | NY | 10017 | NONE | EXEMPT | GENERAL SUPPORT | $110,000 |
| LOS CABOS CHILDREN'S FOUNDATION | |||||||
| 1585 THOMAS CENTER DRIVE SUITE 101 | EAGAN | MN | 55122 | NONE | EXEMPT | GENERAL SUPPORT | $10,000 |
| MEDIATION CENTER OF LOS ANGELES | |||||||
| 20750 VENTURA BLVD | WOODLAND HILLS | CA | 91364 | NONE | EXEMPT | GENERAL SUPPORT | $10,000 |
| NEEMA INTERNATIONAL FOUNDATION | |||||||
| 515 POST OAK BLVD SUITE 1000 | HOUSTON | TX | 77027 | NONE | EXEMPT | GENERAL SUPPORT | $10,000 |
| RANCHO SANTA FE FIRE DISTRICT FOUNDATION | |||||||
| 16936 EL FUEGO | RANCHO SANTA FE | CA | 92091 | NONE | EXEMPT | GENERAL SUPPORT | $2,500 |
| SAN DIEGO MUSEUM OF ART | |||||||
| 1450 EL PRADO | SAN DIEGO | CA | 92102 | NONE | EXEMPT | GENERAL SUPPORT | $12,000 |
| SAN MARINO MOTOR CLASSIC | |||||||
| 1485 VIRGINIA ROAD | SAN MARINO | CA | 91108 | NONE | EXEMPT | GENERAL SUPPORT | $2,500 |
| SOUTHERN CALIFORNIA FAMILY MEDIATION | |||||||
| PO BOX 7576 | BURBANK | CA | 91510 | NONE | EXEMPT | GENERAL SUPPORT | $35,000 |
| STANFORD UNIVERSITY | |||||||
| 450 SERRA MALL | STANFORD | CA | 94305 | NONE | EXEMPT | GENERAL SUPPORT | $20,000 |
| THE UCLA FOUNDATION | |||||||
| 10889 WILSHIRE BLVD 1100 | LOS ANGELES | CA | 90024 | NONE | EXEMPT | GENERAL SUPPORT | $70,000 |
| THE VERSAILLES FOUNDATION | |||||||
| 420 LEXINGTON AVENUE SUITE 2044 | NEW YORK | NY | 10017 | NONE | EXEMPT | GENERAL SUPPORT | $40,000 |
| UNIVERSITY KIDNEY DISEASE FOUNDATION | |||||||
| 2049 CENTURY PARK EAST SUITE 3180 | LOS ANGELES | CA | 90067 | NONE | EXEMPT | GENERAL SUPPORT | $40,000 |
| USC MARSHALL SCHOOL OF BUSINESS | |||||||
| CITIGROUP CENTER | LOS ANGELES | CA | 90089 | NONE | EXEMPT | GENERAL SUPPORT | $20,000 |
| YESHIVA GEDOLAH OF LOS ANGELES | |||||||
| 5444 W OLYMPIC BLVD | LOS ANGELES | CA | 90036 | NONE | EXEMPT | GENERAL SUPPORT | $5,000 |
| ZOOLOGICAL SOCIETY OF SAN DIEGO | |||||||
| 2920 ZOO DR | SAN DIEGO | CA | 92101 | NONE | EXEMPT | GENERAL SUPPORT | $12,000 |
| FEEDING AMERICA | |||||||
| 161 NORTH CLARK STREET SUITE 700 | CHICAGO | IL | 60601 | NONE | EXEMPT | GENERAL SUPPORT | $10,000 |
| THE NATIONAL MULTIPLE SCLEROSIS SOCIETY | |||||||
| 5150 W GOLDLEAF CIRCLE SUITE 400 | LOS ANGELES | CA | 90056 | NONE | EXEMPT | GENERAL SUPPORT | $5,000 |
| SAN DIEGO OPERA | |||||||
| 233 A ST 500 | SAN DIEGO | CA | 92101 | NONE | EXEMPT | GENERAL SUPPORT | $1,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $643,500 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $198,612 | ExclusionAmt |
Other Investment Income OtherInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 01 | ExclusionCd |
| Exclusion | $3,854 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $721,343 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | K-1 ENTERPRISE PRODUCTS PARTNERS LP | Desc |
| Business | 523000 | BusinessCd |
| Unrelated Business Taxbl Incm | $1,289 | UnrelatedBusinessTaxblIncmAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $1,289 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $923,810 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $925,099 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $5,180 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $5,180 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (165 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ABBVIE INC SR UNSECD NT CALL 08/14/28 @100 DTD 09/18/18 4.250% DUE 11/14/2 | $7,952 | $7,922 |
| AFFILIATED MANAGERS GROUP INC PFD 5.875% MOODY'S: NA S&P: N AVL | $1,366 | $1,430 |
| AFFILIATED MANAGERS GROUP INC PFD JR SUB NT 4.750% MOODY'S: NA S&P: N | $1,777 | $1,869 |
| ALGONQUIN PWR & UTILS CORP SUB NTS FXD/FLTG PFD 6.875% CANADA MOODY'S: NA | $814 | $851 |
| ALLSTATE CORP PFD 4.750% SER I MOODY'S: BAA2 S&P: N AVL | $869 | $936 |
| ALLSTATE CORP PFD 5.100% MOODY'S: BAA1 S&P: N AVL | $910 | $898 |
| ALLSTATE CORP PFD SER G 5.625% MOODY'S: BAA3 S&P: N AVL | $2,325 | $2,449 |
| ALLSTATE CORP PFD SER H DEPOSITARY SHS REPSTG 1/1000TH MOODY'S: BAA2 S& | $2,733 | $2,848 |
| APPLE INC UNSECD SR NT CALL 12/09/23 @100 DTD 02/09/17 3.000% DUE 02/09/24 | $7,114 | $7,294 |
| AMERICAN FINL GROUP INC OHIO PFD 5.875% MOODY'S: NA S&P: N AVL | $853 | $918 |
| AMERICAN INTL GROUP INC PFD 5.850% SER A DEP SH MOODY'S: BAA3 S&P: N AV | $1,690 | $1,761 |
| AMERICAN TOWER CORP GLB 02.700% APR 15 2031 | $7,132 | $7,029 |
| ANHEUSER-BUSCH INBEV FIN INC SR UNSECD NT CALL 08/01/45 @100 DTD 01/25/16 | $3,316 | $3,778 |
| ARCH CAP GROUP LTD NON CUM PFD SER F 5.450% ISIN US03939A1079 BERMUDA MOO | $2,066 | $2,109 |
| ARCH CAPITAL GROUP LTD PFD 5.250% BERMUDA MOODY'S: NA S&P: N AVL | $808 | $828 |
| ASSOCIATED BANC-CORP PFD 5.625 % SER F MOODY'S: NA S&P: N AVL | $866 | $961 |
| AT&T INC PFD 5.000% SER A MOODY'S: NA S&P: N AVL | $3,355 | $3,538 |
| AT&T INC PFD 5.350% MOODY'S: BAA1 S&P: N AVL 2067 | $2,564 | $2,685 |
| AT&T INC PRFD 5.625% MOODY'S: BAA2 S&P: N AVL 2076 | $840 | $924 |
| AT&T INC SER C PFD 4.750% MOODY'S: NA S&P: N AVL | $3,465 | $3,624 |
| AT&T INC UNSECD SR GBL NT C12/01/26 @100 DTD 02/09/17 4.250% DUE 03/01/27 | $7,213 | $7,769 |
| BERKLEY W R CORP PFD 5.100% MOODY'S: NA S&P: N AVL 2060 | $845 | $926 |
| BERKSHIRE HATHAWAY INC DEL UNSECD SR NT CALL 01/15/23 @100 DTD 03/15/16 2. | $4,049 | $4,084 |
| BP CAP MKTS P L C SR UNSECD BD UNITED KINGDOM DTD 09/19/17 3.279% DUE 09/1 | $4,026 | $4,300 |
| CAPITAL ONE FINL CORP PFD 4.800% SER J MOODY'S: NA S&P: N AVL | $2,674 | $2,862 |
| CAPITAL ONE FINL CORP PFD SER I 5.00% MOODY'S: BAA3 S&P: N AVL | $1,428 | $1,483 |
| CHARLES SCHWAB CORP NON-CUM PFD STK SER J 4.45% | $893 | $914 |
| CITIGROUP INC DEP SHS REPSTG 1/1000 PFD 6.875% SER K MOODY'S: B1 S&P: N | $5,798 | $5,639 |
| CITIGROUP INC PFD 7.125% DEP SHS REPSTG 1/1000 SER J MOODY'S: B1 S&P: N | $3,394 | $3,256 |
| CITIGROUP INC UNSECD SR NT DTD 04/27/15 3.300% DUE 04/27/25 MOODY'S: A3 | $7,045 | $7,438 |
| CITIZENS FINL GROUP INC PFD 5.000% SER E MOODY'S: NA S&P: N AVL | $3,034 | $3,176 |
| CMS ENERGY CORP PFD 5.625% MOODY'S: BAA2 S&P: N AVL | $1,718 | $1,824 |
| CMS ENERGY CORP PFD 5.875% MOODY'S: NA S&P: N AVL | $822 | $888 |
| COMCAST CORP NEW SR UNSECD BD CALL 02/01/28 @100 DTD 02/08/18 3.550% DUE 0 | $6,651 | $7,680 |
| CVS HEALTH CORP UNSECD SR PIDI NT CALL 12/25/27 @100 DTD 03/09/18 4.300% D | $6,952 | $7,861 |
| DIGITAL RLTY TR INC PFD REITS SER L 5.200% S&P: N AVL | $840 | $884 |
| DTE ENERGY CO PFD 5.375% JR SUB DEB 2016 SER B MOODY'S: BAA1 S&P: N AVL | $878 | $921 |
| DTE ENERGY CO PFD JR SUB DEB 2017 SER E MOODY'S: BAA2 S&P: N AVL | $876 | $904 |
| DUKE ENERGY CORP NEW PFD 5.625% JR SUB DEB MOODY'S: BAA2 S&P: N AVL 20 | $845 | $908 |
| DUKE ENERGY CORP NEW PFD 5.750% SER A MOODY'S: BAA3 S&P: N AVL | $7,108 | $7,016 |
| DUKE ENERGY CORP NEW PFD 5.750% SER A MOODY'S: BAA3 S&P: N AVL | $844 | $903 |
| EQUITABLE HOLDINGS INC NON-CUM PFD STK SERIES C 4.30% | $898 | $909 |
| ENTERGY ARK INC PFD $4.32 MOODY'S: A2 S&P: N AVL | $1,687 | $1,842 |
| ENTERGY LA LLC PFD 4.875% MOODY'S: A2 S&P: N AVL | $1,358 | $1,467 |
| ENTERPRISE PRODS OPER LLC SR UNSECD NT CALL 11/15/24 @100 DTD 10/14/14 3.7 | $4,006 | $4,252 |
| FEDERAL HOME LN MTG CORP POOL #G08682 DTD 12/01/15 4.000% DUE 12/01/45 MO | $881 | $911 |
| FEDERAL HOME LN MTG CORP POOL #G08701 DTD 04/01/16 3.000% DUE 04/01/46 MO | $1,537 | $1,651 |
| FEDERAL HOME LN MTG CORP POOL #G08717 DTD 07/01/16 4.000% DUE 08/01/46 MO | $1,141 | $1,171 |
| FEDERAL HOME LN MTG CORP POOL #G08737 DTD 11/01/16 3.000% DUE 12/01/46 MO | $885 | $939 |
| FEDERAL HOME LN MTG CORP POOL #G08747 DTD 01/01/17 3.000% DUE 02/01/47 MO | $1,768 | $1,793 |
| FEDERAL HOME LN MTG CORP POOL #G08759 DTD 03/01/17 4.500% DUE 04/01/47 MO | $1,027 | $1,106 |
| FEDERAL HOME LN MTG CORP POOL #G08831 DTD 07/01/18 4.000% DUE 08/01/48 MO | $429 | $450 |
| FEDERAL HOME LN MTG CORP POOL #SD8089 DTD 06/01/20 2.500% DUE 07/01/50 MO | $6,833 | $6,707 |
| FEDERAL HOME LN MTG CORP POOL #SD8089 DTD 06/01/20 2.500% DUE 07/01/51 | $3,384 | $3,274 |
| FEDERAL HOME LN MTG CORP POOL #SD8089 DTD 06/01/20 2.500% DUE 07/01/51 | $6,107 | $6,031 |
| FEDERAL HOME LN MTG CORP POOL #SD8089 DTD 06/01/20 2.500% DUE 07/01/51 | $6,086 | $6,036 |
| FEDERAL HOME LN MTG CORP POOL #SD8089 DTD 06/01/20 2.500% DUE 07/01/51 | $2,070 | $2,052 |
| FEDERAL NATL MTG ASSN POOL #AL9107 DTD 09/01/16 4.500% DUE 03/01/46 | $1,057 | $1,101 |
| FEDERAL NATL MTG ASSN POOL #AS8276 DTD 10/01/16 3.000% DUE 11/01/46 | $279 | $295 |
| FEDERAL NATL MTG ASSN POOL #BJ9169 DTD 05/01/18 4.000% DUE 05/01/48 | $4,273 | $4,540 |
| FEDERAL NATL MTG ASSN POOL #BK0983 DTD 02/01/18 5.000% DUE 02/01/48 | $156 | $164 |
| FEDERAL NATL MTG ASSN POOL #MA2929 DTD 02/01/17 3.500% DUE 03/01/47 | $1,430 | $1,500 |
| FEDERAL NATL MTG ASSN POOL #MA2930 DTD 02/01/17 4.000% DUE 03/01/47 | $1,496 | $1,537 |
| FEDERAL NATL MTG ASSN POOL #MA3058 DTD 06/01/17 4.000% DUE 07/01/47 | $1,130 | $1,150 |
| FEDERAL NATL MTG ASSN POOL #MA3120 DTD 08/01/17 3.500% DUE 09/01/47 | $443 | $453 |
| FEDERAL NATL MTG ASSN POOL #MA3210 DTD 11/01/17 3.500% DUE 12/01/47 | $446 | $478 |
| FEDERAL NATL MTG ASSN POOL #MA3384 DTD 05/01/18 4.000% DUE 06/01/48 | $286 | $308 |
| FEDERAL NATL MTG ASSN POOL #MA3833 DTD 10/01/19 2.500% DUE 11/01/49 | $5,791 | $5,686 |
| FEDERAL NATL MTG ASSN POOL #MA3835 DTD 10/01/19 3.500% DUE 11/01/49 | $4,548 | $4,530 |
| FEDERAL NATL MTG ASSN POOL #MA3991 DTD 03/01/20 3.000% DUE 04/01/50 | $11,858 | $11,708 |
| FEDERAL NATL MTG ASSN POOL #MA3991 DTD 03/01/20 3.000% DUE 04/01/51 | $5,213 | $5,146 |
| FIFTH THIRD BANCORP PFD 4.950% SER K MOODY'S: NA S&P: N AVL | $1,640 | $1,771 |
| FIFTH THIRD BANCORP PFD DEP SHS REPSTG 1/1000TH 6.625% S&P: N AVL | $866 | $891 |
| FIRST REP BK SAN FRANCISCO CALIF NEW PFD 4.700% SER J MOODY'S: NA S&P: | $907 | $968 |
| FIRST REP BK SAN FRANCISCO CALIF NEW PFD 5.125% DEP SHS REPSTG 1/40TH INT | $848 | $917 |
| FIRST REP BK SAN FRANCISCO CALIF NEW PFD 5.125% DEP SHS REPSTG 1/40TH INT | $904 | $919 |
| FIRST REP BK SAN FRANCISCO CALIF NEW PFD SER K MOODY'S: NA S&P: N AVL | $880 | $886 |
| FIRST REP BK SAN FRANCISCO CALIF PFD 5.500% SER I MOODY'S: BAA3 S&P: N | $872 | $876 |
| FISERV INC UNSECD SR NT CALL 5/1/26 @100 DTD 06/24/19 3.200% DUE 07/01/26 | $7,773 | $7,405 |
| GEORGIA PWR CO PFD 5.00% MOODY'S: BAA1 S&P: N AVL | $801 | $828 |
| GOLDMAN SACHS GROUP INC DEPOSITARY SHS REPSTG 1/1000TH PFD 5.500% SER J M | $7,449 | $7,406 |
| GOLDMAN SACHS GROUP INC UNSECD SR NT CALL 11/25/25 @100 DTD 02/25/16 3.750 | $7,191 | $7,542 |
| GOLDMAN SACHS GROUP LTD PFD SER K 6.375% MOODY'S: BA2 S&P: N AVL | $3,535 | $3,521 |
| HARTFORD FINL SVCS GROUP INC DEL JR SUB DEB FIXED TO FLTG PFD 7.875% MOOD | $2,280 | $1,909 |
| HOME DEPOT INC UNSECD SR GBL NT C3/15/29 @100 DTD 06/17/19 2.950% DUE 06/1 | $7,292 | $7,464 |
| HUDSON PACIFIC PPTYS INC CUM REDEEMABLE PFD STK 4.75% | $872 | $913 |
| HUNTINGTON BANCSHARES NON CUM PFD STK SER H 04.500% | $1,777 | $1,866 |
| INTEGRYS ENERGY GROUP INC PFD 6.000% MOODY'S: BAA2 S&P: N AVL | $1,789 | $1,854 |
| JPMORGAN CHASE & CO PFD 4.750% DEP SHS EPSTG 1/400TH INT SER GG MOODY'S: | $893 | $948 |
| JPMORGAN CHASE & CO PFD 5.750% MOODY'S: NA S&P: N AVL | $849 | $914 |
| JPMORGAN CHASE & CO PFD 6.000% SER EE MOODY'S: NA S&P: N AVL | $1,757 | $1,786 |
| JPMORGAN CHASE & CO SR UNSECD MTN DTD 01/28/14 3.875% DUE 02/01/24 MOODY' | $1,346 | $1,417 |
| JPMORGAN CHASE & CO GLB VAR % OCT 15 2030 | $7,206 | $7,199 |
| KEYCORP NEW PFD DEP SHS REPSTG 1/40TH SER G 5.625% MOODY'S: NA S&P: N | $844 | $925 |
| KEYCORP NEW PFD SER E 6.125% MOODY'S: BAA3 S&P: N AVL | $3,618 | $3,901 |
| KIMCO RLTY CORP PFD REITS DEP SHS REPSTG 1/1000 SHS CL M S&P: N AVL | $891 | $939 |
| LOWE'S COS INC GLB 04.250% NOV 14 2028 | $6,959 | $6,865 |
| MARSH & MCLENNAN COS INC UNSECD SR NT C2/15/24 @100 DTD 01/15/19 3.875% DU | $7,028 | $7,405 |
| METLIFE INC PFD 4.750% SER F MOODY'S: BAA2 S&P: N AVL | $3,393 | $3,602 |
| MICROSOFT CORP SR UNSECD NT CALL 08/12/44 @100 DTD 02/12/15 3.750% DUE 02/ | $4,885 | $5,901 |
| MORGAN STANLEY DEP SHS REPSTG 1/1000 PFD 4% SER A MOODY'S: BAA1 S&P: N | $1,424 | $1,531 |
| MORGAN STANLEY PFD 4.875% SER L MOODY'S: BA1 S&P: N AVL | $849 | $899 |
| MORGAN STANLEY PFD 5.850% SER K MOODY'S: BA1 S&P: N AVL | $6,114 | $6,145 |
| MORGAN STANLEY PFD 6.875% MOODY'S: BA3 S&P: N AVL | $2,550 | $2,466 |
| MORGAN STANLEY PFD DEP SHS REP 1/1000TH SHS FIXED/FLTG MOODY'S: BA3 S&P | $4,747 | $4,507 |
| MORGAN STANLEY PFD SER I MOODY'S: BA3 S&P: N AVL | $1,381 | $1,438 |
| MORGAN STANLEY SR UNSECD NT DTD 10/23/14 3.700% DUE 10/23/24 MOODY'S: A2 | $4,298 | $4,694 |
| NEW YORK CMNTY BANCORP INC PFD DEP SHS REPSTG SER A 6.375% MOODY'S: BA1 | $1,513 | $1,504 |
| NEXTERA ENERGY CAP HLDGS INC PFD 5.650% SER N MOODY'S: BAA2 S&P: N AVL | $4,917 | $5,471 |
| NORTHERN TR CORP PFD SER E 4.70% MOODY'S: BAA1 S&P: N AVL | $1,372 | $1,464 |
| ORACLE CORP SR UNSECD NT CALL 2/15/25 @100 DTD 05/05/15 2.950% DUE 05/15/2 | $4,002 | $4,155 |
| ORION OFFICE REIT INC REG SHS | $17 | $15 |
| PEOPLES UTD FINL INC PFD 5.625% SER A MOODY'S: BA1 S&P: N AVL | $1,441 | $1,504 |
| PNC FINL SVCS GROUP INC PFD DEP SHS REPSTG 1/4000TH SER P 6.125% MOODY'S: | $8,672 | $7,902 |
| PRINCIPAL FUNDS INC - CAP SECS FUND CL S | $139,453 | $143,230 |
| PRUDENTIAL FINL INC PFD 4.125% MOODY'S: NA S&P: N AVL 2066 | $890 | $911 |
| PRUDENTIAL FINL INC PFD 5.625% MOODY'S: BAA2 S&P: N AVL 2059 | $844 | $923 |
| PS BUSINESS PKS INC CA PFD REITS DEP SHS REPSTG 1/1000 SHS SER X 5.250% S | $1,786 | $1,831 |
| PS BUSINESS PKS INC CALIF PFD REITS 4.875% SER Z S&P: N AVL | $1,732 | $1,867 |
| PS BUSINESS PKS INC CALIF PFD REITS DEP SHS REPSTG 1/1000TH CL Y S&P: N A | $866 | $913 |
| PUBLIC STORAGE PFD 4.950% SER D S&P: N AVL | $1,758 | $1,872 |
| PUBLIC STORAGE PFD REITS 4.875% SER I DEP SHS REPSTG 1/1000TH S&P: N AVL | $1,068 | $1,215 |
| PUBLIC STORAGE PFD REITS 5.150% SER F S&P: N AVL | $898 | $924 |
| PUBLIC STORAGE PFD REITS 5.150% SER F S&P: N AVL | $853 | $924 |
| PUBLIC STORAGE PFD REITS 5.600% S&P: N AVL | $876 | $922 |
| PUBLIC STORAGE PFD REITS SER G 5.050% S&P: N AVL | $876 | $878 |
| PUBLIC STORAGE PFD REITS SER K S&P: N AVL TOTAL FIXED INCOME OTHER | $872 | $876 |
| PUBLIC STORAGE DEP SHS REPSTG 1/1000TH PFD REITS SER J 4.700% S&P: N AVL | $861 | $872 |
| REGIONS FINL CORP NEW PFD 5.70% SER C MOODY'S: BA1 S&P: N AVL | $860 | $983 |
| REGIONS FINL CORP NEW DEP SHS REPSTG 1/40TH INT IN SHS OF % FIX/FLOAT NON- | $1,793 | $1,829 |
| REGIONS FINL CORP NEW DEP SHS REPSTG 1/40TH INT IN SHS OF % FIX/FLOAT NON- | $2,274 | $2,342 |
| SHELL INTL FIN B V GTD SR NT NETHERLANDS DTD 05/10/16 4.000% DUE 05/10/46 | $3,541 | $3,500 |
| SOUTHERN CO PFD MOODY'S: BAA3 S&P: N AVL 2078 | $1,250 | $1,311 |
| SOUTHERN CO UNSECD SR NT CALL 04/01/26 @100 DTD 05/24/16 3.250% DUE 07/01/ | $3,943 | $4,234 |
| SPIRE INC PFD 5.90% SER A DEP SHS REPSTG 1/1000TH INT MOODY'S: BA1 S&P: | $840 | $876 |
| STATE STR CORP DEP SHS REPSTG 1/4000TH PERP SER D MOODY'S: BAA2 S&P: N | $2,145 | $2,157 |
| STIFEL FINL CORP PFD 5.200% MOODY'S: NA S&P: N AVL | $900 | $939 |
| STIFEL FINL CORP PFD 6.125% MOODY'S: NA S&P: N AVL | $1,676 | $1,818 |
| SVB FINL GROUP PFD 5.250% SER A MOODY'S: NA S&P: N AVL | $1,417 | $1,478 |
| SYNOVUS FINL CORP PFD 8.875% SER E MOODY'S: NA S&P: N AVL | $2,137 | $2,241 |
| TORONTO DOMINION BK UNSECD SR MTN CANADA DTD 09/11/20 0.750% DUE 09/11/25 | $7,986 | $7,790 |
| TRUIST FINL CORP PFD 5.250% SER O MOODY'S: BAA2 S&P: N AVL | $1,670 | $1,861 |
| UNITED STATES TREAS BD DTD 02/15/06 4.500% DUE 02/15/36 MOODY'S: AAA S&P | $8,698 | $9,639 |
| UNITED STATES TREAS BD DTD 05/15/12 3.000% DUE 05/15/42 MOODY'S: AAA S&P | $18,522 | $21,382 |
| UNITED STATES TREAS BD DTD 05/15/19 2.875% DUE 05/15/49 MOODY'S: AAA S&P | $13,988 | $14,515 |
| UNITED STATES TREAS NT DTD 05/16/16 1.625% DUE 05/15/26 MOODY'S: AAA S&P | $4,126 | $4,055 |
| UNITED STATES TREAS NT DTD 08/15/18 2.875% DUE 08/15/28 MOODY'S: AAA S&P | $6,886 | $7,651 |
| US BANCORP DEL PFD 3.750% SER L MOODY'S: NA S&P: N AVL | $8,605 | $7,450 |
| US BANCORP DEL PFD 3.750% SER L MOODY'S: NA S&P: N AVL | $1,755 | $1,701 |
| US BANCORP DEL PFD DEP SHS REPSTG 1/1000TH SER F S&P: N AVL | $2,694 | $2,748 |
| US BANCORP DEL PFD DEPOSITARY SHS REPSTG 1/1000TH 5.500% SER K MOODY'S: A | $853 | $902 |
| US BANCORP DEL DEPOSITARY SHS PFD REPSTG 1/1000TH SER B 3.500% MOODY'S: A2 | $724 | $769 |
| US TREASURY NOTE 0.125% OCT 15 2023 | $16,933 | $16,832 |
| US TREASURY NOTE 2.875% MAY 31 2025 | $14,175 | $13,788 |
| VERIZON COMMUNICATIONS INC SR UNSECD NT DTD 08/16/17 3.376% DUE 02/15/25 | $6,952 | $7,070 |
| VISA INC SR UNSECD NT CALL 6/14/45 @100 DTD 12/14/15 4.300% DUE 12/14/45 | $3,238 | $3,787 |
| VORNADO RLTY TR PFD REITS REDEEMABLE 5.250% SER N S&P: N AVL | $1,822 | $1,907 |
| VORNADO RLTY TR PFD REITS SER M 5.250% S&P: N AVL | $1,789 | $1,840 |
| VOYA FINL INC PFD 5.35% SER B MOODY'S: NA S&P: N AVL | $880 | $1,034 |
| WALT DISNEY COMPANY/THE COMP GUARNT SER MTN GLB 02.350% DEC 01 2022 | $4,004 | $4,052 |
| WEBSTER FINL CORP WATERBURY CONN PFD DEP SHS REPSTG 1/100TH INT SER F MOO | $1,077 | $1,114 |
| WELLS FARGO & CO MEDIUM TERM MEDIUM TERM SR NT C4/29/25 @100 DTD 04/30/20 | $8,066 | $8,145 |
| WELLS FARGO & CO NEW PFD 6.625% MOODY'S: BAA3 S&P: N AVL 2050 | $3,163 | $3,062 |
| WELLS FARGO & CO NEW PFD DEP SHS REPSTG 1/1000TH INT CL A MOODY'S: BAA3 | $3,503 | $4,420 |
| WELLS FARGO & CO NEW PFD SER Y 5.625% MOODY'S: BAA2 S&P: N AVL | $2,680 | $4,432 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (337 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ABBOTT LABS TICKER: ABT | $3,566 | $9,852 |
| ABBVIE INC TICKER: ABBV | $7,347 | $12,863 |
| ABIOMED INC TICKER: ABMD | $1,031 | $1,796 |
| ACCOLADE INC | $22,104 | $11,414 |
| ADVANCED DRAINAGE SYSTEMS INC TICKER: WMS | $1,930 | $5,309 |
| AGNICO EAGLE MINES LTD CANADA TICKER: AEM | $122,847 | $132,850 |
| AGNICO EAGLE MINES LTD CANADA TICKER: AEM | $22,564 | $14,401 |
| AGREE RLTY CORP | $3,183 | $3,497 |
| AIR PRODS & CHEMS INC TICKER: APD | $8,482 | $14,604 |
| AKOUSTIS TECHNOLOGIES INC TICKER: AKTS | $20,050 | $21,429 |
| ALARM COM HLDGS INC TICKER: ALRM | $1,930 | $3,647 |
| ALBEMARLE CORP TICKER: ALB | $75,688 | $215,302 |
| ALEXANDRIA REAL ESTATE EQ INC TICKER: ARE | $3,169 | $4,236 |
| ALGONQUIN PWR & UTILS CORP PRF 6.200 SER 19-A CANADA TICKER: AQNB | $866 | $925 |
| ALIBABA GROUP HLDG LTD ADS CAYMAN ISLANDS TICKER: BABA | $8,977 | $10,572 |
| ALKERMES PLC IRELAND TICKER: ALKS | $3,067 | $1,512 |
| ALLEGIANT TRAVEL CO TICKER: ALGT | $1,669 | $1,870 |
| ALPHABET INC CL A COM TICKER: GOOG L | $32,391 | $394,748 |
| ALPHABET INC CL C COM TICKER: GOOG | $50,220 | $498,506 |
| AMAZON COM INC TICKER: AMZN | $40,153 | $318,814 |
| AMAZON COM INC TICKER: AMZN | $80,917 | $320,097 |
| AMAZON COM INC TICKER: AMZN | $35,785 | $36,678 |
| AMEDISYS INC TICKER: AMED | $2,954 | $1,943 |
| AMERICAN TOWER CORP TICKER: AMT | $6,311 | $8,190 |
| APPLE INC TICKER: AAPL | $96,930 | $632,859 |
| APPLE INC TICKER: AAPL | $172,031 | $497,191 |
| APPLE INC TICKER: AAPL | $24,143 | $35,514 |
| APTIV PLC JERSEY TICKER: APTV | $121,114 | $125,692 |
| APTIV PLC JERSEY TICKER: APTV | $14,414 | $23,918 |
| ARES MGMT CORP REG S | $1,622 | $1,625 |
| ARROWHEAD PHARMACEUTICALS INC TICKER: ARWR | $2,512 | $3,647 |
| ASGN INC TICKER: ASGN | $1,881 | $5,183 |
| ASPEN AEROGELS INC TICKER: ASPN | $1,894 | $2,283 |
| ASPEN TECHNOLOGY INC TICKER: AZPN | $51,776 | $303,022 |
| ATRICURE INC TICKER: ATRC | $1,216 | $2,225 |
| AUTODESK INC TICKER: ADSK | $8,972 | $30,931 |
| AUTOMATIC DATA PROCESSING INC TICKER: ADP | $9,516 | $18,494 |
| AVALONBAY CMNTYS INC TICKER: AVB | $3,215 | $4,547 |
| AVANTOR INC | $2,671 | $3,329 |
| AVERY DENNISON CORP TICKER: AVY | $2,442 | $4,981 |
| AVIENT CORPORATION | $17,029 | $18,911 |
| AXON ENTERPRISE INC TICKER: AAXN | $1,741 | $2,041 |
| AXOS FINL INC TICKER: AX | $69,359 | $129,096 |
| BANDWIDTH INC TICKER: BAND | $2,214 | $1,363 |
| BARRICK GOLD CORP CANADA TICKER: GOLD | $90,670 | $95,000 |
| BERRY GLOBAL GROUP INC TICKER: BERY | $796 | $1,328 |
| BEST BUY CO INC | $7,074 | $6,096 |
| BIOHAVEN PHARMACEUTICAL HLDG CO LTD COM VIRGIN ISLANDS (BRITISH) TICKER: | $2,194 | $3,445 |
| BIOMARIN PHARMACEUTICAL INC TICKER: BMRN | $2,374 | $2,385 |
| BJS WHSL CLUB HLDGS INC TICKER: BJ | $2,021 | $4,889 |
| BLACKROCK INC CL A TICKER: BLK | $6,181 | $13,733 |
| BLUEPRINT MEDICINES CORP TICKER: BPMC | $1,615 | $2,249 |
| BOEING CO TICKER: BA | $27,555 | $32,010 |
| BP P L C SPONSORED ADR UNITED KINGDOM TICKER: BP | $64,647 | $71,022 |
| BP P L C SPONSORED ADR UNITED KINGDOM TICKER: BP | $22,030 | $26,630 |
| BRISTOL MYERS SQUIBB CO CONTINGENT VALUE RT EXPIRES 03/30/21 TICKER: ZZZZ | $63,236 | $69,894 |
| BRIXMOR PPTY GROUP INC REITS TICKER: BRX | $2,039 | $2,890 |
| BROADCOM INC TICKER: AVGO | $8,759 | $19,297 |
| CACI INTL INC CL A TICKER: CACI | $1,348 | $2,961 |
| CACTUS INC | $1,670 | $1,830 |
| CARLISLE COS INC TICKER: CSL | $1,465 | $3,474 |
| CASTLE BIOSCIENCES INC | $22,950 | $14,361 |
| CATALENT INC TICKER: CTLT | $1,965 | $6,273 |
| CATERPILLAR INC TICKER: CAT | $65,501 | $111,846 |
| CHARLES RIVER LABS INTL | $5,171 | $2,261 |
| CHART INDS INC | $3,109 | $2,711 |
| CHEGG INC TICKER: CHGG | $2,528 | $1,750 |
| CHEGG INC TICKER: CHGG | $31,621 | $17,131 |
| CHENIERE ENERGY INC NEW COM TICKER: LNG | $36,013 | $121,197 |
| CHEVRON CORP TICKER: CVX | $8,024 | $8,801 |
| CIENA CORP NEW COM TICKER: CIEN | $836 | $2,617 |
| CIENA CORP NEW COM TICKER: CIEN | $89,047 | $203,278 |
| CIENA CORP NEW COM TICKER: CIEN | $15,804 | $21,552 |
| CISCO SYS INC TICKER: CSCO | $14,149 | $28,263 |
| COGNEX CORP TICKER: CGNX | $42,371 | $63,841 |
| COGNEX CORP TICKER: CGNX | $3,487 | $4,121 |
| COLGATE PALMOLIVE CO TICKER: CL | $7,756 | $9,387 |
| COMCAST CORP NEW CL A COM TICKER: CMCS A | $4,115 | $5,486 |
| COOPER COS INC COM NEW TICKER: COO | $1,106 | $2,514 |
| CORNING INC | $4,443 | $4,095 |
| COWEN INC CL A NEW COM TICKER: COWN | $36,694 | $75,630 |
| COWEN INC CL A NEW COM TICKER: COWN | $15,519 | $29,927 |
| CRISPER THERAPEUTICS AG SWITZERLAND TICKER: CRSP | $34,024 | $65,095 |
| CROWDSTRIKE HLDGS INC CL A COM TICKER: CRWD | $44,531 | $143,735 |
| CROWN CASTLE INTL CORP REITS TICKER: CCI | $5,560 | $12,524 |
| CUTERA INC TICKER: CUTR | $12,968 | $26,280 |
| DECKERS OUTDOOR CORP TICKER: DECK | $1,327 | $3,297 |
| DEERE & CO TICKER: DE | $5,908 | $18,859 |
| DENBURY INC REG SHS | $1,602 | $1,608 |
| DIAMONDROCK HOSPITALITY CO REIT TICKER: DRH | $3,436 | $4,098 |
| DIGITAL RLTY TR INC REITS TICKER: DLR | $1,420 | $2,476 |
| DISNEY WALT CO COM DISNEY TICKER: DIS | $97,804 | $108,578 |
| DISNEY WALT CO COM DISNEY TICKER: DIS | $13,245 | $18,742 |
| DISNEY WALT CO COM DISNEY TICKER: DIS | $21,559 | $25,557 |
| DOMINOS PIZZA INC TICKER: DPZ | $893 | $2,822 |
| DOMO INC | $2,978 | $1,686 |
| DRAFTKINGS INC CL A COM TICKER: DKNG | $64,409 | $164,628 |
| DUKE RLTY CORP COM NEW TICKER: DRE | $1,241 | $3,348 |
| EASTGROUP PPTY INC TICKER: EGP | $4,055 | $6,836 |
| EATON CORP PLC IRELAND TICKER: ETN | $4,444 | $7,431 |
| ELASTIC N V | $4,118 | $3,447 |
| ELI LILLY & CO | $4,966 | $11,325 |
| EMPIRE ST RLTY TR INC CL A REITS TICKER: ESRT | $530 | $481 |
| ENBRIDGE INC PFD SHS SER 2018-A CANADA TICKER: ENBA | $1,732 | $1,844 |
| ENCOMPASS HEALTH CORP TICKER: EHC | $2,449 | $2,219 |
| ENDAVA PLC SPONSORED ADR UNITED KINGDOM TICKER: DAVA | $16,860 | $43,155 |
| ENERGY RECOVERY INC TICKER: ERII | $9,943 | $23,403 |
| ENPHASE ENERGY INC TICKER: ENPH | $1,385 | $4,025 |
| ENTEGRIS INC TICKER: ENTG | $1,457 | $5,820 |
| EQUINIX INC REITS TICKER: EQIX | $6,356 | $10,150 |
| EQUITY LIFESTYLE PPTYS INC REITS TICKER: ELS | $1,196 | $2,805 |
| ESSEX PPTY TR INC TICKER: ESS | $4,419 | $6,692 |
| EVERBRIDGE INC. TICKER: EVBG | $35,324 | $100,995 |
| EVOQUA WATER TECHNOLOGIES CORP TICKER: AQUA | $1,761 | $4,815 |
| EVOQUA WATER TECHNOLOGIES CORP TICKER: AQUA | $15,988 | $27,349 |
| EXPEDITORS INTL WASHINGTON INC TICKER: EXPD | $6,888 | $17,323 |
| EXTRA SPACE STORAGE INC REITS TICKER: EXR | $4,097 | $8,842 |
| FACTSET RESH SYS INC TICKER: FDS | $6,963 | $16,524 |
| FAIR ISAAC CORP TICKER: FICO | $2,110 | $2,168 |
| FATE THERAPEUTICS ORD | $1,800 | $1,229 |
| FEDERAL REALTY INVT TR SH BEN INT NEW TICKER: FRT | $1,684 | $1,908 |
| FEDERAL SIGNAL CORP TICKER: FSS | $2,025 | $2,774 |
| FIRSTCASH INC TICKER: FCFS | $1,522 | $2,169 |
| FIVE BELOW INC TICKER: FIVE | $833 | $4,552 |
| FIVE9 INC | $3,280 | $2,609 |
| FLOOR & DECOR HLDGS INC CL A COM TICKER: FND | $1,857 | $5,200 |
| FORD MOTOR CO | $92,660 | $125,451 |
| FORD MOTOR CO | $18,361 | $26,461 |
| FORTUNE BRANDS HOME & SEC INC TICKER: FBHS | $627 | $1,390 |
| FOX FACTORY HLDG CORP | $3,200 | $3,912 |
| FRESHPET INC TICKER: FRPT | $2,917 | $2,668 |
| GALLAGHER ARTHUR J & CO TICKER: AJG | $79,395 | $300,316 |
| GALLAGHER ARTHUR J & CO TICKER: AJG | $44,856 | $169,670 |
| GATES INDL CORP PLC | $17,232 | $15,019 |
| GENERAC HLDGS INC TICKER: GNRC | $889 | $3,167 |
| GLOBAL MEDICAL REIT ORD | $1,984 | $2,308 |
| GLOBUS MED INC CL A TICKER: GMED | $13,439 | $18,050 |
| GOLDMAN SACHS GROUP INC TICKER: GS | $99,200 | $92,075 |
| GOLDMAN SACHS GROUP INC TICKER: GS | $8,688 | $15,685 |
| GRACO INC TICKER: GGG | $1,692 | $2,822 |
| GROWGENERATION CORP TICKER: GRWG | $19,830 | $46,210 |
| GUARDANT HEALTH INC TICKER: GH | $643 | $800 |
| GUIDEWIRE SOFTWARE INC TICKER: GWRE | $1,555 | $2,271 |
| HALOZYME THERAPEUTICS INC TICKER: HALO | $1,720 | $2,011 |
| HAMILTON LANE INC CL A COM TICKER: HLNE | $1,578 | $2,798 |
| HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAP INC COM TICKER: HASI | $11,936 | $13,811 |
| HARBOR SMALL CAP VALUE FUND INSTL CL TICKER: HASC X | $115,000 | $127,293 |
| HEALTHEQUITY INC SHS | $2,838 | $1,681 |
| HEALTHCARE TR AMER INC REITS TICKER: HTA | $1,242 | $1,603 |
| HEXCEL CORP NEW TICKER: HXL | $1,533 | $1,554 |
| HOME DEPOT INC TICKER: HD | $5,531 | $16,185 |
| HOME DEPOT INC TICKER: HD | $42,479 | $80,097 |
| HONEYWELL INTL INC TICKER: HON | $1,859 | $3,336 |
| HORIZON THERAPEUTICS PUB LTD CO IRELAND TICKER: HZNP | $1,607 | $2,371 |
| HOST HOTELS & RESORTS INC REIT TICKER: HST | $3,295 | $3,252 |
| HUBSPOT INC TICKER: HUBS | $523 | $1,977 |
| HURON CONSULTING GROUP INC TICKER: HURN | $1,092 | $1,198 |
| ICHOR HOLDINGS LTD REG SHS | $16,217 | $20,621 |
| ICON PLC ISIN IE0005711209 IRELAND TICKER: ICLR | $1,721 | $4,646 |
| ILLINOIS TOOL WKS INC TICKER: ITW | $4,066 | $7,157 |
| ILLUMINA INC TICKER: ILMN | $12,906 | $16,359 |
| INCYTE CORP TICKER: INCY | $1,395 | $1,762 |
| INDEPENDENCE RLTY TR INC REITS TICKER: IRT | $1,843 | $3,255 |
| INGEVITY CORP TICKER: NGVT | $2,254 | $2,940 |
| INNOVATIVE INDL PPTYS INC REITS TICKER: IIPR | $35,426 | $230,572 |
| INTUIT TICKER: INTU | $47,470 | $490,777 |
| INTUIT TICKER: INTU | $29,614 | $306,173 |
| INTUITIVE SURGICAL INC TICKER: ISRG | $5,120 | $10,779 |
| INVITAE CORP TICKER: NVTA | $2,287 | $718 |
| INVITATION HOMES INC REITS TICKER: INVH | $1,994 | $3,673 |
| IOVANCE BIOTHERAPEUTICS INC TICKER: IOVA | $2,202 | $1,317 |
| ISHARES CORE MSCI EAFE ETF TICKER: IEFA | $278,236 | $345,583 |
| ISHARES CORE S&P SMALL-CAP TICKER: IJR | $174,563 | $248,487 |
| ISHARES EDGE MSCI MIN VOL EMERGING MKTS ETF TICKER: EEMV | $187,124 | $213,902 |
| ITERIS INC NEW COM TICKER: ITI | $8,514 | $7,688 |
| ITT INC SHS | $2,754 | $3,168 |
| J P MORGAN CHASE & CO TICKER: JPM | $98,644 | $198,413 |
| JAMF HLDG CORP | $1,052 | $836 |
| JAZZ PHARMACEUTICALS PLC IRELAND TICKER: JAZZ | $1,884 | $1,401 |
| JPMORGAN SMALL CAP GROWTH FUND CL R6 TICKER: JGSM X | $115,000 | $95,852 |
| JPMORGAN CHASE & CO | $93,366 | $96,752 |
| KILROY REALTY CORP | $2,393 | $2,592 |
| KINROSS GOLD CORP NO PAR COM CANADA TICKER: KGC | $35,650 | $40,594 |
| KORNIT DIGITAL LTD ISRAEL TICKER: KRNT | $14,551 | $31,820 |
| LAMAR ADVERTISING CO NEW REIT TICKER: LAMR | $1,842 | $2,790 |
| LIFE STORAGE INC REITS TICKER: LSI | $5,373 | $10,110 |
| LITTELFUSE INC TICKER: LFUS | $1,736 | $3,461 |
| LIVE NATION ENTERTAINMENT INC TICKER: LYV | $1,171 | $3,351 |
| LIVENT CORP TICKER: LTHM | $54,155 | $147,718 |
| LIVEPERSON INC TICKER: LPSN | $2,929 | $1,786 |
| LOCKHEED MARTIN CORP TICKER: LMT | $5,213 | $7,108 |
| LPL FINANCIAL HOLDINGS | $1,671 | $1,601 |
| LUMENTUM HLDGS INC TICKER: LITE | $2,599 | $3,067 |
| MACERICH CO | $3,101 | $4,044 |
| MANHATTAN ASSOCS INC TICKER: MANH | $1,426 | $4,509 |
| MARCUS & MILLICHAP INC TICKER: MMI | $19,416 | $83,262 |
| MARKETAXESS HLDGS INC TICKER: MKTX | $1,263 | $2,879 |
| MARSH & MCLENNAN COS INC TICKER: MMC | $5,553 | $11,298 |
| MASTEC INC TICKER: MTZ | $1,345 | $2,861 |
| MCDONALDS CORP TICKER: MCD | $6,398 | $10,455 |
| MEDTRONIC PLC IRELAND TICKER: MDT | $9,656 | $10,448 |
| MERCK & CO INC NEW COM TICKER: MRK | $13,038 | $13,259 |
| MERIT MED SYS INC TICKER: MMSI | $2,487 | $3,177 |
| META PLATFORMS INC | $17,307 | $44,062 |
| MGIC INVT CORP WIS TICKER: MTG | $1,590 | $2,192 |
| MICROSOFT CORP TICKER: MSFT | $69,351 | $417,709 |
| MICROSOFT CORP TICKER: MSFT | $86,241 | $508,516 |
| MIRATI THERAPEUTICS INC TICKER: MRTX | $2,864 | $2,054 |
| MKS INSTRUMENT INC TICKER: MKSI | $2,799 | $4,877 |
| MOLINA HEALTHCARE INC | $1,908 | $0 |
| MONDELEZ INTL INC TICKER: MDLZ | $11,619 | $14,588 |
| MONGODB INC CL A COM TICKER: MDB | $2,839 | $6,352 |
| MONSTER BEVERAGE CORP TICKER: MNST | $10,679 | $23,434 |
| MORGAN STANLEY TICKER: MS | $58,551 | $261,302 |
| NATIONAL VISION HLDGS INC TICKER: EYE | $1,729 | $2,735 |
| NEUROCRINE BIOSCIENCES INC TICKER: NBIX | $1,353 | $2,811 |
| NEWMONT MNG CORP TICKER: NEM | $121,920 | $150,150 |
| NEWMONT MNG CORP TICKER: NEM | $17,931 | $17,614 |
| NEXSTAR MEDIA GROUP INC CL A COM TICKER: NXST | $1,618 | $3,624 |
| NEXTERA ENERGY INC TICKER: NEE | $5,830 | $17,365 |
| NOVANTA INC CANADA TICKER: NOVT | $1,932 | $5,510 |
| NOVARTIS A G SPONSORED ADR SWITZERLAND TICKER: NVS | $18,054 | $19,418 |
| NOVO-NORDISK A S ADR DENMARK TICKER: NVO | $2,715 | $9,184 |
| NUTANIX INC | $4,009 | $3,218 |
| NVIDIA CORP TICKER: NVDA | $6,504 | $52,646 |
| OKTA INC CL A COM TICKER: OKTA | $1,352 | $2,466 |
| OLD REPUB INTL CORP | $15,837 | $17,821 |
| OMNICELL INC | $2,203 | $2,707 |
| ORACLE CORP TICKER: ORCL | $15,927 | $33,053 |
| PACIFIC PREMIER BANCORP | $2,192 | $2,202 |
| PALO ALTO NETWORKS INC TICKER: PANW | $47,406 | $428,705 |
| PATRICK INDS INC TICKER: PATK | $19,906 | $24,853 |
| PARAMOUNT GROUP INC | $601 | $484 |
| PAYCHEX INC TICKER: PAYX | $4,743 | $10,511 |
| PEPSICO INC TICKER: PEP | $115,486 | $155,470 |
| PEPSICO INC TICKER: PEP | $9,465 | $14,939 |
| PERFICIENT INC | $2,278 | $4,654 |
| PERFORMANCE FOOD CROUP | $2,959 | $2,845 |
| PFIZER INC | $92,510 | $139,240 |
| PHILLIPS 66 TICKER: PSX | $3,752 | $2,826 |
| PHREESIA INC TICKER: PHR | $2,056 | $2,125 |
| PLANET FITNESS INC CL A COM TICKER: PLNT | $1,759 | $3,351 |
| PLUG PWR INC | $2,420 | $1,101 |
| PNC FINL SVCS GROUP INC TICKER: PNC | $6,532 | $9,625 |
| POOL CORP TICKER: POOL | $1,467 | $7,924 |
| POWER INTEGRATIONS INC TICKER: POWI | $2,663 | $4,366 |
| PRA GROUP INC TICKER: PRAA | $1,967 | $2,661 |
| PROCESSA PHARMACEUTICALS INC NEW COM TICKER: PCSA | $20,388 | $24,975 |
| PROCTER & GAMBLE CO TICKER: PG | $11,827 | $15,049 |
| PROLOGIS INC REITS TICKER: PLD | $12,573 | $26,096 |
| PTC INC TICKER: PTC | $1,976 | $4,483 |
| PTC THERAPEUTICS INC TICKER: PTCT | $2,083 | $1,593 |
| Q2 HLDGS INC TICKER: QTWO | $3,335 | $2,065 |
| QUALCOMM INC TICKER: QCOM | $13,742 | $31,637 |
| QUANTA SVCS INC TICKER: PWR | $23,739 | $115,577 |
| RAYTHEON TECHNOLOGIES CORP TICKER: RTX | $93,901 | $149,830 |
| REALTY INCOME CORP TICKER: O | $6,563 | $7,732 |
| REGENERON PHARMACEUTICALS TICKER: REGN | $11,262 | $20,840 |
| REGENERON PHARMACEUTICALS TICKER: REGN | $63,579 | $87,781 |
| REPLIGEN CORP TICKER: RGEN | $1,747 | $5,826 |
| REPLIGEN CORP TICKER: RGEN | $61,224 | $188,566 |
| RETAIL ORRPORTUNITY | $785 | $823 |
| REVOLVE GROUP INC | $15,893 | $20,455 |
| RH | $2,759 | $2,144 |
| ROCHE HLDG LTD SPONSORED ADR SWITZERLAND TICKER: RHHB Y | $13,734 | $19,074 |
| ROYAL GOLD INC TICKER: RGLD | $47,969 | $62,390 |
| RYMAN HOSPITALITY PPTYS | $2,582 | $2,851 |
| SAIA INC | $1,742 | $2,696 |
| SALESFORCE COM INC TICKER: CRM | $16,685 | $27,954 |
| SALESFORCE COM INC TICKER: CRM | $14,074 | $21,601 |
| SAREPTA THERAPEUTICS INC TICKER: SRPT | $2,420 | $1,531 |
| SBA COMMUNICATIONS CORP NEW CL A REITS TICKER: SBAC | $1,656 | $2,334 |
| SCHLUMBERGER LTD CURACAO TICKER: SLB | $18,741 | $9,734 |
| SCIENTIFIC GAMES CORP | $3,836 | $3,408 |
| SEI INVESTMENTS CO TICKER: SEIC | $7,825 | $9,629 |
| SEMPRA ENERGY TICKER: SRE | $7,376 | $8,334 |
| SENSATA TECHNOLOGIES | $66,120 | $69,771 |
| SENSATA TECHNOLOGIES | $15,815 | $18,137 |
| SILICON LABORATORIES INC TICKER: SLAB | $3,148 | $6,399 |
| SILK RD MED INC TICKER: SILK | $1,826 | $1,662 |
| SIMON PROPERTY GROUP DEL | $2,028 | $2,077 |
| SONOS INC | $3,681 | $3,248 |
| SPIRIT RLTY CAP INC NEW REITS TICKER: SRC | $3,224 | $3,614 |
| STAAR SURGICAL CO COM PAR $0.01 TICKER: STAA | $655 | $1,810 |
| STARBUCKS CORP TICKER: SBUX | $80,718 | $178,613 |
| STARBUCKS CORP TICKER: SBUX | $66,300 | $142,002 |
| STEELCASE INC CL A TICKER: SCS | $1,704 | $1,676 |
| STERIS PLC IRELAND TICKER: STE | $1,114 | $3,895 |
| STERLING CONSTR INC TICKER: STRL | $12,427 | $21,066 |
| SUMMIT MATLS INC CL A COM TICKER: SUM | $1,994 | $3,332 |
| SUN COMMUNITIES INC REITS TICKER: SUI | $4,757 | $8,189 |
| SUNOPTA INC | $15,320 | $7,430 |
| SUNRUN INC TICKER: RUN | $30,464 | $17,665 |
| SUNRUN INC TICKER: RUN | $32,668 | $84,961 |
| SVB FINL GROUP TICKER: SIVB | $739 | $3,391 |
| SYNEOS HEALTH INC | $19,865 | $28,134 |
| TANDEM DIABETES CARE INC TICKER: TNDM | $2,121 | $2,709 |
| TANDEM DIABETES CARE INC TICKER: TNDM | $21,837 | $30,556 |
| TENABLE HLDGS INC TICKER: TENB | $2,478 | $4,571 |
| TERADYNE INC TICKER: TER | $2,129 | $4,252 |
| TERRENO RLTY CORP REITS TICKER: TRNO | $4,160 | $5,629 |
| TEXAS INSTRS INC TICKER: TXN | $8,132 | $17,716 |
| TOPBUILD CORP TICKER: BLD | $1,366 | $6,070 |
| TREX CO INC | $1,947 | $2,836 |
| TRICON RESIDENTIAL INC | $3,415 | $3,942 |
| TRIMBLE INC | $12,940 | $12,904 |
| TRUIST FINL CORP TICKER: TFC | $9,394 | $12,647 |
| TWIST BIOSCIENCE CORP TICKER: TWST | $1,675 | $851 |
| TWIST BIOSCIENCE CORP TICKER: TWST | $47,424 | $98,131 |
| UDR INC REITS TICKER: UDR | $4,443 | $5,819 |
| ULTRAGENYX PHARMACEUTICAL INC TICKER: RARE | $1,896 | $1,850 |
| UNITED PARCEL SVC INC CL B TICKER: UPS | $8,687 | $9,431 |
| UNITED RENTALS INC TICKER: URI | $52,610 | $227,619 |
| UNIVERSAL HLTH SVCS INC CL B TICKER: UHS | $1,609 | $1,815 |
| UPWORK INC | $17,155 | $11,854 |
| US BANCORP DEL COM NEW TICKER: USB | $5,361 | $6,347 |
| VAIL RESORTS INC | $1,996 | $1,967 |
| VANECK VECTORS JUNIOR GOLD MINERS ETF TICKER: GDXJ | $49,864 | $71,155 |
| VENTAS INC TICKER: VTR | $5,018 | $4,959 |
| VERACYTE INC TICKER: VCYT | $22,586 | $21,795 |
| VERIZON COMMUNICATIONS INC TICKER: VZ | $3,528 | $3,897 |
| VERTEX PHARMACEUTICALS INC TICKER: VRTX | $13,904 | $18,666 |
| VERTEX PHARMACEUTICALS INC TICKER: VRTX | $102,340 | $164,700 |
| VICI PPTYS INC REITS TICKER: VICI | $4,975 | $6,715 |
| VISA INC CL A COM TICKER: V | $16,097 | $38,358 |
| VROOM INC COM | $2,871 | $723 |
| WEC ENERGY GROUP INC TICKER: WEC | $3,495 | $5,824 |
| WELLTOWER INC REITS TICKER: WELL | $1,556 | $2,230 |
| WEX INC TICKER: WEX | $1,071 | $1,404 |
| WILLSCOT MOBILE MINI HLDGS CORP | $2,290 | $2,369 |
| WINGSTOP INC | $2,945 | $3,110 |
| WORKDAY INC CL A COM TICKER: WDAY | $5,068 | $10,108 |
| WORKIVA INC TICKER: WK | $3,210 | $5,089 |
| YETI HLDGS INC TICKER: YETI | $1,127 | $4,224 |
| YUM BRANDS INC TICKER: YUM | $4,870 | $10,415 |
| YUM CHINA HLDGS INC TICKER: YUMC | $2,721 | $4,984 |
| ZENDESK INC TICKER: ZEN | $2,280 | $8,360 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (8 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| BLACKROCK STRATEGIC INCOME OPPORTUNITIES PORTFOLIO INSTL CL | AT COST | $120,000 | $123,491 |
| BLACKSTONE REAL ESTATE INCOME TRUST INC CL I | AT COST | $159,197 | $204,733 |
| HEDGE FUND GUIDED PORTFOLIO SOLUTION CL I | AT COST | $158,621 | $148,460 |
| IRONWOOD INSTITUTIONAL MULTI- STRATEGY FUND LLC CL M | AT COST | $160,961 | $179,670 |
| ISHARES SILVER TR | AT COST | $50,942 | $48,398 |
| NB CROSSROADS PRIVATE MARKETS FUND VI ADVISORY LP | AT COST | $81,000 | $89,740 |
| PIMCO ALL ASSET FUND INSTL CL | AT COST | $50,656 | $55,662 |
| SPDR GOLD TR GOLD SHS | AT COST | $100,327 | $149,590 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $26,849 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $26,849 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | PARTNERSHIP INTERESTS | Desc |
| BOY Book Value | -$1,531 | BOYBookValueAmt |
| EOY Book Value | -$2,820 | EOYBookValueAmt |
| EOYFMV | $4,006 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OTHER PORTFOLIO DEDUCTIONS | Desc |
| Revenue And Expenses Per Books | $9 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $9 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| OTHER INCOME - U.S. TRUST 0830 | $2,113 | $2,113 | $2,113 |
| OTHER INCOME - U.S. TRUST 1632 | $256 | $256 | $256 |
| OTHER INCOME - 8114 | $1,485 | $1,485 | $1,485 |
| K-1 ENTERPRISE PRODUCTS PARTNERS LP | $1,289 | $0 | $1,289 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT ADVISORY FEES - U.S. TRUST 1632 | $87,293 | $87,293 | $0 |
| INVESTMENT ADVISORY FEES - U.S. TRUST 0830 | $59,415 | $59,415 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| STATE FRANCHISE TAX BOARD | $94 | $0 | $0 |
| US TREASURY | $11,824 | $0 | $0 |
| ATTORNEY GENERAL | $75 | $0 | $0 |
| FOREIGN TAXES | $3,589 | $3,589 | $0 |
Comments