TRANSFORMATION TRUST INC: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- TRANSFORMATION TRUST INC (EIN 35-2024586)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-10-12
- IRS object ID
- 202222859349100107
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-10-12T09:26:37-05:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 352123203 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | KSM BUSINESS SERVICES INC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 40857 | AddressLine1Txt |
| City | INDIANAPOLIS | CityNm |
| State Abbreviation | IN | StateAbbreviationCd |
| ZIP | 46240 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 352024586 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | TRANSFORMATION TRUST INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | TRAN | BusinessNameControlTxt |
| Phone | 3175802002 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 80007 | AddressLine1Txt |
| City | INDIANAPOLIS | CityNm |
| State Abbreviation | IN | StateAbbreviationCd |
| ZIP | 46280 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | SHEILA KLINK | PersonNm |
| Person Title | OFFICER | PersonTitleTxt |
| Phone | 3176843150 | PhoneNum |
| Signature | 2022-09-21 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | SHEILA | PersonFirstNm |
| Person Last | KLINK | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | CASSE TATE | PreparerPersonNm |
| PTIN | P01271193 | PTIN |
| Phone | 3175802000 | PhoneNum |
| Preparation | 2022-09-21 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $30,530,979 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $547,426 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $547,426 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $703,177 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $3,993,280 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $703,177 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $3,149 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $3,149 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $1,253,752 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,253,752 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $100,731 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $50,366 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $18,000 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $1,800 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $137,416 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $134,780 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $12,557 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $4,851 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $525 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $269,229 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $139,631 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $52,166 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,257,082 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,257,082 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,526,311 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $139,631 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,309,248 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$272,559 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,114,121 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $42,719 | CashBOYAmt |
| Cash EOY | $89,112 | CashEOYAmt |
| Cash EOYFMV | $89,112 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $969,198 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $3,890,344 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $3,890,344 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $10,084,109 | CorporateStockBOYAmt |
| Corporate Stock EOY | $6,839,382 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $13,791,957 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $12,109,592 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $12,109,592 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $12,426,773 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $254,338 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $254,398 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $332,793 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $23,459,956 | TotalAssetsBOYAmt |
| Total Assets EOY | $23,182,828 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $30,530,979 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $23,459,956 | RetainedEarningBOYAmt |
| Retained Earning EOY | $23,182,828 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $23,459,956 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $23,182,828 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $23,459,956 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $23,182,828 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $23,459,956 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$272,559 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $23,187,397 | SubtotalAmt |
| Other Decreases | $4,569 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $23,182,828 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (2 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | P | $3,626,050 | $3,290,103 | $335,947 | $335,947 |
| CAPITAL GAINS DIVIDENDS | P | $367,230 | $367,230 | $367,230 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $703,177 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $15,486 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $15,486 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $15,486 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $27,766 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $27,766 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $12,280 | OverpaymentAmt |
| Applied To ES Tax | $12,280 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | IN | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | TRANSFORMATION TRUST | IndividualWithBooksNm |
| Phone | 3175802002 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 80007 | AddressLine1Txt |
| City | INDIANAPOLIS | CityNm |
| State Abbreviation | IN | StateAbbreviationCd |
| ZIP | 46280 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (1) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| SHEILA KLINK | ||||||||
| PO BOX 80007 | INDIANAPOLIS | IN | 46280 | BOARD MEMBER | 20.00 | $77,885 | $0 | $0 |
| ELIZABETH HAMILTON | ||||||||
| PO BOX 80007 | INDIANAPOLIS | IN | 46280 | BOARD MEMBER | 10.00 | $22,846 | $0 | $0 |
| JEANNE PAQUETTE | ||||||||
| PO BOX 80007 | INDIANAPOLIS | IN | 46280 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | OXFORD FINANCIAL GROUP | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 11711 N MERIDIAN STREET | AddressLine1Txt |
| City | CARMEL | CityNm |
| State Abbreviation | IN | StateAbbreviationCd |
| ZIP | 46032 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT ADVISORY | ServiceTypeTxt |
| Compensation | $112,411 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $30,360,173 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $23,087 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $30,383,260 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $30,383,260 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $455,749 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $29,927,511 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,496,376 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,496,376 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $15,486 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $15,486 | TotalTaxAmt |
| Distributable Before Adj | $1,480,890 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,480,890 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,480,890 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,309,248 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,309,248 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,480,890 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $658,255 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,309,248 | QualifyingDistributionsAmt |
| Applied To Year1 | $658,255 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $650,993 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $829,897 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (8 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| BUCKMINSTER FULLER INSTITUTE | |||||||
| 2261 MARKET STREET 469 | SAN FRANCISCO | CA | 94114 | N/A | PC | THRIVEON CHARITABLE EDUCATION | $250,832 |
| DRESS FOR SUCCESS INDIANAPOLIS INC | |||||||
| 820 N MERIDIAN STREET | INDIANAPOLIS | IN | 46204 | N/A | PC | GENERAL OPERATIONS | $30,000 |
| GIVE TO GIVE FOUNDATION | |||||||
| 351 E 78TH ST | NEW YORK | NY | 10075 | N/A | PC | DOCUMENTARY ON RESEARCH | $250,000 |
| GIVE TO GIVE FOUNDATION | |||||||
| 351 E 78TH ST | NEW YORK | NY | 10075 | N/A | PC | EFFECTS OF MEDITATION ON MOLECULAR BIOLOGY | $100,000 |
| INDIANA STATE SYMPHONY SOCIETY INC DBA INDIANAPOLIS SYMPHONY ORCHESTRA | |||||||
| 32 E WASHINGTON ST STE 600 | INDIANAPOLIS | IN | 46204 | N/A | PC | METROPOLITAN YOUTH ORCHESTRA - BUILDING HUMAN POTENTIAL | $175,000 |
| INDIANAPOLIS ART CENTER | |||||||
| 820 E 67TH ST | INDIANAPOLIS | IN | 46220 | N/A | PC | INDIANAPOLIS ART CENTER OUTREACH PROGRAMS | $20,000 |
| INSTITUTE OF HEARTMATH | |||||||
| 14700 WEST PARK AVE | BOULDER CREEK | CA | 95006 | N/A | PC | THE GROUP COHERENCE MOBILE PLATFORM PROJECT | $301,250 |
| SIERRA HARVEST | |||||||
| 313 RAILROAD AVE SUITE 201 | NEVADA CITY | CA | 95959 | N/A | PC | GENERAL OPERATIONS | $130,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,257,082 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $547,426 | ExclusionAmt |
Other Investment Income OtherInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $3,149 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $703,177 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,253,752 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,253,752 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $18,000 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $1,800 | DisbursementsCharitablePrpsAmt |
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | FORM 990-PF, PART VI-B, LINES 1A(3),1A(4) AND 1B | FormAndLineReferenceDesc |
| Medium Explanation | PART VI-B, LINE 1A(3) HAS BEEN ANSWERED "YES" BECAUSE BOTH SHEILA KLINK AND ELIZABETH HAMILTON PROVIDE "SERVICES" TO THE ORGANIZATION BY SERVING ON ITS BOARD. LINE 1A(4) HAS BEEN ANSWERED "YES" BECAUSE THESE BOARD MEMBERS RECEIVE FAIR COMPENSATION FOR THEIR SERVICES FOR EVALUATION AND MAKING GRANTS AND ARE THEREFORE DISQUALIFIED PERSONS. LINE 1B IS ANSWERED "NO" BECAUSE THESE CIRCUMSTANCES ARE EXCEPTED BY THE REGULATIONS UNDER SECTION 4941. | MediumExplanationTxt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (2 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| DODGE & COX INCOME | $6,755,092 | $6,845,452 |
| JPMORGAN CORE BOND SELECT SHARES (WOBDX) | $5,354,500 | $5,581,321 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (58 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ALLEGHANY CORP COM (Y) | $8,855 | $9,346 |
| ALPHABET INC CAP STK CL A (GOOGL) | $2,362 | $23,176 |
| ALPHABET INC CAP STK CL C (GOOG) | $2,349 | $23,149 |
| ARCHER-DANIELS-MIDLA ND CO (ADM) | $17,771 | $28,861 |
| ASSOCIATED CAP GROUP INC CL A (AC) | $48,362 | $63,597 |
| ASX LTD NPV (ASXFF) | $17,109 | $20,398 |
| BOEING CO COM (BA) | $25,878 | $32,815 |
| BROOKFIELD ASSET MANAGEMENT INC LTD VTG SHS NPV CL A (BAM) | $4,995 | $21,435 |
| CACI INTL INC CL A | $107,500 | $155,873 |
| CBOE HOLDINGS INC COM USD0.01 (CBOE) | $4,493 | $26,080 |
| CHARLES RIVER LABORATORIES (CRL) | $17,119 | $39,185 |
| CIVEO CORP CDS COM NPV (CVEO) | $105,282 | $61,114 |
| CLARKSON ORD GBP0.25 ISIN (CKNHF) | $69,414 | $105,473 |
| CME GROUP INC COM CL A (CME) | $33,915 | $54,145 |
| COHEN & STEERS GL INFRASTRUCTURE (CSUIX) | $491,587 | $957,224 |
| DEUTSCHE BOERSE AG NPV (REGD) | $16,495 | $18,789 |
| DFA GLOBAL REAL ESTATE SEC (DFGEX) | $540,600 | $699,128 |
| DREAM UNLIMITED CORP COM CL A SUB VTG (DRUNF) | $46,360 | $58,899 |
| EURONEXT (EUXTF) | $8,002 | $10,377 |
| FRANCO NEVADA CORP COM (FNV) | $64,021 | $124,323 |
| GALAXY DIGITAL HLDGS LTD COM NPV (BRPHF) | $9,917 | $28,529 |
| GAMCO INVESTORS INC COM (GBL) | $11,245 | $10,766 |
| GMO INTERNET INC NPV ISIN (GMOYF) | $12,012 | $18,745 |
| GMO RESOURCES SERIES FUND CL PA (GREPX) | $540,700 | $773,415 |
| HOWARD HUGHES CORP COM (HHC) | $45,079 | $106,258 |
| IAC INTERACTIVECORP NEW COM (IAC) | $5,635 | $8,627 |
| INTERCONTINENTAL EXCHANGE IN COM (ICE) | $79,913 | $121,041 |
| ISHARES TR RUSSELL 1000 VALUE INDEX FD (IWD) | $253,763 | $691,704 |
| JENSEN PORTFOLIO CLASS I (JENIX ) | $575,096 | $2,127,300 |
| LIBERTY MEDIA CORP DELAWARE COM A (BATRA) | $932 | $2,904 |
| LIBERTY MEDIA CORP DELAWARE COM A (LSXMA) | $10,400 | $51,613 |
| LIBERTY MEDIA CORP DELAWARE COM C (BATRK) | $1,486 | $5,704 |
| LIBERTY MEDIA CORP DELAWARE COM C (LSXMK) | $8,253 | $52,070 |
| LIBERTY MEDIA CORP DELAWARE COM SER C (FWONK) | $3,735 | $32,063 |
| LONDON SOTCK EXCHANGE GROUP ORD (LDNXF) | $15,914 | $15,769 |
| MADISON SQUARE GARDEN ENTERTNMNT CL A (MSGE) | $4,058 | $4,994 |
| MADISON SQUARE GARDEN SPRT CORP CL A (MSGS) | $4,724 | $8,165 |
| MORGAN GROUP HLDG CO COM NEW (MGHL) | $295 | $71 |
| NASDAQ INC COM STK (NDAQ) | $7,490 | $15,541 |
| OSHKOSH CORP (OSK) | $17,031 | $25,923 |
| PAX WORLD BALANCED INDIVIDUAL INV (PAXWX) | $1,344,878 | $1,874,487 |
| PAX WORLD GLOBAL GREEN FUND (PGINX) | $1,166,649 | $2,951,779 |
| PRAIRIESKY RTY LTD COM (PREKF) | $29,247 | $38,339 |
| SEARS HLDGS CORP BOND | $2,139 | $2,036 |
| TEXAS PACIFIC LAND TRUST SUB SHARE CERTIFICATES (TPL ) | $41,468 | $428,362 |
| TWEEDY BROWNE GLOBAL VALUE FUND | $303,686 | $331,420 |
| URBANA CORP COM CL A NON-VTG | $11,985 | $11,592 |
| VANGUARD 500 INDEX ADMIRAL | $600,000 | $1,387,914 |
| WENDYS COMPANY (THE) COM USD0.10 (WEN ) | $7,920 | $41,881 |
| WILLIAMS COS INC (WMB ) | $29,446 | $25,754 |
| AMC NETWORKS INC. (AMCX) | $12,448 | $7,060 |
| BROOKFIELD ASSET MGMT REINS PAR LTD CL A (BAMR) | $137 | $125 |
| EBAY INC (EBAY) | $11,577 | $12,236 |
| METRO ONE TELECOMMUNICATIONS INC. (INFO) | $7,229 | $15,153 |
| POWER AND DIGITAL INFRA ACQ CORP COM CL A (XPDI) | $12,125 | $9,833 |
| TEJON RANCH CO. (TRC) | $13,914 | $15,264 |
| VIMEO INC COMMON STOCK (VMEO) | $2,612 | $1,922 |
| WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION (WAB) | $1,775 | $2,211 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (4 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| MESABI TRUST CTF BEN INT (MSB) | AT COST | $24,374 | $29,088 |
| VANGUARD SCOTTSDALE FDS SHORT TERM TREAS (VGSH) | AT COST | $168,024 | $168,195 |
| WHEATON PRECIOUS METALS CORP COM (WPM) | AT COST | $52,376 | $112,906 |
| XBT PROVIDER AB BITCOIN TRACKER CTF | AT COST | $9,624 | $22,604 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | COST/BASIS ADJUSTMENT | Desc |
| Amt | $4,569 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | BANK FEES | Desc |
| Revenue And Expenses Per Books | $525 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ROYALTIES | Desc |
| Revenue And Expenses Per Books | $3,149 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $3,149 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $3,149 | AdjustedNetIncomeAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT FEES | $134,780 | $134,780 | $0 |
| OTHER CONTRACT SERVICES | $2,636 | $0 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES ON INVESTMENTS | $4,851 | $4,851 | $0 |
| PAYROLL TAXES | $7,706 | $0 | $0 |
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