THE@FREDERICK B AND RAMONA E MIRABITO FOUNDATION: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- THE@FREDERICK B AND RAMONA E MIRABITO FOUNDATION (EIN 16-1577124)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-05-16
- IRS object ID
- 202211369349100236
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-05-16T07:53:31-05:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 161490428 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Cwynar Farrow & Locke CPAs | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 43 South Broad Street | AddressLine1Txt |
| City | Norwich | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 138151787 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 161577124 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Frederick B and Ramona E Mirabito Fo | BusinessNameLine1Txt |
| Business Name Line2 | undation | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | FRED | BusinessNameControlTxt |
| Phone | 6073161650 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 185 N Broad St | AddressLine1Txt |
| City | Norwich | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 13815 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Richard Runyon | PersonNm |
| Person Title | Trustee | PersonTitleTxt |
| Phone | 6073161650 | PhoneNum |
| Signature | 2022-05-12 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | Richard | PersonFirstNm |
| Person Last | Runyon | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Daniel J Farrow | PreparerPersonNm |
| PTIN | P00850081 | PTIN |
| Phone | 6073343838 | PhoneNum |
| Preparation | 2022-05-11 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $18,193,929 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $435,847 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $435,847 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $942,465 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $11,771,433 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $942,465 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $1,378,312 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,378,312 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $19,700 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $19,700 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $5,651 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $5,651 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $0 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $108,223 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $108,223 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $11,417 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $750 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $2,005 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $2,005 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $146,996 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $136,329 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,060,324 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,060,324 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,207,320 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $136,329 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,060,324 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $170,992 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,241,983 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $24,575 | CashBOYAmt |
| Cash EOY | $313,501 | CashEOYAmt |
| Cash EOYFMV | $313,501 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $1,148,673 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $562,826 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $562,826 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $15,322,299 | CorporateStockBOYAmt |
| Corporate Stock EOY | $15,783,867 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $17,304,620 | CorporateStockEOYFMVAmt |
| Other Assets BOY | $8,337 | OtherAssetsBOYAmt |
| Other Assets EOY | $12,982 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $12,982 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $16,503,884 | TotalAssetsBOYAmt |
| Total Assets EOY | $16,673,176 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $18,193,929 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $10,700 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $9,000 | AccountsPayableEOYAmt |
| Total Liabilities BOY | $10,700 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $9,000 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $16,493,184 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $16,664,176 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $16,493,184 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $16,664,176 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $16,503,884 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $16,673,176 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $16,493,184 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $170,992 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $16,664,176 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $16,664,176 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (91 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| Goldman Sachs Real Estate Div | 2021-01-01 | 2021-01-15 | $29,477 | $31,603 | -$2,126 | -$2,126 | |
| Viatris Inc COM | 2021-01-01 | 2021-01-27 | $4,285 | $3,869 | $416 | $416 | |
| AIRBNB INC COM | 2021-01-01 | 2021-02-09 | $19,490 | $17,759 | $1,731 | $1,731 | |
| Ishares ESG Aware US Aggregrate Bond ETF EAGG | 2021-01-01 | 2021-02-09 | $559,387 | $563,194 | -$3,807 | -$3,807 | |
| Metabank Sioux Falls SD CD 1.65% | 2019-12-04 | 2021-02-19 | $100,000 | $100,000 | $0 | $0 | |
| Gateway Fund Class Y | 2021-01-01 | 2021-03-03 | $1,571 | $1,477 | $94 | $94 | |
| Gateway Fund Class Y | 2019-12-04 | 2021-03-03 | $132,914 | $124,925 | $7,989 | $7,989 | |
| Alps ETF Trust Riverfront Dynamic US Flex | 2019-12-04 | 2021-03-04 | $80,991 | $70,174 | $10,817 | $10,817 | |
| JPMorgan Chase & Co | 2021-01-01 | 2021-03-04 | $108,554 | $66,876 | $41,678 | $41,678 | |
| Laboratory Corp Amer Holdings COM | 2021-01-01 | 2021-03-04 | $42,853 | $37,541 | $5,312 | $5,312 | |
| GMAC Capital TR I GTD TR PFD SECS SER 2 VAR | 2021-01-01 | 2021-03-11 | $3,726 | $3,628 | $98 | $98 | |
| Blackrock Income Instl CL Sale VS Purchase Trade BMSIX | 2021-01-01 | 2021-03-16 | $295,028 | $289,744 | $5,284 | $5,284 | |
| Blackrock Mid Cap Growth Equity Instl CL CMGIX | 2021-01-01 | 2021-03-16 | $610,087 | $550,472 | $59,615 | $59,615 | |
| Columbia Small Cap Growth I Instl CL Sale | 2021-01-01 | 2021-03-16 | $45,562 | $31,004 | $14,558 | $14,558 | |
| Ishares ESG Aware MSCI EAFE ETF | 2021-01-01 | 2021-03-16 | $65,028 | $59,384 | $5,644 | $5,644 | |
| Ishares ESG Aware MSCI USA ETF | 2021-01-01 | 2021-03-16 | $830,629 | $753,516 | $77,113 | $77,113 | |
| Ishares ESG Aware MSCI USA Small CAP ETF Sale VS Purchase Trade ESML | 2021-01-01 | 2021-03-16 | $76,760 | $60,002 | $16,758 | $16,758 | |
| Ishares ESG Aware US Aggregrate Bond ETF Sale VS Purchase Trade EAGG | 2021-01-01 | 2021-03-16 | $148,176 | $153,069 | -$4,893 | -$4,893 | |
| Ishares Trust ESG Aware 1-5 YR USD CORP BOND EFT | 2021-01-01 | 2021-03-16 | $201,285 | $202,611 | -$1,326 | -$1,326 | |
| JP Morgan Large CAP Growth CL I Sale VS Purchase | 2019-12-04 | 2021-03-16 | $235,715 | $193,334 | $42,381 | $42,381 | |
| ALPS EFT Trust Riverfront Dynamic US | 2019-12-04 | 2021-04-19 | $39,696 | $33,961 | $5,735 | $5,735 | |
| Blackrock Systematic Multi Strategy Instl CL | 2021-01-01 | 2021-04-19 | $47,201 | $46,370 | $831 | $831 | |
| Ishares ESG Aware US Aggregrate Bond ETF Sale VS Purchase Trade EAGG | 2021-01-01 | 2021-04-19 | $330,046 | $339,216 | -$9,170 | -$9,170 | |
| PGIM Global Total Return CL Z PZTRX | 2021-01-01 | 2021-04-19 | $420,143 | $435,962 | -$15,819 | -$15,819 | |
| Ishares ESG Aware US Aggregrate Bond ETF Sale VS Purchase Trade EAGG | 2021-01-01 | 2021-04-22 | $38 | $39 | -$1 | -$1 | |
| Invesco QQQ TR Unit Ser 1 Discretion | 2021-01-01 | 2021-04-22 | $201,738 | $153,267 | $48,471 | $48,471 | |
| Synovus BK Columbus GA CD | 2019-12-04 | 2021-04-30 | $100,000 | $100,000 | $0 | $0 | |
| Astrazeneca | 2021-01-01 | 2021-05-19 | $56,833 | $55,334 | $1,499 | $1,499 | |
| ALPS EFT Trust Riverfront Dynamic US | 2021-01-01 | 2021-05-26 | $7,350 | $7,336 | $14 | $14 | |
| Apple Inc Com | 2021-01-01 | 2021-05-26 | $439 | $420 | $19 | $19 | |
| Apple Inc Com | 2019-12-04 | 2021-05-26 | $63,841 | $35,503 | $28,338 | $28,338 | |
| Caterpillar Inc Com | 2021-01-01 | 2021-05-26 | $49,435 | $31,669 | $17,766 | $17,766 | |
| Caterpillar Inc Com | 2019-12-04 | 2021-05-26 | $48,037 | $19,835 | $28,202 | $28,202 | |
| ALPS EFT Trust Riverfront Dynamic US Flex CAP ETF | 2021-01-01 | 2021-06-02 | $134,451 | $115,745 | $18,706 | $18,706 | |
| AAM/BAHL & GAYNOR Income Growth | 2021-01-01 | 2021-06-10 | $94,580 | $79,949 | $14,631 | $14,631 | |
| AAM/BAHL & GAYNOR Income Growth | 2019-12-04 | 2021-06-10 | $56,109 | $47,429 | $8,680 | $8,680 | |
| Fidelity Advisor Growth Oppty CL I @ 176.52 | 2021-01-01 | 2021-07-06 | $119,917 | $99,204 | $20,713 | $20,713 | |
| SPDR DOW JONES INDL AVERAGE ET UT SER 1 Discretion Exercised @347.465 | 2021-01-01 | 2021-07-07 | $54,856 | $44,532 | $10,324 | $10,324 | |
| SPDR DOW JONES INDL AVERAGE ET UT SER 1 Discretion Exercised @347.465 | 2019-12-04 | 2021-07-07 | $105,177 | $83,299 | $21,878 | $21,878 | |
| Goldman Sachs Real Estate Div Income W Discretion Exercised Conf:000003376@1 | 2021-01-01 | 2021-07-16 | $1,394 | $1,405 | -$11 | -$11 | |
| Goldman Sachs Real Estate Div Income W Discretion Exercised Conf:000003376@1 | 2019-12-04 | 2021-07-16 | $19,579 | $19,736 | -$157 | -$157 | |
| Delta Air Lines Inc Discretion Exercised @38.8859 | 2019-12-04 | 2021-07-22 | $46,889 | $63,119 | -$16,230 | -$16,230 | |
| ALPS Alerian Mlp Etp New Sale vs Purchase Trade Amlp | 2021-01-01 | 2021-07-23 | $93,658 | $100,106 | -$6,448 | -$6,448 | |
| Blackrock Commodity Strategies Instl Cl Sale vs Purchase Trade Bicsx | 2021-01-01 | 2021-07-23 | $20,861 | $20,461 | $400 | $400 | |
| Blackrock Income Instl CL Sale VS Purchase Trade BMSIX | 2021-01-01 | 2021-07-23 | $2,300 | $2,259 | $41 | $41 | |
| Blackrock Systematic Multi Strategy Instl CL | 2021-01-01 | 2021-07-23 | $22,876 | $22,027 | $849 | $849 | |
| First Trust VII Global Tactical Commodity Strategy Fund | 2021-01-01 | 2021-07-23 | $35,396 | $32,253 | $3,143 | $3,143 | |
| Ishares ESG Aware MSCI EAFE ETF Sale VS Purchase ESGD | 2021-01-01 | 2021-07-23 | $22,547 | $19,818 | $2,729 | $2,729 | |
| Ishares ESG Aware MSCI EAFE ETF Sale VS Purchase ESGU | 2021-01-01 | 2021-07-23 | $135,647 | $110,610 | $25,037 | $25,037 | |
| Ishares Trust ESG Aware 1-5 YR USD CORP BOND ETF Sale VS Purchase Trade SUSB | 2021-01-01 | 2021-07-23 | $1,164 | $1,168 | -$4 | -$4 | |
| JP Morgan INTL Focus CL I Sale VS Purchase Trade IUESX | 2021-01-01 | 2021-07-23 | $11,360 | $10,986 | $374 | $374 | |
| JP Morgan Large CAP Growth CL I Sale VS Purchase Trade SEEGX | 2019-12-04 | 2021-07-23 | $52,329 | $38,594 | $13,735 | $13,735 | |
| Nuveen ESG Mid Cap Growth ETF Sale VS Purchase Trade NUMG | 2021-01-01 | 2021-07-23 | $59,660 | $53,200 | $6,460 | $6,460 | |
| Pacer Trendpilot US Bond ETF Sale VS Purchase Trade PTBD | 2021-01-01 | 2021-07-23 | $6,717 | $6,585 | $132 | $132 | |
| Alibaba Group Holding Ltd Spon Ads | 2021-01-01 | 2021-07-28 | $19,271 | $21,012 | -$1,741 | -$1,741 | |
| Ishares Trust ESG Aware 1-5 YR USD CORP BOND EFT | 2021-01-01 | 2021-08-09 | $412,094 | $413,573 | -$1,479 | -$1,479 | |
| Ishares ESG Aware MSCI USA ETF | 2021-01-01 | 2021-08-16 | $403,054 | $395,492 | $7,562 | $7,562 | |
| Azek Co Inc Cl | 2021-01-01 | 2021-08-16 | $41,362 | $35,232 | $6,130 | $6,130 | |
| Pacer Trendpilot US Bond ETF Sale VS Purchase Trade PTBD | 2021-01-01 | 2021-08-16 | $493,503 | $484,653 | $8,850 | $8,850 | |
| Costco Wholesale Corp Com | 2021-01-01 | 2021-08-23 | $45,520 | $34,250 | $11,270 | $11,270 | |
| SPDR S&P MIDCAP 400 ETF | 2021-01-01 | 2021-08-30 | $99,709 | $90,838 | $8,871 | $8,871 | |
| Gilead Sciences Inc Com | 2021-01-01 | 2021-09-02 | $24,136 | $20,476 | $3,660 | $3,660 | |
| Gilead Sciences Inc Com | 2019-12-04 | 2021-09-02 | $36,579 | $41,578 | -$4,999 | -$4,999 | |
| Goldman Sachs ETF TR ACTIVEBETA US LG | 2021-01-01 | 2021-09-16 | $89,402 | $83,806 | $5,596 | $5,596 | |
| ALPS EFT Trust Riverfront Dynamic US Div Advantage ETF Discretion | 2019-12-04 | 2021-09-23 | $15,292 | $14,959 | $333 | $333 | |
| ALPS ETF TRUST Riverfront Dynamic US DIV | 2019-12-04 | 2021-09-23 | $86,803 | $69,054 | $17,749 | $17,749 | |
| Elmira Savings Bank | 2021-01-01 | 2021-10-06 | $28,127 | $17,992 | $10,135 | $10,135 | |
| Tencent Holdings Limited Unspon Adr | 2021-01-01 | 2021-10-19 | $32,037 | $29,167 | $2,870 | $2,870 | |
| AIRBNB INC COM | 2021-01-01 | 2021-11-09 | $38,937 | $28,335 | $10,602 | $10,602 | |
| Tencent Holdings Limited Unspon Adr | 2021-01-01 | 2021-11-18 | $32,238 | $29,317 | $2,921 | $2,921 | |
| AIRBNB INC COM | 2021-01-01 | 2021-12-08 | $35,950 | $32,887 | $3,063 | $3,063 | |
| Tencent Holdings Limited Unspon Adr | 2021-01-01 | 2021-12-10 | $30,410 | $28,340 | $2,070 | $2,070 | |
| Blackrock Commodity Strategies Instl Cl Sale vs Purchase Trade Bicsx | 2021-01-01 | 2021-12-22 | $47,211 | $44,985 | $2,226 | $2,226 | |
| Blackrock Income Instl CL BMSIX | 2019-12-04 | 2021-12-22 | $249,484 | $259,449 | -$9,965 | -$9,965 | |
| Blackrock Income Instl CL BMSIX | 2021-01-01 | 2021-12-22 | $66,524 | $70,031 | -$3,507 | -$3,507 | |
| Blackrock Multisector Income TR Reinvest | 2021-01-01 | 2021-12-22 | $85,927 | $85,564 | $363 | $363 | |
| Blackrock Systematic Multi Strategy Instl Cl BIMBX | 2019-12-04 | 2021-12-22 | $588,456 | $560,752 | $27,704 | $27,704 | |
| Blackrock Systematic Multi Strategy Instl Cl BIMBX | 2021-01-01 | 2021-12-22 | $79,146 | $75,529 | $3,617 | $3,617 | |
| Columbia Mortgage Opptys Instl Cl Sale VS Purchase Trade CLMZX | 2021-01-01 | 2021-12-22 | $126,475 | $131,123 | -$4,648 | -$4,648 | |
| Columbia Small Cap Growth Instl Cl CMSCX | 2019-12-04 | 2021-12-22 | $263,381 | $236,902 | $26,479 | $26,479 | |
| Columbia Small Cap Growth Instl Cl CMSCX | 2021-01-01 | 2021-12-22 | $38,487 | $41,229 | -$2,742 | -$2,742 | |
| First Trust VII Global Tactical Commodity Strategy Fund ETF Sale VS Purchase | 2021-01-01 | 2021-12-22 | $340,169 | $300,754 | $39,415 | $39,415 | |
| Ishares ESG AWARE MSCI EAFE ETF Sale VS Purchase Trade ESGD | 2019-12-04 | 2021-12-22 | $46,222 | $41,031 | $5,191 | $5,191 | |
| Ishares ESG AWARE MSCI EAFE ETF Sale VS Purchase Trade ESGU | 2019-12-04 | 2021-12-22 | $105,715 | $82,196 | $23,519 | $23,519 | |
| JP Morgan INTL Focus CL I IUESX | 2021-01-01 | 2021-12-22 | $570,483 | $570,403 | $80 | $80 | |
| JP Morgan Large CAP GROWTH CL I SEEGX | 2019-12-04 | 2021-12-22 | $592,132 | $549,929 | $42,203 | $42,203 | |
| JP Morgan Large CAP GROWTH CL I SEEGX | 2021-01-01 | 2021-12-22 | $105,207 | $104,597 | $610 | $610 | |
| Nuveen ESG Mid Cap Growth ETF Sale VS Purchase Trade NUMG | 2021-01-01 | 2021-12-22 | $193,909 | $197,279 | -$3,370 | -$3,370 | |
| Azek Co Inc Cl A Discretion | 2021-01-01 | 2021-12-31 | $31,862 | $26,412 | $5,450 | $5,450 | |
| KLA Corp Com New Discretion Exercised @434.41 | 2021-01-01 | 2021-12-31 | $43,530 | $34,263 | $9,267 | $9,267 | |
| Capital Gains Dividends | $178,907 | $178,907 | $178,907 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $942,465 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $17,264 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $17,264 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $17,264 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $7,400 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $7,400 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $14 | EsPenaltyAmt |
| Tax Due | $9,878 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | 0 | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | Organization | IndividualWithBooksNm |
| Phone | 6073342444 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 12 Hale Street | AddressLine1Txt |
| City | Norwich | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 13815 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Richard Runyon | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 185 North Broad St | AddressLine1Txt |
| City | Norwich | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 13815 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | Trustee | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 5.00 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $19,700 | CompensationAmt |
| Employee Benefit Program | $0 | EmployeeBenefitProgramAmt |
| Expense Account Other Allwnc | $0 | ExpenseAccountOtherAllwncAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $17,065,882 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $666,904 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $17,732,786 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $17,732,786 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $265,992 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $17,466,794 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $873,340 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $873,340 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $17,264 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $17,264 | TotalTaxAmt |
| Distributable Before Adj | $856,076 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $856,076 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $856,076 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,060,324 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,060,324 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $856,076 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr2 | $69,522 | ExcessDistributionCyovYr2Amt |
| Total Excess Distribution Cyov | $69,522 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,060,324 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $856,076 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $204,248 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $273,770 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $273,770 | ExcessDistriCyovToNextYrAmt |
| Excess From Year2 | $69,522 | ExcessFromYear2Amt |
| Excess From Current Year | $204,248 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (15 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| Chenango County Historical Society | ||||||
| 45 Rexford St | Norwich | NY | 13815 | PC | Videographer | $3,175 |
| Chenango Valley Home | ||||||
| 24 Canasawacta St | Norwich | NY | 13815 | PC | COVID mitigation | $30,000 |
| Christian Neighborhood Center | ||||||
| PO Box 509 | Norwich | NY | 13815 | PC | Renovations, educational programs and financial assistance programs | $95,550 |
| Northeast Classic Car Museum | ||||||
| 24 Rexford St | Norwich | NY | 13815 | PC | Renovations | $350,000 |
| St Malachy's Church | ||||||
| PO Box 722 | Sherburne | NY | 13460 | PC | Tree removal and planting | $5,200 |
| The Impact Project | ||||||
| 4 Clinton St | Greene | NY | 13778 | PC | Renovation projects | $146,450 |
| Toys for Tots | ||||||
| PO Box 24 | New Berlin | NY | 13411 | PC | Toys for children | $13,000 |
| Colorscape Chenango Arts Festival | ||||||
| PO Box 624 | Norwich | NY | 13815 | PC | Arts festival | $5,000 |
| Broad Street United Methodist Church | ||||||
| 74 N Broad St | Norwich | NY | 13815 | PC | Renovations | $100,000 |
| Friends of the Museum District | ||||||
| Rexford Street | Norwich | NY | 13815 | PC | Renovations | $200,000 |
| Chenango County Blues Association | ||||||
| 54 Borden Ave | Norwich | NY | 13815 | PC | Summer concert series | $13,040 |
| Chenango Greenway Conservatory | ||||||
| 141 N Broad St | Norwich | NY | 13815 | PC | Purchase property | $50,000 |
| Chenango County Historian Department | ||||||
| 43 Rexford St | Norwich | NY | 13815 | GOV | Digitize newspapers | $22,585 |
| Chenango Foundation | ||||||
| 15 S Broad St | Norwich | NY | 13815 | PC | Museum district improvements | $24,324 |
| Bandera Family Alliance | ||||||
| 3015 Howlett Hill Rd | Camillus | NY | 13031 | PC | Chenango County Christmas Dinner | $2,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,060,324 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Related Or Exempt Function Incm | $435,847 | RelatedOrExemptFunctionIncmAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $763,558 | ExclusionAmt |
| Related Or Exempt Function Incm | $178,907 | RelatedOrExemptFunctionIncmAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $763,558 | ExclusionAmt |
| Related Or Exempt Function Incm | $614,754 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,378,312 | TotalIncomeProducingActyAmt |
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp (2 entries)
| Line NumberLineNumberTxt | Relationship StatementRelationshipStatementTxt |
|---|---|
| 4 | Investment earnings used to make grants |
| 8 | Investment earnings used to make grants |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Accounting | CategoryTxt |
| Amt | $5,651 | Amt |
| Net Investment Income | $5,651 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (95 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AB Income Fund Advisor | $209,926 | $207,026 |
| Abbot Laboratories | $47,819 | $71,888 |
| Alphabet Inc Cap Stk Cl C | $58,794 | $115,744 |
| Alps ETF Tr Riverfront Dym | $261,325 | $249,798 |
| Alps ETF Trust Riverfront Dynamic US | $288,302 | $372,127 |
| Alps ETF Trust Riverfront Strategic | $182,435 | $181,470 |
| Amazon | $63,339 | $66,687 |
| American Capital World GR & Inc | $53,370 | $53,331 |
| Annaly Capital Management | $26,601 | $27,036 |
| Anthem Inc Com | $46,297 | $71,400 |
| Baird Core Plus Bond Fd Investors | $183,288 | $175,369 |
| Bank America Corporate Non Cum Prefd | $256,789 | $263,371 |
| Berkshire Hathaway | $71,048 | $104,650 |
| Blackrock 60/40 Target Allocation Instl | $203,896 | $303,952 |
| Blackrock Commodity Strategies Instl | $362,986 | $384,796 |
| Blackrock Multi Sector Income Tr | $379,175 | $369,765 |
| Blackrock Taxable Municipal Bond Fd | $202,186 | $104,822 |
| Block Finl LLC | $31,184 | $32,129 |
| Boeing Co Note | $30,614 | $30,612 |
| Caretrust REIT | $21,429 | $24,590 |
| Carrillon Reams Core Plus Bond CL | $214,007 | $202,831 |
| CME Group Inc | $74,598 | $95,305 |
| Coca Cola Co | $49,353 | $61,587 |
| Columbia Mortgage Opptys Instl CL | $468,019 | $450,555 |
| CVS Healthcare Corporation Com | $65,933 | $107,019 |
| Deere & Company | $65,916 | $139,588 |
| Diaged Adr Each Repr 4 | $65,407 | $89,610 |
| Eaton Vance Sht Dur Strategic Inc Fd | $221,959 | $218,840 |
| Edgewood Growth Fund | $126,909 | $167,136 |
| Exelon Corp Com NPV | $104,085 | $149,696 |
| Exxon Mobil Corp | $253,903 | $277,141 |
| Fidelity Advisor Fl Rate High Inc Cl | $226,916 | $231,427 |
| Fidelity Equity Income | $144,369 | $163,853 |
| Fidelity Real Estate Income | $79,571 | $85,741 |
| Financial Institutions Inc | $37,946 | $67,181 |
| First Eagle Global Class I | $132,588 | $124,750 |
| First Tr Exchange-Traded Fd III Dev | $192,637 | $243,374 |
| First Tr Exchange-Traded Fd III Pfd Secs & Income ETF | $448,720 | $448,523 |
| First Tr Exchange-Traded Fd VI Rising Dividends | $746,347 | $760,743 |
| First Trust Riverfront Dynamic | $104,105 | $113,232 |
| First Trust IV Tactical High Yield ETF | $300,386 | $299,830 |
| Flaherty and Crumrine Preferred | $80,631 | $78,201 |
| Fluor Corp | $30,566 | $31,463 |
| Frank Value Fund - Institutional | $105,943 | $114,975 |
| Franklin Income Advisor Class | $106,412 | $123,047 |
| FTS International Inc Com New Cl A | $22,509 | $26,250 |
| Invesco Rochester Muni Opportunities Y | $101,456 | $100,006 |
| Ishares Core US Aggregate Bond | $161,612 | $156,575 |
| Ishares ESG Aware MSCI EAFE ETF ESGD | $402,677 | $455,126 |
| Ishares ESG Aware MSCI USA Small Cap | $378,610 | $457,164 |
| Ishares ESG Aware MSCI USA ETF | $939,916 | $1,222,425 |
| Ishares Russell 2000ETF | $88,770 | $136,070 |
| Ishares Tr ISHS 1-5 Yr INVS | $308,899 | $302,982 |
| Ishares Tr Pfd and INCM Sec | $60,080 | $64,489 |
| JPMorgan Chase Bank NA Columbus CD | $29,219 | $27,590 |
| JPMorgan Equity Premium Income Cl I | $587,230 | $654,592 |
| JPMorgan Income Builder Fund Class I | $232,430 | $240,570 |
| Kayne Anderson MLP Invt Co | $65,949 | $40,631 |
| Kraft Heinz Foods Co | $32,356 | $34,398 |
| Las Vegas Sands Corp | $30,987 | $30,236 |
| Lord Abbett Inflation Focused Cl F | $448,302 | $450,457 |
| M&T Bank Corp Bond 3.5% | $30,409 | $29,394 |
| Marriott International Inc | $31,650 | $31,622 |
| Merck & Co New Com | $74,341 | $64,435 |
| Metropolitan West Total Return Class | $242,372 | $232,749 |
| MFS Growth Fund Class I | $135,621 | $193,702 |
| Morgan Stanley Instl Intl Advantage Cl I | $523,019 | $527,546 |
| National Grid Spon ADR Each Rep | $38,753 | $44,920 |
| Nationwide Nasdaq 100 Risk Managed Income ETF | $373,523 | $376,306 |
| NBT Bancorp | $100,890 | $121,097 |
| Nuveen ESG Midcap Growth ETF | $382,650 | $380,999 |
| Nuveen Preferred Income Opportunity | $42,773 | $43,711 |
| Nuveen Taxable Municipal Incm Fd | $95,483 | $96,938 |
| Oracle Corp | $31,127 | $30,224 |
| Organon & Co Common Stock | $26,322 | $30,743 |
| Pathfinder Bancorp Inc MD | $34,379 | $51,288 |
| Pfizer Inc | $76,832 | $125,061 |
| PGIM Jennison Emerging Markets Equity Opptys CL Z | $415,788 | $383,989 |
| Regeneron Pharmaceuticals Inc | $57,338 | $63,152 |
| Royce Value Tr Inc Com | $15,649 | $22,650 |
| Siemens AG Spon ADR | $47,254 | $52,088 |
| Southern Co | $41,168 | $50,565 |
| Southern Co Ser 2020B | $30,844 | $30,675 |
| Spdr Gold Tr | $66,736 | $68,384 |
| Suncor Energy Com NPV New ISIN | $73,222 | $78,988 |
| Swan Defined Risk Fund Class I | $250,349 | $286,887 |
| Sysco Corp | $27,821 | $30,118 |
| Valvoline Inc Com | $30,237 | $37,425 |
| Verizon Communications | $45,184 | $42,542 |
| Viacombs Inc | $32,430 | $35,773 |
| Walmart Inc Com | $74,063 | $72,345 |
| Waste Management Inc | $122,224 | $172,056 |
| Waterstone Financial Inc | $51,058 | $63,771 |
| Wells Fargo & Company Perpetual Pfd | $261,749 | $265,542 |
| West Hills Tactical Core Fund | $581,578 | $711,163 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Accrued Earnings | Desc |
| BOY Book Value | $8,337 | BOYBookValueAmt |
| EOY Book Value | $12,982 | EOYBookValueAmt |
| EOYFMV | $12,982 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| Postage and Mailing | $201 | $201 | $0 |
| Office Expenses | $1,804 | $1,804 | $0 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Advisor | CategoryTxt |
| Amt | $108,223 | Amt |
| Net Investment Income | $108,223 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| Excise taxes | $10,667 | $0 | $0 |
| Filing fees | $750 | $750 | $0 |
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