THE PETERNELL FAMILY FOUDATION: Form 990PF, tax year 2021

View the entire original 990 at ProPublica ↗

Organization
THE PETERNELL FAMILY FOUDATION (EIN 20-3864384)
Tax period
2021-01-01 to 2021-12-31
Filed
2022-05-11
IRS object ID
202211319349105521
Schema version
2021v4.2
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2022-05-11T15:18:16-05:00ReturnTs
Tax Period End2021-12-31TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Preparer Firm Name PreparerFirmName

FieldValueIRS element (for citing)
Business Name Line1FOUNDATION SOURCEBusinessNameLine1Txt

Preparer US Address PreparerUSAddress

FieldValueIRS element (for citing)
Address Line1ONE HOLLOW LN STE 212AddressLine1Txt
CityLAKE SUCCESSCityNm
State AbbreviationNYStateAbbreviationCd
ZIP11042ZIPCd
FieldValueIRS element (for citing)
Return Type990PFReturnTypeCd
Tax Period Begin2021-01-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN203864384EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1The Peternell Family FoundationBusinessNameLine1Txt
FieldValueIRS element (for citing)
In Care Of% Foundation SourceInCareOfNm
Business Name ControlPETEBusinessNameControlTxt
Phone8008391754PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line1Foundation Source 501 Silverside RdAddressLine1Txt
CityWilmingtonCityNm
State AbbreviationDEStateAbbreviationCd
ZIP198091377ZIPCd

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonBEN C PETERNELLPersonNm
Person TitlePRESIDENTPersonTitleTxt
Phone8008391754PhoneNum
Signature2022-05-05SignatureDt
Discuss With Paid PreparerYes (true)DiscussWithPaidPreparerInd

Signing Officer SigningOfficerGrp

Person Full Name PersonFullName

FieldValueIRS element (for citing)
Person FirstBEN CPersonFirstNm
Person LastPETERNELLPersonLastNm
FieldValueIRS element (for citing)
SSN999009999SSN

Preparer Person PreparerPersonGrp

FieldValueIRS element (for citing)
Preparer PersonJeffrey D HaskellPreparerPersonNm
PTINP01345770PTIN
Phone8008391754PhoneNum

Additional Filer Information AdditionalFilerInformation

FieldValueIRS element (for citing)
Trusted CustomerTrustedCustomerGrp
FieldValueIRS element (for citing)
Tax2021TaxYr
Build TS2022-09-23 18:48:47ZBuildTS

Form 990-PF IRS990PF

FieldValueIRS element (for citing)
Organization501c3 Exempt PFYes (X)Organization501c3ExemptPFInd
FMV Assets EOY$3,834,150FMVAssetsEOYAmt
Method Of Accounting CashYes (X)MethodOfAccountingCashInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

FieldValueIRS element (for citing)
Contri Rcvd Rev And Expnss$0ContriRcvdRevAndExpnssAmt
Schedule B Not RequiredYes (X)ScheduleBNotRequiredInd
Interest On Sav Rev And Expnss$166InterestOnSavRevAndExpnssAmt
Interest On Sav Net Invst Incm$166InterestOnSavNetInvstIncmAmt
Dividends Rev And Expnss$53,507DividendsRevAndExpnssAmt
Dividends Net Invst Incm$53,507DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss$124,091NetGainSaleAstRevAndExpnssAmt
Gross Sales Price$476,106GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm$124,091CapGainNetIncmNetInvstIncmAmt
Total Rev And Expnss$177,764TotalRevAndExpnssAmt
Total Net Invst Incm$177,764TotalNetInvstIncmAmt
Comp Ofcr Dir Trst Rev And Expnss$0CompOfcrDirTrstRevAndExpnssAmt
Other Prof Fees Rev And Expnss$15,977OtherProfFeesRevAndExpnssAmt
Other Prof Fees Net Invst Incm$15,977OtherProfFeesNetInvstIncmAmt
Taxes Rev And Expnss$2,200TaxesRevAndExpnssAmt
Other Expenses Rev And Expnss$19,583OtherExpensesRevAndExpnssAmt
Other Expenses Dsbrs Chrtbl$19,583OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss$37,760TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm$15,977TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Dsbrs Chrtbl$19,583TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss$136,500ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl$136,500ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss$174,260TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm$15,977TotalExpensesNetInvstIncmAmt
Total Expenses Dsbrs Chrtbl$156,083TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses$3,504ExcessRevenueOverExpensesAmt
Net Investment Income$161,787NetInvestmentIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

FieldValueIRS element (for citing)
Sav And Temp Cash Invst BOY$140,503SavAndTempCashInvstBOYAmt
Sav And Temp Cash Invst EOY$85,684SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV$85,684SavAndTempCashInvstEOYFMVAmt
US Government Obligations BOY$375,175USGovernmentObligationsBOYAmt
US Government Obligations EOY$346,609USGovernmentObligationsEOYAmt
US Govt Obligations EOYFMV$351,206USGovtObligationsEOYFMVAmt
Corporate Stock BOY$1,946,004CorporateStockBOYAmt
Corporate Stock EOY$1,986,369CorporateStockEOYAmt
Corporate Stock EOYFMV$3,051,659CorporateStockEOYFMVAmt
Corporate Bonds BOY$300,970CorporateBondsBOYAmt
Corporate Bonds EOY$347,494CorporateBondsEOYAmt
Corporate Bonds EOYFMV$345,601CorporateBondsEOYFMVAmt
Total Assets BOY$2,762,652TotalAssetsBOYAmt
Total Assets EOY$2,766,156TotalAssetsEOYAmt
Total Assets EOYFMV$3,834,150TotalAssetsEOYFMVAmt
Total Liabilities BOY$0TotalLiabilitiesBOYAmt
Total Liabilities EOY$0TotalLiabilitiesEOYAmt
Org Does Not Follow FASB117Yes (X)OrgDoesNotFollowFASB117Ind
Retained Earning BOY$2,762,652RetainedEarningBOYAmt
Retained Earning EOY$2,766,156RetainedEarningEOYAmt
Tot Net Ast Or Fund Balances BOY$2,762,652TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY$2,766,156TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY$2,762,652TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY$2,766,156TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

FieldValueIRS element (for citing)
Tot Net Ast Or Fund Balances BOY$2,762,652TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses$3,504ExcessRevenueOverExpensesAmt
Subtotal$2,766,156SubtotalAmt
Tot Net Ast Or Fund Balances EOY$2,766,156TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp

FieldValueIRS element (for citing)
PropertyPublicly-traded SecuritiesPropertyDesc
Gross Sales Price$476,106GrossSalesPriceAmt
Cost Or Other Basis$352,015CostOrOtherBasisAmt
Gain Or Loss$124,091GainOrLossAmt
Gains Minus Excess Or Losses$124,091GainsMinusExcessOrLossesAmt
FieldValueIRS element (for citing)
Capital Gain Net Income$124,091CapitalGainNetIncomeAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

FieldValueIRS element (for citing)
Investment Income Excise Tax$2,249InvestmentIncomeExciseTaxAmt
Subtotal$2,249SubtotalAmt
Tax Based On Investment Income$2,249TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx$1,401EstimatedPlusOvpmtIncmTxAmt
Exempt Frgn Org Tax Wthld At Srce$0ExemptFrgnOrgTaxWthldAtSrceAmt
Total Payments And Credits$1,401TotalPaymentsAndCreditsAmt
Form2220 AttachedYes (X)Form2220AttachedInd
Es Penalty$0EsPenaltyAmt
Tax Due$848TaxDueAmt

Statements Regarding Acty StatementsRegardingActyGrp

FieldValueIRS element (for citing)
Legislative Political ActyfalseLegislativePoliticalActyInd
More Than100 SpentfalseMoreThan100SpentInd
Form1120 POL FiledfalseForm1120POLFiledInd
Activities Not Previously RptfalseActivitiesNotPreviouslyRptInd
Changes To Articles Or BylawsfalseChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over LimitfalseUnrelatedBusIncmOverLimitInd
Organization Dissolved EtcfalseOrganizationDissolvedEtcInd
Section508e Rqr SatisfiedYes (true)Section508eRqrSatisfiedInd
At Least5000 In AssetsYes (true)AtLeast5000InAssetsInd
Org Report Or Register StateDEOrgReportOrRegisterStateCd
Form990 PF Filed With Atty GenYes (true)Form990PFFiledWithAttyGenInd
Private Operating FoundationfalsePrivateOperatingFoundationInd
New Substantial ContributorsfalseNewSubstantialContributorsInd
Own Controlled EntityfalseOwnControlledEntityInd
Donor Advised FundfalseDonorAdvisedFundInd
Comply With Public Insp RqrYes (true)ComplyWithPublicInspRqrInd

Persons With Books Name PersonsWithBooksName

FieldValueIRS element (for citing)
Business Name Line1Foundation SourceBusinessNameLine1Txt
FieldValueIRS element (for citing)
Phone8008391754PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

FieldValueIRS element (for citing)
Address Line1501 Silverside Road Suite 123AddressLine1Txt
CityWilmingtonCityNm
State AbbreviationDEStateAbbreviationCd
ZIP198091377ZIPCd
FieldValueIRS element (for citing)
Foreign Accounts QuestionfalseForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

FieldValueIRS element (for citing)
Sale Or Exch Disqualified PrsnfalseSaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified PrsnfalseBrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified PrsnfalseFurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified PrsnfalsePayCompDisqualifiedPrsnInd
Transfer Ast Disqualified PrsnfalseTransferAstDisqualifiedPrsnInd
Payment To Government OfficialfalsePaymentToGovernmentOfficialInd
Uncorrected Prior ActsfalseUncorrectedPriorActsInd
Undistributed Income PYfalseUndistributedIncomePYInd
Business HoldingsfalseBusinessHoldingsInd
Jeopardy InvestmentsfalseJeopardyInvestmentsInd
Uncorrected PY Jeopardy InvstfalseUncorrectedPYJeopardyInvstInd
Influence LegislationfalseInfluenceLegislationInd
Influence ElectionfalseInfluenceElectionInd
Grants To IndividualsfalseGrantsToIndividualsInd
Grants To OrganizationsfalseGrantsToOrganizationsInd
Noncharitable PurposefalseNoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft CntrctfalseRcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft CntrctfalsePayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter TransfalseProhibitedTaxShelterTransInd
Subj To Tax Rmnrtn Ex Prcht PymtfalseSubjToTaxRmnrtnExPrchtPymtInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdTitleTitleTxtAverage Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRtCompensationCompensationAmtEmployee Benefit ProgramEmployeeBenefitProgramAmtExpense Account Other AllwncExpenseAccountOtherAllwncAmt
Andrew Peternell
Foundation Source 501 Silverside RdWilmingtonDE198091377VP1.0$0$0$0
Ben C Peternell
Foundation Source 501 Silverside RdWilmingtonDE198091377Pres, Dir, Sec1.0$0$0$0
Jamie Peternell
Foundation Source 501 Silverside RdWilmingtonDE198091377VP1.0$0$0$0
Mark A Peternell
Foundation Source 501 Silverside RdWilmingtonDE198091377VP1.0$0$0$0
Pamela Peternell
Foundation Source 501 Silverside RdWilmingtonDE198091377Dir, VP1.0$0$0$0
Sara Delaney Peternell
Foundation Source 501 Silverside RdWilmingtonDE198091377VP1.0$0$0$0
FieldValueIRS element (for citing)
Summary Of Direct Chrtbl ActySummaryOfDirectChrtblActyGrp
Sum Of Program Related InvstSumOfProgramRelatedInvstGrp

Minimum Investment Return MinimumInvestmentReturnGrp

FieldValueIRS element (for citing)
Average Monthly FMV Of Sec$3,638,261AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances$138,004AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast$0FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets$3,776,265TotalFMVOfUnusedAssetsAmt
Acquisition Indebtedness$0AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast$3,776,265AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable$56,644CashDeemedCharitableAmt
Net Vl Noncharitable Assets$3,719,621NetVlNoncharitableAssetsAmt
Minimum Investment Return$185,981MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

FieldValueIRS element (for citing)
Minimum Investment Return$185,981MinimumInvestmentReturnAmt
Tax Based On Investment Income$2,249TaxBasedOnInvestmentIncomeAmt
Total Tax$2,249TotalTaxAmt
Distributable Before Adj$183,732DistributableBeforeAdjAmt
Distributable Before Ded$183,732DistributableBeforeDedAmt
Distributable As Adjusted$183,732DistributableAsAdjustedAmt

PF Qualifying Distributions PFQualifyingDistributionsGrp

FieldValueIRS element (for citing)
Expenses And Contributions$156,083ExpensesAndContributionsAmt
Program Related Invst Total$0ProgramRelatedInvstTotalAmt
Charitable Assets Acquis Paid$0CharitableAssetsAcquisPaidAmt
Set Aside Suitability Test$0SetAsideSuitabilityTestAmt
Set Aside Cash Distri Test$0SetAsideCashDistriTestAmt
Qualifying Distributions$156,083QualifyingDistributionsAmt

Undistributed Income UndistributedIncomeGrp

FieldValueIRS element (for citing)
Distributable As Adjusted$183,732DistributableAsAdjustedAmt
Undistributed Income PY$150,726UndistributedIncomePYAmt
Prior Year12019PriorYear1Yr
Prior Year22018PriorYear2Yr
Prior Year32017PriorYear3Yr
Qualifying Distributions$156,083QualifyingDistributionsAmt
Applied To Year1$150,726AppliedToYear1Amt
Applied To Current Year$5,357AppliedToCurrentYearAmt
Remaining Distri From Corpus$0RemainingDistriFromCorpusAmt
Total Corpus$0TotalCorpusAmt
Undistributed Income CY$178,375UndistributedIncomeCYAmt
Excess Distri Cyov To Next Yr$0ExcessDistriCyovToNextYrAmt
Excess From Current Year$0ExcessFromCurrentYearAmt
FieldValueIRS element (for citing)
Private Operating FoundationsPrivateOperatingFoundationsGrp

Supplementary Information SupplementaryInformationGrp

FieldValueIRS element (for citing)
Contributing ManagerBen C PeternellContributingManagerNm
Contributing ManagerPamela PeternellContributingManagerNm
Only Contri To PreselectedYes (X)OnlyContriToPreselectedInd

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (12 entries)

Address Line1RecipientUSAddress/AddressLine1TxtCityRecipientUSAddress/CityNmState AbbreviationRecipientUSAddress/StateAbbreviationCdZIPRecipientUSAddress/ZIPCdRecipient RelationshipRecipientRelationshipTxtRecipient Foundation StatusRecipientFoundationStatusTxtGrant Or Contribution PurposeGrantOrContributionPurposeTxtAmtAmt
BICYCLE COLORADO
1525 MARKET ST STE 100DENVERCO80202N/APCGeneral & Unrestricted$10,000
CHALLENGE AMERICA
PO BOX 4467BASALTCO81621N/APCGeneral & Unrestricted$5,000
EAGLE VALLEY LAND TRUST
54 WILDCATEDWARDSCO81632N/APCGeneral & Unrestricted$10,000
FRIENDS OF THE YAMPA INC
PO BOX 771654STEAMBOAT SPRINGSCO80477N/APCGeneral & Unrestricted$7,500
NORTHWEST DENVER NEIGHBORHOOD CENTER
3435 W 40TH AVEDENVERCO80211N/APCGeneral & Unrestricted$13,000
ROUNDUP RIVER RANCH
8333 COLORADO RIVER RDGYPSUMCO81637N/APCkick start to Peternell Staff Development Fund$10,000
TROUT UNLIMITED INC
PO BOX 7400WOOLLY BUGGERWV25438N/APCTrout Unlimited's stream flow improvement work in the Rio Grand basin of Colorado$25,000
UNIVERSITY OF COLORADO FOUNDATION
PO BOX 17126DENVERCO80217N/APCLeadership and Career Development$13,500
VAIL VALLEY FOUNDATION INC
PO BOX 6550AVONCO81620N/APCYouth Power 365 Program$15,000
WALKING MOUNTAINS
PO BOX 9469AVONCO81620N/APCGeneral & Unrestricted$15,000
YAMPA VALLEY COMMUNITY FOUNDATION
PO BOX 881869STEAMBOAT SPRCO80488N/APCGeneral & Unrestricted$5,000
YAMPA VALLEY SUSTAINABILITY COUNCIL
PO BOX 881461STEAMBOAT SPRCO80488N/APCGeneral & Unrestricted$7,500
FieldValueIRS element (for citing)
Total Grant Or Contri Pd Dur Yr$136,500TotalGrantOrContriPdDurYrAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

FieldValueIRS element (for citing)
Fees Contracts From Govt AgFeesContractsFromGovtAgGrp
Membership Dues And AssmntMembershipDuesAndAssmntGrp

Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp

FieldValueIRS element (for citing)
Exclusion14ExclusionCd
Exclusion$166ExclusionAmt

Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl

FieldValueIRS element (for citing)
Exclusion14ExclusionCd
Exclusion$53,507ExclusionAmt
FieldValueIRS element (for citing)
Net Rntl Incm Re Debt Fincd PropNetRntlIncmReDebtFincdPropGrp
Net Rntl Incm Re Not Debt Fincd PropNetRntlIncmReNotDebtFincdProp
Net Rental Income Personal PropNetRentalIncomePersonalPropGrp
Other Investment IncomeOtherInvestmentIncomeGrp

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

FieldValueIRS element (for citing)
Exclusion18ExclusionCd
Exclusion$124,091ExclusionAmt
FieldValueIRS element (for citing)
Net Income Loss From Special EvtNetIncomeLossFromSpecialEvtGrp
Gross Profit Loss Sls Of InvntryGrossProfitLossSlsOfInvntryGrp

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

FieldValueIRS element (for citing)
Exclusion$177,764ExclusionAmt
FieldValueIRS element (for citing)
Total Income Producing Acty$177,764TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

FieldValueIRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EOfalseTrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EOfalseTrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of AssetsfalseSalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EOfalsePurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth AssetsfalseRentalOfFacilitiesOthAssetsInd
Reimbursement ArrangementsfalseReimbursementArrangementsInd
Loans Or Loan GuaranteesfalseLoansOrLoanGuaranteesInd
Performance Of Services EtcfalsePerformanceOfServicesEtcInd
Sharing Of Facilities EtcfalseSharingOfFacilitiesEtcInd
Relationships Nonchrtbl EOfalseRelationshipsNonchrtblEOInd

Depreciation Schedule DepreciationSchedule

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corporate Bonds InvestmentsCorporateBondsGrp (47 entries)

BondBondNmEOY Book ValueEOYBookValueAmtEOYFMVEOYFMVAmt
ABBVIE INC - 4.250% - 11/14/20$5,921$5,659
ALEXANDRIA REAL ESTATE - 4.900$6,041$6,012
AMERICAN ELEC PWR INC - 1.000%$4,919$4,891
AMERICAN TOWER CORP - 1.600% -$5,015$4,952
AMGEN INC - 2.200% - 02/21/202$5,285$5,121
ANHEUSER-BUSCH - 3.650% - 02/0$5,268$5,371
ANTHEM INC NOTE - 3.650% - 12/$4,956$5,489
APPLE INC - 2.850% - 02/23/202$15,862$15,314
AT&T INC - 4.125% - 02/17/2026$10,889$10,913
BERKSHIRE HATHAWAY NOTE - 3.12$15,893$16,061
BK OF AMERICA CORP MTN CALL MA$10,123$9,581
BP CAP MKTS AMER - 4.234% - 11$5,019$5,648
CITIGROUP INC NOTE - 3.668% -$10,652$10,793
COMCAST CORP - 3.300% - 02/01/$5,431$5,374
COMCAST CORP NOTE - 4.150% - 1$5,763$5,681
CVS CAREMARK CORP NOTE - 4.300$5,901$5,615
DISNEY WALT CO - 2.000% - 09/0$10,167$9,957
DOMINION ENERGY INC SER 2021 A$5,016$4,943
ENBRIDGE INC BOND - 4.000% - 1$5,285$5,221
EQUINIX INC NOTE CALL MAKE WHO$5,269$5,260
EVERSOURCE ENERGY - 1.650% - 0$9,307$9,360
GILEAD SCIENCES INC - 1.200% -$4,803$4,836
GOLDMAN SACHS - 3.814% - 04/23$5,504$5,443
HOME DEPOT - 3.000% - 04/01/20$4,963$5,315
JPMORGAN CHASE &CO - 3.702% -$5,511$5,440
JPMORGAN CHASE &CO - 3.782% -$5,722$5,416
KINDER MORGAN - 4.300% - 06/01$5,419$5,387
LOWES - 3.650% - 04/05/2029$5,510$5,486
MASTERCARD INC - 3.350% - 03/2$11,599$11,011
MERCK &CO INC - 3.400% - 03/07$10,935$10,888
MITSUBISHI UFJ FINANCIAL GROUP$10,484$10,299
MORGAN STANLEY SER I MTN CALL$4,952$4,949
ORACLE CORP NOTE - 2.400% - 09$5,051$5,098
PNC FINL SVCS - 3.500% - 01/23$5,252$5,236
PROLOGIS LP - 1.250% - 10/15/2$4,624$4,655
PUBLIC SERVICE ENTERPRIS - 2.8$10,568$10,357
RAYTHEON TECHNOLOGIES CORP - 3$5,526$5,289
SCHWAB CHARLES CORP NOTE CALL$4,930$4,879
SHELL INTERNATIONAL - 3.250% -$15,869$15,971
SIMON PPTY GROUP LP - 2.000% -$5,096$5,090
TORONTO DOMINION BANK - 3.250%$10,670$10,452
TOTAL CAPITAL - 3.455% - 02/19$5,328$5,421
UNITEDHEALTH GROUP INC - 3.850$5,651$5,577
US BANCORP - 2.375% - 07/22/20$14,863$15,574
VERIZON COMMUNICATIONS INC - 1$4,698$4,738
VISA INC NOTE - 3.150% - 12/14$5,578$5,332
WELLS FARGO & CO - 2.406% - 10$10,406$10,246

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (12 entries)

StockStockNmEOY Book ValueEOYBookValueAmtEOYFMVEOYFMVAmt
ARTISAN DEV WORLD FD$128,689$177,180
ARTISAN HIGH INCOME FUND INVES$85,160$96,422
BRANDYWINEGLOBAL CORPORATE CRE$99,615$96,716
ISHARE SP SMALL CAP 600 INDEX$111,666$185,277
ISHARES TR S & P MIDCAP 400 IN$75,377$144,654
JOHCM INTERNATIONAL SELECT FUN$20,015$20,575
JOHCM INTL SELECT FUND CL I$200,349$255,411
JPMORGAN CORE PLUS BOND FUND$46,030$44,555
SCHWAB 1000 INDEX ETF$742,712$1,283,325
SCHWAB U.S. LARGE-CAP GROWTH$138,117$258,398
SCHWAB US MID CAP$192,528$324,294
SEAFARER OVERSEAS GROWTH & INC$146,111$164,852

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

FieldValueIRS element (for citing)
US Govt Obligations Book Vl EOY$208,550USGovtObligationsBookVlEOYAmt
US Govt Obligations EOYFMV$212,805USGovtObligationsEOYFMVAmt
State Local Sec Book Vl EOY$138,059StateLocalSecBookVlEOYAmt
State Local Sec EOYFMV$138,401StateLocalSecEOYFMVAmt

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)

DescDescRevenue And Expenses Per BooksRevenueAndExpensesPerBooksAmtDisbursements Charitable PrpsDisbursementsCharitablePrpsAmt
Administrative Fees$19,558$19,558
State or Local Filing Fees$25$25

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail

FieldValueIRS element (for citing)
CategoryInvestment Management ServicesCategoryTxt
Amt$15,977Amt
Net Investment Income$15,977NetInvestmentIncomeAmt

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (2 entries)

CategoryCategoryTxtAmtAmt
990-PF Estimated Tax for 2021$1,400
990-PF Extension for 2020$800

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