RATHMANN FAMILY FOUNDATION: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- RATHMANN FAMILY FOUNDATION (EIN 52-1757445)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-08-11
- IRS object ID
- 202202239349100405
- Schema version
- 2021v4.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-08-11T10:04:53-05:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 453768259 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MARTINBROWN CPAS & ADVISORS | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3411 TAMIAMI TRAIL NORTH SUITE 201 | AddressLine1Txt |
| City | NAPLES | CityNm |
| State Abbreviation | FL | StateAbbreviationCd |
| ZIP | 34103 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 521757445 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RATHMANN FAMILY FOUNDATION | BusinessNameLine1Txt |
| Business Name Line2 | C/O JAMES RATHMANN | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | RATH | BusinessNameControlTxt |
| Phone | 2397898857 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 148 10TH AVENUE SOUTH | AddressLine1Txt |
| City | NAPLES | CityNm |
| State Abbreviation | FL | StateAbbreviationCd |
| ZIP | 34102 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JAMES LOUIS RATHMANN DIRECTOR | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 2397898857 | PhoneNum |
| Signature | 2022-07-25 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | JAMES | PersonFirstNm |
| Person Last | RATHMANN | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | DANIEL J BROWN CPA | PreparerPersonNm |
| PTIN | P00839712 | PTIN |
| Phone | 2392548306 | PhoneNum |
| Preparation | 2022-08-11 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $37,308,079 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $402,854 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $402,854 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,398,127 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $5,478,948 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,398,127 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | -$8,834 | OtherIncomeRevAndExpnssAmt |
| Total Rev And Expnss | $1,792,147 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,800,981 | TotalNetInvstIncmAmt |
| Legal Fees Rev And Expnss | $7,663 | LegalFeesRevAndExpnssAmt |
| Legal Fees Dsbrs Chrtbl | $7,663 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $19,613 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $8,826 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $10,787 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $187,494 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $174,594 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $12,900 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $2,788 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $2,788 | TaxesNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $1,910 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $83 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $1,827 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $219,468 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $186,291 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $33,177 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,705,500 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,425,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,924,968 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $186,291 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,458,177 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$132,821 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,614,690 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $1,249,315 | CashBOYAmt |
| Cash EOY | $1,121,397 | CashEOYAmt |
| Cash EOYFMV | $1,121,398 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $1,464,878 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $551,009 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $551,009 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $24,909,297 | CorporateStockBOYAmt |
| Corporate Stock EOY | $30,015,061 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $30,015,061 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $2,851,231 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $3,019,317 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $3,019,317 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $2,003,855 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $2,555,946 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $2,555,946 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $32,882 | OtherAssetsBOYAmt |
| Other Assets EOY | $45,348 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $45,348 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $32,511,458 | TotalAssetsBOYAmt |
| Total Assets EOY | $37,308,078 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $37,308,079 | TotalAssetsEOYFMVAmt |
| Grants Payable BOY | $1,250,000 | GrantsPayableBOYAmt |
| Grants Payable EOY | $1,530,500 | GrantsPayableEOYAmt |
| Total Liabilities BOY | $1,250,000 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $1,530,500 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $31,261,458 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $35,777,578 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $31,261,458 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $35,777,578 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $32,511,458 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $37,308,078 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $31,261,458 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$132,821 | ExcessRevenueOverExpensesAmt |
| Other Increases | $4,648,941 | OtherIncreasesAmt |
| Subtotal | $35,777,578 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $35,777,578 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (13 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| SEE ATTACHED - CHARLES SCH 0875 | P | 2020-06-18 | 2021-01-28 | $636,501 | $540,892 | $95,609 | $95,609 |
| SEE ATTACHED - CHARLES SCH 0875 | P | 2018-12-21 | 2021-12-21 | $2,835,400 | $1,778,780 | $1,056,620 | $1,056,620 |
| SEE ATTACHED - CHARLES SCH 3735 | P | 2020-11-04 | 2021-09-16 | $155,189 | $177,129 | -$21,940 | -$21,940 |
| SEE ATTACHED - CHARLES SCH 3735 | P | 2007-03-14 | 2021-12-01 | $1,819,215 | $1,362,681 | $456,534 | $456,534 |
| BROADOAK FUND III LLC - K1 | P | $10,089 | -$10,089 | -$10,089 | |||
| BROADOAK FUND III LLC - K1 | P | $1,941 | -$1,941 | -$1,941 | |||
| ARCH VENTURE FUND V LP - K1 | P | $8,644 | -$8,644 | -$8,644 | |||
| FFC PARTNERS II LP - K1 | P | $8,466 | -$8,466 | -$8,466 | |||
| FFC PARTNERS II LP - K1 | P | $17,199 | -$17,199 | -$17,199 | |||
| SYMPHONY DYNAMO HOLDINGS LLC - K1 | P | $267 | $267 | $267 | |||
| BROADOAK FUND IV LLC - K1 | P | $21,623 | $21,623 | $21,623 | |||
| BROADOAK FUND IV LLC - K1 | P | $7,842 | $7,842 | $7,842 | |||
| CELLERANT THERAPEUTICS | P | $175,000 | -$175,000 | -$175,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,398,127 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | $76,737 | NetShortTermCapitalGainLossAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $22,444 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $22,444 | SubtotalAmt |
| Tax Based On Investment Income | $22,444 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $29,452 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $29,452 | TotalPaymentsAndCreditsAmt |
| Overpayment | $7,008 | OverpaymentAmt |
| Applied To ES Tax | $7,008 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | WA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | WWW.RATHMANNFAMILYFOUNDATION.ORG | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MARTINBROWN CPAS & ADVISORS | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2392548306 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 11000 | AddressLine1Txt |
| City | NAPLES | CityNm |
| State Abbreviation | FL | StateAbbreviationCd |
| ZIP | 34102 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | Yes (true) | BusinessHoldingsInd |
| Excess Business Holdings | false | ExcessBusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| ALEXANDRA RATHMANN-NOONAN DIRECTOR | ||||||||
| 148 10TH AVENUE SOUTH | NAPLES | FL | 34102 | CHAIRPERSON | 1.00 | $0 | $0 | $0 |
| JAMES LOUIS RATHMANN DIRECTOR | ||||||||
| 148 10TH AVENUE SOUTH | NAPLES | FL | 34102 | PRESIDENT | 5.00 | $0 | $0 | $0 |
| ROBIN W RATHMANN-NOONAN DIRECTOR | ||||||||
| 148 10TH AVENUE SOUTH | NAPLES | FL | 34102 | SECRETARY | 1.00 | $0 | $0 | $0 |
| ANDREW G RATHMANN-NOONAN DIRECTOR | ||||||||
| 148 10TH AVENUE SOUTH | NAPLES | FL | 34102 | TREASURER | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $30,645,949 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $2,140,646 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $2,252,521 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $35,039,116 | TotalFMVOfUnusedAssetsAmt |
| Adjusted Total FMV Of Unused Ast | $35,039,116 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $525,587 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $34,513,529 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,725,676 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,725,676 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $22,444 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $22,444 | TotalTaxAmt |
| Distributable Before Adj | $1,703,232 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $1,703,232 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $1,703,232 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,458,177 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $1,458,177 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,703,232 | DistributableAsAdjustedAmt |
| Excess Distribution Cyov Yr3 | $7,113,457 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr1 | $9,485 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $7,122,942 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,458,177 | QualifyingDistributionsAmt |
| Applied To Current Year | $1,458,177 | AppliedToCurrentYearAmt |
| Excess Distri Cyov App CY Corpus | $245,055 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $245,055 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $6,877,887 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $6,877,887 | ExcessDistriCyovToNextYrAmt |
| Excess From Year3 | $6,868,402 | ExcessFromYear3Amt |
| Excess From Year1 | $9,485 | ExcessFromYear1Amt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (17 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Business Name Line2RecipientBusinessName/BusinessNameLine2Txt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| AFRICAN PARKS FOUNDATION OF AMERICA | ||||||||
| 21 WEST 46TH STREET | NEW YORK | NY | 10036 | PC | GENERAL OPERATING ACTIVITIES | $175,000 | ||
| ARTIS - NAPLES INC | ||||||||
| 5833 PELICAN BAY BLVD | NAPLES | FL | 34108 | PC | GENERAL OPERATING ACTIVITIES | $25,000 | ||
| BUZZARDS BAY COALITION INC | ||||||||
| 114 FRONT STREET | NEW BEDFORD | MA | 02740 | PC | WESTPORT, MA | $75,000 | ||
| CENTER FOR HEIRS | ||||||||
| 1535 SAM RITTENBURG BLVD | CHARLESTON | SC | 29407 | PC | GENERAL OPERATING ACTIVITIES | $40,000 | PROPERTY PRESERVATION | SUITE D |
| CORPORATION OF HAVERFORD COLLEGE | ||||||||
| 370 LANCASTER AVENUE | HAVERFORD | PA | 19041 | PC | GENERAL OPERATING ACTIVITIES | $60,000 | DBA HAVERFORD COLLEGE | |
| DHARMA VOYAGE INC | ||||||||
| PO BOX N104 | WESTPORT | MA | 02790 | PC | GENERAL OPERATING ACTIVITIES | $15,000 | ||
| GNOME INC | ||||||||
| 1510 HIGHLAND AVE | FALL RIVER | MA | 02720 | PC | GENERAL OPERATING ACTIVITIES | $25,000 | ||
| HUERTA DEL VALLE | ||||||||
| 310 E PHILADELPHIA STREET | ONTARIO | CA | 91761 | PC | GENERAL OPERATING ACTIVITIES | $100,000 | ||
| NATIONAL AUDUBON SOCIETY INC | ||||||||
| 711 UNIVERSITY AVENUE | ANAHEIM | CA | 92825 | PC | CORKSCREW SWAMP REHABILITATION | $25,000 | ||
| NATIONAL AUDUBON SOCIETY INC | ||||||||
| 711 UNIVERSITY AVENUE | ANAHEIM | CA | 92825 | PC | CORKSCREW SWAMP REHABILITATION | $50,000 | ||
| NATIONAL SCIENCE AND TECHNOLOGY | ||||||||
| 3222 N STREET NW | WASHINGTON | DC | 20007 | PC | GENERAL OPERATING ACTIVITIES | $100,000 | MEDALS FOUNDATION | SUITE 300 |
| NATIONAL SCIENCE AND TECHNOLOGY | ||||||||
| 3222 N STREET NW | WASHINGTON | DC | 20007 | PC | GENERAL OPERATING ACTIVITIES | $500,000 | MEDALS FOUNDATION | SUITE 300 |
| PARTNERS IN HEALTH | ||||||||
| 800 BOYLSTON ST | BOSTON | MA | 02199 | PC | HAITI | $50,000 | ||
| THE MOVING WELL PROJECT | ||||||||
| 26 EASTMOOR DRIVE | SILVER SPRING | MD | 20901 | PC | GENERAL OPERATING ACTIVITIES | $30,000 | ||
| TRUSTEES OF TRINITY COLLEGE | ||||||||
| 300 SUMMIT STREET | HARTFORD | CT | 06106 | PC | SOFTBALL/BASEBALL/ANNUAL FUND | $100,000 | ||
| VOLUNTEERS OF LEGAL SERVICE | ||||||||
| 40 WORTH STREET | NEW YORK | NY | 10013 | PC | IMMIGRATION PROJECT GEN SUPPORT | $40,000 | ||
| WESTPORT HISTORICAL SOCIETY | ||||||||
| 25 DRIFT ROAD | WESTPORT | MA | 02790 | PC | GENERAL OPERATING ACTIVITIES | $15,000 | ||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,425,000 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (3 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| BROWN UNIVERSITY | ||||||
| 350 EDDY STREET | PROVIDENCE | RI | 02903 | PC | SCHOLARSHIP FUND/ANNUAL FUND | $100,500 |
| BUZZARDS BAY COALITION INC | ||||||
| 114 FRONT STREET | NEW BEDFORD | MA | 02740 | PC | GOOSEBERRY CAUSEWAY | $1,000,000 |
| GNOME INC | ||||||
| 1510 HIGHLAND AVE | FALL RIVER | MA | 02720 | PC | GENERAL OPERATING ACTIVITIES | $25,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $1,125,500 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $402,854 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,398,127 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (3 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|
| BROADOAK III LLC - K1 | 18 | -$8,639 |
| BROADOAK IV LLC - K1 | 18 | -$345 |
| BROADOAK V LP - K1 | 18 | $150 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $1,792,147 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,792,147 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $19,613 | Amt |
| Net Investment Income | $8,826 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $10,787 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (2 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| CHARLES SCHWAB - ACCT 3735 - CORP | $1,041,641 | $1,041,641 |
| CHARLES SCHWAB - ACCT 3735 - MUNI | $1,977,676 | $1,977,676 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (10 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| CHARLES SCHWAB - ACCT 0875 | $11,439,733 | $11,439,733 |
| CHARLES SCHWAB - ACCT 3735 | $10,582,961 | $10,582,961 |
| APPLE INC | $1,577,887 | $1,577,887 |
| MICROSOFT CORP | $2,145,722 | $2,145,722 |
| VISA INC | ||
| ALPHABET INC | $1,568,326 | $1,568,326 |
| AMAZON.COM INC | $970,293 | $970,293 |
| TEXAS INSTRUMENTS | $611,962 | $611,962 |
| META PLATFORMS | $561,032 | $561,032 |
| THERMO FISHER | $557,145 | $557,145 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (15 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| LUCENT MEDICAL | FMV | $10,000 | $10,000 |
| ACUMARK / CARE DX | FMV | $51,250 | $51,250 |
| ARCH VENTURE FUND V | FMV | $135,485 | $135,485 |
| BROADOAK FUND III | FMV | $448,515 | $448,515 |
| CELLERANT THERAPEUTICS | FMV | ||
| FFC EXECUTIVE PARTNERS III | FMV | $4,127 | $4,127 |
| FFC PARTNERS II | FMV | $476 | $476 |
| PRESIDO | FMV | $500 | $500 |
| SYMPHONY EVOLUTION HOLDINGS LLC | FMV | $21,324 | $21,324 |
| LAB CONNECT | FMV | $153,569 | $153,569 |
| CROWN CASTLE INTL CO | FMV | $301,003 | $301,003 |
| BROADOAK FUND IV | FMV | $919,960 | $919,960 |
| BROADOAK CAPITAL 2019C-INFUSE | FMV | $249,953 | $249,953 |
| SYMPHONY DYNAMO HOLDINGS LLC | FMV | $290 | $290 |
| BROADOAK FUND V | FMV | $259,494 | $259,494 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $7,663 | LegalFeesAmt |
| Disbursements Charitable Prps | $7,663 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ACCRUED INTEREST RECEIVABLES | $32,882 | $26,798 | $26,798 |
| DISTRIBUTION RECEIVABLES | $18,550 | $18,550 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| EXPENSES | |||
| DUES AND SUBSCRIPTIONS | $120 | $120 | |
| INSURANCE | $1,134 | $1,134 | |
| LICENSES AND FEES | $242 | $242 | |
| COMMUNICATION AND INFO TECH | $414 | $331 | $83 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt |
|---|---|
| BROADOAK III LLC - K1 | -$8,639 |
| BROADOAK IV LLC - K1 | -$345 |
| BROADOAK V LP - K1 | $150 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED GAIN ON INVESTMENTS | Desc |
| Amt | $4,648,941 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (10 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT MGMT - BROADOAK FUND | $5,368 | $5,368 | |
| INVESTMENT MGMT - ARCH VENTURE F | $51 | $51 | |
| INVESTMENT MGMT - BROADOAK FUND | $16,516 | $16,516 | |
| INVESTMENT MGMT - FFC PARTNERS I | $461 | $461 | |
| INVESTMENT MGMT - FFC PARTNERS I | $246 | $246 | |
| INVESTMENT MGMT - SYMPHONY EVOLU | $27 | $27 | |
| INVESTMENT MGMT - BROADOAK 2016A | $212 | $212 | |
| INVESTMENT MGMT - SYMPHONY DYNAM | $66 | $66 | |
| INVESTMENT MGMT - OTHER | $151,647 | $151,647 | |
| OTHER PROFESSIONAL FEES | $12,900 | $12,900 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| FOREIGN TAX PAID - CHARLES SCH 0 | $1,242 | $1,242 |
| FOREIGN TAX PAID - CHARLES SCH 3 | $1,546 | $1,546 |
Comments