PROTEUS FOUNDATION: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- PROTEUS FOUNDATION (EIN 54-2013543)
- Tax period
- 2020-10-01 to 2021-09-30
- Filed
- 2022-01-27
- IRS object ID
- 202200279349100615
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-01-27T13:40:01-06:00 | ReturnTs |
| Tax Period End | 2021-09-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 541149263 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | YOUNT HYDE & BARBOUR PC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 2560 | AddressLine1Txt |
| City | WINCHESTER | CityNm |
| State Abbreviation | VA | StateAbbreviationCd |
| ZIP | 226041760 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-10-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 542013543 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PROTEUS FOUNDATION | BusinessNameLine1Txt |
| Business Name Line2 | C/O YOUNT HYDE & BARBOUR PC | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | PROT | BusinessNameControlTxt |
| Phone | 5406623417 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 2560 | AddressLine1Txt |
| City | WINCHESTER | CityNm |
| State Abbreviation | VA | StateAbbreviationCd |
| ZIP | 22604 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | CELIA RUTT | PersonNm |
| Person Title | DIRECTOR | PersonTitleTxt |
| Phone | 5406623417 | PhoneNum |
| Signature | 2022-01-18 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | CELIA | PersonFirstNm |
| Person Last | RUTT | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | GREGORY S CRAWFORD CPA | PreparerPersonNm |
| PTIN | P00357091 | PTIN |
| Phone | 5406623417 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $9,844,166 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $290,952 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $290,952 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $731,780 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $4,689,880 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $731,780 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $1,022,732 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,022,732 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $14,150 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $0 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $88,501 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $88,501 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $4,802 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $4,802 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $24,730 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $24,650 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $132,183 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $117,953 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $479,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $479,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $611,183 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $117,953 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $479,000 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $411,549 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $904,779 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $38,629 | CashBOYAmt |
| Cash EOY | $22,462 | CashEOYAmt |
| Cash EOYFMV | $22,462 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $272,234 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $164,378 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $164,378 | SavAndTempCashInvstEOYFMVAmt |
| Other Investments BOY | $7,316,965 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $7,852,537 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $9,657,326 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $12,571 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $12,571 | LandBldgEquipAccumDeprecAmt |
| Total Assets BOY | $7,627,828 | TotalAssetsBOYAmt |
| Total Assets EOY | $8,039,377 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $9,844,166 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $7,627,828 | RetainedEarningBOYAmt |
| Retained Earning EOY | $8,039,377 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $7,627,828 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $8,039,377 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $7,627,828 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $8,039,377 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $7,627,828 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $411,549 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $8,039,377 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $8,039,377 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (560 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| SOFTBANK CORP ADR | 2020-04-01 | 2020-10-07 | $2,656 | $2,968 | -$312 | -$312 | |
| EPR PPTYS | 2020-01-03 | 2020-10-19 | $243 | $771 | -$528 | -$528 | |
| ONEOK INC NEW | 2019-12-09 | 2020-10-19 | $4,447 | $11,042 | -$6,595 | -$6,595 | |
| ONEOK INC NEW | 2020-01-03 | 2020-10-19 | $145 | $382 | -$237 | -$237 | |
| RATTLER MIDSTREAM LP | 2019-11-27 | 2020-10-19 | $6,289 | $14,723 | -$8,434 | -$8,434 | |
| WISDOMTREE FLTG RATE ETF | 2020-01-03 | 2020-10-19 | $276 | $276 | $0 | $0 | |
| LAS VEGAS SANDS CORP | 2020-03-17 | 2020-11-11 | $3,993 | $2,780 | $1,213 | $1,213 | |
| TAUBMAN CENTERS INC | 2020-06-02 | 2020-11-18 | $16,470 | $15,862 | $608 | $608 | |
| ENEL SOCIETA PER AZIONI | 2020-05-19 | 2020-11-20 | $1,977 | $1,345 | $632 | $632 | |
| SINGAPORE TELECOMM-ADR | 2020-04-08 | 2020-11-20 | $4,837 | $5,021 | -$184 | -$184 | |
| EQUITRANS MIDSTREAM CORP | 2020-06-17 | 2020-11-23 | $4,816 | $5,171 | -$355 | -$355 | |
| DOUBLELINE CORE FI CL I | 2020-01-02 | 2020-12-11 | $914 | $893 | $21 | $21 | |
| DOUBLELINE CORE FI CL I | 2020-02-03 | 2020-12-11 | $728 | $723 | $5 | $5 | |
| DOUBLELINE CORE FI CL I | 2020-03-02 | 2020-12-11 | $682 | $683 | -$1 | -$1 | |
| DOUBLELINE CORE FI CL I | 2020-04-01 | 2020-12-11 | $895 | $840 | $55 | $55 | |
| DOUBLELINE CORE FI CL I | 2020-05-01 | 2020-12-11 | $763 | $729 | $34 | $34 | |
| DOUBLELINE CORE FI CL I | 2020-06-01 | 2020-12-11 | $698 | $677 | $21 | $21 | |
| DOUBLELINE CORE FI CL I | 2020-07-01 | 2020-12-11 | $745 | $731 | $14 | $14 | |
| DOUBLELINE CORE FI CL I | 2020-08-03 | 2020-12-11 | $733 | $730 | $3 | $3 | |
| DOUBLELINE CORE FI CL I | 2020-09-01 | 2020-12-11 | $724 | $719 | $5 | $5 | |
| DOUBLELINE CORE FI CL I | 2020-10-01 | 2020-12-11 | $737 | $731 | $6 | $6 | |
| DOUBLELINE CORE FI CL I | 2020-11-02 | 2020-12-11 | $717 | $706 | $11 | $11 | |
| DOUBLELINE CORE FI CL I | 2020-12-01 | 2020-12-11 | $697 | $696 | $1 | $1 | |
| DOUBLELINE CORE FI CL I | 2020-12-08 | 2020-12-11 | $457 | $456 | $1 | $1 | |
| VALE S A ADR | 2020-07-20 | 2020-12-16 | $649 | $447 | $202 | $202 | |
| VALE S A ADR | 2020-07-20 | 2021-01-05 | $1,640 | $1,077 | $563 | $563 | |
| PIMCO TOTAL RETURN I | 2020-02-03 | 2021-01-12 | $715 | $720 | -$5 | -$5 | |
| PIMCO TOTAL RETURN I | 2020-03-02 | 2021-01-12 | $640 | $652 | -$12 | -$12 | |
| PIMCO TOTAL RETURN I | 2020-04-01 | 2021-01-12 | $740 | $739 | $1 | $1 | |
| PIMCO TOTAL RETURN I | 2020-05-01 | 2021-01-12 | $608 | $617 | -$9 | -$9 | |
| PIMCO TOTAL RETURN I | 2020-06-01 | 2021-01-12 | $600 | $614 | -$14 | -$14 | |
| PIMCO TOTAL RETURN I | 2020-07-01 | 2021-01-12 | $586 | $605 | -$19 | -$19 | |
| PIMCO TOTAL RETURN I | 2020-08-03 | 2021-01-12 | $588 | $615 | -$27 | -$27 | |
| PIMCO TOTAL RETURN I | 2020-09-01 | 2021-01-12 | $515 | $536 | -$21 | -$21 | |
| PIMCO TOTAL RETURN I | 2020-10-01 | 2021-01-12 | $532 | $554 | -$22 | -$22 | |
| PIMCO TOTAL RETURN I | 2020-11-02 | 2021-01-12 | $609 | $630 | -$21 | -$21 | |
| PIMCO TOTAL RETURN I | 2020-12-01 | 2021-01-12 | $509 | $532 | -$23 | -$23 | |
| PIMCO TOTAL RETURN I | 2020-12-10 | 2021-01-12 | $7,842 | $7,887 | -$45 | -$45 | |
| PIMCO TOTAL RETURN I | 2020-12-10 | 2021-01-12 | $2,723 | $2,739 | -$16 | -$16 | |
| PIMCO TOTAL RETURN I | 2021-01-04 | 2021-01-12 | $436 | $440 | -$4 | -$4 | |
| ENEL SOCIETA PER AZIONI | 2020-05-19 | 2021-01-13 | $420 | $257 | $163 | $163 | |
| IMPERIAL BRANDS PLC ADR | 2020-05-29 | 2021-01-13 | $547 | $455 | $92 | $92 | |
| SINGAPORE TELECOMM-ADR | 2020-04-08 | 2021-01-13 | $3,084 | $3,094 | -$10 | -$10 | |
| SL GREEN RLTY CORP | 2021-01-21 | 2021-01-21 | $32 | $32 | $32 | ||
| ALPS TR ETF | 2020-03-13 | 2021-02-03 | $6,882 | $4,450 | $2,432 | $2,432 | |
| ISHARES EDGE MSCI ETF | 2020-03-13 | 2021-02-03 | $32,748 | $20,474 | $12,274 | $12,274 | |
| ISHARES EDGE MSCI ETF | 2020-03-25 | 2021-02-03 | $13,202 | $7,777 | $5,425 | $5,425 | |
| ISHARES EDGE MSCI ETF | 2020-05-13 | 2021-02-03 | $10,287 | $7,155 | $3,132 | $3,132 | |
| SELECT COMMUNICATION ETF | 2020-02-18 | 2021-02-03 | $15,463 | $12,597 | $2,866 | $2,866 | |
| BLACKROCK TECH OPP INST | 2020-03-13 | 2021-02-03 | $65,214 | $31,052 | $34,162 | $34,162 | |
| WELLS FARGO SHT GOV INST | 2020-06-02 | 2021-02-03 | $45,577 | $45,762 | -$185 | -$185 | |
| ALBEMARLE CORP | 2020-10-19 | 2021-02-22 | $17,543 | $10,356 | $7,187 | $7,187 | |
| BROADCOM INC | 2020-10-19 | 2021-02-22 | $28,824 | $22,834 | $5,990 | $5,990 | |
| BUNGE LTD | 2020-05-21 | 2021-02-22 | $33,523 | $15,253 | $18,270 | $18,270 | |
| AMERICOLD REALTY TRUST | 2020-03-02 | 2021-02-22 | $9,867 | $8,366 | $1,501 | $1,501 | |
| SPDR BLOOMBERG CONV ETF | 2020-10-19 | 2021-02-22 | $8,571 | $6,851 | $1,720 | $1,720 | |
| CLEARWAY ENERGY INC CL C | 2020-10-19 | 2021-02-22 | $6,857 | $6,724 | $133 | $133 | |
| EURONAV SA | 2020-10-19 | 2021-02-22 | $7,550 | $6,795 | $755 | $755 | |
| GMNG & LSRE PROP INC | 2020-06-26 | 2021-02-22 | $518 | $459 | $59 | $59 | |
| GMNG & LSRE PROP INC | 2020-09-25 | 2021-02-22 | $518 | $453 | $65 | $65 | |
| GMNG & LSRE PROP INC | 2020-12-24 | 2021-02-22 | $216 | $217 | -$1 | -$1 | |
| KRAFT HEINZ CO | 2020-10-19 | 2021-02-22 | $15,882 | $13,654 | $2,228 | $2,228 | |
| ISHS PFD & INCM SECS ETF | 2020-10-19 | 2021-02-22 | $6,987 | $6,845 | $142 | $142 | |
| SL GREEN RLTY CORP | 2021-01-15 | 2021-02-22 | $382 | $349 | $33 | $33 | |
| SIMON PROPERTY GROUP | 2020-11-18 | 2021-02-22 | $21,107 | $14,177 | $6,930 | $6,930 | |
| TERRENO REALTY CORP | 2020-10-19 | 2021-02-22 | $6,651 | $6,836 | -$185 | -$185 | |
| WILLIAMS COMPANIES INC | 2020-10-19 | 2021-02-22 | $5,527 | $4,581 | $946 | $946 | |
| HEALTH CARE SECTOR S ETF | 2020-05-12 | 2021-03-09 | $45,484 | $40,063 | $5,421 | $5,421 | |
| HEALTH CARE SECTOR S ETF | 2021-02-03 | 2021-03-09 | $6,432 | $6,432 | $0 | $0 | |
| HEALTH CARE SECTOR S ETF | 2021-02-24 | 2021-03-09 | $9,763 | $9,711 | $52 | $52 | |
| WELLS FARGO SHT GOV INST | 2020-06-02 | 2021-03-09 | $24,603 | $24,804 | -$201 | -$201 | |
| TOKIO MARINE HOLDING | 2021-01-13 | 2021-03-22 | $396 | $437 | -$41 | -$41 | |
| SPDR GOLD TRUST ETF | 2020-05-12 | 2021-03-22 | $40,761 | $40,025 | $736 | $736 | |
| SPDR GOLD TRUST ETF | 2020-05-13 | 2021-03-22 | $6,848 | $6,762 | $86 | $86 | |
| SPDR GOLD TRUST ETF | 2021-02-03 | 2021-03-22 | $11,413 | $12,047 | -$634 | -$634 | |
| SPDR GOLD TRUST ETF | 2021-02-24 | 2021-03-22 | $11,250 | $11,573 | -$323 | -$323 | |
| NASDAQ INC | 2021-02-25 | 2021-04-01 | $3,163 | $2,970 | $193 | $193 | |
| WELLS FARGO SHT GOV INST | 2020-06-02 | 2021-04-12 | $3,500 | $3,532 | -$32 | -$32 | |
| ENCOMPASS HEALTH CORP | 2020-08-27 | 2021-04-16 | $6,462 | $4,952 | $1,510 | $1,510 | |
| ENCOMPASS HEALTH CORP | 2020-08-27 | 2021-04-20 | $7,127 | $5,402 | $1,725 | $1,725 | |
| ENCOMPASS HEALTH CORP | 2020-08-27 | 2021-04-23 | $8,618 | $6,238 | $2,380 | $2,380 | |
| CONSUMR DISC SECTOR ETF | 2021-02-24 | 2021-05-20 | $9,967 | $9,695 | $272 | $272 | |
| VIRTUS STRAT CONV INSTL | 2021-02-03 | 2021-05-20 | $57,868 | $62,253 | -$4,385 | -$4,385 | |
| VIRTUS STRAT CONV INSTL | 2021-02-24 | 2021-05-20 | $10,640 | $11,700 | -$1,060 | -$1,060 | |
| VIRTUS STRAT CONV INSTL | 2021-03-19 | 2021-05-20 | $100 | $102 | -$2 | -$2 | |
| PHILLIPS 66 | 2021-02-25 | 2021-05-25 | $2,169 | $2,233 | -$64 | -$64 | |
| ORGANON & CO | 2021-02-10 | 2021-06-03 | $1 | $2 | -$1 | -$1 | |
| ORGANON & CO | 2021-02-25 | 2021-06-03 | $1 | $1 | $0 | $0 | |
| BLACKROCK TTL RET INSTL | 2020-07-01 | 2021-06-04 | $468 | $486 | -$18 | -$18 | |
| BLACKROCK TTL RET INSTL | 2020-08-03 | 2021-06-04 | $710 | $750 | -$40 | -$40 | |
| BLACKROCK TTL RET INSTL | 2020-09-01 | 2021-06-04 | $805 | $846 | -$41 | -$41 | |
| BLACKROCK TTL RET INSTL | 2020-10-01 | 2021-06-04 | $789 | $828 | -$39 | -$39 | |
| BLACKROCK TTL RET INSTL | 2020-11-02 | 2021-06-04 | $802 | $838 | -$36 | -$36 | |
| BLACKROCK TTL RET INSTL | 2020-12-01 | 2021-06-04 | $767 | $813 | -$46 | -$46 | |
| BLACKROCK TTL RET INSTL | 2020-12-23 | 2021-06-04 | $3,372 | $3,446 | -$74 | -$74 | |
| BLACKROCK TTL RET INSTL | 2020-12-23 | 2021-06-04 | $2,738 | $2,798 | -$60 | -$60 | |
| BLACKROCK TTL RET INSTL | 2021-01-04 | 2021-06-04 | $539 | $552 | -$13 | -$13 | |
| BLACKROCK TTL RET INSTL | 2021-02-01 | 2021-06-04 | $311 | $316 | -$5 | -$5 | |
| BLACKROCK TTL RET INSTL | 2021-03-01 | 2021-06-04 | $285 | $286 | -$1 | -$1 | |
| BLACKROCK TTL RET INSTL | 2021-04-01 | 2021-06-04 | $188 | $186 | $2 | $2 | |
| BLACKROCK TTL RET INSTL | 2021-05-03 | 2021-06-04 | $107 | $107 | $0 | $0 | |
| BLACKROCK TTL RET INSTL | 2021-06-01 | 2021-06-04 | $105 | $105 | $0 | $0 | |
| DICKS SPORTING GOODS | 2020-12-10 | 2021-06-29 | $8,943 | $4,800 | $4,143 | $4,143 | |
| DICKS SPORTING GOODS | 2020-12-10 | 2021-07-26 | $7,814 | $4,045 | $3,769 | $3,769 | |
| ORGANON & CO | 2021-02-10 | 2021-07-29 | $447 | $542 | -$95 | -$95 | |
| ORGANON & CO | 2021-02-25 | 2021-07-29 | $221 | $266 | -$45 | -$45 | |
| LAS VEGAS SANDS CORP | 2020-12-29 | 2021-08-02 | $2,441 | $3,371 | -$930 | -$930 | |
| LAS VEGAS SANDS CORP | 2021-02-23 | 2021-08-02 | $257 | $380 | -$123 | -$123 | |
| DICKS SPORTING GOODS | 2020-12-10 | 2021-08-02 | $4,016 | $2,049 | $1,967 | $1,967 | |
| DICKS SPORTING GOODS | 2020-12-11 | 2021-08-02 | $1,902 | $958 | $944 | $944 | |
| ENCOMPASS HEALTH CORP | 2020-08-27 | 2021-08-02 | $4,419 | $3,344 | $1,075 | $1,075 | |
| ENCOMPASS HEALTH CORP | 2021-02-25 | 2021-08-02 | $3,399 | $3,233 | $166 | $166 | |
| DICKS SPORTING GOODS | 2020-12-11 | 2021-08-03 | $3,109 | $1,543 | $1,566 | $1,566 | |
| DICKS SPORTING GOODS | 2020-12-11 | 2021-08-10 | $6,973 | $3,405 | $3,568 | $3,568 | |
| DICKS SPORTING GOODS | 2020-12-11 | 2021-08-10 | $6,158 | $2,980 | $3,178 | $3,178 | |
| DICKS SPORTING GOODS | 2020-12-11 | 2021-08-13 | $4,171 | $2,022 | $2,149 | $2,149 | |
| DICKS SPORTING GOODS | 2021-02-25 | 2021-08-13 | $3,073 | $2,078 | $995 | $995 | |
| LAS VEGAS SANDS CORP | 2021-02-23 | 2021-08-23 | $1,604 | $2,595 | -$991 | -$991 | |
| COMPAGNIE DE ST-GOBAIN- | 2020-12-08 | 2021-09-14 | $8,710 | $5,804 | $2,906 | $2,906 | |
| DNB BANK ASA ADR | 2021-08-25 | 2021-09-14 | $2,747 | $2,712 | $35 | $35 | |
| DEUTSCHE POST AG ADR | 2020-11-10 | 2021-09-14 | $5,328 | $3,471 | $1,857 | $1,857 | |
| POWER CORP CANADA | 2021-05-24 | 2021-09-14 | $1,173 | $1,098 | $75 | $75 | |
| POWER CORP CANADA | 2021-05-25 | 2021-09-14 | $2,002 | $1,877 | $125 | $125 | |
| SVENSKA HANDELSBANKN ADR | 2020-11-18 | 2021-09-14 | $5,821 | $5,268 | $553 | $553 | |
| TOKIO MARINE HOLDING | 2021-01-13 | 2021-09-14 | $2,252 | $2,238 | $14 | $14 | |
| VOLVO AB ADR | 2021-08-25 | 2021-09-14 | $1,642 | $1,661 | -$19 | -$19 | |
| FTI CONSULTING INC | 2020-11-10 | 2021-09-14 | $2,008 | $1,529 | $479 | $479 | |
| LANDSTAR SYSTEMS INC | 2021-04-22 | 2021-09-14 | $4,305 | $4,569 | -$264 | -$264 | |
| WATTS WATER TECHNOLOGIES | 2020-10-30 | 2021-09-14 | $5,148 | $3,318 | $1,830 | $1,830 | |
| VANGUARD INDX RL EST ETF | 2021-05-20 | 2021-09-16 | $6,322 | $5,765 | $557 | $557 | |
| SELECT FINANCIAL ETF | 2021-02-03 | 2021-09-16 | $5,817 | $4,643 | $1,174 | $1,174 | |
| INDUSTRIAL SECTOR SP ETF | 2021-02-03 | 2021-09-16 | $5,383 | $4,639 | $744 | $744 | |
| AMERN S/C VLU FD CL I | 2021-03-09 | 2021-09-16 | $7,605 | $7,447 | $158 | $158 | |
| NEUBERGER BRMN L/C INSTL | 2021-02-03 | 2021-09-16 | $19,620 | $16,807 | $2,813 | $2,813 | |
| THORNBURG INTL GRWTH CLI | 2021-02-03 | 2021-09-16 | $6,208 | $6,179 | $29 | $29 | |
| VANGUARD EQTY INTL VALUE | 2021-05-20 | 2021-09-16 | $5,754 | $5,855 | -$101 | -$101 | |
| DNB BANK ASA ADR | 2021-08-25 | 2021-09-29 | $858 | $811 | $47 | $47 | |
| SVENSKA HANDELSBANKN ADR | 2020-11-18 | 2021-09-29 | $204 | $181 | $23 | $23 | |
| MAXIM INTEGRATED PRODS | 2013-12-09 | 2020-10-08 | $10,558 | $4,194 | $6,364 | $6,364 | |
| ABB LTD -SPONS ADR F | 2014-10-30 | 2020-10-09 | $4,090 | $3,300 | $790 | $790 | |
| ABB LTD -SPONS ADR F | 2014-02-19 | 2020-10-09 | $1,372 | $1,296 | $76 | $76 | |
| SONIC HEALTHCARE LTD ADR | 2016-01-08 | 2020-10-09 | $2,421 | $1,194 | $1,227 | $1,227 | |
| SMURFIT KAPPA GROUP ADR | 2017-08-15 | 2020-10-09 | $5,586 | $4,039 | $1,547 | $1,547 | |
| MAXIM INTEGRATED PRODS | 2013-12-09 | 2020-10-09 | $5,068 | $1,955 | $3,113 | $3,113 | |
| MAXIM INTEGRATED PRODS | 2013-12-31 | 2020-10-09 | $5,582 | $2,123 | $3,459 | $3,459 | |
| MAXIM INTEGRATED PRODS | 2013-12-31 | 2020-10-09 | $9,401 | $3,575 | $5,826 | $5,826 | |
| MAXIM INTEGRATED PRODS | 2016-03-29 | 2020-10-09 | $5,521 | $2,742 | $2,779 | $2,779 | |
| SMITHS GROUP PLC SPN ADR | 2014-02-19 | 2020-10-14 | $2,049 | $2,692 | -$643 | -$643 | |
| ANGEL OAK MULTI INSTL | 2018-04-26 | 2020-10-14 | $3,000 | $3,290 | -$290 | -$290 | |
| SMITHS GROUP PLC SPN ADR | 2014-02-19 | 2020-10-15 | $35 | $47 | -$12 | -$12 | |
| SMITHS GROUP PLC SPN ADR | 2014-05-01 | 2020-10-15 | $1,713 | $2,234 | -$521 | -$521 | |
| SMITHS GROUP PLC SPN ADR | 2014-05-01 | 2020-10-16 | $1,834 | $2,326 | -$492 | -$492 | |
| CISCO SYS INC | 2014-12-30 | 2020-10-19 | $19,552 | $13,994 | $5,558 | $5,558 | |
| CISCO SYS INC | 2015-02-26 | 2020-10-19 | $993 | $749 | $244 | $244 | |
| CISCO SYS INC | 2015-07-31 | 2020-10-19 | $596 | $427 | $169 | $169 | |
| CISCO SYS INC | 2016-03-24 | 2020-10-19 | $795 | $558 | $237 | $237 | |
| EPR PPTYS | 2013-08-16 | 2020-10-19 | $1,216 | $2,583 | -$1,367 | -$1,367 | |
| EPR PPTYS | 2014-08-20 | 2020-10-19 | $221 | $543 | -$322 | -$322 | |
| EPR PPTYS | 2014-10-30 | 2020-10-19 | $2,985 | $7,042 | -$4,057 | -$4,057 | |
| EPR PPTYS | 2015-02-26 | 2020-10-19 | $1,106 | $2,913 | -$1,807 | -$1,807 | |
| EPR PPTYS | 2015-07-31 | 2020-10-19 | $774 | $1,925 | -$1,151 | -$1,151 | |
| WISDOMTREE FLTG RATE ETF | 2019-09-25 | 2020-10-19 | $35,330 | $35,231 | $99 | $99 | |
| IBERDROLA SA-SPONSORED | 2019-02-01 | 2020-11-11 | $375 | $230 | $145 | $145 | |
| SIEMENS A G - ADR | 2014-10-30 | 2020-11-11 | $2,765 | $2,044 | $721 | $721 | |
| SONIC HEALTHCARE LTD ADR | 2016-01-08 | 2020-11-11 | $2,163 | $1,060 | $1,103 | $1,103 | |
| UBS GROUP AG | 2015-03-20 | 2020-11-11 | $2,983 | $4,087 | -$1,104 | -$1,104 | |
| UTD OVERSEAS BK SPON ADR | 2014-05-01 | 2020-11-11 | $2,185 | $2,401 | -$216 | -$216 | |
| DISCOVER FINANCIAL | 2015-06-17 | 2020-11-16 | $8,383 | $6,238 | $2,145 | $2,145 | |
| IBERDROLA SA-SPONSORED | 2019-02-01 | 2020-11-20 | $3,317 | $2,007 | $1,310 | $1,310 | |
| ZURICH INSURANCE GROUP | 2014-05-01 | 2020-11-20 | $604 | $431 | $173 | $173 | |
| PHILLIPS 66 | 2018-11-26 | 2020-12-02 | $3,826 | $5,398 | -$1,572 | -$1,572 | |
| STARBUCKS CORP | 2018-01-26 | 2020-12-03 | $2,723 | $1,545 | $1,178 | $1,178 | |
| DISCOVER FINANCIAL | 2015-06-17 | 2020-12-10 | $2,946 | $2,040 | $906 | $906 | |
| STARBUCKS CORP | 2018-01-26 | 2020-12-10 | $7,016 | $3,834 | $3,182 | $3,182 | |
| DOUBLELINE CORE FI CL I | 2019-10-01 | 2020-12-11 | $253,381 | $249,352 | $4,029 | $4,029 | |
| DOUBLELINE CORE FI CL I | 2019-11-01 | 2020-12-11 | $702 | $690 | $12 | $12 | |
| DOUBLELINE CORE FI CL I | 2019-11-08 | 2020-12-11 | $30,789 | $30,000 | $789 | $789 | |
| DOUBLELINE CORE FI CL I | 2019-12-02 | 2020-12-11 | $752 | $736 | $16 | $16 | |
| BLACKROCK TTL RET INSTL | 2017-12-22 | 2020-12-11 | $108,584 | $100,000 | $8,584 | $8,584 | |
| BLACKROCK TTL RET INSTL | 2018-01-02 | 2020-12-11 | $55 | $51 | $4 | $4 | |
| BLACKROCK TTL RET INSTL | 2018-02-01 | 2020-12-11 | $300 | $275 | $25 | $25 | |
| BLACKROCK TTL RET INSTL | 2018-03-01 | 2020-12-11 | $289 | $261 | $28 | $28 | |
| BLACKROCK TTL RET INSTL | 2018-04-02 | 2020-12-11 | $325 | $294 | $31 | $31 | |
| BLACKROCK TTL RET INSTL | 2018-05-01 | 2020-12-11 | $300 | $269 | $31 | $31 | |
| BLACKROCK TTL RET INSTL | 2018-06-01 | 2020-12-11 | $303 | $273 | $30 | $30 | |
| BLACKROCK TTL RET INSTL | 2018-07-02 | 2020-12-11 | $288 | $258 | $30 | $30 | |
| BLACKROCK TTL RET INSTL | 2018-08-01 | 2020-12-11 | $300 | $268 | $32 | $32 | |
| BLACKROCK TTL RET INSTL | 2018-09-04 | 2020-12-11 | $303 | $271 | $32 | $32 | |
| BLACKROCK TTL RET INSTL | 2018-10-01 | 2020-12-11 | $298 | $264 | $34 | $34 | |
| BLACKROCK TTL RET INSTL | 2018-11-01 | 2020-12-11 | $307 | $269 | $38 | $38 | |
| BLACKROCK TTL RET INSTL | 2018-12-03 | 2020-12-11 | $291 | $255 | $36 | $36 | |
| BLACKROCK TTL RET INSTL | 2019-01-02 | 2020-12-11 | $349 | $309 | $40 | $40 | |
| BLACKROCK TTL RET INSTL | 2019-02-01 | 2020-12-11 | $348 | $312 | $36 | $36 | |
| BLACKROCK TTL RET INSTL | 2019-03-01 | 2020-12-11 | $314 | $281 | $33 | $33 | |
| BLACKROCK TTL RET INSTL | 2019-04-01 | 2020-12-11 | $330 | $300 | $30 | $30 | |
| BLACKROCK TTL RET INSTL | 2019-05-01 | 2020-12-11 | $322 | $292 | $30 | $30 | |
| BLACKROCK TTL RET INSTL | 2019-06-03 | 2020-12-11 | $320 | $295 | $25 | $25 | |
| BLACKROCK TTL RET INSTL | 2019-07-01 | 2020-12-11 | $316 | $295 | $21 | $21 | |
| BLACKROCK TTL RET INSTL | 2019-08-01 | 2020-12-11 | $319 | $298 | $21 | $21 | |
| BLACKROCK TTL RET INSTL | 2019-09-03 | 2020-12-11 | $283 | $269 | $14 | $14 | |
| BLACKROCK TTL RET INSTL | 2019-10-01 | 2020-12-11 | $291 | $275 | $16 | $16 | |
| BLACKROCK TTL RET INSTL | 2019-10-25 | 2020-12-11 | $79,794 | $75,000 | $4,794 | $4,794 | |
| BLACKROCK TTL RET INSTL | 2019-11-01 | 2020-12-11 | $295 | $278 | $17 | $17 | |
| BLACKROCK TTL RET INSTL | 2019-11-08 | 2020-12-11 | $4,777 | $4,475 | $302 | $302 | |
| PIMCO TOTAL RETURN I | 2019-01-31 | 2020-12-11 | $100,000 | $94,618 | $5,382 | $5,382 | |
| BLACKROCK TTL RET INSTL | 2019-11-08 | 2020-12-15 | $50,000 | $46,875 | $3,125 | $3,125 | |
| PIMCO TOTAL RETURN I | 2019-01-31 | 2020-12-15 | $5,689 | $5,382 | $307 | $307 | |
| PIMCO TOTAL RETURN I | 2019-03-01 | 2020-12-15 | $285 | $269 | $16 | $16 | |
| PIMCO TOTAL RETURN I | 2019-04-01 | 2020-12-15 | $306 | $293 | $13 | $13 | |
| PIMCO TOTAL RETURN I | 2019-05-01 | 2020-12-15 | $307 | $293 | $14 | $14 | |
| PIMCO TOTAL RETURN I | 2019-06-03 | 2020-12-15 | $346 | $336 | $10 | $10 | |
| PIMCO TOTAL RETURN I | 2019-07-01 | 2020-12-15 | $320 | $313 | $7 | $7 | |
| PIMCO TOTAL RETURN I | 2019-08-01 | 2020-12-15 | $303 | $295 | $8 | $8 | |
| PIMCO TOTAL RETURN I | 2019-09-03 | 2020-12-15 | $287 | $287 | $0 | $0 | |
| PIMCO TOTAL RETURN I | 2019-10-01 | 2020-12-15 | $268 | $266 | $2 | $2 | |
| PIMCO TOTAL RETURN I | 2019-10-25 | 2020-12-15 | $41,889 | $41,335 | $554 | $554 | |
| WELLS FARGO CORE PLUS I | 2019-10-01 | 2020-12-15 | $50,000 | $47,975 | $2,025 | $2,025 | |
| GLAXOSMITHKLINE PLC-ADR | 2018-02-20 | 2020-12-16 | $4,002 | $4,033 | -$31 | -$31 | |
| IMPERIAL BRANDS PLC ADR | 2018-04-18 | 2020-12-16 | $2,766 | $4,575 | -$1,809 | -$1,809 | |
| MMC NORILSK NICKEL ADR | 2018-01-11 | 2020-12-16 | $1,680 | $1,092 | $588 | $588 | |
| ACCENTURE PLC IRELAND | 2013-09-27 | 2020-12-17 | $12,641 | $3,438 | $9,203 | $9,203 | |
| CDW CORPORATION | 2014-06-24 | 2020-12-18 | $1,215 | $287 | $928 | $928 | |
| CDW CORPORATION | 2014-10-13 | 2020-12-18 | $23,088 | $4,881 | $18,207 | $18,207 | |
| CDW CORPORATION | 2014-10-13 | 2020-12-21 | $5,228 | $1,142 | $4,086 | $4,086 | |
| CDW CORPORATION | 2014-10-13 | 2020-12-21 | $9,671 | $2,112 | $7,559 | $7,559 | |
| CDW CORPORATION | 2019-05-29 | 2020-12-21 | $12,023 | $9,505 | $2,518 | $2,518 | |
| CDW CORPORATION | 2019-05-29 | 2020-12-22 | $7,566 | $5,992 | $1,574 | $1,574 | |
| PHILLIPS 66 | 2018-11-26 | 2020-12-30 | $7,558 | $9,882 | -$2,324 | -$2,324 | |
| NASDAQ INC | 2017-04-26 | 2021-01-06 | $19,825 | $10,178 | $9,647 | $9,647 | |
| DISCOVER FINANCIAL | 2015-06-17 | 2021-01-07 | $7,059 | $4,198 | $2,861 | $2,861 | |
| PIMCO TOTAL RETURN I | 2019-10-25 | 2021-01-12 | $33,826 | $33,665 | $161 | $161 | |
| PIMCO TOTAL RETURN I | 2019-11-01 | 2021-01-12 | $302 | $303 | -$1 | -$1 | |
| PIMCO TOTAL RETURN I | 2019-11-08 | 2021-01-12 | $101,156 | $100,000 | $1,156 | $1,156 | |
| PIMCO TOTAL RETURN I | 2019-12-02 | 2021-01-12 | $660 | $657 | $3 | $3 | |
| PIMCO TOTAL RETURN I | 2019-12-12 | 2021-01-12 | $230 | $229 | $1 | $1 | |
| PIMCO TOTAL RETURN I | 2019-12-27 | 2021-01-12 | $1,310 | $1,290 | $20 | $20 | |
| PIMCO TOTAL RETURN I | 2020-01-02 | 2021-01-12 | $783 | $772 | $11 | $11 | |
| ABB LTD -SPONS ADR F | 2014-10-30 | 2021-01-13 | $10,918 | $7,816 | $3,102 | $3,102 | |
| IMPERIAL BRANDS PLC ADR | 2018-04-18 | 2021-01-13 | $5,845 | $9,397 | -$3,552 | -$3,552 | |
| NASDAQ INC | 2017-04-26 | 2021-01-28 | $5,575 | $2,719 | $2,856 | $2,856 | |
| NASDAQ INC | 2017-04-26 | 2021-02-02 | $11,106 | $5,437 | $5,669 | $5,669 | |
| NASDAQ INC | 2017-04-26 | 2021-02-02 | $10,963 | $5,368 | $5,595 | $5,595 | |
| ISHARES CORE ETF | 2019-01-16 | 2021-02-03 | $11,543 | $8,750 | $2,793 | $2,793 | |
| ISHS RUSSL 1000 GRW ETF | 2018-03-14 | 2021-02-03 | $35,573 | $20,566 | $15,007 | $15,007 | |
| ISHS RUSSL 1000 GRW ETF | 2018-04-02 | 2021-02-03 | $8,707 | $4,656 | $4,051 | $4,051 | |
| ISHS RUSSL 1000 GRW ETF | 2018-11-12 | 2021-02-03 | $14,428 | $8,240 | $6,188 | $6,188 | |
| CONSUMR DISC SECTOR ETF | 2018-11-12 | 2021-02-03 | $19,065 | $12,137 | $6,928 | $6,928 | |
| AKRE FOCUS INSTITUTIONAL | 2019-12-20 | 2021-02-03 | $42,685 | $35,982 | $6,703 | $6,703 | |
| LAZARD FDS INC * | 2019-12-20 | 2021-02-03 | $9,382 | $10,206 | -$824 | -$824 | |
| MORGAN STNLY GLBL OPP I | 2018-11-13 | 2021-02-03 | $27,999 | $13,565 | $14,434 | $14,434 | |
| MORGAN STANLEY GLBL FR I | 2019-12-20 | 2021-02-03 | $1,278 | $1,174 | $104 | $104 | |
| VIRTUS KAR SMCP CORE I | 2019-01-16 | 2021-02-03 | $14,984 | $10,002 | $4,982 | $4,982 | |
| VANGUARD DIV GRWTH CL IV | 2019-12-20 | 2021-02-03 | $29,863 | $28,043 | $1,820 | $1,820 | |
| ABB LTD -SPONS ADR F | 2014-10-30 | 2021-02-05 | $1,351 | $1,020 | $331 | $331 | |
| GLAXOSMITHKLINE PLC-ADR | 2018-02-20 | 2021-02-11 | $5,473 | $5,826 | -$353 | -$353 | |
| UPM-KYMMENE CORP ADR | 2019-06-12 | 2021-02-11 | $2,171 | $1,451 | $720 | $720 | |
| PHILLIPS 66 | 2018-11-26 | 2021-02-16 | $8,603 | $9,973 | -$1,370 | -$1,370 | |
| POOL CORP | 2011-05-11 | 2021-02-17 | $11,893 | $1,090 | $10,803 | $10,803 | |
| AUTOHOME INC-ADR | 2015-08-04 | 2021-02-18 | $10,998 | $3,234 | $7,764 | $7,764 | |
| AUTOHOME INC-ADR | 2015-10-01 | 2021-02-18 | $9,255 | $2,220 | $7,035 | $7,035 | |
| AUTOHOME INC-ADR | 2016-02-02 | 2021-02-18 | $3,085 | $556 | $2,529 | $2,529 | |
| POOL CORP | 2011-05-11 | 2021-02-18 | $4,620 | $424 | $4,196 | $4,196 | |
| POOL CORP | 2017-09-07 | 2021-02-18 | $11,881 | $3,658 | $8,223 | $8,223 | |
| POOL CORP | 2017-09-08 | 2021-02-18 | $1,980 | $610 | $1,370 | $1,370 | |
| POOL CORP | 2017-09-08 | 2021-02-19 | $1,311 | $407 | $904 | $904 | |
| POOL CORP | 2017-09-11 | 2021-02-19 | $2,294 | $717 | $1,577 | $1,577 | |
| POOL CORP | 2019-05-29 | 2021-02-19 | $6,881 | $3,736 | $3,145 | $3,145 | |
| ABBVIE INC | 2019-09-09 | 2021-02-22 | $23,023 | $14,295 | $8,728 | $8,728 | |
| AMERICAN TOWER CORP REIT | 2017-01-12 | 2021-02-22 | $11,659 | $6,150 | $5,509 | $5,509 | |
| AMERICAN TOWER CORP REIT | 2018-01-05 | 2021-02-22 | $1,759 | $1,113 | $646 | $646 | |
| AMERICAN TOWER CORP REIT | 2020-01-03 | 2021-02-22 | $671 | $686 | -$15 | -$15 | |
| ALEXANDRIA REAL ESTATE | 2018-01-05 | 2021-02-22 | $23,480 | $18,018 | $5,462 | $5,462 | |
| ALEXANDRIA REAL ESTATE | 2020-01-03 | 2021-02-22 | $165 | $161 | $4 | $4 | |
| BRISTOL MYERS SQUIBB | 2019-11-21 | 2021-02-22 | $10,904 | $10,154 | $750 | $750 | |
| BRISTOL MYERS SQUIBB | 2020-01-03 | 2021-02-22 | $424 | $441 | -$17 | -$17 | |
| BLACKSTONE GROUP INC A | 2020-01-03 | 2021-02-22 | $347 | $275 | $72 | $72 | |
| CROWN CASTLE | 2017-05-15 | 2021-02-22 | $27,950 | $15,458 | $12,492 | $12,492 | |
| ENBRIDGE INC | 2018-12-18 | 2021-02-22 | $12,013 | $10,895 | $1,118 | $1,118 | |
| EQUINIX INC | 2018-01-05 | 2021-02-22 | $26,009 | $17,540 | $8,469 | $8,469 | |
| EQUINIX INC | 2020-01-03 | 2021-02-22 | $4,668 | $4,114 | $554 | $554 | |
| EATON CORP PLC | 2013-04-01 | 2021-02-22 | $9,719 | $3,429 | $6,290 | $6,290 | |
| EATON CORP PLC | 2014-10-30 | 2021-02-22 | $13,791 | $5,612 | $8,179 | $8,179 | |
| EATON CORP PLC | 2015-07-31 | 2021-02-22 | $1,313 | $500 | $813 | $813 | |
| EATON CORP PLC | 2018-01-05 | 2021-02-22 | $3,021 | $1,725 | $1,296 | $1,296 | |
| GMNG & LSRE PROP INC | 2016-09-14 | 2021-02-22 | $18,086 | $13,323 | $4,763 | $4,763 | |
| GMNG & LSRE PROP INC | 2018-01-05 | 2021-02-22 | $5,309 | $4,410 | $899 | $899 | |
| HONEYWELL INTERNATIONAL | 2014-10-30 | 2021-02-22 | $20,610 | $9,151 | $11,459 | $11,459 | |
| HONEYWELL INTERNATIONAL | 2015-07-31 | 2021-02-22 | $2,041 | $1,005 | $1,036 | $1,036 | |
| HONEYWELL INTERNATIONAL | 2018-01-05 | 2021-02-22 | $612 | $446 | $166 | $166 | |
| HONEYWELL INTERNATIONAL | 2020-01-03 | 2021-02-22 | $408 | $355 | $53 | $53 | |
| INTL BUSINESS MACH CORP | 2020-02-04 | 2021-02-22 | $15,553 | $19,055 | -$3,502 | -$3,502 | |
| INVITATION HOMES INC | 2018-01-05 | 2021-02-22 | $22,721 | $17,697 | $5,024 | $5,024 | |
| INVITATION HOMES INC | 2020-01-03 | 2021-02-22 | $387 | $391 | -$4 | -$4 | |
| KINDER MORGAN INC DEL | 2019-12-09 | 2021-02-22 | $8,089 | $9,978 | -$1,889 | -$1,889 | |
| KINDER MORGAN INC DEL | 2020-01-03 | 2021-02-22 | $31 | $40 | -$9 | -$9 | |
| L3HARRIS TECHNOLOGIES | 2018-07-09 | 2021-02-22 | $13,235 | $10,577 | $2,658 | $2,658 | |
| MEDALLION BK VAR PERPTL | 2019-12-19 | 2021-02-22 | $7,192 | $7,358 | -$166 | -$166 | |
| NORTHROP GRUMMAN CORP | 2018-07-09 | 2021-02-22 | $8,966 | $9,436 | -$470 | -$470 | |
| NORTHROP GRUMMAN CORP | 2020-01-03 | 2021-02-22 | $2,989 | $3,734 | -$745 | -$745 | |
| SL GREEN RLTY CORP | 2019-07-11 | 2021-02-22 | $14,205 | $18,169 | -$3,964 | -$3,964 | |
| TIMKEN COMPANY | 2017-05-15 | 2021-02-22 | $25,708 | $16,519 | $9,189 | $9,189 | |
| VICI PPTYS INC | 2019-07-12 | 2021-02-22 | $23,142 | $17,976 | $5,166 | $5,166 | |
| WILLIAMS COMPANIES INC | 2018-01-05 | 2021-02-22 | $12,927 | $16,753 | -$3,826 | -$3,826 | |
| EATON VANCE TAX MAN GLBL | 2012-11-15 | 2021-02-22 | $474 | $187 | $287 | $287 | |
| EATON VANCE TAX MAN GLBL | 2014-08-20 | 2021-02-22 | $543 | $444 | $99 | $99 | |
| EATON VANCE TAX MAN GLBL | 2014-10-30 | 2021-02-22 | $3,751 | $2,824 | $927 | $927 | |
| EATON VANCE TAX MAN GLBL | 2014-12-23 | 2021-02-22 | $2,467 | $1,843 | $624 | $624 | |
| EATON VANCE TAX MAN GLBL | 2014-12-24 | 2021-02-22 | $3,109 | $2,313 | $796 | $796 | |
| EATON VANCE TAX MAN GLBL | 2015-07-31 | 2021-02-22 | $49 | $42 | $7 | $7 | |
| EATON VANCE TAX MAN GLBL | 2018-01-05 | 2021-02-22 | $1,629 | $1,761 | -$132 | -$132 | |
| POOL CORP | 2019-05-29 | 2021-02-22 | $11,427 | $6,404 | $5,023 | $5,023 | |
| PHILLIPS 66 | 2018-11-26 | 2021-02-24 | $8,348 | $8,784 | -$436 | -$436 | |
| FIRST HAWAIIAN INC | 2019-12-13 | 2021-02-25 | $233 | $231 | $2 | $2 | |
| FIRST HAWAIIAN INC | 2019-12-16 | 2021-02-25 | $1,948 | $1,962 | -$14 | -$14 | |
| FIRST HAWAIIAN INC | 2019-12-17 | 2021-02-25 | $2,763 | $2,787 | -$24 | -$24 | |
| FIRST HAWAIIAN INC | 2019-12-18 | 2021-02-25 | $2,995 | $3,006 | -$11 | -$11 | |
| FIRST HAWAIIAN INC | 2019-12-19 | 2021-02-25 | $4,071 | $4,057 | $14 | $14 | |
| FIRST HAWAIIAN INC | 2020-01-31 | 2021-02-25 | $2,385 | $2,383 | $2 | $2 | |
| ABB LTD -SPONS ADR F | 2014-10-30 | 2021-03-04 | $1,660 | $1,216 | $444 | $444 | |
| GLAXOSMITHKLINE PLC-ADR | 2018-02-20 | 2021-03-04 | $3,139 | $3,398 | -$259 | -$259 | |
| NASDAQ INC | 2017-04-26 | 2021-03-08 | $5,535 | $2,649 | $2,886 | $2,886 | |
| NASDAQ INC | 2017-04-26 | 2021-03-09 | $6,816 | $3,207 | $3,609 | $3,609 | |
| ISHS RUSSL 1000 GRW ETF | 2018-11-12 | 2021-03-09 | $15,891 | $9,519 | $6,372 | $6,372 | |
| BLACKROCK TTL RET INSTL | 2019-11-08 | 2021-03-10 | $48,814 | $48,650 | $164 | $164 | |
| BLACKROCK TTL RET INSTL | 2019-12-02 | 2021-03-10 | $590 | $592 | -$2 | -$2 | |
| BLACKROCK TTL RET INSTL | 2019-12-30 | 2021-03-10 | $50,595 | $50,808 | -$213 | -$213 | |
| WELLS FARGO CORE PLUS I | 2019-10-01 | 2021-03-10 | $150,000 | $147,065 | $2,935 | $2,935 | |
| CORNING INC | 2019-07-26 | 2021-03-16 | $576 | $473 | $103 | $103 | |
| STARBUCKS CORP | 2018-01-26 | 2021-03-16 | $3,560 | $1,831 | $1,729 | $1,729 | |
| STARBUCKS CORP | 2018-01-26 | 2021-03-16 | $2,003 | $1,023 | $980 | $980 | |
| NASDAQ INC | 2017-04-26 | 2021-03-29 | $2,560 | $1,185 | $1,375 | $1,375 | |
| NASDAQ INC | 2017-05-10 | 2021-03-29 | $3,464 | $1,534 | $1,930 | $1,930 | |
| NASDAQ INC | 2017-05-10 | 2021-04-01 | $16,568 | $7,335 | $9,233 | $9,233 | |
| CORNING INC | 2019-07-26 | 2021-04-05 | $9,040 | $6,717 | $2,323 | $2,323 | |
| HOME DEPOT INC | 2019-02-26 | 2021-04-06 | $13,195 | $7,801 | $5,394 | $5,394 | |
| MICROSOFT CORP | 2012-11-15 | 2021-04-13 | $3,608 | $374 | $3,234 | $3,234 | |
| HOME DEPOT INC | 2019-02-26 | 2021-05-06 | $5,049 | $2,786 | $2,263 | $2,263 | |
| GLAXOSMITHKLINE PLC-ADR | 2018-02-20 | 2021-05-11 | $267 | $261 | $6 | $6 | |
| GLAXOSMITHKLINE PLC-ADR | 2019-07-26 | 2021-05-11 | $153 | $167 | -$14 | -$14 | |
| GLAXOSMITHKLINE PLC-ADR | 2020-04-01 | 2021-05-11 | $1,375 | $1,345 | $30 | $30 | |
| TELEDYNE TECHNOLOGIES IN | 2015-04-10 | 2021-05-17 | $1,675 | $435 | $1,240 | $1,240 | |
| TELEDYNE TECHNOLOGIES IN | 2015-04-27 | 2021-05-17 | $10,469 | $2,708 | $7,761 | $7,761 | |
| TELEDYNE TECHNOLOGIES IN | 2015-05-18 | 2021-05-17 | $10,888 | $2,713 | $8,175 | $8,175 | |
| TELEDYNE TECHNOLOGIES IN | 2015-06-10 | 2021-05-17 | $1,256 | $316 | $940 | $940 | |
| CONSUMR DISC SECTOR ETF | 2018-11-12 | 2021-05-20 | $25,341 | $16,255 | $9,086 | $9,086 | |
| CONSUMR DISC SECTOR ETF | 2019-05-31 | 2021-05-20 | $13,177 | $8,673 | $4,504 | $4,504 | |
| CONSUMR DISC SECTOR ETF | 2020-03-13 | 2021-05-20 | $13,177 | $7,695 | $5,482 | $5,482 | |
| MORGAN STNLY GLBL OPP I | 2018-11-13 | 2021-05-20 | $28,915 | $14,461 | $14,454 | $14,454 | |
| MORGAN STANLEY GLBL FR I | 2019-12-20 | 2021-05-20 | $28,724 | $24,345 | $4,379 | $4,379 | |
| ABB LTD -SPONS ADR F | 2014-10-30 | 2021-05-24 | $1,953 | $1,259 | $694 | $694 | |
| BAE SYSTEMS PLACE | 2014-05-01 | 2021-05-24 | $830 | $764 | $66 | $66 | |
| BAE SYSTEMS PLACE | 2014-10-30 | 2021-05-24 | $979 | $953 | $26 | $26 | |
| DIAGEO PLC SPONS ADR NEW | 2016-01-27 | 2021-05-24 | $4,220 | $2,366 | $1,854 | $1,854 | |
| DEUTSCHE TELEKOM AG | 2014-10-30 | 2021-05-24 | $4,065 | $2,819 | $1,246 | $1,246 | |
| DEUTSCHE TELEKOM AG | 2019-05-21 | 2021-05-24 | $318 | $254 | $64 | $64 | |
| MANULIFE FINL CORP | 2013-08-09 | 2021-05-24 | $3,128 | $2,605 | $523 | $523 | |
| MANULIFE FINL CORP | 2014-02-19 | 2021-05-24 | $1,790 | $1,654 | $136 | $136 | |
| MICHELIN (CGDE) UNSP ADR | 2015-04-24 | 2021-05-24 | $5,444 | $4,020 | $1,424 | $1,424 | |
| MICHELIN (CGDE) UNSP ADR | 2018-08-08 | 2021-05-24 | $538 | $465 | $73 | $73 | |
| SONIC HEALTHCARE LTD ADR | 2016-01-08 | 2021-05-24 | $4,348 | $1,999 | $2,349 | $2,349 | |
| UBS GROUP AG | 2015-03-20 | 2021-05-24 | $3,269 | $3,826 | -$557 | -$557 | |
| UPM-KYMMENE CORP ADR | 2019-06-12 | 2021-05-24 | $2,149 | $1,425 | $724 | $724 | |
| PHILLIPS 66 | 2018-11-26 | 2021-05-25 | $7,842 | $8,601 | -$759 | -$759 | |
| PHILLIPS 66 | 2018-12-06 | 2021-05-25 | $4,088 | $4,458 | -$370 | -$370 | |
| PHILLIPS 66 | 2019-05-02 | 2021-05-25 | $10,261 | $11,053 | -$792 | -$792 | |
| FIRST HAWAIIAN INC | 2020-01-31 | 2021-06-01 | $5,850 | $5,928 | -$78 | -$78 | |
| FIRST HAWAIIAN INC | 2020-02-03 | 2021-06-01 | $803 | $829 | -$26 | -$26 | |
| ORGANON & CO | 2016-01-04 | 2021-06-03 | $6 | $4 | $2 | $2 | |
| ORGANON & CO | 2016-01-13 | 2021-06-03 | $1 | $1 | $0 | $0 | |
| ORGANON & CO | 2016-03-29 | 2021-06-03 | $0 | $0 | |||
| ORGANON & CO | 2017-01-04 | 2021-06-03 | $1 | $1 | $0 | $0 | |
| BLCKRCK STR OPPTY INSTL | 2016-04-20 | 2021-06-04 | $12,455 | $11,524 | $931 | $931 | |
| BLCKRCK STR OPPTY INSTL | 2016-05-02 | 2021-06-04 | $3,499 | $3,245 | $254 | $254 | |
| BLCKRCK STR OPPTY INSTL | 2016-06-01 | 2021-06-04 | $4,298 | $3,976 | $322 | $322 | |
| BLCKRCK STR OPPTY INSTL | 2016-07-01 | 2021-06-04 | $4,237 | $3,933 | $304 | $304 | |
| BLCKRCK STR OPPTY INSTL | 2016-08-01 | 2021-06-04 | $4,490 | $4,200 | $290 | $290 | |
| BLCKRCK STR OPPTY INSTL | 2016-09-01 | 2021-06-04 | $4,225 | $3,954 | $271 | $271 | |
| BLCKRCK STR OPPTY INSTL | 2016-10-03 | 2021-06-04 | $2,876 | $2,697 | $179 | $179 | |
| BLCKRCK STR OPPTY INSTL | 2016-10-18 | 2021-06-04 | $63,921 | $59,996 | $3,925 | $3,925 | |
| BLACKROCK TTL RET INSTL | 2020-01-02 | 2021-06-04 | $736 | $735 | $1 | $1 | |
| BLACKROCK TTL RET INSTL | 2020-02-03 | 2021-06-04 | $827 | $840 | -$13 | -$13 | |
| BLACKROCK TTL RET INSTL | 2020-03-02 | 2021-06-04 | $760 | $782 | -$22 | -$22 | |
| BLACKROCK TTL RET INSTL | 2020-04-01 | 2021-06-04 | $1,005 | $992 | $13 | $13 | |
| BLACKROCK TTL RET INSTL | 2020-05-01 | 2021-06-04 | $904 | $917 | -$13 | -$13 | |
| BLACKROCK TTL RET INSTL | 2020-06-01 | 2021-06-04 | $630 | $647 | -$17 | -$17 | |
| PIMCO INCOME FD INSTL | 2017-02-15 | 2021-06-04 | $47,281 | $46,497 | $784 | $784 | |
| PIMCO INCOME FD INSTL | 2017-03-01 | 2021-06-04 | $1,412 | $1,399 | $13 | $13 | |
| PIMCO INCOME FD INSTL | 2017-04-03 | 2021-06-04 | $1,819 | $1,812 | $7 | $7 | |
| PIMCO INCOME FD INSTL | 2017-05-01 | 2021-06-04 | $1,822 | $1,820 | $2 | $2 | |
| PIMCO INCOME FD INSTL | 2017-06-01 | 2021-06-04 | $1,820 | $1,829 | -$9 | -$9 | |
| PIMCO INCOME FD INSTL | 2017-06-09 | 2021-06-04 | $24,514 | $24,650 | -$136 | -$136 | |
| PIMCO INCOME FD INSTL | 2017-06-13 | 2021-06-04 | $21,331 | $21,449 | -$118 | -$118 | |
| WELLS FARGO CORE PLUS I | 2019-10-01 | 2021-06-04 | $5,100 | $4,960 | $140 | $140 | |
| WELLS FARGO CORE PLUS I | 2019-10-25 | 2021-06-04 | $34,900 | $33,676 | $1,224 | $1,224 | |
| BLACKROCK TTL RET INSTL | 2019-12-30 | 2021-06-04 | $49,192 | $49,192 | $0 | $0 | |
| ABB LTD -SPONS ADR F | 2014-10-30 | 2021-06-23 | $1,758 | $1,129 | $629 | $629 | |
| BCE INC | 2016-07-21 | 2021-06-23 | $5,525 | $5,375 | $150 | $150 | |
| BCE INC | 2019-05-21 | 2021-06-23 | $3,799 | $3,497 | $302 | $302 | |
| SANOFI ADR | 2015-07-16 | 2021-06-23 | $886 | $915 | -$29 | -$29 | |
| BLCKRCK STR OPPTY INSTL | 2016-10-18 | 2021-06-28 | $100,000 | $94,040 | $5,960 | $5,960 | |
| PIMCO INCOME FD INSTL | 2017-06-13 | 2021-06-28 | $100,000 | $100,636 | -$636 | -$636 | |
| TCW EMERGING MKTS INC I | 2018-07-26 | 2021-06-28 | $71,897 | $70,761 | $1,136 | $1,136 | |
| TCW EMERGING MKTS INC I | 2018-08-01 | 2021-06-28 | $536 | $525 | $11 | $11 | |
| TCW EMERGING MKTS INC I | 2018-09-04 | 2021-06-28 | $554 | $527 | $27 | $27 | |
| TCW EMERGING MKTS INC I | 2018-10-01 | 2021-06-28 | $545 | $528 | $17 | $17 | |
| TCW EMERGING MKTS INC I | 2018-11-02 | 2021-06-28 | $560 | $530 | $30 | $30 | |
| TCW EMERGING MKTS INC I | 2018-12-03 | 2021-06-28 | $571 | $531 | $40 | $40 | |
| TCW EMERGING MKTS INC I | 2018-12-31 | 2021-06-28 | $1,714 | $1,595 | $119 | $119 | |
| TCW EMERGING MKTS INC I | 2019-02-01 | 2021-06-28 | $767 | $749 | $18 | $18 | |
| TCW EMERGING MKTS INC I | 2019-03-01 | 2021-06-28 | $860 | $848 | $12 | $12 | |
| TCW EMERGING MKTS INC I | 2019-03-06 | 2021-06-28 | $21,996 | $21,569 | $427 | $427 | |
| WELLS FARGO CORE PLUS I | 2019-10-25 | 2021-06-28 | $43,018 | $41,324 | $1,694 | $1,694 | |
| WELLS FARGO CORE PLUS I | 2019-10-28 | 2021-06-28 | $751 | $722 | $29 | $29 | |
| WELLS FARGO CORE PLUS I | 2019-11-07 | 2021-06-28 | $56,230 | $53,849 | $2,381 | $2,381 | |
| MICROSOFT CORP | 2012-11-15 | 2021-07-07 | $3,630 | $347 | $3,283 | $3,283 | |
| DISCOVER FINANCIAL | 2015-06-17 | 2021-07-09 | $16,021 | $7,637 | $8,384 | $8,384 | |
| ORGANON & CO | 2016-01-04 | 2021-07-29 | $1,831 | $1,531 | $300 | $300 | |
| ORGANON & CO | 2016-01-13 | 2021-07-29 | $297 | $245 | $52 | $52 | |
| ORGANON & CO | 2016-03-29 | 2021-07-29 | $71 | $61 | $10 | $10 | |
| ORGANON & CO | 2017-01-04 | 2021-07-29 | $262 | $255 | $7 | $7 | |
| LAS VEGAS SANDS CORP | 2020-03-17 | 2021-08-02 | $2,141 | $2,015 | $126 | $126 | |
| HONEYWELL INTERNATIONAL | 2015-03-27 | 2021-08-02 | $3,518 | $1,470 | $2,048 | $2,048 | |
| GOLDMAN SACHS GROUP INC | 2020-03-18 | 2021-08-03 | $1,898 | $701 | $1,197 | $1,197 | |
| DISCOVER FINANCIAL | 2015-06-17 | 2021-08-06 | $6,017 | $2,682 | $3,335 | $3,335 | |
| MANULIFE FINL CORP | 2014-02-19 | 2021-08-24 | $8,382 | $8,041 | $341 | $341 | |
| MANULIFE FINL CORP | 2016-12-14 | 2021-08-24 | $2,140 | $2,006 | $134 | $134 | |
| MANULIFE FINL CORP | 2020-06-08 | 2021-08-24 | $2,953 | $2,238 | $715 | $715 | |
| MICHELIN (CGDE) UNSP ADR | 2018-08-08 | 2021-08-24 | $4,662 | $3,693 | $969 | $969 | |
| SONIC HEALTHCARE LTD ADR | 2016-01-08 | 2021-08-24 | $2,174 | $865 | $1,309 | $1,309 | |
| UBS GROUP AG | 2015-03-20 | 2021-08-24 | $404 | $448 | -$44 | -$44 | |
| UBS GROUP AG | 2020-06-02 | 2021-08-24 | $3,736 | $2,472 | $1,264 | $1,264 | |
| NORTHERN TRUST CORP | 2020-03-09 | 2021-08-27 | $7,205 | $4,360 | $2,845 | $2,845 | |
| HOME DEPOT INC | 2019-02-26 | 2021-08-30 | $3,602 | $2,043 | $1,559 | $1,559 | |
| ALLIANZ SE ADR | 2015-11-04 | 2021-09-14 | $681 | $525 | $156 | $156 | |
| ASE TECH HOLDING CO ADR | 2017-02-23 | 2021-09-14 | $5,258 | $2,850 | $2,408 | $2,408 | |
| ASE TECH HOLDING CO ADR | 2017-12-11 | 2021-09-14 | $1,086 | $617 | $469 | $469 | |
| BAE SYSTEMS PLACE | 2014-10-30 | 2021-09-14 | $3,045 | $2,858 | $187 | $187 | |
| BCE INC | 2019-05-21 | 2021-09-14 | $2,107 | $1,862 | $245 | $245 | |
| BNP PARIBAS ADR | 2014-10-30 | 2021-09-14 | $157 | $153 | $4 | $4 | |
| BNP PARIBAS ADR | 2015-07-20 | 2021-09-14 | $3,617 | $3,602 | $15 | $15 | |
| BNP PARIBAS ADR | 2019-05-07 | 2021-09-14 | $2,391 | $1,999 | $392 | $392 | |
| BRITISH AMERN TOB PLC | 2014-10-30 | 2021-09-14 | $2,658 | $4,010 | -$1,352 | -$1,352 | |
| DIAGEO PLC SPONS ADR NEW | 2016-01-27 | 2021-09-14 | $193 | $108 | $85 | $85 | |
| DEUTSCHE TELEKOM AG | 2019-05-21 | 2021-09-14 | $1,381 | $1,135 | $246 | $246 | |
| IBERDROLA SA-SPONSORED | 2019-02-01 | 2021-09-14 | $1,907 | $1,316 | $591 | $591 | |
| MICHELIN (CGDE) UNSP ADR | 2018-08-08 | 2021-09-14 | $1,642 | $1,317 | $325 | $325 | |
| MMC NORILSK NICKEL ADR | 2018-01-11 | 2021-09-14 | $1,413 | $886 | $527 | $527 | |
| NN GRP NV UNSPON ADR | 2017-07-31 | 2021-09-14 | $4,709 | $3,661 | $1,048 | $1,048 | |
| NN GRP NV UNSPON ADR | 2017-12-11 | 2021-09-14 | $598 | $505 | $93 | $93 | |
| NESTLE S A REG ADR | 2014-05-02 | 2021-09-14 | $2,241 | $1,388 | $853 | $853 | |
| ROCHE HOLDINGS LTD ADR | 2014-05-01 | 2021-09-14 | $3,476 | $2,714 | $762 | $762 | |
| SONIC HEALTHCARE LTD ADR | 2016-01-08 | 2021-09-14 | $1,189 | $475 | $714 | $714 | |
| SONIC HEALTHCARE LTD ADR | 2016-02-03 | 2021-09-14 | $2,500 | $1,081 | $1,419 | $1,419 | |
| SMURFIT KAPPA GROUP ADR | 2017-08-15 | 2021-09-14 | $6,266 | $3,267 | $2,999 | $2,999 | |
| SANOFI ADR | 2015-07-16 | 2021-09-14 | $4,500 | $5,003 | -$503 | -$503 | |
| SOFTBANK CORP ADR | 2020-04-01 | 2021-09-14 | $6,497 | $5,744 | $753 | $753 | |
| TOYOTA MTR CORP ADR F | 2019-09-09 | 2021-09-14 | $7,879 | $5,832 | $2,047 | $2,047 | |
| TOTALENERGIES SE ADR | 2014-02-19 | 2021-09-14 | $2,599 | $3,541 | -$942 | -$942 | |
| UBS GROUP AG | 2020-06-02 | 2021-09-14 | $1,643 | $1,103 | $540 | $540 | |
| UPM-KYMMENE CORP ADR | 2019-06-12 | 2021-09-14 | $2,311 | $1,528 | $783 | $783 | |
| VALE S A ADR | 2020-07-20 | 2021-09-14 | $3,511 | $2,245 | $1,266 | $1,266 | |
| ZURICH INSURANCE GROUP | 2014-05-01 | 2021-09-14 | $2,813 | $1,869 | $944 | $944 | |
| ARTISAN PARTNERS ASSET | 2014-10-01 | 2021-09-14 | $2,734 | $2,152 | $582 | $582 | |
| AUTOHOME INC-ADR | 2016-02-02 | 2021-09-14 | $2,366 | $1,282 | $1,084 | $1,084 | |
| APTARGROUP INC | 2012-02-08 | 2021-09-14 | $1,997 | $854 | $1,143 | $1,143 | |
| ASPEN TECHNOLOGY INC | 2014-12-31 | 2021-09-14 | $4,369 | $1,247 | $3,122 | $3,122 | |
| DONALDSON COMPANY INC | 2016-02-05 | 2021-09-14 | $1,992 | $981 | $1,011 | $1,011 | |
| DRIL-QUIP INC | 2015-04-30 | 2021-09-14 | $643 | $2,087 | -$1,444 | -$1,444 | |
| EMCOR GROUP INC | 2020-05-14 | 2021-09-14 | $4,180 | $2,013 | $2,167 | $2,167 | |
| FACTSET RESEARCH SYS INC | 2012-07-10 | 2021-09-14 | $5,001 | $1,189 | $3,812 | $3,812 | |
| FIRST HAWAIIAN INC | 2020-02-03 | 2021-09-14 | $1,088 | $1,215 | -$127 | -$127 | |
| FIRST HAWAIIAN INC | 2020-02-04 | 2021-09-14 | $1,990 | $2,246 | -$256 | -$256 | |
| FIRST HAWAIIAN INC | 2020-02-05 | 2021-09-14 | $743 | $851 | -$108 | -$108 | |
| FIRST HAWAIIAN INC | 2020-03-06 | 2021-09-14 | $212 | $177 | $35 | $35 | |
| GRACO INCORPORATED COM | 2014-10-15 | 2021-09-14 | $5,625 | $1,713 | $3,912 | $3,912 | |
| ACUSHNET HOLDINGS CORP | 2020-04-09 | 2021-09-14 | $251 | $123 | $128 | $128 | |
| ACUSHNET HOLDINGS CORP | 2020-04-13 | 2021-09-14 | $4,663 | $2,243 | $2,420 | $2,420 | |
| JACK HENRY & ASSOC INC | 2011-05-11 | 2021-09-14 | $2,008 | $381 | $1,627 | $1,627 | |
| MANHATTAN ASSOCIATES INC | 2017-05-23 | 2021-09-14 | $8,126 | $2,337 | $5,789 | $5,789 | |
| MOELIS & CO | 2018-03-14 | 2021-09-14 | $4,672 | $3,405 | $1,267 | $1,267 | |
| PRIMERICA INC | 2014-06-11 | 2021-09-14 | $3,538 | $1,123 | $2,415 | $2,415 | |
| PRIMERICA INC | 2014-09-30 | 2021-09-14 | $1,179 | $388 | $791 | $791 | |
| PRICESMART INC | 2015-05-15 | 2021-09-14 | $2,841 | $2,809 | $32 | $32 | |
| RLI CORP | 2014-10-02 | 2021-09-14 | $3,435 | $1,427 | $2,008 | $2,008 | |
| RBC BEARINGS INC | 2011-05-11 | 2021-09-14 | $3,455 | $600 | $2,855 | $2,855 | |
| RIGHTMOVE PLC UNSP ADR | 2018-01-24 | 2021-09-14 | $966 | $592 | $374 | $374 | |
| RIGHTMOVE PLC UNSP ADR | 2018-01-25 | 2021-09-14 | $8,254 | $5,118 | $3,136 | $3,136 | |
| SIMPSON MANUFACTRNG INC | 2020-03-04 | 2021-09-14 | $4,299 | $3,342 | $957 | $957 | |
| TELEDYNE TECHNOLOGIES IN | 2015-06-10 | 2021-09-14 | $6,458 | $1,580 | $4,878 | $4,878 | |
| TORO COMPANY | 2014-10-01 | 2021-09-14 | $4,507 | $1,271 | $3,236 | $3,236 | |
| WELLS FARGO SHT GOV INST | 2020-06-02 | 2021-09-14 | $50,000 | $50,874 | -$874 | -$874 | |
| ALPS TR ETF | 2020-03-13 | 2021-09-16 | $8,721 | $4,809 | $3,912 | $3,912 | |
| ISHARES CORE ETF | 2019-01-16 | 2021-09-16 | $8,587 | $5,674 | $2,913 | $2,913 | |
| ISHS RUSSL 1000 GRW ETF | 2018-11-12 | 2021-09-16 | $7,198 | $3,552 | $3,646 | $3,646 | |
| ISHS RUSSL 1000 GRW ETF | 2019-05-31 | 2021-09-16 | $1,728 | $893 | $835 | $835 | |
| SELECT COMMUNICATION ETF | 2020-02-18 | 2021-09-16 | $5,519 | $3,779 | $1,740 | $1,740 | |
| AKRE FOCUS INSTITUTIONAL | 2019-12-20 | 2021-09-16 | $16,176 | $10,988 | $5,188 | $5,188 | |
| BLACKROCK TECH OPP INST | 2020-03-13 | 2021-09-16 | $9,698 | $4,643 | $5,055 | $5,055 | |
| CALVERT EMRG MKTS EQTY I | 2018-10-12 | 2021-09-16 | $1,968 | $1,338 | $630 | $630 | |
| CALVERT EMRG MKTS EQTY I | 2018-11-30 | 2021-09-16 | $1,331 | $926 | $405 | $405 | |
| CALVERT EMRG MKTS EQTY I | 2019-01-16 | 2021-09-16 | $7,057 | $5,001 | $2,056 | $2,056 | |
| LAZARD GLOBAL LIST CL IN | 2019-12-20 | 2021-09-16 | $4,249 | $4,129 | $120 | $120 | |
| MORGAN STNLY GLBL OPP I | 2018-11-13 | 2021-09-16 | $3,363 | $1,614 | $1,749 | $1,749 | |
| MORGAN STNLY GLBL OPP I | 2019-05-31 | 2021-09-16 | $2,858 | $1,548 | $1,310 | $1,310 | |
| MORGAN STANLEY GLBL FR I | 2019-12-20 | 2021-09-16 | $6,341 | $5,041 | $1,300 | $1,300 | |
| VIRTUS KAR SMCP CORE I | 2019-01-16 | 2021-09-16 | $28,719 | $17,524 | $11,195 | $11,195 | |
| VIRTUS KAR SMCP GRW FD I | 2019-01-16 | 2021-09-16 | $15,212 | $8,092 | $7,120 | $7,120 | |
| VANGUARD DIV GRWTH CL IV | 2019-12-20 | 2021-09-16 | $8,632 | $6,958 | $1,674 | $1,674 | |
| WELLS FARGO SHT GOV INST | 2020-06-02 | 2021-09-16 | $5,269 | $5,362 | -$93 | -$93 | |
| ORKLA ASA | 2014-05-02 | 2021-09-23 | $1,403 | $1,272 | $131 | $131 | |
| ALLIANZ SE ADR | 2015-11-04 | 2021-09-29 | $384 | $297 | $87 | $87 | |
| ALLIANZ SE ADR | 2016-01-19 | 2021-09-29 | $3,641 | $2,635 | $1,006 | $1,006 | |
| DIAGEO PLC SPONS ADR NEW | 2016-01-27 | 2021-09-29 | $191 | $108 | $83 | $83 | |
| DEUTSCHE TELEKOM AG | 2019-05-21 | 2021-09-29 | $1,626 | $1,356 | $270 | $270 | |
| ENEL SOCIETA PER AZIONI | 2020-05-19 | 2021-09-29 | $2,946 | $2,486 | $460 | $460 | |
| IBERDROLA SA-SPONSORED | 2019-02-01 | 2021-09-29 | $5,515 | $4,375 | $1,140 | $1,140 | |
| IBERDROLA SA-SPONSORED | 2019-02-28 | 2021-09-29 | $83 | $67 | $16 | $16 | |
| MUENCHENER | 2014-05-01 | 2021-09-29 | $1,083 | $909 | $174 | $174 | |
| TOYOTA MTR CORP ADR F | 2019-09-09 | 2021-09-29 | $1,300 | $928 | $372 | $372 | |
| TOTALENERGIES SE ADR | 2014-02-19 | 2021-09-29 | $1,849 | $2,381 | -$532 | -$532 | |
| UNILEVER PLC SPONS ADR F | 2014-05-01 | 2021-09-29 | $3,283 | $2,558 | $725 | $725 | |
| UNILEVER PLC SPONS ADR F | 2014-10-30 | 2021-09-29 | $1,368 | $955 | $413 | $413 | |
| UPM-KYMMENE CORP ADR | 2019-06-12 | 2021-09-29 | $743 | $544 | $199 | $199 | |
| FORTRESS 9.375% PERPTL | 2020-02-26 | 2021-02-22 | $5,906 | $4,537 | $1,369 | $1,369 | |
| FORTRESS 9.375% PERPTL | 2020-05-27 | 2021-02-22 | $6,891 | $4,728 | $2,163 | $2,163 | |
| FORTRESS TRANSPORTATION | 2020-09-11 | 2021-02-22 | $19,171 | $11,416 | $7,755 | $7,755 | |
| ONTRAK INC 9.5% PFD | 2020-08-31 | 2021-02-22 | $6,476 | $6,361 | $115 | $115 | |
| ONTRAK INC 9.5% PERPTL | 2020-12-16 | 2021-02-22 | $4,982 | $4,864 | $118 | $118 | |
| ENERGY TRANSFER LP | 2016-03-24 | 2020-10-19 | $1,566 | $3,887 | -$2,321 | -$2,321 | |
| ENERGY TRANSFER LP | 2016-06-14 | 2020-10-19 | $3,634 | $11,683 | -$8,049 | -$8,049 | |
| ENERGY TRANSFER LP | 2018-01-05 | 2020-10-19 | $581 | $1,412 | -$831 | -$831 | |
| BLACKSTONE GROUP INC A | 2017-08-31 | 2021-02-22 | $35,912 | $16,061 | $19,851 | $19,851 | |
| BLACKSTONE GROUP INC A | 2018-01-05 | 2021-02-22 | $277 | $126 | $151 | $151 | |
| COMPASS 7.875% PERPTL | 2019-11-15 | 2021-02-22 | $7,189 | $7,001 | $188 | $188 | |
| COMPASS 7.875% PERPTL | 2020-01-03 | 2021-02-22 | $405 | $412 | -$7 | -$7 | |
| ENTERPRISE PRODUCTS | 2016-03-24 | 2021-02-22 | $12,284 | $13,840 | -$1,556 | -$1,556 | |
| ENTERPRISE PRODUCTS | 2018-01-05 | 2021-02-22 | $2,718 | $3,455 | -$737 | -$737 | |
| ENTERPRISE PRODUCTS | 2020-01-03 | 2021-02-22 | $370 | $478 | -$108 | -$108 | |
| FARMLAND PARTNERS INCPFD | 2017-09-27 | 2021-02-22 | $3,107 | $3,130 | -$23 | -$23 | |
| FARMLAND PARTNERS INCPFD | 2018-01-05 | 2021-02-22 | $466 | $445 | $21 | $21 | |
| FARMLAND PARTNERS INCPFD | 2018-07-12 | 2021-02-22 | $4,713 | $3,585 | $1,128 | $1,128 | |
| LANDMARK INFRA PARTN LP | 2019-12-03 | 2021-02-22 | $5,395 | $6,960 | -$1,565 | -$1,565 | |
| LANDMARK INFRA PARTN LP | 2020-01-03 | 2021-02-22 | $125 | $162 | -$37 | -$37 | |
| MAGELLAN MIDSTREAM PRTNS | 2016-03-28 | 2021-02-22 | $649 | $1,019 | -$370 | -$370 | |
| MAGELLAN MIDSTREAM PRTNS | 2018-01-05 | 2021-02-22 | $346 | $578 | -$232 | -$232 | |
| MAGELLAN MIDSTREAM PRTNS | 2019-12-09 | 2021-02-22 | $9,480 | $13,109 | -$3,629 | -$3,629 | |
| MPLX LP | 2016-06-14 | 2021-02-22 | $3,604 | $4,536 | -$932 | -$932 | |
| MPLX LP | 2016-06-14 | 2021-02-22 | $18,132 | $27,942 | -$9,810 | -$9,810 | |
| MPLX LP | 2018-01-05 | 2021-02-22 | $175 | $257 | -$82 | -$82 | |
| MPLX LP | 2018-01-05 | 2021-02-22 | $2,213 | $3,838 | -$1,625 | -$1,625 | |
| MPLX LP | 2020-01-03 | 2021-02-22 | $375 | $386 | -$11 | -$11 | |
| NUSTAR ENER VAR% PERPTL | 2016-12-20 | 2021-02-22 | $7,845 | $9,681 | -$1,836 | -$1,836 | |
| NUSTAR ENER VAR% PERPTL | 2017-03-09 | 2021-02-22 | $10,565 | $13,237 | -$2,672 | -$2,672 | |
| NUSTAR ENER VAR% PERPTL | 2018-01-05 | 2021-02-22 | $1,286 | $1,516 | -$230 | -$230 | |
| NEW YORK MTG VAR PERPTL | 2019-11-01 | 2021-02-22 | $6,531 | $6,853 | -$322 | -$322 | |
| NEW YORK MTG VAR PERPTL | 2020-01-03 | 2021-02-22 | $171 | $177 | -$6 | -$6 | |
| TRITON INTL LTD 8%PERPTL | 2019-06-20 | 2021-02-22 | $7,607 | $6,230 | $1,377 | $1,377 | |
| PASSTHROUGH GAIN/LOSS | $350 | $350 | $350 | ||||
| NET PTP SALE ADJUSTMENTS | $7,216 | -$7,216 | -$7,216 | ||||
| LIQUIDATION OF 3.78% INTEREST IN ALLEGHANY HIGHLANDS AGRICULTURAL CENTER LLC | 2020-12-31 | $5,271 | $5,271 | $5,271 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $731,780 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $12,576 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $12,576 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $12,576 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $3,561 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $3,561 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Tax Due | $9,015 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | VA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | CELIA W RUTT | IndividualWithBooksNm |
| Phone | 5406623417 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O YHB PO BOX 2560 | AddressLine1Txt |
| City | WINCHESTER | CityNm |
| State Abbreviation | VA | StateAbbreviationCd |
| ZIP | 22604 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | Yes (1) | BusinessHoldingsInd |
| Excess Business Holdings | 0 | ExcessBusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| JAMES P RUTT | ||||||||
| C/O YHB / PO BOX 2560 | WINCHESTER | VA | 22604 | DIRECTOR | 5.00 | $0 | $0 | $0 |
| CELIA W RUTT | ||||||||
| C/O YHB / PO BOX 2560 | WINCHESTER | VA | 22604 | DIRECTOR | 10.00 | $0 | $0 | $0 |
| KATHLEEN WALKER | ||||||||
| C/O YHB / PO BOX 2560 | WINCHESTER | VA | 22604 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | TO SUPPORT LOCAL CHARITIES IN HIGHLAND COUNTY, VIRGINIA, STAUNTON, VIRGINIA, AND PITTSBURGH, PENNSYLVANIA. TO PROMOTE CONSERVATION PROGRAMS AND ACTIVITIES. COMPUTER PROGRAMMING IN SUPPORT OF ACADEMIC RESEARCH IN THE AREA OF COMPLEX ADAPTIVE SYSTEMS. ONCE COMPLETE, PROTEUS PLANS TO PUBLISH SCIENTIFIC PAPERS ON THESE FINDINGS. | Description1Txt |
| Expenses1 | $0 | Expenses1Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $9,620,563 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $267,121 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $9,887,684 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $9,887,684 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $148,315 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $9,739,369 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $486,968 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $486,968 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $12,576 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $12,576 | TotalTaxAmt |
| Distributable Before Adj | $474,392 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $474,392 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $474,392 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $479,000 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $479,000 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $479,000 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $474,392 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr3 | $34,357 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr1 | $6,829 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $41,186 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $479,000 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $474,392 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $4,608 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $45,794 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $45,794 | ExcessDistriCyovToNextYrAmt |
| Excess From Year3 | $34,357 | ExcessFromYear3Amt |
| Excess From Year1 | $6,829 | ExcessFromYear1Amt |
| Excess From Current Year | $4,608 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | JAMES P RUTT | ContributingManagerNm |
| Contributing Manager | CELIA W RUTT | ContributingManagerNm |
| Contributing Manager | KATHLEEN WALKER | ContributingManagerNm |
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | CELIA W RUTT | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O YOUNT HYDE BARBOUR PC PO BOX | AddressLine1Txt |
| Address Line2 | 2560 | AddressLine2Txt |
| City | WINCHESTER | CityNm |
| State Abbreviation | VA | StateAbbreviationCd |
| ZIP | 22604 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 5406623417 | RecipientPhoneNum |
| Form And Info And Materials | WRITTEN REQUEST INCLUDING DETAILS OF PURPOSE AND ESTABLISHED NEED. | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | NONE | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (25 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| AMERICAN RED CROSS - CENTRAL VIRGINIA CHAPTER | |||||||
| 1105 ROSE HILL DRIVE | CHARLOTTESVILLE | VA | 22903 | NONE | PUBLIC CHARITY | SUPPORT DISASTER RELIEF | $5,000 |
| CENTER FOR OPEN SCIENCE | |||||||
| 210 RIDGE MCINTIRE RD STE 500 | CHARLOTTESVILLE | VA | 22903 | NONE | PUBLIC CHARITY | SUPPORT SCIENTIFIC RESEARCH | $25,000 |
| CIVILIZATION RESEARCH INITIATIVE CP | |||||||
| 1095 OLIVE CREST DR | ENCINITAS | CA | 92024 | NONE | PUBLIC CHARITY | SUPPORT SCIENTIFIC RESEARCH | $50,000 |
| CLEAN AIR TASK FORCE | |||||||
| 114 STATE STREET 6TH FLOOR | BOSTON | MA | 02109 | NONE | PUBLIC CHARITY | SUPORT SCIENTIFIC RESEARCH | $15,000 |
| COMMUNITY FOUNDATION OF CENTRAL BLUE RIDGE | |||||||
| PO BOX 815 | STAUNTON | VA | 24402 | NONE | PUBLIC CHARITY | FOR SCHOLARSHIP FUND AND YOUTH PHILANTHROPY COUNCIL | $125,000 |
| GROW PITTSBURGH | |||||||
| 6587 HAMILTON AVENUE 2W | PITTSBURGH | PA | 15206 | NONE | PUBLIC CHARITY | SUPPORT FOOD GROWTH AND GARDENING EDUCATION FOR THE COMMUNITY | $10,000 |
| HEIFETZ MUSIC INSTITUTE | |||||||
| 107 E BEVERLY STREET | STAUNTON | VA | 24401 | NONE | PUBLIC CHARITY | SUPPORT MUSIC EDUCATION | $5,000 |
| HIGHLAND CHILDREN'S HOUSE | |||||||
| PO BOX 527 | MONTEREY | VA | 24465 | NONE | PUBLIC CHARITY | SUPPORT CHILDREN'S HOUSE | $5,000 |
| HIGHLAND COUNTY HUMANE SOCIETY | |||||||
| PO BOX 458 | MONTEREY | VA | 24465 | NONE | PUBLIC CHARITY | SUPPORT HUMAN SOCIETY | $10,000 |
| HIGHLAND COUNTY VOLUNTEER RESCUE SQUAD INC | |||||||
| PO BOX 268 | MONTEREY | VA | 24465 | NONE | PUBLIC CHARITY | SUPPORT RESCUE EFFORTS | $5,000 |
| HIGHLAND MEDICAL CENTER INC | |||||||
| PO BOX 490 | MONTEREY | VA | 24465 | NONE | PUBLIC HOSPITAL | SUPPORT COUNTY HEALTH CARE | $5,000 |
| HISTORIC STAUNTON FOUNDATION | |||||||
| 20 SOUTH NEW STREET | STAUNTON | VA | 24401 | NONE | PUBLIC CHARITY | SUPPORT HISTORIC RESOURCES | $5,000 |
| MCDOWELL VOLUNTEER FIRE COMPANY | |||||||
| 102 BULLPASTURE RIVER ROAD | MCDOWELL | VA | 24458 | NONE | PUBLIC CHARITY | SUPPORT FIRE AND RESCUE EFFORTS | $5,000 |
| MIT BRAIN AND COGNITIVE SCIENCES | |||||||
| 77 MASSACHUSETTS AVENUE | CAMBRIDGE | MA | 02139 | NONE | PUBLIC CHARITY | SUPPORT HIGHER EDUCATION | $25,000 |
| NEW MEXICO SCHOOL FOR ARTS | |||||||
| 275 EAST ALAMEDA | SANTA FE | NM | 87501 | NONE | PUBLIC CHARITY | SUPPORT PUBLIC EDUCATION | $25,000 |
| OPEN GLOBAL MIND CO LIONSBERG MMAP | |||||||
| PO BOX 77160 | CORONA | CA | 92877 | NONE | PUBLIC CHARITY | SUPPORT CHARITABLE ORGANIZATION | $25,000 |
| PROJECT GROWS | |||||||
| 16 WEST BEVERLY STREET | STAUNTON | VA | 24401 | NONE | PUBLIC CHARITY | SUPPORT PUBLIC CONSERVATION PROGRAMS | $5,000 |
| SANTA FE INSTITUTE | |||||||
| 1399 HYDE PARK ROAD | SANTA FE | NM | 87501 | NONE | PUBLIC CHARITY | FUND INTERDISCIPLINARY SCIENTIFIC RESEARCH | $50,000 |
| SQUIRREL HILL URBAN COALITION | |||||||
| 5604 SOLWAY STREET | PITTSBURGH | PA | 15217 | NONE | PUBLIC CHARITY | SUPPORT URBAN INITATIVES | $10,000 |
| STAUNTON AUGUSTA ARTS COUNCIL | |||||||
| 20 S NEW STREET | STAUNTON | VA | 24401 | NONE | PUBLIC CHARITY | SUPPORT ARTS COUNCIL | $5,000 |
| STAUNTON MUSIC FESTIVAL | |||||||
| PO BOX 3111 | STAUNTON | VA | 24402 | NONE | PUBLIC CHARITY | SUPPORT THE PERFORMANCE OF CHAMBER WORKS THROUGHOUT STAUNTON | $5,000 |
| TREE PITTSBURGH | |||||||
| 32 62ND ST | PITTSBURGH | PA | 15201 | NONE | PUBLIC CHARITY | SUPPORT URBAN FOREST GROWTH | $14,000 |
| VIRGINIA FOODSHED CAPITAL | |||||||
| 101 DEVON RD | CHARLOTTESVILLE | VA | 22903 | NONE | PUBLIC CHARITY | SUPPORT LOCAL FARMS AND FOOD ENTERPRISES | $35,000 |
| VIRGINIA TECH FOUNDATION | |||||||
| 902 PRICES FORK ROAD | BLACKSBURG | VA | 24061 | NONE | PUBLIC CHARITY | SUPPORT HIGHER EDUCATION | $5,000 |
| WMRAWEMC NATIONAL PUBLIC RADIO | |||||||
| 983 RESERVOIR STREET | HARRISONBURG | VA | 22801 | NONE | PUBLIC CHARITY | SUPPORT COMMUNITY FOCUSED BROADCAST PROGRAMS | $5,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $479,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $290,952 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $731,780 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,022,732 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,022,732 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $14,150 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (2 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| WELLS FARGO EQUITIES | AT COST | $3,437,801 | $4,966,763 |
| WELLS FARGO MUTUAL FUNDS | AT COST | $4,414,736 | $4,690,563 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| MISCELLANEOUS PASSTHROUGH EXPENSES | $97 | $97 | $0 |
| STATE CORPORATION COMMISSION | $25 | $0 | $0 |
| BANK FEES | $55 | $0 | $0 |
| ALLEGHANY HIGHLANDS - ORDINARY LOSS | $20,539 | $20,539 | $0 |
| PASSTHROUGH PTP LOSSES | $4,014 | $4,014 | $0 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT FEES | CategoryTxt |
| Amt | $88,501 | Amt |
| Net Investment Income | $88,501 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FOREIGN TAXES ON DIVIDENDS | CategoryTxt |
| Amt | $4,802 | Amt |
| Net Investment Income | $4,802 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Comments