EESHA FOUNDATION INC: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- EESHA FOUNDATION INC (EIN 16-1571508)
- Tax period
- 2020-06-01 to 2021-05-31
- Filed
- 2022-01-18
- IRS object ID
- 202200189349100105
- Schema version
- 2020v4.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Gain Loss Sale Other Assets Sch
- Investments Corp Stock Schedule
- Other Assets Schedule
- Other Expenses Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-01-18T08:56:10-06:00 | ReturnTs |
| Tax Period End | 2021-05-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 161287624 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | HALL & DETTOR LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 423 | AddressLine1Txt |
| City | FAYETTEVILLE | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 130660423 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-06-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 161571508 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | EESHA FOUNDATION INC | BusinessNameLine1Txt |
| Business Name Line2 | C/O SALIL GUPTA | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | EESH | BusinessNameControlTxt |
| Phone | 3154692062 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 6807 MOREHOUSE FLATS RD | AddressLine1Txt |
| City | JAMESVILLE | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 13078 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | SALIL GUPTA MD | PersonNm |
| Person Title | OFFICER | PersonTitleTxt |
| Phone | 3154692062 | PhoneNum |
| Signature | 2021-12-08 | SignatureDt |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | SALIL | PersonFirstNm |
| Person Last | GUPTA | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | XXX-XX-XXXX | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | ROBERT C HALL | PreparerPersonNm |
| PTIN | P00332502 | PTIN |
| Phone | 3156373159 | PhoneNum |
| Preparation | 2021-12-09 | PreparationDt |
| Self Employed | Yes (X) | SelfEmployedInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $921,891 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $7 | InterestOnSavRevAndExpnssAmt |
| Dividends Rev And Expnss | $11,837 | DividendsRevAndExpnssAmt |
| Net Gain Sale Ast Rev And Expnss | $68,113 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $696,798 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $32,190 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $79,957 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $32,190 | TotalNetInvstIncmAmt |
| Accounting Fees Rev And Expnss | $1,000 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Adj Net Incm | $1,000 | AccountingFeesAdjNetIncmAmt |
| Other Expenses Rev And Expnss | $9,936 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Adj Net Incm | $9,936 | OtherExpensesAdjNetIncmAmt |
| Tot Opr Expenses Rev And Expnss | $10,936 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $0 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $10,936 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $0 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $0 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $10,936 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $0 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $10,936 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $0 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $69,021 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $32,190 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $158,400 | CashBOYAmt |
| Cash EOY | $36,492 | CashEOYAmt |
| Cash EOYFMV | $36,492 | CashEOYFMVAmt |
| Corporate Stock BOY | $147,665 | CorporateStockBOYAmt |
| Corporate Stock EOY | $79,137 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $85,040 | CorporateStockEOYFMVAmt |
| Other Assets BOY | $395,769 | OtherAssetsBOYAmt |
| Other Assets EOY | $655,226 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $800,359 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $701,834 | TotalAssetsBOYAmt |
| Total Assets EOY | $770,855 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $921,891 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $701,834 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $770,855 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $701,834 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $770,855 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $701,834 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $770,855 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $701,834 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $69,021 | ExcessRevenueOverExpensesAmt |
| Subtotal | $770,855 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $770,855 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $32,190 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $447 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $447 | SubtotalAmt |
| Tax Based On Investment Income | $447 | TaxBasedOnInvestmentIncomeAmt |
| Tax Due | $447 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | SALIL GUPTA MD | IndividualWithBooksNm |
| Phone | 3154692062 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 6807 MOREHOUSE FLATS RD | AddressLine1Txt |
| City | JAMESVILLE | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 13078 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | SALIL GUPTA MD | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 6807 MOREHOUSE FLATS RD | AddressLine1Txt |
| City | JAMESVILLE | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 13078 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | OFFICER | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 000.00 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $0 | CompensationAmt |
| Employee Benefit Program | $0 | EmployeeBenefitProgramAmt |
| Expense Account Other Allwnc | $0 | ExpenseAccountOtherAllwncAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | DONATIONS TO QUALIFIED ORGANIZATIONS | Description1Txt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $146,057 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $97,446 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $495,910 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $739,413 | TotalFMVOfUnusedAssetsAmt |
| Adjusted Total FMV Of Unused Ast | $739,413 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $11,091 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $728,322 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $36,416 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $36,416 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $447 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $447 | TotalTaxAmt |
| Distributable Before Adj | $35,969 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $35,969 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $35,969 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $0 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $0 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $35,969 | DistributableAsAdjustedAmt |
| Undistributed Income CY | $35,969 | UndistributedIncomeCYAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | SALIL GUPTA MD | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 6807 MOREHOUSE FLATS RD | AddressLine1Txt |
| City | JAMESVILLE | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 13078 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 3154301765 | RecipientPhoneNum |
| Recipient Email Address | SGUPTA@NHACNY.COM | RecipientEmailAddressTxt |
| Form And Info And Materials | IN WRITING | FormAndInfoAndMaterialsTxt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 900001 | BusinessCd |
| Unrelated Business Taxbl Incm | $7 | UnrelatedBusinessTaxblIncmAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 900001 | BusinessCd |
| Unrelated Business Taxbl Incm | $11,833 | UnrelatedBusinessTaxblIncmAmt |
| Related Or Exempt Function Incm | $4 | RelatedOrExemptFunctionIncmAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Incm | $68,113 | RelatedOrExemptFunctionIncmAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $11,840 | UnrelatedBusinessTaxblIncmAmt |
| Related Or Exempt Function Incm | $68,117 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $79,957 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $1,000 | Amt |
| Adjusted Net Income | $1,000 | AdjustedNetIncomeAmt |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAssetGrp (25 entries)
| AssetAssetDesc | AcquiredAcquiredDt | How AcquiredHowAcquiredTxt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | BasisBasisAmt | Total NetTotalNetAmt |
|---|---|---|---|---|---|---|
| CALL JUL 65 GENERAL MILLS 07/17/20 | 2020-07 | PURCHASE | 2020-06 | $600 | $123 | $477 |
| CALL INTC JUL 59 INTEL 07/02/20 | 2020-07 | PURCHASE | 2020-06 | $350 | $493 | -$143 |
| CALL DELL JUL 52.5 07/17/20 | 2020-07 | PURCHASE | 2020-06 | $550 | $7,170 | -$6,620 |
| CALL DELL AUG 52.5 08/21/20 | 2020-08 | PURCHASE | 2020-07 | $7,890 | $7,926 | -$36 |
| DELL TECHNOLOGIES | 2020-04 | PURCHASE | 2020-10 | $61,310 | $41,300 | $20,010 |
| EATON VANCE SHT DUR GOVT INCOME FD A | 2020-11 | PURCHASE | 2020-12 | $6 | $6 | |
| PGIM TOTAL RETURN BOND FUND CL A | 2020-11 | PURCHASE | 2020-12 | $11 | $11 | |
| WESTERN ASSET CORE BOND FUND | 2020-06 | PURCHASE | 2020-12 | $9 | $8 | $1 |
| WESTERN ASSET CORE BOND FUND | 2020-11 | PURCHASE | 2020-12 | $3 | $3 | |
| CALL INTC JUN 60 INTEL CORP 06/26/20 | 2020-06 | PURCHASE | 2020-06 | $810 | $810 | |
| CALL DELL JUN 50 DELL TECH INC 06/19 | 2020-06 | PURCHASE | 2020-06 | $950 | $950 | |
| CALL INTC JUN 65 INTEL CORP 06/19/20 | 2020-06 | PURCHASE | 2020-06 | $1,020 | $1,020 | |
| CALL INTC SEP 54 INTEL CORP 090420 | 2020-09 | PURCHASE | 2020-08 | $285 | $285 | |
| CALL GIS AUG 65 GEN MILLS 08/21/20 | 2020-08 | PURCHASE | 2020-07 | $1,773 | $1,773 | |
| CALL GOCO OCT 15 GOHEALTH INC 10/16/ | 2020-10 | PURCHASE | 2020-09 | $1,375 | $1,375 | |
| CALL GIS SEP 67.5 GEN MILLS 09/18/20 | 2020-09 | PURCHASE | 2020-08 | $270 | $270 | |
| CALL INTC JUL 60 INTEL CORP 07/10/20 | 2020-07 | PURCHASE | 2020-07 | $653 | $653 | |
| CALL GIS JUN 62.5 GEN MILLS 06/19/20 | 2020-06 | PURCHASE | 2020-06 | $550 | $550 | |
| INTEL CORP | 2016-12 | PURCHASE | 2020-10 | $79,003 | $51,158 | $27,845 |
| EATON VANCE SHT DUR GOVT INCOME FD | 2019-03 | PURCHASE | 2020-12 | $1 | $1 | |
| PGIM TOTAL RTN BOND FD CLASS Z | 2019-03 | PURCHASE | 2020-12 | $15 | $14 | $1 |
| GABELLI SMALL CAP GROWTH | 2017-01 | PURCHASE | 2020-12 | $31 | $39 | -$8 |
| AAM BAHL & GAYNOR INCOME GROWTH | 2018-09 | PURCHASE | 2020-12 | $5 | $4 | $1 |
| RAYMOND JAMES (ATTACHED) | 2020-08 | PURCHASE | 2021-03 | $29,355 | $42,600 | -$13,245 |
| RAYMOND JAMES (ATTACHED) | 2020-12 | PURCHASE | 2021-05 | $477,783 | $477,829 | -$46 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | MERRILL LYNCH | StockNm |
| EOY Book Value | $79,137 | EOYBookValueAmt |
| EOYFMV | $85,040 | EOYFMVAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| MUTUAL FUNDS | $395,769 | $429,906 | $580,934 |
| OPTIONS/MARGIN | $225,320 | $219,425 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|
| EXPENSES | ||
| INVESTMENT MANAGEMENT FEES | $9,008 | $9,008 |
| BANK & MISCELLANEOUS | $114 | $114 |
| INVESTMENT EXPENSE | $814 | $814 |
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