DWSS INC: Form 990PF, tax year 2022
View the entire original 990 at ProPublica ↗
- Organization
- DWSS INC (EIN 20-8104761)
- Tax period
- 2022-01-01 to 2022-12-31
- Filed
- 2023-12-19
- IRS object ID
- 202303539349100300
- Schema version
- 2022v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2023-12-19T06:32:15-06:00 | ReturnTs |
| Tax Period End | 2022-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 042106505 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NUTTER MCCLENNEN & FISH LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | SEAPORT WEST 155 SEAPORT BLVD | AddressLine1Txt |
| City | BOSTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 022102604 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2022-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 208104761 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DWSS INC | BusinessNameLine1Txt |
| Business Name Line2 | C/O BALLENTINE PARTNERS LLC | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | DWSS | BusinessNameControlTxt |
| Phone | 7813141300 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 230 THIRD AVENUE 5TH FLOOR | AddressLine1Txt |
| City | WALTHAM | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02451 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | LOUISA PUTNAM | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 6172482503 | PhoneNum |
| Signature | 2023-11-29 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | LOUISA | PersonFirstNm |
| Person Last | PUTNAM | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IRS Responsible Prty Info Curr | 0 | IRSResponsiblePrtyInfoCurrInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| PTIN | P00567473 | PTIN |
| Phone | 6174392503 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2022 | TaxYr |
| Build TS | 2023-04-26 12:10:37Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $11,071,788 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $21 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $21 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $152,627 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $154,029 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $235,156 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $1,205,204 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $235,156 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $19,658 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $19,658 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $407,462 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $408,864 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $117 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $76 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $41 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $15,000 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $9,750 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $5,250 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $74,987 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $48,741 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $26,246 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $11,221 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $2,821 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $91,170 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $58,857 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $31,802 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $192,495 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $120,245 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $63,339 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $537,142 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $537,142 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $729,637 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $120,245 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $600,481 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$322,175 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $288,619 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $331,670 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $435,985 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $435,979 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $1,491,638 | CorporateStockBOYAmt |
| Corporate Stock EOY | $1,182,700 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $3,057,310 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $5,241,487 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $5,144,297 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $7,578,499 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $7,064,795 | TotalAssetsBOYAmt |
| Total Assets EOY | $6,762,982 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $11,071,788 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $10,000,000 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $10,000,000 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | -$2,935,205 | RetainedEarningBOYAmt |
| Retained Earning EOY | -$3,237,018 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $7,064,795 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $6,762,982 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $7,064,795 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $6,762,982 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $7,064,795 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$322,175 | ExcessRevenueOverExpensesAmt |
| Other Increases | $22,841 | OtherIncreasesAmt |
| Subtotal | $6,765,461 | SubtotalAmt |
| Other Decreases | $2,479 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $6,762,982 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (19 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | SoldSoldDt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Gross Sales PriceGrossSalesPriceAmt |
|---|---|---|---|---|---|---|
| BTG PACTUAL SELECT TIMBERLAND INV FUND II LLC | P | 2022-12-31 | $99,299 | -$99,299 | -$99,299 | |
| DBL EQUITY FUND - BAEF II LP | P | 2022-12-31 | $18,964 | -$18,964 | -$18,964 | |
| DBL PARTNERS III LP | P | 2022-12-31 | $74 | $74 | $74 | |
| ECOSYSTEM INTEGRITY FUND IV LP | P | 2022-12-31 | $1,061 | -$1,061 | -$1,061 | |
| ECOSYSTEM INTEGRITY FUND IV LP | P | 2022-12-31 | $4,522 | -$4,522 | -$4,522 | |
| GENERATION IM ASIA FUND LP | P | 2022-12-31 | $6,412 | $6,412 | $6,412 | |
| GENERATION IM ASIA FUND LP | P | 2022-12-31 | $33,586 | $33,586 | $33,586 | |
| IMPACT VENTURES III LP | P | 2022-12-31 | $58 | $58 | $58 | |
| IMPACT VENTURES IV LP | P | 2022-12-31 | $8 | $8 | $8 | |
| IMPACT VENTURES IV LP | P | 2022-12-31 | $478 | -$478 | -$478 | |
| SARONA FRONTIER MARKETS INT'L FUND 2 | P | 2022-12-31 | $30 | $30 | $30 | |
| SARONA FRONTIER MARKETS INT'L FUND 2 | P | 2022-12-31 | $12,523 | $12,523 | $12,523 | |
| SJF VENTURES III LP | P | 2022-12-31 | $44,059 | $44,059 | $44,059 | |
| SJF VENTURES V LP | P | 2022-12-31 | $2,307 | $2,307 | $2,307 | |
| ECOSYSTEM INTEGRITY FUND III LP | P | 2022-12-31 | $3,054 | $3,054 | $3,054 | |
| ECOSYSTEM INTEGRITY FUND III LP | P | 2022-12-31 | $95,325 | $95,325 | $95,325 | |
| BTG PACTUAL-GAIN ON EXCESS DISTRN | P | 2022-12-31 | $1,024 | $1,024 | $1,024 | |
| CHARLES SCHWAB | P | 2022-12-31 | $845,724 | $86,216 | $86,216 | $931,940 |
| CAPITAL GAINS DIVIDENDS | P | $74,804 | $74,804 | $74,804 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $235,156 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $4,012 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $4,012 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $4,012 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $9,480 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $5,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $14,480 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $10,468 | OverpaymentAmt |
| Applied To ES Tax | $10,468 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Org Report Or Register State | MA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | BALLENTINE PARTNERS LLC | IndividualWithBooksNm |
| Phone | 7813141321 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 230 THIRD AVE 5TH FLOOR | AddressLine1Txt |
| City | WALTHAM | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02451 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | 0 | TransactionsFailToQlfyAsExcInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| LOUISA PUTNAM | ||||||||
| 2930 FUEGO SAGRADO | SANTA FE | NM | 87505 | PRESIDENT/SECRETARY/DIRECT | 4.00 | $0 | $0 | $0 |
| ROWAN FINNEGAN | ||||||||
| 2073 EIGHTH AVENUE 7 | NEW YORK | NY | 10026 | TREASURER/DIRECTOR | 4.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| BALLENTINE PARTNERS LLC | |||||
| 230 THIRD AVENUE 5TH FL | WALTHAM | MA | 02451 | MANAGEMENT FEES | $67,456 |
| NUTTER MCCLENNEN & FISH LLP | |||||
| SEAPORT WEST 155 SEAPORT BLVD | BOSTON | MA | 022102604 | LEGAL & ACCOUNTING SERVICES | $15,117 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $11,373,556 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $309,243 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $11,682,799 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $11,682,799 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $175,242 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $11,507,557 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $575,378 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $575,378 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $4,012 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $4,012 | TotalTaxAmt |
| Distributable Before Adj | $571,366 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $571,366 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $571,366 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $600,481 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $600,481 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $571,366 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $537,142 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $600,481 | QualifyingDistributionsAmt |
| Applied To Year1 | $537,142 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $63,339 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $508,027 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | LOUISA PUTNAM | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (12 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| CONFLUENCE | |||||||
| 1 PENN PLAZA BOX 6169 | NEW YORK | NY | 10119 | NONE | PUBLIC | GENERAL MEMBERSHIP SUPPORT | $3,000 |
| CREO FAMILY OFFICE SYNDICATE | |||||||
| 156 5TH AVENUE | NEW YORK | NY | 10010 | NONE | PUBLIC | GENERAL FUND | $26,000 |
| FOUNDATION FOR EXCELLENCE IN MENTAL HEALTH | |||||||
| 526 W FREEMONT AVENUE 2920 | SUNNYVALE | CA | 94087 | NONE | PUBLIC | GENERAL FUND | $132,300 |
| IMPACT SOCIETY GLOBAL | |||||||
| 135 MADISON AVENUE | NEW YORK | NY | 10016 | NONE | PUBLIC | GENERAL FUND | $15,000 |
| MAD IN AMERICA FOUNDATION | |||||||
| 763 MASSACHUSETTS AVENUE | CAMBRIDGE | MA | 02139 | NONE | PUBLIC | GENERAL FUND | $80,000 |
| NATIONAL EMPOWERMENT CENTER | |||||||
| 3 NANTUCKET PLACE | GRAFTON | MA | 01519 | NONE | PUBLIC | POLISH COMMUNITY MENTAL HEALTH CENTER | $46,500 |
| PRAISING EARTH INC | |||||||
| 4772 VISTA DEL SOL | SANTA FE | NM | 87507 | NONE | PUBLIC | GENERAL FUND | $45,000 |
| SANTA FE COMMUNITY FOUNDATION | |||||||
| 501 HALONA STREET | SANTA FE | NM | 87505 | NONE | PUBLIC | GENERAL FUND | $102,319 |
| SAQ BE ORGANIZATION FOR MAYAN AND INDIGENOUS SPIRITUAL STUDIES | |||||||
| 1820 HOPI ROAD | SANTA FE | NM | 87505 | NONE | PUBLIC | GENERAL FUND | $10,000 |
| SUSTAINABLE MARKETS FOUNDATION | |||||||
| 45 WEST 36TH STREET | NEW YORK | NY | 10018 | NONE | PUBLIC | TRANSCAP | $26,250 |
| SYNERGOS INSTITUTE INC | |||||||
| 3 EAST 54TH STREET | NEW YORK | NY | 10022 | NONE | PUBLIC | GENERAL FUND | $25,000 |
| TEN STRANDS | |||||||
| P O BOX 150869 | SAN RAFAEL | CA | 94915 | NONE | PUBLIC | CLIMASCOPE PROJECT | $25,773 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $537,142 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $21 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $152,627 | ExclusionAmt |
Other Investment Income OtherInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $19,658 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $235,156 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $407,462 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $407,462 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $15,000 | Amt |
| Net Investment Income | $9,750 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $5,250 | DisbursementsCharitablePrpsAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | CHARLES SCHWAB - WALDEN SOCIAL EQUITY | StockNm |
| EOY Book Value | $1,182,700 | EOYBookValueAmt |
| EOYFMV | $3,057,310 | EOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (18 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| BTG PACTUAL SELECT TIMBERLAND INVESTMENT FUND II, LLC | AT COST | $0 | $1,437 |
| STAFFORD SUSTAINABLE CAPITAL OFFSHORE FUND, L.P. | AT COST | $416,249 | $70,627 |
| FIDELITY - MUTUAL FUNDS | AT COST | $1,785,155 | $3,532,625 |
| MICROVEST II LP | AT COST | $59,877 | $28,624 |
| DBL EQUITY FUND - BAEF II, LP | AT COST | $113,966 | $495,503 |
| VITAL FARMLAND LP | AT COST | $6,347 | $50,000 |
| ROOT CAPITAL INC | AT COST | $193,500 | $200,000 |
| SJF VENTURES III LP | AT COST | $96,286 | $193,586 |
| SARONA FRONTIER MARKETS INTERNATIONAL FUND 2 LP | AT COST | $158,863 | $233,791 |
| DBL PARTNERS III LP | AT COST | $175,939 | $351,217 |
| IMPACT VENTURES III LP | AT COST | $162,317 | $163,903 |
| CIM ENTERPRISE LOAN FUND LP | AT COST | $341,017 | $343,763 |
| ECOSYSTEM INTEGRITY FUND III LP | AT COST | $141,641 | $320,658 |
| GENERATION IM ASIA FUND LP | AT COST | $1,181,647 | $1,179,808 |
| ECOSYSTEM INTEGRITY FUND IV, L.P. | AT COST | $100,675 | $181,125 |
| IMPACT VENTURES IV LP | AT COST | $83,462 | $107,656 |
| SJF VENTURES V, L.P. | AT COST | $64,657 | $66,370 |
| CLOSED LOOP VENTURES II LP | AT COST | $62,699 | $57,806 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $117 | LegalFeesAmt |
| Net Investment Income | $76 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $41 | DisbursementsCharitablePrpsAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | VITAL FARMLAND LP - CAPITAL ADJUSTMENT | Desc |
| Amt | $2,479 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (18 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FILING FEES | $70 | $0 | $70 |
| MICROVEST II LP 26-3623466 | $1,865 | $1,212 | $653 |
| DBL EQUITY FUND - BAEF II LP 01-0913275 | $1,827 | $1,188 | $639 |
| SJF VENTURES III LP 45-2821712 | $3,030 | $1,970 | $1,060 |
| VITAL FARMLAND LP 27-0921152 | $2,044 | $1,329 | $715 |
| DBL PARTNERS III LP 47-2525593 | $5,415 | $3,520 | $1,895 |
| SARONA FRONTIER MARKETS | $28,974 | $18,833 | $10,141 |
| IMPACT VENTURES III LP 36-4812189 | $3,541 | $2,302 | $1,239 |
| ECOSYSTEM INTEGRITY FUND III LP 81-5370777 | $6,179 | $4,016 | $2,163 |
| GENERATION IM ASIA FUND LP 27-4757414 | $10,745 | $6,984 | $3,761 |
| CIM ENTERPRISE LOAN FUND LP 47-2972531 | $98 | $64 | $34 |
| ECOSYSTEM INTEGRITY FUND IV, L.P. 84-3056474 | $6,613 | $4,298 | $2,315 |
| IMPACT VENTURES IV LP 84-1471728 | $5,506 | $3,579 | $1,927 |
| SJF VENTURES V, L.P. 85-2849753 | $5,473 | $3,557 | $1,916 |
| CLOSED LOOP VENTURES II LP | $5,645 | $3,669 | $1,976 |
| BTG PACTUAL SELECT TIMBERLAND INV FUND II LLC - 20-8824666 | $3,594 | $2,336 | $1,258 |
| WIRE FEE DEDUCTED FROM RETURNED GRANT | $40 | $0 | $40 |
| FEE PAID TO CT CORPORATION - CLARIFICATION NEEDED | $511 | $0 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| VITAL FARMLAND LP 27-0921152 | -$5,589 | -$5,589 | -$5,589 |
| SARONA FRONTIER MARKETS INTERNATIONAL FUND 2 LP | $2,930 | $2,930 | $2,930 |
| CIM ENTERPRISE LOAN FUND, L.P. | $22,317 | $22,317 | $22,317 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | BASIS ADJUSTMENTS | Desc |
| Amt | $22,841 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| MANAGEMENT FEES | $67,456 | $43,846 | $23,610 |
| MANAGEMENT FEES - CLOSED LOOP VENTURES II, L.P. | $285 | $185 | $100 |
| MANAGEMENT FEES - IMPACT VENTURS IV, L.P. | $7,246 | $4,710 | $2,536 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $2,821 | $2,821 | $0 |
| FEDERAL EXCISE TAX - 2021 EXTENSION PAYMENT | $2,000 | $0 | $0 |
| FEDERAL EXCISE TAX - 2022 Q3 ESTIMATE PAYMENT | $3,000 | $0 | $0 |
| FEDERAL EXCISE TAX - 2022 Q4 ESTIMATE PAYMENT | $3,400 | $0 | $0 |
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