HASSENFELD FOUNDATION: Form 990PF, tax year 2022
View the entire original 990 at ProPublica ↗
- Organization
- HASSENFELD FOUNDATION (EIN 05-6015373)
- Tax period
- 2022-01-01 to 2022-12-31
- Filed
- 2023-11-07
- IRS object ID
- 202333119349100208
- Schema version
- 2022v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2023-11-07T08:45:19-06:00 | ReturnTs |
| Tax Period End | 2022-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MILLER COOPER & CO LTD | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1751 Lake Cook Road Suite 400 | AddressLine1Txt |
| City | Deerfield | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60015 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2022-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 056015373 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Hassenfeld Family Foundation | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % ALAN G HASSENFELD | InCareOfNm |
| Business Name Control | HASS | BusinessNameControlTxt |
| Phone | 4017575000 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 101 Dyer Street Suite 401 | AddressLine1Txt |
| City | Providence | CityNm |
| State Abbreviation | RI | StateAbbreviationCd |
| ZIP | 029033908 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Alan G Hassenfeld | PersonNm |
| Person Title | President | PersonTitleTxt |
| Phone | 4017575000 | PhoneNum |
| Signature | 2023-09-30 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | Alan G | PersonFirstNm |
| Person Last | Hassenfeld | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | XXX-XX-XXXX | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Allen C Berg | PreparerPersonNm |
| PTIN | P00625656 | PTIN |
| Phone | 8472055000 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | TrustedCustomerGrp |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2022 | TaxYr |
| Build TS | 2023-04-26 12:10:37Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $72,678,755 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $1,859,354 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,824,812 | DividendsNetInvstIncmAmt |
| Dividends Adj Net Incm | $34,543 | DividendsAdjNetIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $119,565 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $10,038,726 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $119,565 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $41,093 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $41,093 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $2,020,012 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,985,470 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $34,543 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Accounting Fees Rev And Expnss | $50,000 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $50,000 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $0 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $100,000 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $0 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $100,000 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $160 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $160 | InterestNetInvstIncmAmt |
| Taxes Rev And Expnss | $46,695 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $4,684 | TaxesNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $1,141,935 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $1,041,863 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $100,072 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $1,338,790 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $1,096,707 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $200,072 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $8,907,925 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $8,907,925 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $10,246,715 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $1,096,707 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $9,107,997 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$8,226,703 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $888,763 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $34,543 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $5,261,635 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $2,684,754 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $2,684,754 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $0 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $100,019 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $99,927 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $36,617,391 | CorporateStockBOYAmt |
| Corporate Stock EOY | $33,120,573 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $44,478,570 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $19,674,246 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $14,996,990 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $13,927,121 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $6,823,595 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $9,855,369 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $10,028,368 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $1,329,800 | OtherAssetsBOYAmt |
| Other Assets EOY | $1,327,789 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $1,460,015 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $69,706,667 | TotalAssetsBOYAmt |
| Total Assets EOY | $62,085,494 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $72,678,755 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Retained Earning BOY | $69,706,667 | RetainedEarningBOYAmt |
| Retained Earning EOY | $62,085,494 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $69,706,667 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $62,085,494 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $69,706,667 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $62,085,494 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $69,706,667 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$8,226,703 | ExcessRevenueOverExpensesAmt |
| Other Increases | $605,809 | OtherIncreasesAmt |
| Subtotal | $62,085,773 | SubtotalAmt |
| Other Decreases | $279 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $62,085,494 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (28 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | AcquiredAcquiredDt | SoldSoldDt |
|---|---|---|---|---|---|---|---|
| UBS #6665 | P | $2,245,453 | $2,462,349 | -$216,896 | -$216,896 | ||
| UBS #0683 | P | $1,615,754 | $1,827,799 | -$212,045 | -$212,045 | ||
| UBS #0683 | P | $1,391,634 | $1,205,359 | $186,275 | $186,275 | ||
| UBS #1873 | P | $233,390 | $249,358 | -$15,968 | -$15,968 | 2016-11-01 | 2022-06-15 |
| UBS #1874 | P | $69,242 | $82,307 | -$13,065 | -$13,065 | ||
| UBS #1874 | P | $80,260 | $66,718 | $13,542 | $13,542 | ||
| UBS #1876 | P | $5,873 | $7,386 | -$1,513 | -$1,513 | ||
| UBS #1876 | P | $841,142 | $744,785 | $96,357 | $96,357 | ||
| UBS #2823 | P | $362,167 | $422,122 | -$59,955 | -$59,955 | ||
| UBS #2823 | P | $2,968,146 | $2,847,121 | $121,025 | $121,025 | ||
| INVESCO DB COMMODITY INDEX TRACKING FUND | P | $879 | $879 | $879 | |||
| INVESCO DB COMMODITY INDEX TRACKING FUND | P | $2,927 | $2,927 | $2,927 | |||
| LOSS ON LIQUIDATION OF INVESCO DB COMMODITY INDEX TRACKING FUND | P | $0 | $3,857 | -$3,857 | -$3,857 | 2022-03-04 | |
| CANYON DISTRESSED OPPORTUNITY FUND III PFIC LTCG | P | $22,979 | $22,979 | $22,979 | |||
| CAPITAL GAIN DIVIDENDS | P | $198,880 | |||||
| CAPITAL GAIN DIVIDENDS | P | $198,880 | |||||
| CAPITAL GAIN DIVIDENDS | P | $198,880 | |||||
| CAPITAL GAIN DIVIDENDS | P | $198,880 | |||||
| CAPITAL GAIN DIVIDENDS | P | $198,880 | |||||
| CAPITAL GAIN DIVIDENDS | P | $198,880 | |||||
| CAPITAL GAIN DIVIDENDS | P | $198,880 | |||||
| CAPITAL GAIN DIVIDENDS | P | $198,880 | |||||
| CAPITAL GAIN DIVIDENDS | P | $198,880 | |||||
| CAPITAL GAIN DIVIDENDS | P | $198,880 | |||||
| CAPITAL GAIN DIVIDENDS | P | $198,880 | |||||
| CAPITAL GAIN DIVIDENDS | P | $198,880 | |||||
| CAPITAL GAIN DIVIDENDS | P | $198,880 | |||||
| CAPITAL GAIN DIVIDENDS | P | $198,880 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $119,565 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $12,354 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $12,354 | SubtotalAmt |
| Tax Based On Investment Income | $12,354 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $42,196 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Total Payments And Credits | $42,196 | TotalPaymentsAndCreditsAmt |
| Overpayment | $29,842 | OverpaymentAmt |
| Applied To ES Tax | $29,842 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | RI | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ALAN G HASSENFELD | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 4012760002 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 101 DYER STREET SUITE 401 | AddressLine1Txt |
| City | PROVIDENCE | CityNm |
| State Abbreviation | RI | StateAbbreviationCd |
| ZIP | 029033908 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| ALAN G HASSENFELD | ||||||||
| 101 DYER STREET SUITE 401 | PROVIDENCE | RI | 02903 | PRESIDENT | 35.0 | $0 | $0 | $0 |
| ELLEN BLOCK | ||||||||
| 101 DYER STREET SUITE 401 | PROVIDENCE | RI | 02903 | VP/TREASURER | 10.0 | $0 | $0 | $0 |
| SUSAN BLOCK CASDIN | ||||||||
| 101 DYER STREET SUITE 401 | PROVIDENCE | RI | 02903 | DIRECTOR | 5.0 | $0 | $0 | $0 |
| LORI HOLLAND | ||||||||
| 101 DYER STREET SUITE 401 | PROVIDENCE | RI | 02903 | SECRETARY | 35.0 | $0 | $0 | $0 |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| Martin Investment Management LLC | |||||
| 1560 Sherman Avenue Suite 1250 | EVANSTON | IL | 60201 | Investment Mgmt | $745,235 |
| UBS Financial Services Inc | |||||
| 1000 Harbor Blvd | WEEHAWKEN | NJ | 07086 | Professional Service | $120,858 |
| Upshot Advisors | |||||
| 166 E 61st Street Suite 5H | NEW YORK | NY | 10065 | Professional Service | $100,000 |
| Kovitz Investment Group Partners LLC | |||||
| 71 South Wacker Drive Suite 1860 | CHICAGO | IL | 60606 | Professional Service | $50,000 |
| Hassenfeld Family Initiatives LLC | |||||
| 101 Dyer Street | PROVIDENCE | RI | 02903 | Professional Service | $100,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $80,861,962 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $2,926,792 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $83,788,754 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $83,788,754 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,256,831 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $82,531,923 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $4,126,596 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $4,126,596 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $12,354 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $12,354 | TotalTaxAmt |
| Distributable Before Adj | $4,114,242 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $4,114,242 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $4,114,242 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $9,107,997 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $9,107,997 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $4,114,242 | DistributableAsAdjustedAmt |
| Prior Year1 | 2020 | PriorYear1Yr |
| Prior Year2 | 2019 | PriorYear2Yr |
| Prior Year3 | 2018 | PriorYear3Yr |
| Excess Distribution Cyov Yr5 | $11,012,447 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $5,882,834 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $6,879,819 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $3,593,067 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $5,224,010 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $32,592,177 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $9,107,997 | QualifyingDistributionsAmt |
| Applied To Current Year | $4,114,242 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $4,993,755 | RemainingDistriFromCorpusAmt |
| Total Corpus | $37,585,932 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $11,012,447 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $26,573,485 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $5,882,834 | ExcessFromYear4Amt |
| Excess From Year3 | $6,879,819 | ExcessFromYear3Amt |
| Excess From Year2 | $3,593,067 | ExcessFromYear2Amt |
| Excess From Year1 | $5,224,010 | ExcessFromYear1Amt |
| Excess From Current Year | $4,993,755 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | ALAN G HASSENFELD | ContributingManagerNm |
| Shareholder Manager | NONE | ShareholderManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (43 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| American Friends of the Israel Museum | |||||||
| 545 Fifth Ave Ste 920 | New York | NY | 10017 | N/A | PC | AFIM Board of Director Annual Fund | $25,000 |
| American Friends of the Israel Museum | |||||||
| 545 Fifth Ave Ste 920 | New York | NY | 10017 | N/A | PC | Iron Tree Acquisition | $258,020 |
| American Jewish Joint Distribution Committee | |||||||
| 220 East 42nd Street Suite 400 | New York | NY | 10017 | N/A | PC | Camp Szarvas Playground and Challenge Park | $200,000 |
| Brandeis University | |||||||
| 415 South St MS 126 | Waltham | MA | 02453 | N/A | PC | Hassenfeld Fellows Overseas Immersion Program | $200,000 |
| Brandeis University | |||||||
| 415 South St MS 126 | Waltham | MA | 02453 | N/A | PC | International Business School Peace Scholarship | $250,000 |
| Brown University | |||||||
| Box 1893 | Providence | RI | 02912 | N/A | PC | Alan G. Hassenfeld Child Health Innovation Institute - Public Health | $42,000 |
| Brown University | |||||||
| Box 1893 | Providence | RI | 02912 | N/A | PC | Vision 2023 - Eliminating Health Disparities in Pregnancy and Childhood at the Alan G. Hassenfeld Child Health Innovation Institute - Public Health | $750,000 |
| Bryant University | |||||||
| 1150 Douglas Pike Box 40 | Smithfield | RI | 02917 | N/A | PC | Hassenfeld Institute for Public Service Leadership | $80,000 |
| Dream It Foundation | |||||||
| 11034 NW 47th Lane | Doral | FL | 33178 | N/A | PC | Unrestricted | $295,000 |
| Dream It Foundation | |||||||
| 11034 NW 47th Lane | Doral | FL | 33178 | N/A | PC | Unrestricted | $295,000 |
| Dream It Foundation | |||||||
| 11034 NW 47th Lane | Doral | FL | 33178 | N/A | PC | Unrestricted | $295,000 |
| Harvard University | |||||||
| 124 Mount Auburn Street | Cambridge | MA | 02138 | N/A | PC | Kennedy School of Government - Public Service Fellowship Fund | $100,000 |
| Harvard University | |||||||
| 124 Mount Auburn Street | Cambridge | MA | 02138 | N/A | PC | Kennedy School of Government - Public Service Fellowship Fund | $50,000 |
| Institute of Contemporary Art | |||||||
| 25 Harbor Shore Drive | Boston | MA | 02210 | N/A | PC | Unrestricted | $25,000 |
| Institute of Contemporary Art | |||||||
| 25 Harbor Shore Drive | Boston | MA | 02210 | N/A | PC | Fund for the Future Operating Support and Avant Guardian Society Membership | $300,000 |
| Institute of Contemporary Art | |||||||
| 25 Harbor Shore Drive | Boston | MA | 02210 | N/A | PC | Fund for the Future Operating Support and Avant Guardian Society Membership | $38,000 |
| Isabella Stewart Gardner Museum | |||||||
| 25 Evans Way | Boston | MA | 02115 | N/A | PC | Board of Director Annual Fund | $10,000 |
| JCRC-NY | |||||||
| 520 Eighth Avenue STE 1402 | New York | NY | 10018 | N/A | PC | Unrestricted | $1,800 |
| Jewish Alliance of Greater Rhode Island | |||||||
| 401 Elmgrove Avenue | Providence | RI | 02906 | N/A | PC | Unrestricted | $200,000 |
| Jewish United Fund of Metropolitan Chicago | |||||||
| 30 South Wells Street | Chicago | IL | 60606 | N/A | PC | JUF Annual Campaign | $60,000 |
| Massachusetts General Hospital | |||||||
| 125 Nashua Street STE 540 | Boston | MA | 02114 | N/A | PC | Hassenfeld Cardiovascular Scholars Program Fund | $250,000 |
| Massachusetts General Hospital | |||||||
| 125 Nashua Street STE 540 | Boston | MA | 02114 | N/A | PC | Hassenfeld Cardiovascular Scholars Program Fund | $150,000 |
| Massachusetts General Hospital | |||||||
| 125 Nashua Street STE 540 | Boston | MA | 02114 | N/A | PC | Hassenfeld Cardiovascular Scholars Program Fund | $3,635 |
| Norton Museum of Art | |||||||
| 1450 S Dixie Highway | West Palm Beach | FL | 33401 | N/A | PC | Contemporary and Modern Art Council | $15,000 |
| NYU Langone Health | |||||||
| One Park Avenue 5th Floor | New York | NY | 10016 | N/A | PC | Hope for the Holidays Radiothon benefiting Hassenfeld Children's Hospital | $10,000 |
| Population & Development International | |||||||
| 284 Illikaa PL | Kailua | HI | 96734 | N/A | PC | Mechai Bamboo School | $100,000 |
| Rhode Island Kids Count | |||||||
| One Union Station | Providence | RI | 02903 | N/A | PC | Unrestricted | $125,000 |
| Salve Regina University | |||||||
| 100 Ochre Point Avenue | Newport | RI | 02840 | N/A | PC | Ocean State Stories initiative at The Pell Center for International Relations and Public Policy | $50,000 |
| Temple Emanu-El | |||||||
| 99 Taft Avenue | Providence | RI | 02906 | N/A | PC | Unrestricted | $50,000 |
| The Hummel Report | |||||||
| PO Box 2412 | Providence | RI | 02906 | N/A | PC | Unrestricted | $50,000 |
| The Jerusalem Foundation | |||||||
| 420 Lexington Avenue Ste 1645 | New York | NY | 10170 | N/A | PC | Unrestricted | $250,000 |
| The Jerusalem Foundation | |||||||
| 420 Lexington Avenue Ste 1645 | New York | NY | 10170 | N/A | PC | Jerusalem Press Club | $25,000 |
| The Jerusalem Foundation | |||||||
| 420 Lexington Avenue Ste 1645 | New York | NY | 10170 | N/A | PC | Unrestricted | $250,000 |
| The Toy Foundation | |||||||
| 1375 Broadway Ste 1001 | New York | NY | 10018 | N/A | PC | Children and Families of Ukraine | $1,000,000 |
| Tufts University | |||||||
| 150 Harrison Avenue | Boston | MA | 02111 | N/A | PC | Career Services Center Friedman School | $379,000 |
| UCSF Benioff Children's Hospitals | |||||||
| UCSF Box 0248 | San Francisco | CA | 94143 | N/A | PC | Dreamforce 2022 | $50,000 |
| Wentworth Institute of Technology | |||||||
| 550 Huntington Avenue | Boston | MA | 02115 | N/A | PC | Unrestricted | $50,000 |
| Women & Infants Hospital Foundation | |||||||
| 171 Service Avenue STE 310 | Warwick | RI | 02886 | N/A | PC | Unrestricted | $5,620 |
| Brown University | |||||||
| Box 1893 | Providence | RI | 02912 | N/A | PC | Alan G. Hassenfeld Child Health Innovation Institute | $458,185 |
| Institute of Contemporary Art | |||||||
| 25 Harbor Shore Drive | Boston | MA | 02210 | N/A | PC | Fund for the Future | $261,820 |
| Massachusetts General Hospital | |||||||
| 125 Nashua Street STE 540 | Boston | MA | 02114 | N/A | PC | Hassenfeld Cardiovascular Scholars Program Fund | $196,365 |
| University of Chicago | |||||||
| 5235 South Harper Court STE 450 | Chicago | IL | 60615 | N/A | PC | Trauma and Chicago's Southside: Helping Children and Families Overcome | $1,309,100 |
| Women & Infants Hospital Foundation | |||||||
| 171 Service Avenue STE 310 | Warwick | RI | 02886 | N/A | PC | Unrestricted | $394,380 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $8,907,925 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,859,354 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp |
Other Investment Income OtherInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $41,093 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $119,565 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $2,020,012 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $2,020,012 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES - KOVITZ | CategoryTxt |
| Amt | $50,000 | Amt |
| Net Investment Income | $50,000 | NetInvestmentIncomeAmt |
Depreciation Schedule DepreciationSchedule
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (2 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| UBS FINANCIAL SERVICES #6665 | $12,043,850 | $11,125,995 |
| UBS FINANCIAL SERVICES #1873 | $2,953,140 | $2,801,126 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (6 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| HASBRO INC | $18,992,333 | $22,737,877 |
| UBS FINANCIAL SERVICES #6665 | $289,164 | $302,026 |
| UBS FINANCIAL SERVICES #0683 | $3,426,148 | $4,581,282 |
| UBS FINANCIAL SERVICES #2823 | $10,131,295 | $16,451,537 |
| UBS FINANCIAL SERVICES #1874 | $281,633 | $405,848 |
| UBS FINANCIAL SERVICES #1876 | $0 | $0 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $100,019 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $99,927 | USGovtObligationsEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (9 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| SOCIAL CAPITAL FUND | AT COST | $100,000 | $100,000 |
| UBS FINANCIAL SERVICES 665 | AT COST | $0 | $0 |
| UBS FINANCIAL SERVICES 876 | AT COST | $0 | $0 |
| TAL China Focus Fund | AT COST | $1,106,789 | $893,468 |
| ETP'S | AT COST | $1,683,212 | $1,349,887 |
| MUTUAL FUNDS | AT COST | $5,006,961 | $5,589,824 |
| PRIVATE EQUITY FUNDS | AT COST | $633,999 | $596,026 |
| HEDGE FUNDS | AT COST | $1,324,263 | $1,499,049 |
| WARRANTS | AT COST | $145 | $114 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| FEDERAL TAX DEPOSITS | $39,720 | $37,709 | $37,709 |
| 360 MEDIA INC | $1,290,080 | $1,290,080 | $1,290,080 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | NON-DEDUCTIBLE EXPENSES FROM INVESCO K-1 | Desc |
| Amt | $279 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| ADVISOR FEE - UBS | $120,858 | $120,858 | |
| MARTIN INVESTMENT MANAGEMENT | $745,235 | $745,235 | |
| ANNUAL FILINGS | $72 | $72 | |
| ADMINISTRATIVE SERVICES | $275,770 | $175,770 | $100,000 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| Canyon Distressed Opportunity Fund III | $37,741 | $37,741 |
| Canyon Finance Ireland LTD | $2,903 | $2,903 |
| Canyon Clo 2021-2 | $449 | $449 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| EXCESS OF FMV OVER BASIS ON STOCK DONATI | $581,450 |
| NONDIVIDEND DISTRIBUTIONS | $24,359 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | PROFESSIONAL FEES - UPSHOT | CategoryTxt |
| Amt | $100,000 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $100,000 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| FOREIGN TAX | $4,684 | $4,684 |
| FEDERAL EXCISE TAX | $42,011 |
Comments