WILLIAM & ELAINE KAPLAN FAMILY CHARITABLE FOUNDATION: Form 990PF, tax year 2022
View the entire original 990 at ProPublica ↗
- Organization
- WILLIAM & ELAINE KAPLAN FAMILY CHARITABLE FOUNDATION (EIN 22-2470361)
- Tax period
- 2022-01-01 to 2022-12-31
- Filed
- 2023-11-15
- IRS object ID
- 202323199349109252
- Schema version
- 2022v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Land Etc Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2023-11-15T18:21:06-06:00 | ReturnTs |
| Tax Period End | 2022-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 873231666 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PKF O'CONNOR DAVIES ADVISORY LLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 245 PARK AVENUE 12TH FLOOR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 101670008 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2022-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 222470361 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE WILLIAM AND ELAINE KAPLAN FAMILY | BusinessNameLine1Txt |
| Business Name Line2 | PRIVATE FOUNDATION | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | WILL | BusinessNameControlTxt |
| Phone | 8455655400 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | CO PKFOD 11 BALMVILLE ROAD | AddressLine1Txt |
| City | NEWBURGH | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 125502047 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | DAVID MARKS | PersonNm |
| Person Title | TREASURER | PersonTitleTxt |
| Phone | 8455655400 | PhoneNum |
| Signature | 2023-11-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | DAVID | PersonFirstNm |
| Person Last | MARKS | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IRS Responsible Prty Info Curr | 0 | IRSResponsiblePrtyInfoCurrInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | THOMAS F BLANEY CPA | PreparerPersonNm |
| PTIN | P00234022 | PTIN |
| Phone | 2122862600 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2022 | TaxYr |
| Build TS | 2023-04-26 12:10:37Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $56,712,495 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $14,053 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $14,053 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $1,162,343 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,233,217 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $399,365 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $15,863,263 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $373,950 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $199,318 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $129,350 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $1,775,079 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,750,570 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $90,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $90,000 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $54,648 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $54,648 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $32,600 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $32,600 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $310,637 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $289,637 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $21,000 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $155,619 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $619 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Occupancy Rev And Expnss | $72,200 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $0 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $72,200 | OccupancyDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $81,592 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $21,498 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $81,340 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $797,296 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $311,754 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $351,788 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $5,067,752 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $5,067,752 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $5,865,048 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $311,754 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $5,419,540 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$4,089,969 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,438,816 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $799,098 | CashBOYAmt |
| Cash EOY | $273,235 | CashEOYAmt |
| Cash EOYFMV | $273,235 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $1,633,060 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $2,611,676 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $2,611,676 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $2,905,474 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $1,140,400 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $1,119,656 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $16,877,550 | CorporateStockBOYAmt |
| Corporate Stock EOY | $16,400,648 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $15,154,608 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $5,133,949 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $6,934,563 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $6,616,452 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $32,692,695 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $28,510,335 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $30,855,868 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $11,000 | LandBldgEquipCostOrOtherBssAmt |
| Land BOY | $0 | LandBOYAmt |
| Land EOY | $11,000 | LandEOYAmt |
| Land EOYFMV | $11,000 | LandEOYFMVAmt |
| Other Assets BOY | $0 | OtherAssetsBOYAmt |
| Other Assets EOY | $70,000 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $70,000 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $60,041,826 | TotalAssetsBOYAmt |
| Total Assets EOY | $55,951,857 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $56,712,495 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $60,041,826 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $55,951,857 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $60,041,826 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $55,951,857 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $60,041,826 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $55,951,857 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $60,041,826 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$4,089,969 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $55,951,857 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $55,951,857 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (37 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | $15,700,317 | $15,821,802 | -$121,485 | -$121,485 | |
| GOLDENTREEE OFFSHORE LTD. | $15,125 | $2,035 | $13,090 | $13,090 | P |
| LIGHT STREET XENON LTD. | $30,957 | $28,500 | $2,457 | $2,457 | P |
| PSAM WORLD ARB FUND LIMITED | $78,015 | $28,658 | $49,357 | $49,357 | P |
| SCULPTOR OF II PRIVATE INVESTORS OFFSHORE LTD. | $22,290 | $10,227 | $12,063 | $12,063 | P |
| YORK CREDIT OPPORTUNITIES UNIT TRUST | $14,633 | $14,340 | $293 | $293 | P |
| AESSF III PRIVATE INVESTORS OFFSHORE, L.P. | -$773 | -$773 | P | ||
| AIF VIII PRIVATE INVESTORS OFFSHORE, L.P. | $38,290 | $38,290 | P | ||
| AP X PRIVATE INVESTORS OFFSHORE, L.P. | -$1,070 | -$1,070 | P | ||
| BCP VI PRIVATE INVESTORS OFFSHORE, LP | $53,174 | $53,174 | P | ||
| BLACKSTONE GSO PRIVATE INVESTORS, L.P. (OFFSHORE) | -$757 | -$757 | P | ||
| BSREP II (BROOKFIELD) PRIVATE INVESTORS OFFSHORE, L.P. | -$44,784 | -$44,784 | P | ||
| CADUCEUS ASIA CPI PRIVATE INVESTORS OFFSHORE, L.P. | -$16,389 | -$16,389 | P | ||
| CCMP III PRIVATE INVESTORS OFFSHORE, L.P. | $204,941 | $204,941 | P | ||
| CERBERUS VI PRIVATE INVESTORS OFFSHORE, L.P. | -$1,596 | -$1,596 | P | ||
| COATUE EARLY STAGE FUND PRIVATE INVESTORS (CAYMAN), L.P. | -$1,332 | -$1,332 | P | ||
| GIF V PRIVATE INVESTORS OFFSHORE LP | $80,780 | $80,780 | P | ||
| GSO PRIVATE INVESTORS OFFSHORE III | -$17,902 | -$17,902 | P | ||
| HIGHBRIDGE MEZZANINE PARTNERS, L.P. (OFFSHORE) | $110,720 | $110,720 | P | ||
| HPS MEZZANINE PRIVATE INVESTORS OFFSHORE II L.P. | $148,679 | $148,679 | P | ||
| HPS MEZZANINE PRIVATE INVESTORS OFFSHORE 2019 L.P. | -$18,296 | -$18,296 | P | ||
| KKR ASIAN FUND PRIVATE INVESTORS OFFSHORE L.P. | $1,472 | $1,472 | P | ||
| KKR ASIAN FUND II PRIVATE INVESTORS OFFSHORE, L.P. | -$2,970 | -$2,970 | P | ||
| LC ASIA 3 PRIVATE INVESTORS OFFSHORE | -$860 | -$860 | P | ||
| LION CAPITAL II PRIVATE INVESTORS OFFSHORE, L.P. | -$202,543 | -$202,543 | P | ||
| PEG DIGITAL GROWTH FUND OFFSHORE SPECIAL II LP | $15,995 | $15,995 | P | ||
| PEG DIGITAL GROWTH FUND OFFSHORE LP | $1,098 | $1,098 | P | ||
| PROVIDENCE VIII PRIVATE INVESTORS OFFSHORE, L.P. | -$1,633 | -$1,633 | P | ||
| PROVIDENCE VII PRIVATE INVESTORS, LP (OFFSHORE) | $68,012 | $68,012 | P | ||
| RIVERSTONE GLOBAL ENERGY AND POWER OFFSHORE IV, LP | $8,536 | $8,536 | P | ||
| RIVERSTONE GLOBAL ENERGY AND POWER PRIVATE INVESTORS V, LP (OFFSHORE) | -$12,552 | -$12,552 | P | ||
| SLA PRIVATE INVESTORS OFFSHORE | -$1,335 | -$1,335 | P | ||
| STARWOOD SOF XI PRIVATE INVESTORS OFFSHORE 2, L.P. | -$3,533 | -$3,533 | P | ||
| VINTAGE EUROPEAN OPPORTUNITY FUND OFFSHORE, LP | $3,899 | $3,899 | P | ||
| JPM US I&G DOMESTIC GROWTH REIT INC. | $120 | $120 | P | ||
| THRU SCHEDULE K-1'S | $8,858 | $8,858 | P | ||
| CAPITAL GAINS DIVIDENDS | $1,926 | $1,926 | $1,926 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $373,950 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $20,000 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $20,000 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $20,000 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $50,648 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $50,648 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $30,648 | OverpaymentAmt |
| Applied To ES Tax | $30,648 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DAVID MARKS TREASURER | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 8455655400 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O PKFOD 11 BALMVILLE ROAD | AddressLine1Txt |
| City | NEWBURGH | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 125502047 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (1) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (11 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| WILLIAM KAPLAN | ||||||||
| C/O PKFOD LLP 11 BALMVILLE RD | NEWBURGH | NY | 12550 | DIRECTOR, CHAIRMAN | 1.00 | $0 | $0 | $0 |
| JOAN P KAPLAN | ||||||||
| C/O PKFOD LLP 11 BALMVILLE RD | NEWBURGH | NY | 12550 | DIRECTOR, PRESIDENT | 20.00 | $90,000 | $0 | $0 |
| AMY KAPLAN | ||||||||
| C/O PKFOD LLP 11 BALMVILLE RD | NEWBURGH | NY | 12550 | DIRECTOR, VICE PRESIDENT | 1.00 | $0 | $0 | $0 |
| DAVID MARKS | ||||||||
| C/O PKFOD LLP 11 BALMVILLE RD | NEWBURGH | NY | 12550 | DIRECTOR, TREASURER | 1.00 | $0 | $0 | $0 |
| RICHARD J DRAKE ESQ | ||||||||
| C/O PKFOD LLP 11 BALMVILLE RD | NEWBURGH | NY | 12550 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| DR HAROLD KAPLAN | ||||||||
| C/O PKFOD LLP 11 BALMVILLE RD | NEWBURGH | NY | 12550 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| A VINCENT MAZZIE | ||||||||
| C/O PKFOD LLP 11 BALMVILLE RD | NEWBURGH | NY | 12550 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| JAMES O'DONNELL | ||||||||
| C/O PKFOD LLP 11 BALMVILLE RD | NEWBURGH | NY | 12550 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| JUSTIN RIDER | ||||||||
| C/O PKFOD LLP 11 BALMVILLE RD | NEWBURGH | NY | 12550 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| IAN RIEGER | ||||||||
| C/O PKFOD LLP 11 BALMVILLE RD | NEWBURGH | NY | 12550 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| GLEN L HELLER ESQ | ||||||||
| C/O PKFOD LLP 11 BALMVILLE RD | NEWBURGH | NY | 12550 | SECRETARY | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC | |||||
| 299 PARK AVENUE 26TH FLOOR | NEW YORK | NY | 10171 | INVESTMENT ADVISORY | $289,637 |
| DRAKE LOEB PLLC | |||||
| 555 HUDSON VALLEY AVENUE | NEW WINDSOR | NY | 12553 | LEGAL SERVICES | $54,648 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $58,313,104 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $4,078,345 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $62,391,449 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $62,391,449 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $935,872 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $61,455,577 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $3,072,779 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $3,072,779 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $20,000 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $20,000 | TotalTaxAmt |
| Distributable Before Adj | $3,052,779 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $70,000 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $3,122,779 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $3,122,779 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $5,419,540 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $5,419,540 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $3,122,779 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $1,056,258 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $63,018 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr2 | $523,133 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $432,534 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $2,074,943 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $5,419,540 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $3,122,779 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $2,296,761 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $4,371,704 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $1,056,258 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $3,315,446 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $63,018 | ExcessFromYear4Amt |
| Excess From Year2 | $523,133 | ExcessFromYear2Amt |
| Excess From Year1 | $432,534 | ExcessFromYear1Amt |
| Excess From Current Year | $2,296,761 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (67 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| A BETTER CHANCE OF WESTPORT INC | |||||||
| PO BOX 2153 | WESTPORT | CT | 06880 | N/A | PC | OPERATING SUPPORT | $1,000 |
| ACCESS SUPPORTS FOR LIVING FOUNDATION | |||||||
| 15 FORTUNE RD | WEST MIDDLETOWN | NY | 10941 | N/A | PC | OPERATING SUPPORT | $128,000 |
| BETHEL WOODS CENTER FOR THE ARTS | |||||||
| 200 HURT ROAD | BETHEL | NY | 12720 | N/A | PC | OPERATING SUPPORT | $57,970 |
| BISHOP DUNN MEMORIAL SCHOOL | |||||||
| 50 GIDNEY AVENUE | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $1,000 |
| CARE DIMENSIONS | |||||||
| 75 SYLVAN STREET STE B-102 | DANVERS | MA | 01923 | N/A | PC | OPERATING SUPPORT | $50,000 |
| CENTRAL SYNAGOGUE | |||||||
| 123 EAST 55TH STREET | NEW YORK | NY | 10022 | N/A | PC | OPERATING SUPPORT | $5,000 |
| CHABAD OF EASTERN ORANGE COUNTY INC | |||||||
| 2 LISA LANE | NEW WINDSOR | NY | 12553 | N/A | PC | OPERATING SUPPORT | $37,800 |
| CHOSIN FEW LEATHERNECKS MC INC | |||||||
| 30 LAWRENCE AVE | NEW WINDSOR | NY | 12553 | N/A | PC | OPERATING SUPPORT | $10,000 |
| CITY OF NEWBURGH PBA | |||||||
| 645 GIDNEY AVENUE | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $800 |
| COLUMBIA SCHOOL OF SOCIAL WORK | |||||||
| 1255 AMSTERDAM AVE | NEW YORK | NY | 10027 | N/A | PC | OPERATING SUPPORT | $12,000 |
| COMMUNITY FOUNDATION OF ORANGE & SULLIVAN | |||||||
| 30 SCOTTS CORNERS DRIVE STE 230 | MONTGOMERY | NY | 12549 | N/A | PC | PHOTOGRAPHERS FOR HOPE | $15,000 |
| COMMUNITY FOUNDATION OF ORANGE & SULLIVAN | |||||||
| 30 SCOTTS CORNERS DRIVE STE 230 | MONTGOMERY | NY | 12549 | N/A | PC | PRESIDENT'S CIRCLE | $21,000 |
| COMMUNITY FOUNDATION OF ORANGE & SULLIVAN | |||||||
| 30 SCOTTS CORNERS DRIVE STE 230 | MONTGOMERY | NY | 12549 | N/A | PC | OPERATING SUPPORT | $12,300 |
| COMMUNITY FOUNDATION OF ORANGE & SULLIVAN | |||||||
| 30 SCOTTS CORNERS DRIVE STE 230 | MONTGOMERY | NY | 12549 | N/A | PC | MOROH FUND | $20,000 |
| CONGREGATION AGUDAS ISRAEL | |||||||
| 290 NORTH STREET | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $100,300 |
| CORNERSTONE FAMILY HEALTHCARE | |||||||
| PO POX 306 | NEWBURGH | NY | 12551 | N/A | PC | OPERATING SUPPORT | $44,800 |
| CRONOMER VALLEY FIRE DEPARTMENT | |||||||
| 17 KENDELL DR | WAPPINGERS FALLS | NY | 12590 | N/A | PC | OPERATING SUPPORT | $1,000 |
| DOMINICAN SISTERS OF HOPE | |||||||
| 115 SOUTH STREET | MIDDLETOWN | NY | 10940 | N/A | PC | OPERATING SUPPORT | $5,000 |
| DUTCHESS DEBS | |||||||
| 10 STATE STREET | NEWBURYPORT | NY | 01950 | N/A | PC | OPERATING SUPPORT | $3,800 |
| FIRST REFORMED CHURCH OF FISHKILL | |||||||
| 23 GARRISONS LANDING | GARRISON | NY | 10524 | N/A | PC | OPERATING SUPPORT | $700 |
| FOUNDATION FOR NEUROLOGIC DISEASE | |||||||
| 211 DUPONT AVENUE | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $100,000 |
| GARRISON ART CENTER | |||||||
| 189 MONTGOMERY ST | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $500 |
| GIFT OF LIFE MARROW REGISTRY | |||||||
| 5901 BROKEN SOUND PKWY NW SUITE 600 | BOCA RATON | FL | 33487 | N/A | PC | STEP FOR LIFE | $4,600 |
| GREATER NEWBURGH SYMPHONY ORCHESTRA | |||||||
| PO BOX 10002 | NEWBURGH | NY | 12552 | N/A | PC | OPERATING SUPPORT | $10,540 |
| HABITAT FOR HUMANITY OF GREATER NEWBURGH | |||||||
| 125 WASHINGTON STREET | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $123,000 |
| HOOK ELITE BOXING MINISTRY LIFE SKILLS | |||||||
| 401 WASHINGTON ST | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $11,000 |
| HOSPICE OF ORANGE & SULLIVAN COUNTIES | |||||||
| 800 STONY BROOK COURT | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $87,930 |
| HUDSON HIGHLANDS NATURE MUSEUM | |||||||
| 120 MUSER DR | CORNWALL | NY | 12518 | N/A | PC | OPERATING SUPPORT | $11,540 |
| INDEPENDENT LIVING INC | |||||||
| 5 WASHINGTON TERRACE | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $900 |
| INSPIRE FOUNDATION INC | |||||||
| 1866 OCEAN AVENUE | BROOKLLYN | NY | 11230 | N/A | PC | OPERATING SUPPORT | $1,500 |
| KOL YISRAEL | |||||||
| PO BOX 27106 | NEW YORK | NY | 10087 | N/A | PC | OPERATING SUPPORT | $380,000 |
| LIBERTY SCIENCE CENTER | |||||||
| 222 JERSEY CITY BLVD | JERSEY CITY | NJ | 07305 | N/A | PC | OPERATING SUPPORT | $2,500 |
| LOCAL 589 | |||||||
| 22 GRAND STREET | NEWBURGH | NY | 12550 | N/A | PC | CITY OF NEWBURGH FIRE DEPARTMENT | $2,500 |
| LOVE FROM HEAVEN | |||||||
| 65 PIN OAK DR | NEW WINDSOR | NY | 12553 | N/A | PC | CHRISTIAN MARTINISI MEMORIAL FUND | $2,500 |
| MEALS ON WHEELS OF GREATER NEWBURGH | |||||||
| 35 CERONE PLACE | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $10,000 |
| MEMORIAL SLOAN KETTERING CANCER CENTER | |||||||
| 374 TEMPLE HILL RD | NEW WINDSOR | NY | 12553 | N/A | PC | OPERATING SUPPORT | $50,000 |
| MENTAL HEALTH AMERICA | |||||||
| 500 MONTGOMERY STREET SUITE 820 | ALEXANDRIA | VA | 22314 | N/A | PC | OPERATING SUPPORT | $1,800 |
| MOUNT SAINT MARY COLLEGE | |||||||
| 180 SOUTH STREET | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $22,200 |
| MOUNT SAINT MARY COLLEGE | |||||||
| 23 WHITE OAK DRIVE | CHESTER | NY | 10918 | N/A | PC | MST CENTER | $150,000 |
| MOUNT SAINT MARY COLLEGE | |||||||
| 23 WHITE OAK DRIVE | CHESTER | NY | 10918 | N/A | PC | DOMINICAN CENTER | $125,000 |
| NEW JERSEY COMMUNITY CAPITAL | |||||||
| 108 CHURCH STREET 3RD FLOOR | NEW BRUNSWICK | NJ | 08901 | N/A | PC | OPERATING SUPPORT | $19,018 |
| NEWBURGH ARMORY UNITY CENTER | |||||||
| 79 ROCK CUT ROAD | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $153,470 |
| NEWBURGH ART SUPPLY LLC | |||||||
| 5 GRAND STREET | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $500 |
| NEWBURGH JEWISH COMMUNITY CENTER | |||||||
| 290 NORTH STREET | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $7,347 |
| NEWBURGH ZION LIONS | |||||||
| 70 DUBOIS STREET | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $10,000 |
| ORANGE COUNTY ARTS COUNCIL | |||||||
| 45 ST JOHN STREET | GOSHEN | NY | 10924 | N/A | PC | JARRETT MARKEL BRIT CAMP (ART SUPPLIES) | $430 |
| ORANGE COUNTY ARTS COUNCIL | |||||||
| 45 ST JOHN STREET | GOSHEN | NY | 10924 | N/A | PC | OPERATING SUPPORT | $5,000 |
| PINE MEADOWS FARM ANIMAL SANCTUARY | |||||||
| 555 HUDSON VALLEY AVENUE STE 100 | NEW WINDSOR | NY | 12553 | N/A | PC | ANIMAL SANCTUARY | $213,167 |
| RONALD MCDONALD HOUSE OF THE GREATER HUDSON VALLEY | |||||||
| 80 WOODS ROAD | VALHALLA | NY | 10595 | N/A | PC | OPERATING SUPPORT | $10,000 |
| SISTER OF ST DOMINIC BLAUVELT NEW YORK | |||||||
| 496 WESTERN HWY S | BLAUVELT | NY | 10913 | N/A | PC | OPERATING SUPPORT | $2,500 |
| SLCH FOUNDATION | |||||||
| ONE CHILDRENS PLACE | ST LOUIS | MO | 63110 | N/A | PC | OPERATING SUPPORT | $15,500 |
| ST LUKES CORNWALL HEALTH SYSTEM FOUNDATION INC | |||||||
| 70 DUBOIS STREET | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $15,000 |
| ST GEORGE'S EPISCOPAL CHURCH | |||||||
| 105 GRAND STREET | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $15,000 |
| ST LUKES CORNWALL HOSPITAL | |||||||
| 70 DUBOIS STREET | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $2,428,000 |
| ST MARY'S CATHOLIC CHURCH | |||||||
| 1209 ROUTE 9W | MARLBORO | NY | 12542 | N/A | PC | OPERATING SUPPORT | $16,000 |
| ST MARY'S HOSPITAL FOR CHILDREN | |||||||
| 29-01 216TH STREET | BAYSIDE | NY | 11360 | N/A | PC | OPERATING SUPPORT | $10,000 |
| ST NICHOLAS GREEK ORTHODOX CHURCH | |||||||
| 19 FULLERTON AVE | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $11,800 |
| STORM KING ART CENTER | |||||||
| 1 MUSEUM ROAD | NEW WINDSOR | NY | 12553 | N/A | PC | OPERATING SUPPORT | $47,500 |
| STORM KING SCHOOL | |||||||
| 314 MOUNTAIN ROAD | CORNWALLONHUDSON | NY | 12520 | N/A | PC | OPERATING SUPPORT | $100,000 |
| SUNY ORANGE FOUNDATION | |||||||
| 115 SOUTH STREET | MIDDLETOWN | NY | 10940 | N/A | PC | OPERATING SUPPORT | $250,000 |
| TEMPLE BETH JACOB | |||||||
| 290 NORTH STREET | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $2,900 |
| TOWN OF NEWBURGH | |||||||
| 1496 ROUTE 300 | NEWBURGH | NY | 12550 | N/A | PC | DESMOND CAMPUS | $100,000 |
| VISION HUDSON VALLEY | |||||||
| PO BOX 525 | SUGAR LOAF | NY | 10981 | N/A | PC | OPERATING SUPPORT | $2,500 |
| WALKWAY OVER THE HUDSON | |||||||
| 87 HAVILAND ROAD | HIGHLAND | NY | 12528 | N/A | PC | STARRY NIGHT FUNDRAISER | $2,500 |
| WHITNEY MUSEUM OF AMERICAN ART | |||||||
| 99 GANSEVOORT STREET | NEW YORK | NY | 10014 | N/A | PC | OPERATING SUPPORT | $140 |
| WTBQ | |||||||
| 179 SANFORDVILLE ROAD | WARWICK | NY | 10990 | N/A | PC | OPERATING SUPPORT | $1,500 |
| YOUTH OPPORTUNITIES UNDERLINING RESILIENT SOLUTIONS INC | |||||||
| C/O WRIGHT 140 ELGAR PLACE 33L | BRONX | NY | 10475 | N/A | PC | OPERATING SUPPORT | $2,500 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $5,067,752 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (13 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| ACCESS SUPPORTS FOR LIVING FOUNDATION | |||||||
| 15 FORTUNE RD | WEST MIDDLETOWN | NY | 10941 | N/A | PC | OPERATING SUPPORT | $500,000 |
| CARE DIMENSIONS | |||||||
| 75 SYLVAN STREET STE B-102 | DANVERS | MA | 01923 | N/A | PC | OPERATING SUPPORT | $50,000 |
| CONGREGATION AGUDAS ISRAEL | |||||||
| 290 NORTH STREET | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $50,000 |
| FOUNDATION FOR NEUROLOGIC DISEASES | |||||||
| 10 STATE STREET | NEWBURYPORT | MA | 01950 | N/A | PC | OPERATING SUPPORT | $1,300,000 |
| HABITAT FOR HUMANITY OF GREATER NEWBURGH | |||||||
| 125 WASHINGTON STREET | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $200,000 |
| HUDSON HIGHLANDS NATURE MUSEUM | |||||||
| 120 MUSER DR | CORNWALL | NY | 12518 | N/A | PC | OPERATING SUPPORT | $200,000 |
| KOL YISRAEL | |||||||
| PO BOX 27106 | NEW YORK | NY | 10087 | N/A | PC | OPERATING SUPPORT | $650,000 |
| MEMORIAL SLOAN KETTERING CANCER CENTER | |||||||
| 374 TEMPLE HILL RD | NEW WINDSOR | NY | 12553 | N/A | PC | OPERATING SUPPORT | $50,000 |
| MOUNT SAINT MARY COLLEGE | |||||||
| 23 WHITE OAK DRIVE | CHESTER | NY | 10918 | N/A | PC | DOMINICAN CENTER | $1,875,000 |
| MOUNT SAINT MARY COLLEGE | |||||||
| 180 SOUTH STREET | NEWBURGH | NY | 12550 | N/A | PC | MATH, SCIENCE AND TECH BUILDING | $1,950,000 |
| ST LUKES CORNWALL HOSPITAL | |||||||
| 70 DUBOIS STREET | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $1,000,000 |
| SUNY ORANGE FOUNDATION | |||||||
| 115 SOUTH STREET | MIDDLETOWN | NY | 10940 | N/A | PC | OPERATING SUPPORT | $3,250,000 |
| TOWN OF NEWBURGH | |||||||
| 1496 ROUTE 300 | NEWBURGH | NY | 12550 | N/A | PC | DESMOND CAMPUS | $100,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $11,175,000 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $14,053 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,162,343 | ExclusionAmt |
Other Investment Income OtherInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 01 | ExclusionCd |
| Exclusion | $129,318 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $399,365 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | GRANT REFUND | Desc |
| Exclusion | 01 | ExclusionCd |
| Exclusion | $70,000 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,775,079 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,775,079 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING AND TAX RETURN PREPARATION | CategoryTxt |
| Amt | $32,600 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $32,600 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (119 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AFLAC INC B/E 2.875% DUE 10/15/26 (15,000.000 QTY) | $14,603 | $13,983 |
| AIR LEASE CORP 2.875% DUE 1/15/26 (426,000.000 QTY) | $398,813 | $394,527 |
| AIR LEASE CORP NTS B/E 3.000% DUE 9/15/23 (92,000.000 QTY) | $93,392 | $90,436 |
| ALTRIA GROUP INC B/E 2.950% DUE 5/2/23 (15,000.000 QTY) | $14,676 | $14,889 |
| AMERICAN HONDA FIN 2.150% DUE 9/10/24 (35,000.000 QTY) | $34,990 | $33,420 |
| AMERIPRISE FINANCIAL INC 2.875% DUE 9/15/26 (19,000.000 QTY) | $18,980 | $17,668 |
| AMERIPRISE FINANCIAL INC 3.700% DUE 10/15/24 (25,000.000 QTY) | $25,293 | $24,380 |
| APPLE INC B/E 3.250% DUE 2/23/26 (16,000.000 QTY) | $16,166 | $15,382 |
| APPLE INC NTS B/E 3.450% DUE 5/6/24 (45,000.000 QTY) | $45,792 | $44,196 |
| ASTRAZENECA FIN LLC 1.200% DUE 5/28/26 (400,000.000 QTY) | $362,812 | $356,548 |
| AVALONBAY COMMUNITIES 3.200% DUE 1/15/28 (15,000.000 QTY) | $14,940 | $13,735 |
| AVALONBAY COMMUNITIES MED TERM NTS 3.450% DUE 6/1/25 (15,000.000 QTY) | $14,551 | $14,456 |
| BALTIMORE GAS & ELEC CO 2.400% DUE 8/15/26 (27,000.000 QTY) | $26,889 | $24,936 |
| BANK OF AMER CORP MED TERM NTS 3.300% DUE 1/11/23 (12,000.000 QTY) | $12,002 | $11,996 |
| BANK OF AMER CORP MED TERM NTS 4.200% DUE 8/26/24 (326,000.000 QTY) | $343,659 | $321,126 |
| BANK OF AMER CORP NTS 5BP FIX TO FLOA 3.366% DUE 1/23/26 (40,000.000 QTY) | $41,179 | $38,228 |
| BANK OF AMER CORP NTS B/E 3.500% DUE 4/19/26 (34,000.000 QTY) | $33,208 | $32,429 |
| BANK OF NOVA SCOTIA NTS B/E 3.400% DUE 2/11/24 (65,000.000 QTY) | $66,090 | $63,943 |
| BANK OF NOVA SOT NTS 1.350% DUE 6/24/26 (400,000.000 QTY) | $361,736 | $355,088 |
| BB&T CORP MED TERM NTS B/E 2.850% DUE 10/26/24 (60,000.000 QTY) | $58,729 | $57,881 |
| BERKSHIRE HATHAWAY INC 2.750% DUE 3/15/23 (45,000.000 QTY) | $45,037 | $44,807 |
| BK OF AMER CORP 3.559% DUE 4/23/27 (75,000.000 QTY) | $81,052 | $70,352 |
| BK OF AMER CORP B/E MED TERM NTS 3.875% DUE 8/1/25 (15,000.000 QTY) | $15,233 | $14,615 |
| BLACKROCK INC NTS B/E 3.500% DUE 3/15/24 (15,000.000 QTY) | $15,133 | $14,760 |
| BOEING CO DEBS 7.250% DUE 6/15/25 (10,000.000 QTY) | $10,899 | $10,469 |
| BROOKFIELD FIN LLC NTS 4.000% DUE 4/1/24 (15,000.000 QTY) | $14,840 | $14,772 |
| BURLINGTON NTHN SANTA FE 3.400% DUE 9/1/24 (15,000.000 QTY) | $15,667 | $14,640 |
| CAN IMPERIAL BANK NTS B/E 3.500% DUE 9/13/23 (15,000.000 QTY) | $15,059 | $14,857 |
| CANADIAN IMPERIAL BANK NTS B/E 2.250% DUE 1/28/25 (32,000.000 QTY) | $31,960 | $30,220 |
| CHARLES SCHWAB CORP B/E 3.200% DUE 1/25/28 (10,000.000 QTY) | $10,020 | $9,333 |
| CHARTER COMM OPT LLC/CAP 4.908% DUE 7/23/25 (206,000.000 QTY) | $220,961 | $202,065 |
| CITIGROUP INC B/E 3.200% DUE 10/21/26 (95,000.000 QTY) | $93,774 | $87,985 |
| CITIGROUP INC NTS 3.400% DUE 5/1/26 (214,000.000 QTY) | $208,390 | $203,047 |
| CITIGROUP INC NTS B/E 3.352% DUE 4/24/25 (30,000.000 QTY) | $31,101 | $29,067 |
| CME GROUP INC 3.000% DUE 3/15/25 (20,000.000 QTY) | $19,878 | $19,338 |
| COLUMBIA PIPELINE GROUP 4.500% DUE 6/1/25 (50,000.000 QTY) | $52,296 | $49,268 |
| COMCAST CORP 3.150% DUE 2/15/25 (244,000.000 QTY) | $234,778 | $225,507 |
| COMCAST CORP B/E 2.350% DUE 1/15/27 (20,000.000 QTY) | $18,314 | $18,198 |
| COMCAST CORP B/E 3.150% DUE 3/1/26 (17,000.000 QTY) | $17,125 | $16,204 |
| COMCAST CORP NEW B/E 3.375% DUE 2/15/25 (20,000.000 QTY) | $19,585 | $19,402 |
| COMERICA INC NTS B/E 3.700% DUE 7/31/23 (45,000.000 QTY) | $45,292 | $44,668 |
| CONNECTICUT LIGHT & PWR 3.200% DUE 3/15/27 (15,000.000 QTY) | $14,949 | $14,093 |
| COSTCO WHSL CORP NTS B/E 5BP 1.375% DUE 6/20/27 (20,000.000 QTY) | $19,955 | $17,545 |
| DOMINION GAS HLDGS LLC 3.550% DUE 11/1/23 (15,000.000 QTY) | $14,894 | $14,803 |
| ELI LILLY & CO B/E 3.375% DUE 3/15/29 (9,000.000 QTY) | $8,986 | $8,443 |
| ENTERGY ARK INC B/E 3.050% DUE 6/1/23 (13,000.000 QTY) | $12,994 | $12,901 |
| EXXON MOBIL CORP B/E 3.043% DUE 3/1/26 (14,000.000 QTY) | $14,000 | $13,368 |
| EXXON MOBIL CORP NTS B/E 2.019% DUE 8/16/24 (15,000.000 QTY) | $15,316 | $14,354 |
| GENL MOTORS FINL CO INC 2.900% DUE 2/26/25 (316,000.000 QTY) | $318,325 | $299,429 |
| GENL MOTORS FINL CO INC 4.350% DUE 1/17/27 (34,000.000 QTY) | $36,902 | $32,337 |
| GILEAD SCIENCES INC B/E 3.700% DUE 4/1/24 (45,000.000 QTY) | $45,773 | $44,251 |
| GOLDMAN SACHS GROUP INC 3.850% DUE 1/26/27 (76,000.000 QTY) | $78,068 | $72,338 |
| HOME DEPOT INC B/E 2.125% DUE 9/15/26 (35,000.000 QTY) | $32,497 | $32,071 |
| HOME DEPOT INC NTS B/E 3.900% DUE 12/6/28 (15,000.000 QTY) | $14,897 | $14,465 |
| INDIANA MICH PWR CO NTS 3.850% DUE 5/15/28 (30,000.000 QTY) | $29,906 | $28,277 |
| INTUIT INC NTS B/E 0BP 0.950% DUE 7/15/25 (30,000.000 QTY) | $29,976 | $27,323 |
| INVESCO FIN PLC B/E 4.000% DUE 1/30/24 (30,000.000 QTY) | $30,127 | $29,538 |
| JOHN DEERE CPTL CORP MED TERM NTS 2.700% DUE 1/6/23 (15,000.000 QTY) | $14,507 | $14,998 |
| JPMORGAN CHASE & CO 0.697% DUE 3/16/24 (2,000.000 QTY) | $1,963 | $1,979 |
| LINCOLN NATL CORP B/E 4.000% DUE 9/1/23 (20,000.000 QTY) | $20,066 | $19,842 |
| MEAD JOHNSON NUTRITION 4.125% DUE 11/15/25 (50,000.000 QTY) | $51,939 | $49,007 |
| METLIFE INC B/E 4.368% DUE 9/15/23 (30,000.000 QTY) | $30,351 | $29,903 |
| MICROSOFT CORP B/E 3.300% DUE 2/6/27 (15,000.000 QTY) | $16,502 | $14,471 |
| MITSUBISHI UFJ FIN GRP NTS B/E 3.741% DUE 3/7/29 (75,000.000 QTY) | $83,382 | $69,479 |
| MORGAN STANLEY B/E 3.875% DUE 4/29/24 (74,000.000 QTY) | $74,071 | $72,877 |
| MORGAN STANLEY B/E 4.000% DUE 7/23/25 (25,000.000 QTY) | $26,887 | $24,445 |
| MORGAN STANLEY NTS B/E 3.700% DUE 10/23/24 (60,000.000 QTY) | $59,364 | $58,589 |
| MORGAN STANLEY NTS B/E 3.875% DUE 1/27/26 (46,000.000 QTY) | $46,279 | $44,500 |
| NATL RURAL UTILS COOP 3.900% DUE 11/1/28 (30,000.000 QTY) | $30,665 | $28,244 |
| NTHN STATES PWR CO B/E 2.600% DUE 5/15/23 (15,000.000 QTY) | $15,005 | $14,867 |
| ONCOR ELEC DELIVERY NTS 2.950% DUE 4/1/25 (30,000.000 QTY) | $29,552 | $28,829 |
| ORACLE CORP NTS B/E 2.400% DUE 9/15/23 (45,000.000 QTY) | $44,989 | $44,084 |
| ORIX CORP NTS B/E 3.700% DUE /18/27 (30,000.000 QTY) | $29,861 | $28,097 |
| PACIFIC GAS & ELEC NTS 2.100% DUE 8/1/27 (72,000.000 QTY) | $70,040 | $61,528 |
| PFIZER & CO INC B/E 2.5BP 3.450% DUE 3/15/29 (15,000.000 QTY) | $14,965 | $14,134 |
| PHILIP MORRIS INTL INC NTS B/E 2.125% DUE 5/10/23 (20,000.000 QTY) | $19,780 | $19,804 |
| PINNACLE WEST CPTL CORP 5BP 1.300% DUE 6/15/25 (23,000.000 QTY) | $23,356 | $20,954 |
| PLAINS ALL AMER PIPELINE 3.600% DUE 11/1/24 (392,000.000 QTY) | $408,225 | $379,178 |
| PLAINS ALL AMER PIPELINE 4.650% DUE 10/15/25 (46,000.000 QTY) | $49,083 | $45,057 |
| PNC FINL SERV GRP INC WT EXP B/E 3.450% DUE 4/23/29 (30,000.000 QTY) | $33,527 | $27,524 |
| POTOMAC ELEC PWR CO B/E 3.600% DUE 3/15/24 (15,000.000 QTY) | $15,130 | $14,749 |
| PRECISION CASTPARTS CORP 3.250% DUE 6/15/25 (15,000.000 QTY) | $15,012 | $14,469 |
| PRINCIPAL FINANCIAL GROUP 3.125% DUE 5/15/23 (13,000.000 QTY) | $12,982 | $12,908 |
| PRUDENTIAL FINL INC 3.878% DUE 3/27/28 (10,000.000 QTY) | $10,000 | $9,605 |
| PRUDENTIAL FINL INC NTS 1.500% DUE 3/10/26 (15,000.000 QTY) | $15,133 | $13,501 |
| PUBLIC STORAGE B/E 3.385% DUE 5/1/29 (10,000.000 QTY) | $9,981 | $9,100 |
| QUALCOMM INC NTS B/E 3.250% DUE 5/20/27 (19,000.000 QTY) | $18,950 | $18,059 |
| REALTY INCOME CORP B/E 3.000% DUE 1/15/27 (15,000.000 QTY) | $13,970 | $13,890 |
| REALTY INCOME CORP B/E 3.650% DUE 1/15/28 (15,000.000 QTY) | $14,975 | $14,013 |
| REALTY INCOME CORP B/E 3.875% DUE 7/15/24 (15,000.000 QTY) | $14,993 | $14,731 |
| ROYAL BANK OF CANADA 3.970% DUE 7/26/24 (400,000.000 QTY) | $399,780 | $393,984 |
| SAN DIEGO GAS & ELEC NTS 2.500% DUE 5/15/26 (14,000.000 QTY) | $13,955 | $12,980 |
| SCHLUMBERGER FIN CANADA 0BP 1.400% DUE 9/17/25 (15,000.000 QTY) | $14,982 | $13,751 |
| SEMPRA ENERGY NTS 3.400% DUE 2/1/28 (390,000.000 QTY) | $389,537 | $362,505 |
| SHELL INTL FIN NTS B/E 0BP 3.250% DUE 5/11/25 (40,000.000 QTY) | $40,114 | $38,788 |
| SIERRA PAC POWER CO B/E 3.375% DUE 8/15/23 (30,000.000 QTY) | $30,779 | $29,687 |
| SIMON PPTY GROUP LP B/E 3.375% DUE 10/1/24 (20,000.000 QTY) | $19,804 | $19,410 |
| SIMON PPTY GROUP LP NTS 3.750% DUE 2/1/24 (25,000.000 QTY) | $25,191 | $24,619 |
| STATE STREET CORP B/E 3.550% DUE 8/18/25 (25,000.000 QTY) | $25,507 | $24,323 |
| SUMITOMO MITSUI FINL GRP 3.544% DUE 1/17/28 (216,000.000 QTY) | $203,725 | $199,532 |
| SUMITOMO MITSUI FINL GRP NTS B/E 3.102% DUE 1.17/23 (50,000.000 QTY) | $49,171 | $49,968 |
| SUNTRUST BANK NTS B/E 3.200% DUE 4/1/24 (30,000.000 QTY) | $30,052 | $29,298 |
| TJX COS INC B/E 2.250% DUE 9/5/26 (15,000.000 QTY) | $15,689 | $13,737 |
| TORONTO-DOMINION BANK 0BP 0.750% DUE 9/11/25 (20,000.000 QTY) | $19,954 | $17,868 |
| TOTAL CAPITAL INTL SA 3.750% DUE 4/10/24 (15,000.000 QTY) | $15,181 | $14,794 |
| TOTAL CAPITAL INTL SA 5BP 3.455% DUE 2/19/29 (15,000.000 QTY) | $15,000 | $13,945 |
| TOYOTA MOTOR CRDT CORP 0BP 1.800% DUE 2/13/25 (35,000.000 QTY) | $35,784 | $32,912 |
| UNITED HEALTH GROUP INC 1.250% DUE 1/15/26 (15,000.000 QTY) | $14,942 | $13,612 |
| UNITEDHEALTH GROUP INC 2.950% DUE 10/15/27 (12,000.000 QTY) | $11,900 | $11,108 |
| US BANCORP B/E 3.000% DUE 7/30/29 (15,000.000 QTY) | $14,999 | $13,205 |
| US BANCORP NTS B/E 1.450% DUE 5/12/25 (57,000.000 QTY) | $56,934 | $52,888 |
| VIRGINIA ELEC & POWER CO 3.450% DUE 2/15/24 (14,000.000 QTY) | $14,090 | $13,754 |
| WELLPOINT INC NTS B/E 3.300% DUE 1/15/23 (15,000.000 QTY) | $15,112 | $14,989 |
| WELLS FARGO & CO 3.750% DUE 12/4/24 (35,000.000 QTY) | $35,428 | $34,534 |
| WELLS FARGO & CO 5BP NTS 2.406% DUE 10/30/25 (35,000.000 QTY) | $35,000 | $33,115 |
| WELLS FARGO & CO MED TERM NTS 4.100% DUE 6/3/26 (30,000.000 QTY) | $30,134 | $29,071 |
| WELLS FARGO & CO NTS B/E 3.450% DUE 2/13/23 (30,000.000 QTY) | $29,991 | $29,944 |
| WESTPAC BANKING CORP B/E 2.850% DUE 5/13/26 (30,000.000 QTY) | $27,846 | $28,176 |
| WESTPAC BANKING CORP NTS B/E 2.350% DUE 3/19/25 (36,000.000 QTY) | $36,038 | $34,183 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (191 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ABBOTT LABS (ABT) 2,160.000 SHARES | $233,578 | $237,146 |
| ABBVIE INC (ABBV) 1,058.000 SHARES | $156,762 | $170,983 |
| ACCENTURE PLC IRELAND CL A (ACN) 449.000 SHARES | $129,302 | $119,811 |
| ADOBE INC (ADBE) 181.000 SHARES | $90,190 | $60,912 |
| ALCON INC CHF (ALC) 698.000 SHARES | $48,312 | $47,848 |
| ALLEGION PLC (ALLE) 868.000 SHARES | $119,402 | $91,366 |
| ALLEGRO MICROSYSTEMS INC DEL (ALGM) 484.000 SHARES | $13,038 | $14,530 |
| ALPHABET INC CL A (GOOGL) 3,560.000 SHARES | $429,535 | $314,099 |
| AMAZON.COM INC (AMZN) 2,900.000 SHARES | $472,087 | $243,600 |
| AMER ELECTRIC POWER CO (AEP) 1,167.000 SHARES | $101,542 | $110,807 |
| AMERICAN TOWER CORP REIT (AMT) 424.000 SHARES | $107,406 | $89,829 |
| AMERIPRISE FINANCIAL INC (AMP) 404.000 SHARES | $105,018 | $125,793 |
| AMGEN INC (AMGN) 484.000 SHARES | $113,776 | $127,118 |
| AMN HEALTHCARE SERVICES INC (AMN) 106.000 SHARES | $12,717 | $10,899 |
| ANALOG DEVICES INC (ADI) 788.000 SHARES | $132,294 | $129,256 |
| ANSYS INC (ANSS) 640.000 SHARES | $191,192 | $154,618 |
| APPLE INC (AAPL) 2,090.000 SHARES | $261,908 | $271,554 |
| APPLIED MATERIALS INC (AMAT) 1,048.000 SHARES | $135,187 | $102,054 |
| APTARGROUP INC (ATR) 99.000 SHARES | $10,644 | $10,888 |
| ASPEN TECHNOLOGY INC (AZPN) 354.000 SHARES | $64,669 | $72,712 |
| ATMOS ENERGY CORP (ATO) 498.000 SHARES | $52,421 | $55,811 |
| AUTODESK INC (ADSK) 239.000 SHARES | $43,993 | $44,653 |
| AUTOMATIC DATA PROCESSNG INC (ADP) 288.000 SHARES | $59,492 | $68,792 |
| AVISTA CORP (AVA) 188.000 SHARES | $8,386 | $8,336 |
| AZENTA INC (AZTA) 113.000 SHARES | $10,432 | $6,579 |
| BALL CORP (BALL) 165.000 SHARES | $8,993 | $8,438 |
| BENTLEY SYSTEMS INC CL B (BSY) 3,346.000 SHARES | $186,181 | $123,668 |
| BERKLEY W R CORP (WRB) 2,440.000 SHARES | $125,699 | $177,071 |
| BJS WHSL CLUB HLDGS INC (BJ) 317.000 SHARES | $14,932 | $20,973 |
| BLACKBAUD INC (BLKB) 181.000 SHARES | $13,181 | $10,654 |
| BLACKROCK INC (BLK) 131.000 SHARES | $113,523 | $92,831 |
| BLACKSTONE INC (BX) 564.000 SHARES | $62,442 | $41,843 |
| BOSTON SCIENTIFIC CORP (BSX) 2,585.000 SHARES | $108,072 | $119,608 |
| BRIGHT HORIZONS FAMILY SOLUTIONS INC (BFAM) 1,054.000 SHARES | $128,973 | $66,507 |
| BROADCOM INC (AVGO) 301.000 SHARES | $154,320 | $168,298 |
| BURLINGTON STORES INC (BURL) 97.000 SHARES | $23,635 | $19,668 |
| CAMDEN PPTY TR SBI (CPT) 123.000 SHARES | $16,859 | $13,761 |
| CAPITAL ONE FINCL CORP (COF) 523.000 SHARES | $86,150 | $48,618 |
| CHARLES RIVER LABORATORIES (CRL) 552.000 SHARES | $182,713 | $120,281 |
| CHEMED CORP NEW (CHE) 172.000 SHARES | $85,582 | $87,794 |
| CHUBB LTD CHF (CB) 724.000 SHARES | $124,541 | $159,714 |
| CHURCH & DWIGHT CO INC (CHD) 117.000 SHARES | $10,053 | $9,431 |
| CINN FINANCIAL CORP (CINF) 452.000 SHARES | $54,751 | $46,280 |
| CISCO SYSTEMS INC (CSCO) 1,301.000 SHARES | $68,868 | $61,980 |
| COCA COLA CO (KO) 4,740.000 SHARES | $269,553 | $301,511 |
| COMMERCE BANCSHARES (CBSH) 509.000 SHARES | $35,937 | $34,648 |
| CONSTELLATION BRANDS INC CL A (STZ) 185.000 SHARES | $41,132 | $42,874 |
| COOPER COMPANIES INC NEW (COO) 423.000 SHARES | $152,556 | $139,873 |
| COPART INC (CPRT) 1,838.000 SHARES | $113,754 | $111,916 |
| CORTEVA INC (CTVA) 1,466.000 SHARES | $66,652 | $86,171 |
| COSTCO WHOLESALE CORP (COST) 227.000 SHARES | $96,570 | $103,626 |
| COTERRA ENERGY INC (CTRA) 2,065.000 SHARES | $42,936 | $50,737 |
| CROWN CASTLE INTL CORP REIT (CCI) 334.000 SHARES | $64,309 | $45,304 |
| CULLEN FROST BANKERS INC (CFR) 366.000 SHARES | $44,807 | $48,934 |
| CYBER-ARK SOFTWARE LTD ILS (CYBR) 121.000 SHARES | $19,450 | $15,688 |
| DANAHER CORP (DHR) 580.000 SHARES | $146,227 | $153,944 |
| DARLING INTL INC (DAR) 121.000 SHARES | $9,248 | $7,573 |
| DECKERS OUTDOOR CORP (DECK) 63.000 SHARES | $18,041 | $25,147 |
| DIAGEO PLC NEW GB SPON ADR (DEO) 622.000 SHARES | $119,206 | $110,834 |
| DISCOVER FINANCIAL SERVICES (DFS) 492.000 SHARES | $61,050 | $48,132 |
| DOLBY LABORATORIES INC (DLB) 1,327.000 SHARES | $99,551 | $93,607 |
| DOLLAR GEN CORP NEW (DG) 250.000 SHARES | $51,135 | $61,563 |
| EAST WEST BANCORP INC (EWBC) 236.000 SHARES | $17,490 | $15,552 |
| EASTGROUP PROPERTIES INC (EGP) 85.000 SHARES | $14,132 | $12,585 |
| ECOLAB INC (ECL) 273.000 SHARES | $58,238 | $39,738 |
| EOG RESOURCES INC (EOG) 924.000 SHARES | $82,146 | $119,676 |
| EQUIFAX INC (EFX) 542.000 SHARES | $124,734 | $105,343 |
| EQUITY LIFESTYLE PROPERTIES INC REIT (ELS) 530.000 SHARES | $36,332 | $34,238 |
| ESSENTIAL UTILS INC (WTRG) 162.000 SHARES | $7,699 | $7,732 |
| ETSY INC (ETSY) 80.000 SHARES | $8,484 | $9,582 |
| EXPONENT INC (EXPO) 1,143.000 SHARES | $104,033 | $113,260 |
| EXXON MOBIL CORP (XOM) 1,749.000 SHARES | $184,131 | $192,915 |
| FAIR ISAAC CORP (FICO) 137.000 SHARES | $65,955 | $82,005 |
| FEDERAL RLTY INVT TR NEW SBI (FRT) 48.000 SHARES | $5,108 | $4,850 |
| FIRST SOLAR INC (FSLR) 57.000 SHARES | $4,304 | $8,538 |
| FRESHPET INC (FRPT) 113.000 SHARES | $10,949 | $5,963 |
| GENL DYNAMICS CORP (GD) 191.000 SHARES | $36,355 | $47,389 |
| GLOBUS MED INC (GMED) 1,535.000 SHARES | $114,683 | $114,004 |
| HANNON ARMSTRONG SUS INFRASTRUCTURE CAP INC (HASI) 137.000 SHARES | $7,501 | $3,970 |
| HANOVER INSURANCE GROUP INC (THG) 124.000 SHARES | $17,236 | $16,756 |
| HENRY JACK & ASSOC INC (JKHY) 450.000 SHARES | $70,296 | $79,002 |
| HEXCEL CORP NEW (HXL) 227.000 SHARES | $13,920 | $13,359 |
| HOME DEPOT INC (HD) 674.000 SHARES | $212,203 | $212,890 |
| HONEYWELL INTL INC (HON) 1,147.000 SHARES | $240,418 | $245,802 |
| HORACE MANN EDUCATORS CORP NEW (HMN) 261.000 SHARES | $10,317 | $9,754 |
| HOST HOTELS & RESORTS INC (HST) 327.000 SHARES | $5,829 | $5,248 |
| HUNT J B TRANS SVCS INC (JBHT) 125.000 SHARES | $20,448 | $21,795 |
| INGEVITY CORP (NGVT) 166.000 SHARES | $13,932 | $11,693 |
| INTERACTIVE BROKERS GROUP INC CL A (IBKR) 1,493.000 SHARES | $102,829 | $108,019 |
| INTERCONTINENTAL HOTELS GROUP (IHG) 190.000 SHARES | $10,860 | $11,085 |
| INTUITIVE SURGICAL INC (ISRG) 296.000 SHARES | $87,132 | $78,544 |
| IPG PHOTONICS CORP (IPGP) 155.000 SHARES | $26,381 | $14,674 |
| JOHNSON & JOHNSON COM (JNJ) 1,320.000 SHARES | $220,233 | $233,178 |
| JONES LANG LASALLE INC (JLL) 72.000 SHARES | $14,872 | $11,475 |
| JPMORGAN CHASE & CO (JPM) 1,021.000 SHARES | $169,831 | $136,916 |
| LAMB WESTON HLDGS INC (LW) 224.000 SHARES | $17,665 | $20,017 |
| LAUDER ESTEE COS CL A (EL) 295.000 SHARES | $85,959 | $73,192 |
| LENNAR CORP CL A (LEN) 666.000 SHARES | $64,422 | $60,273 |
| LENNOX INTL INC (LII) 366.000 SHARES | $125,482 | $87,558 |
| LEVI STRAUSS & CO (LEVI) 418.000 SHARES | $9,523 | $6,487 |
| LHC GROUP INC (LHCG) 50.000 SHARES | $6,518 | $8,085 |
| LILLY ELI & CO (LLY) 274.000 SHARES | $91,978 | $100,240 |
| LINCOLN ELEC HOLDINGS NEW (LECO) 119.000 SHARES | $15,351 | $17,194 |
| LINDE PLC EUR (LIN) 449.000 SHARES | $133,173 | $146,455 |
| LIVE OAK BANCSHARES INC (LOB) 155.000 SHARES | $10,385 | $4,681 |
| LKQ CORP NEW (LKQ) 162.000 SHARES | $8,019 | $8,652 |
| LPL FINL HLDGS INC COM (LPLA) 672.000 SHARES | $97,937 | $145,266 |
| LTC PROPERTIES INC REAL ESTATE INVESTMNT TR (LTC) 261.000 SHARES | $10,096 | $9,273 |
| MANPOWERGROUP INC (MAN) 110.000 SHARES | $13,360 | $9,153 |
| MARSH & MCLENNAN COS INC (MMC) 719.000 SHARES | $99,862 | $118,980 |
| MARTIN MARIETTA MATERIALS INC (MLM) 172.000 SHARES | $61,373 | $58,131 |
| MCDONALDS CORP (MCD) 685.000 SHARES | $160,034 | $180,518 |
| MEDTRONIC PLC (MDT) 463.000 SHARES | $57,387 | $35,984 |
| MERCK & CO INC (MRK) 499.000 SHARES | $49,830 | $55,364 |
| MERIT MEDICAL SYSTEM INC (MMSI) 177.000 SHARES | $10,626 | $12,500 |
| MERITAGE HOMES CORP (MTH) 100.000 SHARES | $10,432 | $9,220 |
| MICHELIN COMPAGNIE GENERALE ADR (MGDDY) 2,956.000 SHARES | $57,813 | $41,059 |
| MICROCHIP TECHNOLOGY INC (MCHP) 836.000 SHARES | $64,764 | $58,729 |
| MICROSOFT CORP (MSFT) 4,318.000 SHARES | $1,091,908 | $1,035,543 |
| MIDDLEBY CORP DELA (MIDD) 101.000 SHARES | $17,183 | $13,524 |
| MITSUBISHI UFJ FINANCIAL GROUP INC SPON ADR (MUFG) 4,507.000 SHARES | $26,311 | $30,062 |
| MORGAN STANLEY (MS) 985.000 SHARES | $100,005 | $83,745 |
| MSA SAFETY INC COM (MSA) 126.000 SHARES | $19,442 | $18,168 |
| N Y TIMES CO CL A (NYT) 386.000 SHARES | $16,373 | $12,530 |
| NANOSTRING TECHNOLOGIES INC (NSTG) 250.000 SHARES | $7,765 | $1,993 |
| NEXTERA ENERGY INC COM (NEE) 985.000 SHARES | $132,617 | $150,480 |
| NIKE INC CL B (NKE) 716.000 SHARES | $101,873 | $83,779 |
| NORDSON CORP (NDSN) 592.000 SHARES | $130,805 | $140,730 |
| O REILLY AUTOMOTIVE INC (ORLY) 100.000 SHARES | $53,330 | $84,403 |
| OMNICELL INC (OMCL) 342.000 SHARES | $35,833 | $17,244 |
| ORACLE CORP (ORCL) 1,923.000 SHARES | $143,727 | $157,186 |
| ORMAT TECHNOLOGIES INC (ORA) 174.000 SHARES | $12,008 | $15,048 |
| OSHKOSH CORP (OSK) 395.000 SHARES | $40,933 | $34,835 |
| PALO ALTO NETWORKS INC (PANW) 449.000 SHARES | $74,445 | $62,653 |
| PARKER HANNIFIN CORP (PH) 404.000 SHARES | $125,244 | $117,564 |
| PAYLOCITY HLDG CORP (PCTY) 51.000 SHARES | $12,593 | $9,907 |
| PAYPAL HOLDINGS INC (PYPL) 280.000 SHARES | $62,338 | $19,942 |
| PENUMBRA INC (PEN) 36.000 SHARES | $9,984 | $8,009 |
| PHILLIPS 66 (PSX) 1,217.000 SHARES | $109,853 | $126,665 |
| PNC FINANCIAL SERVICES GROUP (PNC) 313.000 SHARES | $61,381 | $49,909 |
| POOL CORP (POOL) 440.000 SHARES | $186,029 | $133,025 |
| PROCTER & GAMBLE CO (PG) 2,043.000 SHARES | $277,073 | $309,637 |
| PROLOGIS INC (PLD) 1,025.000 SHARES | $125,835 | $115,548 |
| QUALCOMM INC (QCOM) 409.000 SHARES | $54,650 | $44,965 |
| QUANTA SERVICES INC (PWR) 177.000 SHARES | $16,286 | $25,223 |
| RAYTHEON TECHNOLOGIES CORP (RTX) 1,594.000 SHARES | $140,655 | $160,866 |
| REINSURANCE GROUP AMER INC NEW (RGA) 96.000 SHARES | $12,202 | $13,641 |
| REPUBLIC SERVICES INC (RSG) 587.000 SHARES | $63,707 | $75,717 |
| ROCKWELL AUTOMATION INC NEW (ROK) 172.000 SHARES | $44,859 | $44,302 |
| ROGERS CORP (ROG) 27.000 SHARES | $5,173 | $3,222 |
| ROLLINS INC (ROL) 1,898.000 SHARES | $62,692 | $69,353 |
| RPM INTL INC (DELA) (RPM) 558.000 SHARES | $52,747 | $54,377 |
| S&P GLOBAL INC (SPGI) 184.000 SHARES | $68,270 | $61,629 |
| SALESFORCE.COM INC (CRM) 678.000 SHARES | $152,119 | $89,896 |
| SANDY SPRING BANCORP INC (SASR) 212.000 SHARES | $10,813 | $7,469 |
| SCHLUMBERGER LTD NETHERLANDS (SLB) 1,382.000 SHARES | $49,920 | $73,882 |
| SCOTTS MIRACLE-GRO CO CL A (SMG) 1,117.000 SHARES | $225,386 | $54,275 |
| SENSIENT TECHNOLOGIES CORP (SXT) 109.000 SHARES | $11,492 | $7,948 |
| SHERWIN WILLIAMS CO (SHW) 400.000 SHARES | $108,962 | $94,932 |
| SITEONE LANDSCAPE SUPPLY INC (SITE) 859.000 SHARES | $142,713 | $100,778 |
| SMITH A O CORP (AOS) 144.000 SHARES | $9,814 | $8,243 |
| SOLAREDGE TECHNOLOGIES INC (SEDG) 48.000 SHARES | $13,264 | $13,597 |
| SONOCO PRODUCTS CO (SON) 212.000 SHARES | $14,134 | $12,871 |
| SONY GROUP CORP SPONSORED ADR (SONY) 684.000 SHARES | $65,765 | $52,176 |
| STARBUCKS CORP (SBUX) 1,178.000 SHARES | $125,651 | $116,858 |
| STIFEL FINANCIAL CORP (SF) 174.000 SHARES | $11,436 | $10,156 |
| SYNEOS HEALTH INC CL A (SYNH) 287.000 SHARES | $23,229 | $10,527 |
| SYSCO CORP (SYY) 531.000 SHARES | $45,160 | $40,595 |
| TELEDYNE TECHNOLOGIES INC (TDY) 238.000 SHARES | $105,881 | $95,179 |
| TERADYNE INC (TER) 1,148.000 SHARES | $148,172 | $100,278 |
| TETRA TECH INC NEW (TTEK) 107.000 SHARES | $12,257 | $14,809 |
| TEXAS INSTRUMENTS (TXN) 1,419.000 SHARES | $264,813 | $234,447 |
| THERMO FISHER SCIENTIFIC INC (TMO) 154.000 SHARES | $76,448 | $84,806 |
| THOR INDUSTRIES INC (THO) 1,194.000 SHARES | $139,400 | $90,135 |
| TJX COS INC NEW (TJX) 1,336.000 SHARES | $90,213 | $106,346 |
| TRACTOR SUPPLY COMPANY (TSCO) 116.000 SHARES | $20,904 | $26,097 |
| TREX CO INC (TREX) 81.000 SHARES | $7,863 | $3,429 |
| TRIMBLE INC COM (TRMB) 264.000 SHARES | $19,123 | $13,348 |
| TRUIST FINL CORP (TFC) 1,860.000 SHARES | $112,619 | $80,036 |
| UMPQUA HOLDINGS CORP OR (UMPQ) 744.000 SHARES | $14,350 | $13,280 |
| UNION PACIFIC CORP (UNP) 995.000 SHARES | $220,264 | $206,035 |
| UNITED PARCEL SERVICE INC CL B (UPS) 763.000 SHARES | $151,660 | $132,640 |
| UNITEDHEALTH GROUP INC (UNH) 676.000 SHARES | $314,314 | $358,402 |
| VISA INC CL A (V) 862.000 SHARES | $194,928 | $179,089 |
| WABTEC INC (WAB) 279.000 SHARES | $22,969 | $27,847 |
| WATSCO INC (WSO) 328.000 SHARES | $93,238 | $81,803 |
| WEBSTER FINANCIAL CORP WATERBURY CONN (WBS) 455.000 SHARES | $26,027 | $21,540 |
| WOLFSPEED INC (WOLF) 235.000 SHARES | $22,143 | $16,224 |
| XCEL ENERGY INC (XEL) 783.000 SHARES | $53,955 | $54,896 |
| XYLEM INC (XYL) 573.000 SHARES | $66,872 | $63,357 |
| ZEBRA TECHNOLOGIES CORP CL A (ZBRA) 417.000 SHARES | $210,383 | $106,923 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $1,140,400 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $1,119,656 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (53 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| AESSF III PRIVATE INVESTORS OFFSHORE, LP | AT COST | $107,495 | $294,447 |
| AIF (APOLLO) VIII PRIVATE INVESTORS OFFSHORE, LP | AT COST | $0 | $417,757 |
| AMER FUNDS NEW WORLD FUND (NFFFX) 26,245.616 SHARES | AT COST | $2,036,293 | $1,737,985 |
| AP X PRIVATE INVESTORS OFFSHORE, LP | AT COST | $741,636 | $841,848 |
| APOLLO VII PRIVATE INVESTORS ONSHORE (TAX EXEMPT), LLC | AT COST | $0 | $6,941 |
| BANK OF NOVA SCOTIA 50,000.000 SHARES | AT COST | $500,000 | $426,000 |
| BCP VI PRIVATE INVESTORS, LP | AT COST | $0 | $176,150 |
| BLACKSTONE GSO PRIVATE INVESTORS, LP (OFFSHORE) | AT COST | $0 | $12,449 |
| BLACKSTONE PRIVATE CREDIT FUND 118,296.530 SHARES | AT COST | $3,030,000 | $2,925,473 |
| BLACKSTONE REAL ESTATE INCOME TRUST INC 169,589.446 SHARES | AT COST | $2,146,524 | $2,522,304 |
| BOFA FINANCE LLC 44,000.000 SHARES | AT COST | $440,000 | $399,960 |
| BSREP II (BROOKFIELD) PRIVATE INVESTORS OFFSHORE, LP | AT COST | $189,459 | $703,612 |
| CADUCEUS ASIA CPI PRIVATE INVESTORS OFFSHORE, LP | AT COST | $0 | $185,593 |
| CANADIAN IMPERIAL BANK 50,000.000 SHARES | AT COST | $500,000 | $408,350 |
| CCMP III PRIVATE INVESTORS OFFSHORE, LP | AT COST | $0 | $147,263 |
| CERBERUS VI PRIVATE INVESTORS OFFSHORE, LP | AT COST | $432,892 | $884,570 |
| CITIGROUP GLOBAL MARKETS 50,000.000 SHARES | AT COST | $500,000 | $510,000 |
| CLOVER PCO ORIGINATION (LEVERED) II FEEDER, LP 1,423,777.000 SHARES | AT COST | $1,462,559 | $1,423,777 |
| CLOVER PCO SECONDARY (LEVERED) II FEEDER, LP 377,702.000 SHARES | AT COST | $851,912 | $377,702 |
| COATUE EARLY STAGE FUND PRIVATE INVESTORS (CAYMAN), LP | AT COST | $749,999 | $1,692,342 |
| COHEN & STEERS LOW DUR PREF INC FUND (LPXIX) 21,672.200 SHARES | AT COST | $218,613 | $194,400 |
| COLUMBIA MORTGAGE OPPS FUND INSTL (CLMZX) 100,718.962 SHARES | AT COST | $1,082,413 | $814,816 |
| GIF V PRIVATE INVESTORS OFFSHORE, LP | AT COST | $0 | $71,101 |
| GRAHAM ABSOLUTE RETURN LTD 1,786.923 SHARES | AT COST | $1,010,000 | $1,225,307 |
| GSO PRIVATE INVESTORS OFFSHORE III SICAV-RAIF S.C.S | AT COST | $169,505 | $200,375 |
| GUGGENHEIM MACRO OPPS FUND INSTL (GIOIX) 38,946.546 SHARES | AT COST | $1,062,246 | $921,086 |
| HIGHBRIDGE MEZZANINE PARTNERS, LP (OFFSHORE) | AT COST | $0 | $1,632 |
| HPS - CORE SENIOR LENDING OFFSHORE FUND (PB), LP | AT COST | $406,121 | $557,512 |
| HPS MEZZANINE PRIVATE INVESTORS OFFSHORE 2019, LP | AT COST | $515,834 | $657,609 |
| HPS MEZZANINE PRIVATE INVESTORS OFFSHORE II, LP | AT COST | $0 | $13,679 |
| JPM U.S. REAL ESTATE INCOME AND GROWTH DOMESTIC, LP | AT COST | $1,239,805 | $1,175,008 |
| JPM US I&G DOMESTIC GROWTH REIT INC. | AT COST | $1,000 | $1,000 |
| KKR ASIAN FUND II PRIVATE INVESTORS OFFSHORE, LP | AT COST | $94,837 | $230,551 |
| KKR ASIAN FUND PRIVATE INVESTORS OFFSHORE, LP | AT COST | $0 | $1,693 |
| LC ASIA3 PRIVATE INVESTORS OFFSHORE, LP | AT COST | $481,909 | $365,832 |
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA II LTD | AT COST | $1,010,000 | $951,117 |
| PEG DIGITAL GROWTH FUND OFFSHORE SPECIAL II, LP | AT COST | $587,572 | $175,041 |
| PEG DIGITAL GROWTH FUND OFFSHORE, LP | AT COST | $0 | $12,625 |
| PIMCO DYNAMIC INC OPPORTUNITY FUND (PDO) 90,000.000 SHARES | AT COST | $1,800,000 | $1,149,300 |
| PROVIDENCE VII PRIVATE INVESTORS, LP (OFFSHORE) | AT COST | $0 | $414,502 |
| PROVIDENCE VIII PRIVATE INVESTORS OFFSHORE, LP | AT COST | $525,476 | $701,359 |
| RIVERSTONE GLOBAL ENERGY AND POWER OFFSHORE IV, LP | AT COST | $0 | $1,901 |
| RIVERSTONE GLOBAL ENERGY AND POWER PRIVATE INVESTORS V, LP | AT COST | $610,998 | $402,910 |
| SLA PRIVATE INVESTORS OFFSHORE, LP | AT COST | $925,310 | $1,053,722 |
| STARWOOD SOF XI PRIVATE INVESTORS OFFSHORE 2, LP | AT COST | $461,213 | $670,768 |
| STRAT PARTNERS OFFSHORE IX (CAPITAL), LP 429,215.000 SHARES | AT COST | $420,413 | $429,215 |
| UBS AG L/O TC 50,000.000 SHARES | AT COST | $500,000 | $471,500 |
| UBS SELECT TREASURY PREFERRED FUND (STPXX) 138,100.090 SHARES | AT COST | $137,000 | $138,100 |
| UBS SELECT TREASURY PREFERRED FUND (STPXX) 2,062.340 SHARES | AT COST | $2,062 | $2,062 |
| UBS SELECT TREASURY PREFERRED FUND (STPXX) 36,289.070 SHARES | AT COST | $36,167 | $36,289 |
| VINTAGE EUROPEAN OPPORTUNITY FUND OFFSHORE, LP | AT COST | $0 | $250,648 |
| WCM FOCUSED INTL GROWTH FUND (WCMIX) 70,983.281 SHARES | AT COST | $1,465,988 | $1,395,531 |
| YORK CREDIT OPPORTUNITIES UNIT TRUST CLASS B | AT COST | $57,084 | $73,154 |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | EQUIPMENT | CategoryOrItemTxt |
| Cost Or Other Basis | $11,000 | CostOrOtherBasisAmt |
| Accumulated Depreciation | $0 | AccumulatedDepreciationAmt |
| Book Value | $11,000 | BookValueAmt |
| EOYFMV | $11,000 | EOYFMVAmt |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | GENERAL AND ADMINISTRATIVE LEGAL COUNSEL | CategoryTxt |
| Legal Fees | $54,648 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $54,648 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | EARNEST MONEY | Desc |
| EOY Book Value | $70,000 | EOYBookValueAmt |
| EOYFMV | $70,000 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (9 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| BANK FEES | $307 | $252 | $55 |
| FILING FEES | $1,500 | $0 | $1,500 |
| OTHER EXPENSES THRU SCHEDULE K-1'S | $0 | $21,246 | $0 |
| DUES AND SUBSCRIPTIONS | $780 | $0 | $780 |
| PROGRAM EXPENSES | $46,386 | $0 | $46,386 |
| INSURANCE EXPENSE | $429 | $0 | $429 |
| MAINTENANCE EXPENSE | $9,500 | $0 | $9,500 |
| TELEPHONE EXPENSE | $3,005 | $0 | $3,005 |
| OFFICE EXPENSES | $19,685 | $0 | $19,685 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (3 entries)
| DescDesc | Net Investment IncomeNetInvestmentIncomeAmt | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| OTHER INCOME THRU SCHEDULE K-1'S | $32 | ||
| OTHER INCOME | $129,318 | $129,318 | $129,318 |
| GRANT REFUND | $70,000 | $70,000 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| ADMINISTRATIVE SERVICES | $21,000 | $0 | $21,000 |
| INVESTMENT MANAGEMENT AND ADVISORY | $289,637 | $289,637 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FEDERAL EXCISE TAX PAID | $155,000 | $0 | $0 |
| FOREIGN TAX | $619 | $619 | $0 |
Comments