GUFFEY FAMILY FOUNDATION: Form 990PF, tax year 2022
View the entire original 990 at ProPublica ↗
- Organization
- GUFFEY FAMILY FOUNDATION (EIN 46-4345106)
- Tax period
- 2022-01-01 to 2022-12-31
- Filed
- 2023-10-27
- IRS object ID
- 202323009349100432
- Schema version
- 2022v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2023-10-27T14:00:39-05:00 | ReturnTs |
| Tax Period End | 2022-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 941687665 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BANK OF AMERICA | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 1532 AFT | AddressLine1Txt |
| City | PENNINGTON | CityNm |
| State Abbreviation | NJ | StateAbbreviationCd |
| ZIP | 08534 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2022-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 464345106 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GUFFEY FAMILY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | LGFO | BusinessNameControlTxt |
| Phone | 8888663275 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | POBOX 1532 AFT | AddressLine1Txt |
| City | PENNINGTON | CityNm |
| State Abbreviation | NJ | StateAbbreviationCd |
| ZIP | 08534 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | LAWRENCE GUFFEY | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 8888663275 | PhoneNum |
| Signature | 2023-09-11 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IRS Responsible Prty Info Curr | false | IRSResponsiblePrtyInfoCurrInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | KAREN J KISER | PreparerPersonNm |
| PTIN | P00146417 | PTIN |
| Phone | 8888663275 | PhoneNum |
| Preparation | 2023-09-11 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | TrustedCustomerGrp |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2022 | TaxYr |
| Build TS | 2023-04-26 12:10:37Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $12,411,808 | FMVAssetsEOYAmt |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $23,600 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $205,772 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $205,771 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$2,841,812 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $4,656,064 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $0 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Rev And Expnss | $2,852 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $464,234 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | -$2,609,588 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $670,005 | TotalNetInvstIncmAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $0 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Legal Fees Rev And Expnss | $1,092,311 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $1,092,311 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $2,500 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $2,500 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $45,221 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $27,133 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $18,089 | OtherProfFeesDsbrsChrtblAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $35,864 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $2,409 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $0 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Other Expenses Net Invst Incm | $138,545 | OtherExpensesNetInvstIncmAmt |
| Tot Opr Expenses Rev And Expnss | $1,175,896 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $168,087 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $1,112,900 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,103,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,103,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $2,278,896 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $168,087 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $2,215,900 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$4,888,484 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $501,918 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $5,463 | CashBOYAmt |
| Cash EOY | $2,582 | CashEOYAmt |
| Cash EOYFMV | $2,582 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $364,087 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $829,387 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $829,387 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl EOY | $0 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $0 | AcctRcvblEOYFMVAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Corporate Stock BOY | $3,000,250 | CorporateStockBOYAmt |
| Other Investments BOY | $11,840,269 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $9,427,413 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $11,579,839 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $15,210,069 | TotalAssetsBOYAmt |
| Total Assets EOY | $10,259,382 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $12,411,808 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $15,210,069 | CapitalStockBOYAmt |
| Capital Stock EOY | $10,259,382 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $15,210,069 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $10,259,382 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $15,210,069 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $10,259,382 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $15,210,069 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$4,888,484 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $10,321,585 | SubtotalAmt |
| Other Decreases | $62,203 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $10,259,382 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (210 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| 3615.15 ARBITRAGE FUND/THE | 2021-03-31 | 2022-05-27 | $47,286 | $48,515 | -$1,229 | -$1,229 | |
| 4450.24 ARBITRAGE FUND/THE | 2021-10-12 | 2022-05-27 | $58,209 | $59,411 | -$1,202 | -$1,202 | |
| 2031.35 ARBITRAGE FUND/THE | 2021-10-12 | 2022-07-29 | $26,550 | $27,119 | -$569 | -$569 | |
| 1009.04 ARBITRAGE FUND/THE | 2021-10-12 | 2022-12-19 | $12,744 | $13,471 | -$727 | -$727 | |
| 706.09 ARBITRAGE FUND/THE | 2019-12-20 | 2022-12-19 | $8,918 | $9,412 | -$494 | -$494 | |
| 333.02 CALAMOS MARKET NEUTRAL INCOME FUND | 2021-02-26 | 2022-05-27 | $4,629 | $4,659 | -$30 | -$30 | |
| 6958.94 CALAMOS MARKET NEUTRAL INCOME FUND | 2021-10-12 | 2022-05-27 | $96,729 | $100,000 | -$3,271 | -$3,271 | |
| 111.35 CALAMOS MARKET NEUTRAL INCOME FUND | 2020-07-28 | 2022-07-29 | $1,539 | $1,502 | $37 | $37 | |
| 441.6 CALAMOS MARKET NEUTRAL INCOME FUND | 2021-02-26 | 2022-07-29 | $6,103 | $6,178 | -$75 | -$75 | |
| 1359.32 CALAMOS MARKET NEUTRAL INCOME FUND | 2020-12-21 | 2022-07-29 | $18,786 | $18,881 | -$95 | -$95 | |
| 1614.58 CALAMOS MARKET NEUTRAL INCOME FUND | 2020-07-28 | 2022-12-19 | $22,297 | $21,781 | $516 | $516 | |
| 840.65 COHEN & STEERS PREFERRED | 2022-12-16 | 2022-12-19 | $9,962 | $9,970 | -$8 | -$8 | |
| 874.65 DELAWARE EMERGING MARKETS FUND | 2022-01-04 | 2022-07-29 | $15,980 | $21,464 | -$5,484 | -$5,484 | |
| 738.49 DELAWARE EMERGING MARKETS FUND | 2022-01-04 | 2022-12-19 | $12,658 | $18,123 | -$5,465 | -$5,465 | |
| 600.41 DELAWARE SMALL CAP CORE FUND | 2022-01-04 | 2022-05-27 | $16,523 | $19,099 | -$2,576 | -$2,576 | |
| 787.43 DELAWARE SMALL CAP CORE FUND | 2022-01-04 | 2022-07-29 | $21,568 | $25,048 | -$3,480 | -$3,480 | |
| 664.85 DELAWARE SMALL CAP CORE FUND | 2022-01-04 | 2022-12-19 | $16,621 | $21,149 | -$4,528 | -$4,528 | |
| 1600. EATON VANCE ATL CAPITAL | 2019-03-15 | 2022-03-23 | $49,552 | $36,768 | $12,784 | $12,784 | |
| 994.37 EATON VANCE ATL CAPITAL | 2022-01-04 | 2022-07-29 | $29,155 | $33,142 | -$3,987 | -$3,987 | |
| 839.58 EATON VANCE ATL CAPITAL | 2022-01-04 | 2022-12-19 | $22,694 | $27,983 | -$5,289 | -$5,289 | |
| 1100. POLEN GROWTH FUND | 2019-03-15 | 2022-03-21 | $50,996 | $31,944 | $19,052 | $19,052 | |
| 604.85 POLEN GROWTH FUND | 2022-01-04 | 2022-07-29 | $24,212 | $32,547 | -$8,335 | -$8,335 | |
| 510.7 POLEN GROWTH FUND | 2022-01-04 | 2022-12-19 | $15,300 | $27,481 | -$12,181 | -$12,181 | |
| 2261.73 GATEWAY FUND | 2021-10-12 | 2022-05-27 | $84,363 | $88,909 | -$4,546 | -$4,546 | |
| 431.97 GATEWAY FUND | 2018-12-20 | 2022-07-29 | $15,970 | $14,385 | $1,585 | $1,585 | |
| 282.15 GATEWAY FUND | 2021-10-12 | 2022-07-29 | $10,431 | $11,091 | -$660 | -$660 | |
| 602.96 GATEWAY FUND | 2018-12-20 | 2022-12-19 | $21,399 | $20,079 | $1,320 | $1,320 | |
| 7500. INVESCO FINANCIAL PREFERRED ETF | 2020-04-30 | 2022-07-20 | $119,190 | $135,075 | -$15,885 | -$15,885 | |
| 1900. INVESCO FINANCIAL PREFERRED ETF | 2021-02-26 | 2022-07-29 | $30,983 | $34,780 | -$3,797 | -$3,797 | |
| 67. INVESCO FINANCIAL PREFERRED ETF | 2021-03-02 | 2022-07-29 | $1,093 | $1,241 | -$148 | -$148 | |
| 1661. INVESCO FINANCIAL PREFERRED ETF | 2021-02-26 | 2022-12-19 | $24,890 | $30,405 | -$5,515 | -$5,515 | |
| 748. ISHARES MORTGAGE REAL ESTATE ETF | 2022-12-16 | 2022-12-19 | $17,222 | $17,095 | $127 | $127 | |
| 11904.76 LORD ABBETT BOND | 2020-06-16 | 2022-07-20 | $85,000 | $92,373 | -$7,373 | -$7,373 | |
| 3351.08 LORD ABBETT BOND | 2021-03-02 | 2022-07-29 | $24,396 | $28,272 | -$3,876 | -$3,876 | |
| 1041.71 LORD ABBETT BOND | 2021-02-26 | 2022-07-29 | $7,584 | $8,778 | -$1,194 | -$1,194 | |
| 33646.74 LORD ABBETT BOND | 2020-06-16 | 2022-12-16 | $237,210 | $261,075 | -$23,865 | -$23,865 | |
| 3042.29 LORD ABBETT BOND | 2020-12-21 | 2022-12-16 | $21,448 | $25,364 | -$3,916 | -$3,916 | |
| 25788.81 LORD ABBETT BOND | 2021-02-26 | 2022-12-16 | $181,811 | $217,313 | -$35,502 | -$35,502 | |
| 11923.49 LORD ABBETT BOND | 2021-10-12 | 2022-12-16 | $84,061 | $100,000 | -$15,939 | -$15,939 | |
| 8413.46 LORD ABBETT BOND-DEBENTURE FUND INC | 2020-06-16 | 2022-01-04 | $70,000 | $65,541 | $4,459 | $4,459 | |
| 6500. LORD ABBETT BOND-DEBENTURE FUND INC | 2020-06-16 | 2022-03-23 | $50,570 | $50,635 | -$65 | -$65 | |
| 588.66 MFS INTERNATIONAL VALUE FUND | 2021-12-10 | 2022-07-29 | $26,496 | $32,671 | -$6,175 | -$6,175 | |
| 81.27 MFS INTERNATIONAL VALUE FUND | 2021-12-10 | 2022-07-29 | $3,658 | $4,511 | -$853 | -$853 | |
| 643.08 MFS INTERNATIONAL VALUE FUND | 2022-01-04 | 2022-12-19 | $24,295 | $36,263 | -$11,968 | -$11,968 | |
| 8664.63 MAINSTAY SHORT DURATION | 2020-06-09 | 2022-01-04 | $85,000 | $81,850 | $3,150 | $3,150 | |
| 6000. MAINSTAY SHORT DURATION | 2020-06-09 | 2022-03-21 | $57,420 | $56,679 | $741 | $741 | |
| 14923.75 MAINSTAY SHORT DURATION | 2020-06-09 | 2022-07-20 | $137,000 | $140,976 | -$3,976 | -$3,976 | |
| 3418.56 MAINSTAY SHORT DURATION | 2021-10-12 | 2022-07-29 | $31,690 | $33,672 | -$1,982 | -$1,982 | |
| 6733.73 MAINSTAY SHORT DURATION | 2021-10-12 | 2022-12-16 | $61,883 | $66,325 | -$4,442 | -$4,442 | |
| 31913.13 MAINSTAY SHORT DURATION | 2020-06-09 | 2022-12-16 | $293,282 | $301,465 | -$8,183 | -$8,183 | |
| 2986.96 MAINSTAY SHORT DURATION | 2020-12-21 | 2022-12-16 | $27,450 | $28,963 | -$1,513 | -$1,513 | |
| 12754.54 MAINSTAY SHORT DURATION | 2021-02-26 | 2022-12-16 | $117,214 | $125,086 | -$7,872 | -$7,872 | |
| 3512.35 MAINSTAY SHORT DURATION | 2021-03-02 | 2022-12-16 | $32,279 | $34,481 | -$2,202 | -$2,202 | |
| 637.68 NEUBERGER BERMAN EMERG | 2021-03-02 | 2022-01-04 | $14,258 | $15,853 | -$1,595 | -$1,595 | |
| 932.6 NEUBERGER BERMAN EMERG | 2021-02-26 | 2022-01-04 | $20,853 | $22,830 | -$1,977 | -$1,977 | |
| 631.74 NEUBERGER BERMAN EMERG | 2020-12-21 | 2022-01-04 | $14,126 | $14,366 | -$240 | -$240 | |
| 15036.59 NEUBERGER BERMAN EMERG | 2020-06-16 | 2022-01-04 | $336,218 | $274,568 | $61,650 | $61,650 | |
| 353.3 NEUBERGER BERMAN LARGE CAP VALUE FUND | 2022-12-16 | 2022-12-19 | $14,916 | $14,955 | -$39 | -$39 | |
| 2431.74 PRUDENTIAL SHORT TERM | 2022-12-16 | 2022-12-19 | $24,877 | $24,925 | -$48 | -$48 | |
| 2759.26 PGIM SHORT DURATION HIGH YIELD | 2022-12-16 | 2022-12-19 | $22,378 | $22,433 | -$55 | -$55 | |
| 4227.65 RIVERNORTH DOUBLE LINE | 2016-12-29 | 2022-01-04 | $43,968 | $44,077 | -$109 | -$109 | |
| 4977.85 RIVERNORTH DOUBLE LINE | 2018-01-02 | 2022-01-04 | $51,770 | $51,600 | $170 | $170 | |
| 243.46 RIVERNORTH DOUBLE LINE | 2021-06-30 | 2022-01-04 | $2,532 | $2,571 | -$39 | -$39 | |
| 205.83 RIVERNORTH DOUBLE LINE | 2021-07-30 | 2022-01-04 | $2,141 | $2,180 | -$39 | -$39 | |
| 216.69 RIVERNORTH DOUBLE LINE | 2021-08-31 | 2022-01-04 | $2,254 | $2,295 | -$41 | -$41 | |
| 241.24 RIVERNORTH DOUBLE LINE | 2021-09-30 | 2022-01-04 | $2,509 | $2,538 | -$29 | -$29 | |
| 333.45 RIVERNORTH DOUBLE LINE | 2021-10-29 | 2022-01-04 | $3,468 | $3,501 | -$33 | -$33 | |
| 307.63 RIVERNORTH DOUBLE LINE | 2021-11-30 | 2022-01-04 | $3,199 | $3,215 | -$16 | -$16 | |
| 303.89 RIVERNORTH DOUBLE LINE | 2021-12-31 | 2022-01-04 | $3,160 | $3,167 | -$7 | -$7 | |
| 275.6 RIVERNORTH DOUBLE LINE | 2022-02-28 | 2022-07-20 | $2,497 | $2,759 | -$262 | -$262 | |
| 6374.15 RIVERNORTH DOUBLE LINE | 2018-01-02 | 2022-07-20 | $57,750 | $66,074 | -$8,324 | -$8,324 | |
| 629.89 RIVERNORTH DOUBLE LINE | 2022-06-30 | 2022-07-20 | $5,707 | $5,682 | $25 | $25 | |
| 315.01 RIVERNORTH DOUBLE LINE | 2022-01-31 | 2022-07-20 | $2,854 | $3,219 | -$365 | -$365 | |
| 8329.79 RIVERNORTH DOUBLE LINE | 2020-04-30 | 2022-07-20 | $75,468 | $79,977 | -$4,509 | -$4,509 | |
| 364.68 RIVERNORTH DOUBLE LINE | 2022-03-31 | 2022-07-20 | $3,304 | $3,578 | -$274 | -$274 | |
| 454.13 RIVERNORTH DOUBLE LINE | 2022-04-29 | 2022-07-20 | $4,114 | $4,328 | -$214 | -$214 | |
| 364.91 RIVERNORTH DOUBLE LINE | 2022-05-31 | 2022-07-20 | $3,306 | $3,419 | -$113 | -$113 | |
| 2434.34 RIVERNORTH DOUBLE LINE | 2021-03-02 | 2022-07-29 | $22,372 | $25,583 | -$3,211 | -$3,211 | |
| 1024.43 RIVERNORTH DOUBLE LINE | 2021-10-12 | 2022-07-29 | $9,415 | $10,757 | -$1,342 | -$1,342 | |
| 3035.46 RIVERNORTH DOUBLE LINE | 2021-10-12 | 2022-12-19 | $26,166 | $31,872 | -$5,706 | -$5,706 | |
| 522.28 RIVERNORTH DOUBLE LINE | 2022-11-30 | 2022-12-19 | $4,502 | $4,450 | $52 | $52 | |
| 2825.42 RIVERNORTH DOUBLE LINE | 2020-12-21 | 2022-12-19 | $24,355 | $29,495 | -$5,140 | -$5,140 | |
| 5463.92 RIVERNORTH DOUBLE LINE | 2021-10-12 | 2022-12-19 | $47,099 | $57,371 | -$10,272 | -$10,272 | |
| 489.7 RIVERNORTH DOUBLE LINE | 2022-09-30 | 2022-12-19 | $4,221 | $4,177 | $44 | $44 | |
| 320.04 RIVERNORTH DOUBLE LINE | 2022-08-31 | 2022-12-19 | $2,759 | $2,900 | -$141 | -$141 | |
| 340.21 RIVERNORTH DOUBLE LINE | 2022-07-29 | 2022-12-19 | $2,933 | $3,116 | -$183 | -$183 | |
| 637.26 RIVERNORTH DOUBLE LINE | 2022-10-31 | 2022-12-19 | $5,493 | $5,347 | $146 | $146 | |
| 11033.7 RIVERNORTH DOUBLE LINE | 2021-02-26 | 2022-12-19 | $95,111 | $115,627 | -$20,516 | -$20,516 | |
| 36223.16 RIVERNORTH DOUBLE LINE | 2020-04-30 | 2022-12-19 | $312,244 | $347,788 | -$35,544 | -$35,544 | |
| 71. VANGUARD DIVIDEND APPRECIATION ETF | 2016-11-30 | 2022-05-27 | $10,952 | $6,054 | $4,898 | $4,898 | |
| 57. VANGUARD DIVIDEND APPRECIATION ETF | 2016-12-29 | 2022-05-27 | $8,792 | $4,872 | $3,920 | $3,920 | |
| 183. VANGUARD DIVIDEND APPRECIATION ETF | 2016-11-29 | 2022-07-29 | $27,925 | $15,584 | $12,341 | $12,341 | |
| 2. VANGUARD DIVIDEND APPRECIATION ETF | 2016-11-30 | 2022-07-29 | $305 | $171 | $134 | $134 | |
| 55. VANGUARD DIVIDEND APPRECIATION ETF | 2016-11-28 | 2022-07-29 | $8,393 | $4,680 | $3,713 | $3,713 | |
| 203. VANGUARD DIVIDEND APPRECIATION ETF | 2016-11-28 | 2022-12-19 | $30,758 | $17,272 | $13,486 | $13,486 | |
| 534. VANGUARD FTSE DEVELOPED MARKETS ETF | 2016-12-29 | 2022-07-29 | $22,787 | $19,464 | $3,323 | $3,323 | |
| 451. VANGUARD FTSE DEVELOPED MARKETS ETF | 2016-12-29 | 2022-12-19 | $18,845 | $16,438 | $2,407 | $2,407 | |
| 53. VANGUARD INFORMATION TECHNOLOGY ETF | 2020-04-30 | 2022-07-29 | $19,476 | $12,819 | $6,657 | $6,657 | |
| 898. VANGUARD INFORMATION TECHNOLOGY ETF | 2020-04-30 | 2022-12-16 | $291,731 | $217,199 | $74,532 | $74,532 | |
| 450. VANGUARD TOTAL STOCK MARKET ETF | 2015-10-09 | 2022-03-21 | $100,939 | $46,616 | $54,323 | $54,323 | |
| 218. VANGUARD TOTAL STOCK MARKET ETF | 2016-12-29 | 2022-07-29 | $44,701 | $25,218 | $19,483 | $19,483 | |
| 184. VANGUARD TOTAL STOCK MARKET ETF | 2016-12-29 | 2022-12-19 | $35,215 | $21,285 | $13,930 | $13,930 | |
| 539823. ICE GROUP AS | 2015-05-04 | 2022-12-16 | $16,374 | $2,983,889 | -$2,967,515 | -$2,967,515 | |
| 16361.1 ICE GROUP AS | 2022-12-19 | 2022-12-19 | $16,361 | $16,361 | |||
| 16361.1 ICE GROUP AS | 2022-12-21 | 2022-12-21 | $16,361 | $16,361 | |||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P | |||||
| CAPITAL GAIN DIVIDENDS | $137,553 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -$2,841,812 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $6,977 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $6,977 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $6,977 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $16,626 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $16,626 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $9,649 | OverpaymentAmt |
| Applied To ES Tax | $9,649 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BANK OF AMERICA NA | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 8888663275 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 1532 AFT | AddressLine1Txt |
| City | PENNINGTON | CityNm |
| State Abbreviation | NJ | StateAbbreviationCd |
| ZIP | 08534 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt |
|---|---|---|---|---|---|---|
| LAWRENCE HALL GUFFEY | ||||||
| 62 BEACH STREET PHA | NEW YORK | NY | 10013 | DIRECTOR/PRESIDENT | 0 | $0 |
| LUCY MACKILLIGIN GUFFEY | ||||||
| 62 BEACH STREET PHA | NEW YORK | NY | 10013 | DIRECTOR/PRESIDENT | 0 | $0 |
| HAMISH BURT | ||||||
| 860 WASHINGTON ST 6TH FL | NEW YORK | NY | 10014 | DIRECTOR | 0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $13,240,440 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $385,919 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $13,626,359 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $13,626,359 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $204,395 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $13,421,964 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $671,098 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $671,098 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $6,977 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $6,977 | TotalTaxAmt |
| Distributable Before Adj | $664,121 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $664,121 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $664,121 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $2,215,900 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $2,215,900 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $664,121 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $414,811 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $0 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $0 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $0 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $0 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $0 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $2,215,900 | QualifyingDistributionsAmt |
| Applied To Year1 | $414,811 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $664,121 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $1,136,968 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $1,136,968 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $1,136,968 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $0 | ExcessFromYear4Amt |
| Excess From Year3 | $0 | ExcessFromYear3Amt |
| Excess From Year2 | $0 | ExcessFromYear2Amt |
| Excess From Year1 | $0 | ExcessFromYear1Amt |
| Excess From Current Year | $1,136,968 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | LAWERENCE HALL GUFFEY | ContributingManagerNm |
| Shareholder Manager | NONE | ShareholderManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (23 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| WINGS FOR KIDS | |||||||
| 476 MEETING STREET SUITE E | CHARLESTON | SC | 294034841 | N/A | PC | UNRESTRICTED GENERAL | $50,000 |
| COMPASS COLLEGIATE ACADEMY | |||||||
| 34 RACE STREET | CHARLESTON | SC | 29403 | N/A | PC | UNRESTRICTED GENERAL | $75,000 |
| THE SLAVE DWELLING PROJECT | |||||||
| 104 ELON DRIVE | LADSON | SC | 294566288 | N/A | PC | UNRESTRICTED GENERAL | $3,000 |
| GREEN HEART PROJECT | |||||||
| 759 KING STREET APT A | CHARLESTON | SC | 29403 | N/A | PC | UNRESTRICTED GENERAL | $10,000 |
| CHILDRENS' MUSEUM OF THE EAST END | |||||||
| PO BOX 316 | BRIDGEHAMPTON | NY | 119320316 | N/A | PC | UNRESTRICTED GENERAL | $5,000 |
| GRACE CHURCH SCHOOL | |||||||
| 86 4TH AVENUE | NEW YORK | NY | 100035232 | N/A | PC | UNRESTRICTED GENERAL | $25,000 |
| THE NEW YORK PUBLIC LIBRARY | |||||||
| 445 5TH AVENUE FRNT 3 | NEW YORK | NY | 100160133 | N/A | PC | UNRESTRICTED GENERAL | $25,000 |
| FUND FOR THE CITY OF NEW YORK | |||||||
| 121 SIXTH AVENUE 6TH FLR | NEW YORK | NY | 100131510 | N/A | PC | UNRESTRICTED GENERAL | $20,000 |
| LUNG CANCER RESEARCH FDN | |||||||
| 155 E 55TH STREET SUITE 6H | NEW YORK | NY | 10022 | N/A | PC | UNRESTRICTED GENERAL | $25,000 |
| INTERNATIONAL AFRICAN AMERICAN MUSEUM | |||||||
| 10 WHARFSIDE STREET | CHARLESTON | SC | 294011596 | N/A | PC | UNRESTRICTED GENERAL | $250,000 |
| KIDS ON POINT | |||||||
| PO BOX 22731 | CHARLESTON | SC | 29413 | N/A | PC | UNRESTRICTED GENERAL | $10,000 |
| THE GO PROJECT INC | |||||||
| 50 COOPER SQUARE | NEW YORK | NY | 10003 | N/A | PC | UNRESTRICTED GENERAL | $10,000 |
| NAVY SEAL FOUNDATION INC | |||||||
| PO BOX 5965 | VIRGINIA BEACH | VA | 234710965 | N/A | PC | UNRESTRICTED GENERAL | $100,000 |
| CHALLENGED ATHLETES FOUNDATION | |||||||
| 9591 WAPLES STREET | SAN DIEGO | CA | 921212953 | N/A | PC | UNRESTRICTED GENERAL | $25,000 |
| PORTER-GAUD FOUNDATION | |||||||
| 300 ALBEMARLE ROAD | CHARLESTON | SC | 294077524 | N/A | PC | UNRESTRICTED GENERAL | $60,000 |
| ORIGINAL SIX FOUNDATION | |||||||
| PO BOX 2246 | COLUMBIA | SC | 292022246 | N/A | PC | UNRESTRICTED GENERAL | $25,000 |
| FOLEY FREEDOM FUND | |||||||
| 201 MARCY ST SUITE 102 | PORTSMOUITH | NH | 03801 | N/A | PC | UNRESTRICTED GENERAL | $5,000 |
| ASHLEY HALL FOUNDATION | |||||||
| 172 RUTLEDGE AVENUE | CHARLESTON | SC | 294035821 | N/A | PC | UNRESTRICTED GENERAL | $50,000 |
| PRESERVATION SOCIETY OF CHARLESTON | |||||||
| 147 KING STREET | CHARLESTON | SC | 294012221 | N/A | PC | UNRESTRICTED GENERAL | $10,000 |
| LOWCOUNTRY FOOD BANK | |||||||
| 2864 AZALEA DRIVE | CHARLESTON | SC | 294058216 | N/A | PC | UNRESTRICTED GENERAL | $5,000 |
| HISTORIC CHARLESTON FOUNDATION | |||||||
| PO BOX 1120 | CHARLESTON | SC | 294021120 | N/A | PC | UNRESTRICTED GENERAL | $10,000 |
| THE NEMOURS FOUNDATION | |||||||
| 10140 CENTURION PARKWAY N | JACKSONVILLE | FL | 32256 | N/A | PC | UNRESTRICTED GENERAL | $300,000 |
| WILLIAM MARSH RICE UNIVERSITY | |||||||
| 6100 MAIN STREET | HOUSTON | TX | 770051827 | N/A | PC | UNRESTRICTED GENERAL | $5,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,103,000 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $205,772 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Income | OtherInvestmentIncomeGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$2,841,812 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | FEDERAL TAX REFUND | Desc |
| Exclusion | 1 | ExclusionCd |
| Exclusion | $2,852 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | -$2,633,188 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | -$2,633,188 | TotalIncomeProducingActyAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Rln Of Acty To Accom Of Exmpt Prps | RlnOfActyToAccomOfExmptPrpsGrp |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | L H GUFFY 2015 CLAT | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 1501 | AddressLine1Txt |
| City | PENNINGTON | CityNm |
| State Abbreviation | NJ | StateAbbreviationCd |
| ZIP | 08534 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $23,600 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX PREPARATION FEE | CategoryTxt |
| Amt | $2,500 | Amt |
| Disbursements Charitable Prps | $2,500 | DisbursementsCharitablePrpsAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (2 entries)
| StockStockNm |
|---|
| R3331D106 NET1 INTL HLDG AS |
| R0028G103 ICE GROUP AS |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (26 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 921908844 VANGUARD DIVIDEND AP | AT COST | $306,125 | $587,052 |
| 76881N202 RIVERNORTH DOUBLE LI | |||
| 367829884 GATEWAY FUND | AT COST | $359,668 | $408,437 |
| 922908769 VANGUARD TOTAL STOCK | AT COST | $392,390 | $671,268 |
| 55273E822 MFS INTERNATIONAL VA | AT COST | $381,174 | $466,254 |
| 921943858 VANGUARD FTSE DEVELO | AT COST | $307,900 | $360,480 |
| 6AQH70000 DIAMETER ONSHORE FUN | AT COST | $2,500,000 | $4,026,948 |
| 6AQK70000 TELAMON CAPITAL FUND | |||
| 6AQO40000 ARCADIA BMC INVESTOR | |||
| 360873657 POLEN GROWTH FUND | AT COST | $287,261 | $296,492 |
| 277902458 EATON VANCE ATL CAPI | AT COST | $370,488 | $440,382 |
| 03875R205 ARBITRAGE FUND/THE | AT COST | $435,443 | $415,493 |
| 46137V621 INVESCO FINANCIAL PR | AT COST | $571,497 | $455,746 |
| 544004609 LORD ABBETT BOND-DEB | |||
| 128119880 CALAMOS MARKET NEUTR | AT COST | $412,128 | $423,448 |
| 641224415 NEUBERGER BERMAN EME | |||
| 92204A702 VANGUARD INFORMATION | |||
| 56064B738 MAINSTAY SHORT DURAT | |||
| 24610B859 DELAWARE SMALL CAP C | AT COST | $270,340 | $321,108 |
| INVESTMENT OPPS | AT COST | $779,384 | $766,529 |
| 74441R508 PRUDENTIAL SHORT TER | AT COST | $475,075 | $471,367 |
| 245914817 DELAWARE EMERGING MA | AT COST | $350,184 | $245,056 |
| 46435G342 ISHARES MORTGAGE REA | AT COST | $325,714 | $323,378 |
| 74442J307 PGIM SHORT DURATION | AT COST | $427,567 | $422,308 |
| 641224787 NEUBERGER BERMAN LAR | AT COST | $285,045 | $289,826 |
| 19248X307 COHEN & STEERS PREFE | AT COST | $190,030 | $188,267 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp (2 entries)
| CategoryCategoryTxt | Legal FeesLegalFeesAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|
| NON-ALLOCABLE LEGAL FEES | $44,854 | $44,854 |
| LEGAL & PROFESSIONAL SERVICES | $1,047,457 | $1,047,457 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | COST ADJUSTMENT | Desc |
| Amt | $62,203 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | FROM PARTNERSHIP/S-CORP | Desc |
| Net Investment Income | $138,545 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| FEDERAL TAX REFUND | $2,852 | $0 |
| FROM PARTNERSHIP/S-CORP | $464,234 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMNT MNGMNT FEES (NON-DED | CategoryTxt |
| Amt | $45,221 | Amt |
| Net Investment Income | $27,133 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $18,089 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $2,365 | $2,365 | $0 |
| EXCISE TAX - PRIOR YEAR | $26,255 | $0 | $0 |
| EXCISE TAX ESTIMATES | $7,200 | $0 | $0 |
| FOREIGN TAXES ON NONQUALIFIED | $44 | $44 | $0 |
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