C T BAUER FOUNDATION: Form 990PF, tax year 2022
View the entire original 990 at ProPublica ↗
- Organization
- C T BAUER FOUNDATION (EIN 46-3354831)
- Tax period
- 2022-01-01 to 2022-12-31
- Filed
- 2023-11-14
- IRS object ID
- 202313189349101921
- Schema version
- 2022v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Gain Loss Sale Other Assets Sch
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2023-11-14T10:03:18-06:00 | ReturnTs |
| Tax Period End | 2022-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 760269860 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Blazek & Vetterling | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2900 Weslayan Suite 200 | AddressLine1Txt |
| City | Houston | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77027 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2022-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 463354831 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The CT Bauer Foundation | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | CTBA | BusinessNameControlTxt |
| Phone | 7138303400 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 11 Greenway Plaza Suite 2600 | AddressLine1Txt |
| City | Houston | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77046 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Darren Wolfman | PersonNm |
| Person Title | President | PersonTitleTxt |
| Phone | 7138303400 | PhoneNum |
| Signature | 2023-11-14 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | Darren | PersonFirstNm |
| Person Last | Wolfman | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IRS Responsible Prty Info Curr | 0 | IRSResponsiblePrtyInfoCurrInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Barbara Murphy | PreparerPersonNm |
| PTIN | P01386215 | PTIN |
| Phone | 7134395739 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2022 | TaxYr |
| Build TS | 2023-04-26 12:10:37Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $54,859,823 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $1,340,677 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,340,677 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $164,222 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $16,361,668 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $159,073 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $598,357 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $596,326 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $2,103,256 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $2,096,076 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $132,537 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $53,015 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $79,522 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $21,567 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $10,283 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $10,784 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $156,810 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $156,810 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $54,687 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $4,687 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Occupancy Rev And Expnss | $32,228 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $16,114 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $16,114 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $11,660 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $4,368 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $7,292 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $117,125 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $81,103 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $34,635 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $526,614 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $326,380 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $148,347 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $3,042,750 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $3,042,750 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $3,569,364 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $326,380 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $3,191,097 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$1,466,108 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,769,696 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $3,892,413 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $2,818,648 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $2,818,648 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $45,089,524 | CorporateStockBOYAmt |
| Corporate Stock EOY | $47,688,490 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $47,230,701 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $3,181,322 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $501,317 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $499,070 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $4,733,453 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $4,422,149 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $4,311,404 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $33,333 | OtherAssetsBOYAmt |
| Other Assets EOY | $33,333 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $0 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $56,930,045 | TotalAssetsBOYAmt |
| Total Assets EOY | $55,463,937 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $54,859,823 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $56,930,045 | RetainedEarningBOYAmt |
| Retained Earning EOY | $55,463,937 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $56,930,045 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $55,463,937 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $56,930,045 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $55,463,937 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $56,930,045 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$1,466,108 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $55,463,937 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $55,463,937 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (3 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd | SoldSoldDt |
|---|---|---|---|---|---|---|
| Publicly traded securities | $16,356,519 | $16,075,974 | $280,545 | $280,545 | ||
| Passthrough K-1 capital gain | $117,582 | -$117,582 | -$117,582 | P | ||
| Non-publicly traded investments | $3,890 | -$3,890 | -$3,890 | P | 2022-12-31 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $159,073 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $24,599 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $24,599 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $24,599 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $30,271 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $30,271 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $5,672 | OverpaymentAmt |
| Applied To ES Tax | $5,672 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | TX | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | Darren Wolfman | IndividualWithBooksNm |
| Phone | 7138303400 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 11 Greenway Plaza Suite 2600 | AddressLine1Txt |
| City | Houston | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77046 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | 0 | TransactionsFailToQlfyAsExcInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| Darren Wolfman | ||||||||
| 11 Greenway Plaza Suite 2600 | Houston | TX | 77046 | President | 40.00 | $93,450 | $0 | $0 |
| Lisa Laminack | ||||||||
| 11 Greenway Plaza Suite 2600 | Houston | TX | 77046 | Secretary | 2.00 | $22,287 | $0 | $0 |
| Bob Casey | ||||||||
| 11 Greenway Plaza Suite 2600 | Houston | TX | 77046 | Vice President | 2.00 | $16,800 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| Skyward Financial | |||||
| 4400 Post Oak Parkway Suite 1460 | Houston | TX | 77027 | Investment advisor | $128,934 |
| Triformis Inc | |||||
| PO Box 1063 | Houston | TX | 77251 | Administrative | $90,105 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $55,145,066 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $2,431,611 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $57,576,677 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $57,576,677 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $863,650 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $56,713,027 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $2,835,651 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $2,835,651 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $24,599 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $24,599 | TotalTaxAmt |
| Distributable Before Adj | $2,811,052 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $2,811,052 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $2,811,052 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $3,191,097 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $3,191,097 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $2,811,052 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $1,061,579 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $3,191,097 | QualifyingDistributionsAmt |
| Applied To Year1 | $1,061,579 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $2,129,518 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $681,534 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (23 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| American Camp Association | |||||||
| 5000 State Road 67 North | Martinsville | IN | 46151 | N/A | PC | General Support | $11,750 |
| Bo's Place | |||||||
| 10050 Buffalo Speedway | Houston | TX | 77054 | N/A | PC | General support | $15,000 |
| Breakthrough Houston | |||||||
| 2401 Claremont Lane | Houston | TX | 77019 | N/A | PC | General support | $10,000 |
| Camp For All Foundation | |||||||
| 3701 Kirby Drive Suite 570 | Houston | TX | 77098 | N/A | PC | General support | $10,000 |
| Chinquapin Preparatory School | |||||||
| 2615 E Wallisville | Highlands | TX | 77562 | N/A | PC | General support | $30,000 |
| Cristo Rey Jesuit College Preparatory School of Houston | |||||||
| 6700 Mount Carmel St | Houston | TX | 77087 | N/A | PC | General support | $30,000 |
| FEI Houston Scholarship Foundation | |||||||
| PO Box 32 | Houston | TX | 77402 | N/A | PC | General support | $28,000 |
| Foundation for Teen Health | |||||||
| 2726 Bissonnet St 240-168 | Houston | TX | 77005 | N/A | PC | General support | $25,000 |
| Houston SPCA | |||||||
| 7007 Old Katy Road | Houston | TX | 77024 | N/A | PC | General support | $20,000 |
| Houston Zoo Inc | |||||||
| 1513 Cambridge Street | Houston | TX | 77030 | N/A | PC | General support | $35,000 |
| KIPP Texas Inc | |||||||
| PO Box 4785 MSC300 | Houston | TX | 77210 | N/A | PC | General support | $35,000 |
| Monarch School Inc | |||||||
| 2815 Rosefield Dr | Houston | TX | 77080 | N/A | PC | General support | $20,000 |
| Roxbury Latin School Inc | |||||||
| 101 Saint Theresa Ave | West Roxbury | MA | 02132 | N/A | PC | General support | $30,000 |
| Small Steps Nurturing Center | |||||||
| 2902 Jensen Dr | Houston | TX | 77026 | N/A | PC | General support | $30,000 |
| SPARK | |||||||
| PO Box 1562 | Houston | TX | 77251 | N/A | PC | General support | $15,000 |
| Teach for America Inc | |||||||
| 2 Greenway Plaza Ste 500 | Houston | TX | 77046 | N/A | PC | General support | $30,000 |
| Texas Southern University | |||||||
| 3100 Cleburne | Houston | TX | 77004 | N/A | GOV | General support | $80,000 |
| UH College of Business Foundation | |||||||
| 4750 Calhoun Rd Rm 334 | Houston | TX | 77204 | N/A | PC | General support | $1,843,000 |
| University of Houston - Downtown | |||||||
| One Main St Ste B400 | Houston | TX | 77002 | N/A | GOV | General support | $635,000 |
| W Oscar Neuhaus Memorial Foundation | |||||||
| 4433 Bissonnet | Bellaire | TX | 77401 | N/A | PC | General support | $15,000 |
| Yellowstone Academy | |||||||
| 3000 Trulley | Houston | TX | 77004 | N/A | PC | General support | $40,000 |
| YES Prep Public Schools | |||||||
| 5515 South Loop East Suite B | Houston | TX | 77033 | N/A | PC | General support | $30,000 |
| Young Life - Cypress | |||||||
| PO Box 2816 | Cypress | TX | 77410 | N/A | PC | General support | $25,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $3,042,750 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,340,677 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 523000 | BusinessCd |
| Unrelated Business Taxbl Incm | $5,149 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $159,073 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | K-1 passthrough income | Desc |
| Business | 523000 | BusinessCd |
| Unrelated Business Taxbl Incm | $2,031 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $596,326 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $7,180 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $2,096,076 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $2,103,256 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Accounting & tax compliance | CategoryTxt |
| Amt | $21,567 | Amt |
| Net Investment Income | $10,283 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $10,784 | DisbursementsCharitablePrpsAmt |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAssetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Asset | Passthrough K-1 capital gain UBI | AssetDesc |
| How Acquired | Purchased | HowAcquiredTxt |
| Gross Sales Price | $5,149 | GrossSalesPriceAmt |
| Basis Method | Cost | BasisMethodTxt |
| Sales Expense | $0 | SalesExpenseAmt |
| Total Net | $5,149 | TotalNetAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | Boeing Co Sr Note Cpn 4.508% Due 0 Dtd 05/04/20 Fc 11/01/20 Call 04/01/23 | BondNm |
| EOY Book Value | $501,317 | EOYBookValueAmt |
| EOYFMV | $499,070 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (31 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| Amgen Inc | $844,368 | $924,492 |
| Dow Inc | $707,834 | $660,311 |
| Chevron Corp Cvx | $641,416 | $1,076,940 |
| Cisco Systems Inc Csco | $693,604 | $742,325 |
| Enbridge Inc | $244,572 | $251,335 |
| First Trust Senior Loan Fund Etf Ftsl | $2,499,999 | $2,334,554 |
| First Trust Value Line Dividend Index Etf | $5,519,122 | $6,256,850 |
| Ishares Select Dividend Etf | $5,495,087 | $6,603,332 |
| Intel Corp Intc | $911,673 | $660,750 |
| Intl Business Machines Corp Ibm | $735,040 | $810,540 |
| Invesco Senior Loan Etf Bkln | $2,499,966 | $2,336,109 |
| JPMorgan Chase & Co JPM | $924,453 | $1,072,800 |
| Kinder Morgan Inc De Kmi | $232,532 | $216,906 |
| Kimbell Royalty Partners Unit Repstg Ltd Krp Partnership Int | $216,215 | $291,933 |
| Oneok Inc New Oke | $230,433 | $226,534 |
| Pembina Pipeline Corp Pba | $244,655 | $228,891 |
| Plains Gp Holdings Lp Int Cl A New Pagp | $230,191 | $170,080 |
| Targa Resources Corp Trgp | $119,596 | $233,363 |
| 3M Company | $761,032 | $527,168 |
| Verizon Communications Inc | $826,401 | $553,058 |
| Walgreens Boots Alliance Inc | $882,196 | $603,700 |
| Williams Cos Inc Del | $215,006 | $359,597 |
| Fidelity Advisor Growth Opptys Cl I | $2,358,698 | $1,878,269 |
| Hartford Intl Growth Cl I | $3,926,000 | $3,476,463 |
| JPMorgan Mid Cap Growth Cl I | $2,227,000 | $2,114,757 |
| Clearbridge Large Cap Growth Cl I | $2,162,801 | $1,831,243 |
| Lord Abbett Short Duration Income | $2,900,000 | $2,915,223 |
| Lord Abbett Bond Debenture Cl I | $2,100,000 | $1,788,221 |
| MFS Intl New Discovery Cl I | $1,200,000 | $987,857 |
| T Rowe Price Qm U S Small Cap Growth Equity Investor Cl | $2,055,000 | $1,794,697 |
| Washington Mutual Investors Cl F2 | $3,083,600 | $3,302,403 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (21 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| Carlyle Equity Opportunity Fund | AT COST | $16,581 | $45,898 |
| Charlesbank Equity Fund VIII | AT COST | $17,424 | $5,520 |
| Encap Energy Capital Fund IX | AT COST | $480,214 | $305,168 |
| Encap Energy Capital Fund VIII | AT COST | $278,724 | $115,033 |
| Encap Energy Capital Fund X-C | AT COST | $640,276 | $767,373 |
| Encap Energy Transition Fund | AT COST | $616,747 | $414,657 |
| Encap Energy Transition Fund II | AT COST | $15,829 | $17,565 |
| Encap Flatrock Midstream Fund II | AT COST | $155,073 | $57,847 |
| Encap Flatrock Midstream Fund III | AT COST | $453,712 | $382,968 |
| Glynn Emerging Opportunity Fund | AT COST | $0 | $48,260 |
| New Enterprise Associates 13 | AT COST | $111,920 | $85,563 |
| New Enterprise Associates 14 | AT COST | $84,402 | $269,121 |
| Revolution Growth | AT COST | $58,924 | $38,459 |
| Riverstone Global Energy & Power Fund | AT COST | $95,547 | $67,122 |
| Silver Lake Kraftwerk | AT COST | $41,138 | $50,899 |
| Cougar Investment Fund | AT COST | $147,224 | $143,028 |
| DFJ Mercury II | AT COST | $57,875 | $93,643 |
| Krensavage | AT COST | $589,382 | $636,651 |
| Questia | AT COST | $17,689 | $0 |
| Vinebrook | AT COST | $500,000 | $726,173 |
| Wedbush Ventures II | AT COST | $43,468 | $40,456 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Enviro Technologies Sr Promissory Note | Desc |
| BOY Book Value | $33,333 | BOYBookValueAmt |
| EOY Book Value | $33,333 | EOYBookValueAmt |
| EOYFMV | $0 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (6 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| Insurance | $2,006 | $1,003 | $1,003 |
| Office expense | $788 | $315 | $473 |
| K-1 expenses | $76,592 | $75,205 | $0 |
| Custody fees | $590 | $590 | $0 |
| Other expenses | $839 | $359 | $480 |
| Administrative fees | $36,310 | $3,631 | $32,679 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | K-1 passthrough income | Desc |
| Revenue And Expenses Per Books | $598,357 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $596,326 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $598,357 | AdjustedNetIncomeAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment management | CategoryTxt |
| Amt | $156,810 | Amt |
| Net Investment Income | $156,810 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| Foreign tax | $4,687 | $4,687 | $0 |
| Excise tax | $50,000 | $0 | $0 |
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