JOHN L NAU III FOUNDATION: Form 990PF, tax year 2022
View the entire original 990 at ProPublica ↗
- Organization
- JOHN L NAU III FOUNDATION (EIN 20-8457303)
- Tax period
- 2022-01-01 to 2022-12-31
- Filed
- 2023-11-09
- IRS object ID
- 202313139349102376
- Schema version
- 2022v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2023-11-09T15:31:25-06:00 | ReturnTs |
| Tax Period End | 2022-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 010687790 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BC CONSULTING PLLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 955 GEMINI STREET | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77058 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2022-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 208457303 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JOHN L NAU III FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | JOHN | BusinessNameControlTxt |
| Phone | 7138481884 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2229 SAN FELIPE STE 1250 | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77019 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JOHN L NAU III | PersonNm |
| Person Title | DIRECTOR | PersonTitleTxt |
| Phone | 7138481884 | PhoneNum |
| Signature | 2023-11-07 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | JOHN | PersonFirstNm |
| Person Last | NAU III | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IRS Responsible Prty Info Curr | Yes (1) | IRSResponsiblePrtyInfoCurrInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | BRYAN F CLARK | PreparerPersonNm |
| PTIN | P00360796 | PTIN |
| Phone | 7132267800 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2022 | TaxYr |
| Build TS | 2023-04-26 12:10:37Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Change | Yes (X) | NameChangeInd |
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $14,624,718 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $163,945 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $163,945 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,816 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $32,465 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,816 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $152,901 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $152,901 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | $0 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $318,662 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $318,662 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $0 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $13,100 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $9,825 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $3,275 | AccountingFeesChrtblPrpsAmt |
| Taxes Rev And Expnss | $20,770 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $770 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $0 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $72,234 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $72,234 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $0 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $106,104 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $82,829 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $3,275 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $5,903,572 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $5,903,572 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $6,009,676 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $82,829 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $5,906,847 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$5,691,014 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $235,833 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $27,228 | CashBOYAmt |
| Cash EOY | $6,283 | CashEOYAmt |
| Cash EOYFMV | $6,283 | CashEOYFMVAmt |
| US Government Obligations BOY | $277,472 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $252,467 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $252,467 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $10,149,900 | CorporateStockBOYAmt |
| Corporate Stock EOY | $2,806,077 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $2,806,077 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $922,615 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $787,683 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $787,683 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $10,847,652 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $10,772,208 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $10,772,208 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $22,224,867 | TotalAssetsBOYAmt |
| Total Assets EOY | $14,624,718 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $14,624,718 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $22,224,867 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $14,624,718 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $0 | RetainedEarningBOYAmt |
| Retained Earning EOY | $0 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $22,224,867 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $14,624,718 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $22,224,867 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $14,624,718 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $22,224,867 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$5,691,014 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $16,533,853 | SubtotalAmt |
| Other Decreases | $1,909,135 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $14,624,718 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (6 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| VANGUARD FTSE EMERGING | P | 2017-05-10 | 2022-04-14 | $6,773 | $6,062 | $711 | $711 |
| VANGUARD FTSE EMERGING | P | 2017-08-22 | 2022-04-14 | $25,046 | $23,967 | $1,079 | $1,079 |
| LINDE PLC COM | P | 2022-06-18 | 2022-08-12 | $288 | $268 | $20 | $20 |
| THERMO FISHER SCIENTIFIC INC | P | 2021-04-14 | 2022-12-08 | $69 | $59 | $10 | $10 |
| THERMO FISHER SCIENTIFIC INC | P | 2021-07-13 | 2022-12-08 | $118 | $108 | $10 | $10 |
| VISA INC | P | 2021-05-27 | 2022-08-12 | $171 | $185 | -$14 | -$14 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,816 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $3,278 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $3,278 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $3,278 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $44,265 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $20,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $64,265 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $60,987 | OverpaymentAmt |
| Applied To ES Tax | $60,987 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | TX | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | CAROLINE BAKER | IndividualWithBooksNm |
| Phone | 7138481884 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2229 SAN FELIPE STE 1250 | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77019 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| JOHN L NAU III | ||||||||
| 2229 SAN FELIPE STE 1250 | HOUSTON | TX | 77019 | PRESIDENT, DIRECTOR | 1.00 | $0 | $0 | $0 |
| ELIZABETH NAU STEPANIAN | ||||||||
| 2229 SAN FELIPE STE 1250 | HOUSTON | TX | 77019 | DIRECTOR | 0.25 | $0 | $0 | $0 |
| VICTORIA NAU JOHNSON | ||||||||
| 2229 SAN FELIPE STE 1250 | HOUSTON | TX | 77019 | DIRECTOR | 0.25 | $0 | $0 | $0 |
| ROBERT BOBLITT | ||||||||
| 2229 SAN FELIPE STE 1250 | HOUSTON | TX | 77019 | SECRETARY, DIRECTOR | 0.50 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | WL GRAY JR | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 900 20TH AVE SOUTH SUITE 1305 | AddressLine1Txt |
| City | NASHVILLE | CityNm |
| State Abbreviation | TN | StateAbbreviationCd |
| ZIP | 37212 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT ADVISORY SERVICES | ServiceTypeTxt |
| Compensation | $68,513 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | CONTRIBUTIONS OF CASH TO EDUCATION | Description1Txt |
| Expenses1 | $52,843 | Expenses1Amt |
| Description2 | CONTRIBUTIONS OF STOCK TO EDUCATION | Description2Txt |
| Expenses2 | $5,850,729 | Expenses2Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $17,438,627 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $19,503 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $17,458,130 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $17,458,130 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $261,872 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $17,196,258 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $859,813 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $859,813 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $3,278 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $3,278 | TotalTaxAmt |
| Distributable Before Adj | $856,535 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $856,535 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $856,535 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $5,906,847 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $5,906,847 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $856,535 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $560,997 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $204,717 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $444,307 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $4,552,374 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $19,983,114 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $25,745,509 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $5,906,847 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $856,535 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $5,050,312 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $30,795,821 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $560,997 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $30,234,824 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $204,717 | ExcessFromYear4Amt |
| Excess From Year3 | $444,307 | ExcessFromYear3Amt |
| Excess From Year2 | $4,552,374 | ExcessFromYear2Amt |
| Excess From Year1 | $19,983,114 | ExcessFromYear1Amt |
| Excess From Current Year | $5,050,312 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | JOHN L NAU III | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (5 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| NATIONAL PARK FOUNDATION | ||||||||
| 1500 K STREET NW STE 700 | WASHINGTON | DC | 20005 | N/A | PUBLIC CHARITY | EDUCATION | $3,666,666 | |
| SUL ROSS BORDERLAND RESEARCH | ||||||||
| PO BOX C-21 | ALPINE | TX | 79832 | N/A | PUBLIC CHARITY | EDUCATION | $160,163 | |
| THE COLLEGE FOUNDATION OF UVA | ||||||||
| PO BOX 400807 | CHARLOTTESVILLE | VA | 22904 | N/A | PUBLIC CHARITY | EDUCATION | $1,018,500 | |
| THE UT FOUNDATION | ||||||||
| ONE UTSA CIRCLE NORTH PASEO | SAN ANTONIO | TX | 78249 | N/A | PUBLIC CHARITY | EDUCATION | $206,106 | BUILDING 5102 |
| UNIVERSITY OF VIRGINIA | ||||||||
| PO BOX 400331 | CHARLOTTESVILLE | VA | 229044331 | N/A | PUBLIC CHARITY | EDUCATION | $852,137 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $5,903,572 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (5 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| NATIONAL PARK FOUNDATION | ||||||||
| 1500 K STREET NW STE 700 | WASHINGTON | DC | 20005 | N/A | PUBLIC CHARITY | EDUCATION | $5,333,334 | |
| SUL ROSS BORDERLAND RESEARCH | ||||||||
| PO BOX C-21 | ALPINE | TX | 79832 | N/A | PUBLIC CHARITY | EDUCATION | $589,837 | |
| THE COLLEGE FOUNDATION OF UVA | ||||||||
| PO BOX 400110 | CHARLOTTESVILLE | VA | 22904 | N/A | PUBLIC CHARITY | EDUCATION | $2,094,000 | |
| THE UT FOUNDATION | ||||||||
| ONE UTSA CIRCLE NORTH PASEO | SAN ANTONIO | TX | 78249 | N/A | PUBLIC CHARITY | EDUCATION | $393,894 | BUILDING 5102 |
| UNIVERSITY OF VIRGINIA | ||||||||
| PO BOX 400331 | CHARLOTTESVILLE | VA | 229044331 | N/A | PUBLIC CHARITY | EDUCATION | $18,043,270 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $26,454,335 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $163,945 | ExclusionAmt |
Other Investment Income OtherInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $152,901 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,816 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $318,662 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $318,662 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $13,100 | Amt |
| Net Investment Income | $9,825 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $3,275 | DisbursementsCharitablePrpsAmt |
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanationGrp (7 entries)
| IdentifierIdentifierTxt | Form And Line ReferenceFormAndLineReferenceDesc | Medium ExplanationMediumExplanationTxt |
|---|---|---|
| NATIONAL PARK FOUNDATION | PART XIV - SUPPLEMENTARY INFORMATION | JOHN L. NAU, III FOUNDATION CONTRIBUTED STOCK TO THE FOLLOWING RECIPIENT:RECIPIENT NAME: NATIONAL PARK FOUNDATIONDESCRIPTION: 365 SHARES OF ALPHABET INC. CAP STK CL C (GOOG)DATE OF GIFT: 02/28/22BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $251,693FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR VALUE OF GIFT: $979,899RECIPIENT NAME: NATIONAL PARK FOUNDATIONDESCRIPTION: 205 SHARES OF AMAZON.COM INC. (AMZN)DATE OF GIFT: 02/28/22BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $210,986FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR VALUE OF GIFT: $625,865RECIPIENT NAME: NATIONAL PARK FOUNDATIONDESCRIPTION: 1,035 SHARES OF COSTCO WHOLESALE CORP. COM (COST)DATE OF GIFT: 02/28/22BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $125,868FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR VALUE OF GIFT: $533,506RECIPIENT NAME: NATIONAL PARK FOUNDATIONDESCRIPTION: 2,551 SHARES OF TARGET CORP (TGT)DATE OF GIFT: 02/28/22BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $277,144FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR VALUE OF GIFT: $506,399 |
| UNIVERSITY OF VIRGINIA | PART XIV - SUPPLEMENTARY INFORMATION | JOHN L. NAU, III FOUNDATION CONTRIBUTED STOCK TO THE FOLLOWING RECIPIENT:RECIPIENT NAME: UNIVERSITY OF VIRGINIA DESCRIPTION: 105 SHARES OF ALPHABET INC. CAP STK CL A (GOOGL)DATE OF GIFT: 04/18/22BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $49,445FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR VALUE OF GIFT: $267,114 |
| UNIVERSITY OF VIRGINIA | PART XIV - SUPPLEMENTARY INFORMATION | JOHN L. NAU, III FOUNDATION CONTRIBUTED STOCK TO THE FOLLOWING RECIPIENT:RECIPIENT NAME: UNIVERSITY OF VIRGINIA DESCRIPTION: 2,950 SHARES OF MICROSOFT CORP. (MSFT)DATE OF GIFT: 08/11/22BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $146,339FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR VALUE OF GIFT: $852,137 |
| NATIONAL PARK FOUNDATION | PART XIV - SUPPLEMENTARY INFORMATION | JOHN L. NAU, III FOUNDATION CONTRIBUTED STOCK TO THE FOLLOWING RECIPIENT:RECIPIENT NAME: NATIONAL PARK FOUNDATIONDESCRIPTION: 4,199 SHARES OF VISA INC. CL A (V)DATE OF GIFT: 08/11/22BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $248,457FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR VALUE OF GIFT: $890,377RECIPIENT NAME: NATIONAL PARK FOUNDATIONDESCRIPTION: 600 SHARES OF ANALOG DEVICES INC. COM (ADI)DATE OF GIFT: 08/11/22BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $54,076FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR VALUE OF GIFT: $105,753 |
| UNIVERSITY OF TEXAS SAN ANTONIO | PART XIV - SUPPLEMENTARY INFORMATION | JOHN L. NAU, III FOUNDATION CONTRIBUTED STOCK TO THE FOLLOWING RECIPIENT:RECIPIENT NAME: UNIVERSITY OF TEXAS SAN ANTONIODESCRIPTION: 610 SHARES OF LINDE PLC COM (LIN)DATE OF GIFT: 08/11/22BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $108,314FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR VALUE OF GIFT: $187,776RECIPIENT NAME: UNIVERSITY OF TEXAS SAN ANTONIODESCRIPTION: 115 SHARES OF CHEVRON CORP. NEW COM (CVX)DATE OF GIFT: 08/11/22BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $13,248FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR VALUE OF GIFT: $18,330 |
| UNIVERSITY OF VIRGINIA | PART XIV - SUPPLEMENTARY INFORMATION | JOHN L. NAU, III FOUNDATION CONTRIBUTED STOCK TO THE FOLLOWING RECIPIENT:RECIPIENT NAME: UNIVERSITY OF VIRGINIA DESCRIPTION: 2,240 SHARES OF ALPHABET INC. CAP STK (GOOGL)DATE OF GIFT: 12/07/22BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $79,073FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR VALUE OF GIFT: $214,588RECIPIENT NAME: UNIVERSITY OF VIRGINIA DESCRIPTION: 417 SHARES OF THERMO FISHER SCIENTIFIC INC. (TMO)DATE OF GIFT: 12/07/22BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $82,524FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR VALUE OF GIFT: $231,370RECIPIENT NAME: UNIVERSITY OF VIRGINIA DESCRIPTION: 805 SHARES OF MASTERCARD INCORPORATED CL A (MA)DATE OF GIFT: 12/07/22BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $33,295FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR VALUE OF GIFT: $277,451 |
| BORDERLANDS RESEARCH FOUNDATION | PART XIV - SUPPLEMENTARY INFORMATION | JOHN L. NAU, III FOUNDATION CONTRIBUTED STOCK TO THE FOLLOWING RECIPIENT:RECIPIENT NAME: BORDERLANDS RESEARCH FOUNDATIONDESCRIPTION: 460 SHARES OF MICROSOFT INCORPORATED CL A (MA)DATE OF GIFT: 12/15/22BOOK VALUATION METHOD: PURCHASE PRICEBOOK VALUE OF GIFT: $81,743FAIR MARKET VALUATION METHOD: COMPARABLE SALESFAIR VALUE OF GIFT: $160,163 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (5 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| CITIGROUP INC BOND | $207,800 | $207,800 |
| ENERGY TRANSFER OPERATING LP BOND 6.625% | $89,100 | $89,100 |
| ENERGY TRANSFER OPERATING LP BOND 7.125% | $250,500 | $250,500 |
| HUNTINGTON BANCSHARES INC BOND | $92,533 | $92,533 |
| MPLX LP BOND | $147,750 | $147,750 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (19 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ADOBE INC COM | $115,766 | $115,766 |
| ANALOG DEVICES INC COM | $51,740 | $51,740 |
| APPLE INC COM | $1,291,606 | $1,291,606 |
| CAPITAL ONE FINANCIAL CORP COM | $413 | $413 |
| CHEVRON CORP NEW COM | $126,977 | $126,977 |
| CISCO SYS INC COM | $2,332 | $2,332 |
| CITIGROUP INC COM | $94,233 | $94,233 |
| COSTCO WHOLESALE CORP COM | $1,959 | $1,959 |
| DISNEY WALT CO | $36,229 | $36,229 |
| HOME DEPOT INC COM | $96,127 | $96,127 |
| ICON PLC ORD EUR0.06 | $22,145 | $22,145 |
| MASTERCARD INC CL A | $266,167 | $266,167 |
| MICROSOFT CORP | $433,043 | $433,043 |
| NEXTERA ENERGY INC COM | $73,889 | $73,889 |
| ORACLE CORP COM | $83,153 | $83,153 |
| TARGET CORP COM | $2,606 | $2,606 |
| TEXAS INSTRUMENTS INC COM | $107,455 | $107,455 |
| V F CORM COM | $182 | $182 |
| ZURN WATER SOLUTIONS CORP COM | $55 | $55 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $252,467 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $252,467 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (9 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| AMERICAN FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS F2 | FMV | $230,627 | $230,627 |
| AMERICAN FUNDS FUNDAMENTAL INVESTORS FUND CLASS F2 | FMV | $193,626 | $193,626 |
| NATIXIS VAUGHAN NELSON SELECT FUND CLASS Y | FMV | $293,287 | $293,287 |
| VANGUARD FTSE EMERGING MARKETS ETF | FMV | $128,634 | $128,634 |
| VITRUS KAR SMALL-MID CP CORE FUND CLASS I | FMV | $71,085 | $71,085 |
| FIDELITY CONSERVATIV INCOME BOND FD CL | FMV | $4,917,222 | $4,917,222 |
| ARMISTICE CAPITAL OFFSHORE FUND | FMV | $1,567,112 | $1,567,112 |
| CONTEXT PARTNERS OFFSHORE, LTD | FMV | $3,367,134 | $3,367,134 |
| UBS INSURED SWEEP | FMV | $3,481 | $3,481 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED GAIN/LOSS ON INVESTMENTS | Desc |
| Amt | $1,909,135 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | INVESTMENT FEES | Desc |
| Revenue And Expenses Per Books | $72,234 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $72,234 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| CAPITAL GAIN DISTRIBUTION | $9,174 | $9,174 |
| ORDINARY INCOME FROM PASSTHROUGH - ARMISTICE CAPITAL OFFSHORE FUND LTD. | $143,727 | $143,727 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| FOREIGN TAXES PAID | $770 | $770 | $0 | $0 |
| FEDERAL TAXES PAID | $20,000 | $0 | $0 | $0 |
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