CATERPILLAR FOUNDATION: Form 990PF, tax year 2022
View the entire original 990 at ProPublica ↗
- Organization
- CATERPILLAR FOUNDATION (EIN 37-6022314)
- Tax period
- 2022-01-01 to 2022-12-31
- Filed
- 2023-05-25
- IRS object ID
- 202301459349100225
- Schema version
- 2022v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Expenditure Responsibility Stmt
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2023-05-25T22:00:08+00:00 | ReturnTs |
| Tax Period End | 2022-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 346565596 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ERNST & YOUNG US LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 155 N WACKER DRIVE | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60606 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2022-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 376022314 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Caterpillar Foundation | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | CATE | BusinessNameControlTxt |
| Phone | 3096751000 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 100 N E ADAMS ST | AddressLine1Txt |
| City | PEORIA | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 616295190 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ASHA VARGHESE | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Signature | 2023-05-25 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | ASHA | PersonFirstNm |
| Person Last | VARGHESE | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Lindsey Pigg | PreparerPersonNm |
| PTIN | P01268923 | PTIN |
| Phone | 3128792000 | PhoneNum |
| Preparation | 2023-05-23 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2022 | TaxYr |
| Build TS | 2023-04-26 12:10:37Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $148,932,667 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $59,300,000 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $7,523,734 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $7,523,734 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $3,534,456 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $3,530,073 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $2,499,875 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $31,009,163 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $2,499,875 | CapGainNetIncmNetInvstIncmAmt |
| Gross Sales Less Ret And Allwnc | $0 | GrossSalesLessRetAndAllwncAmt |
| Cost Of Goods Sold | $0 | CostOfGoodsSoldAmt |
| Gross Profit Rev And Expnss | $0 | GrossProfitRevAndExpnssAmt |
| Other Income Rev And Expnss | $1,877 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $0 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | $0 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $72,859,942 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $13,553,682 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $0 | TotalAdjNetIncmAmt |
| Legal Fees Rev And Expnss | $0 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $0 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $0 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $1,451,792 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $807,562 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $0 | OtherProfFeesAdjNetIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $644,229 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $110,901 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $51,901 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $0 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $0 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Deprec And Dpltn Adj Net Incm | $0 | DeprecAndDpltnAdjNetIncmAmt |
| Trav Conf Meeting Rev And Expnss | $70,109 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $70,109 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $85,288 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $0 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $85,288 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $1,718,090 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $859,463 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $799,626 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $42,348,169 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $42,348,169 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $44,066,259 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $859,463 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $43,147,795 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $28,793,683 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $12,694,219 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $12,335,413 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $26,563,287 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $26,563,287 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $0 | AcctRcvblAmt |
| Acct Rcvbl BOY | $0 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $0 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $0 | AcctRcvblEOYFMVAmt |
| Pledges Rcvbl EOY | $0 | PledgesRcvblEOYAmt |
| Pledges Rcvbl EOYFMV | $0 | PledgesRcvblEOYFMVAmt |
| Rcvbl From Officers BOY | $0 | RcvblFromOfficersBOYAmt |
| Rcvbl From Officers EOY | $0 | RcvblFromOfficersEOYAmt |
| Rcvbl From Officers EOYFMV | $0 | RcvblFromOfficersEOYFMVAmt |
| Other Nts And Loans Rcvbl | $0 | OtherNtsAndLoansRcvblAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Other Nts And Loans Rcvbl BOY | $0 | OtherNtsAndLoansRcvblBOYAmt |
| Other Nts And Loans Rcvbl EOY | $0 | OtherNtsAndLoansRcvblEOYAmt |
| Other Nts And Loans Rcvbl EOYFMV | $0 | OtherNtsAndLoansRcvblEOYFMVAmt |
| US Government Obligations BOY | $14,886,926 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $15,547,037 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $14,233,404 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $20,683,795 | CorporateStockBOYAmt |
| Corporate Stock EOY | $22,149,192 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $21,587,126 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $12,660,807 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $14,731,301 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $13,453,953 | CorporateBondsEOYFMVAmt |
| Invst Land Cost Or Other Basis | $0 | InvstLandCostOrOtherBasisAmt |
| Invst Land Accum Depreciation | $0 | InvstLandAccumDepreciationAmt |
| Land Bldg Investments BOY | $0 | LandBldgInvestmentsBOYAmt |
| Land Bldg Investments EOYFMV | $0 | LandBldgInvestmentsEOYFMVAmt |
| Other Investments BOY | $62,508,281 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $72,644,875 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $73,094,897 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $0 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $0 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $0 | LandBOYAmt |
| Land EOYFMV | $0 | LandEOYFMVAmt |
| Other Assets BOY | $0 | OtherAssetsBOYAmt |
| Other Assets EOY | $0 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $0 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $123,075,222 | TotalAssetsBOYAmt |
| Total Assets EOY | $151,635,692 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $148,932,667 | TotalAssetsEOYFMVAmt |
| Loans From Officers BOY | $0 | LoansFromOfficersBOYAmt |
| Loans From Officers EOY | $0 | LoansFromOfficersEOYAmt |
| Mortgages And Notes Payable BOY | $0 | MortgagesAndNotesPayableBOYAmt |
| Mortgages And Notes Payable EOY | $0 | MortgagesAndNotesPayableEOYAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Retained Earning BOY | $123,075,221 | RetainedEarningBOYAmt |
| Retained Earning EOY | $151,635,692 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $123,075,221 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $151,635,692 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $123,075,221 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $151,635,692 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $123,075,221 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $28,793,683 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $151,868,904 | SubtotalAmt |
| Other Decreases | $233,212 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $151,635,692 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (3 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Excess FMV Over Adjusted BssExcessFMVOverAdjustedBssAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| ST CAPITAL GAINS | $7,027,614 | $7,692,298 | -$664,684 | $0 | -$664,684 |
| LT CAPITAL GAINS | $23,754,173 | $20,816,990 | $2,937,183 | $0 | $2,937,183 |
| MERRIL LYNCH LT CAPITAL GAINS DIST. | $227,376 | $227,376 | $0 | $227,376 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $2,499,875 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | $0 | NetShortTermCapitalGainLossAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $176,450 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $176,450 | SubtotalAmt |
| Tax Based On Investment Income | $176,450 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $136,900 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $39,550 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $176,450 | TotalPaymentsAndCreditsAmt |
| Tax Due | $0 | TaxDueAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | IL | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | KYLENE ANTHONY | IndividualWithBooksNm |
| Phone | 3096751000 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 100 NE ADAMS ST | AddressLine1Txt |
| City | PEORIA | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 616295425 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | Yes (true) | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (true) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | Yes (true) | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | false | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (true) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (12 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| Bob De Lange | ||||||||
| 100 N E ADAMS ST | PEORIA | IL | 616295190 | Director | 0.100 | $0 | $0 | $0 |
| Katheryn Dickey Karol | ||||||||
| 100 N E ADAMS ST | PEORIA | IL | 616295190 | Chairman of the Board | 0.100 | $0 | $0 | $0 |
| Caterpillar Inc | ||||||||
| 100 N E ADAMS ST | PEORIA | IL | 616295190 | Member | 0.100 | $0 | $0 | $0 |
| Cheryl Johnson | ||||||||
| 100 N E ADAMS ST | PEORIA | IL | 616295190 | Director | 0.100 | $0 | $0 | $0 |
| Denise Carolyn Johnson | ||||||||
| 100 N E ADAMS ST | PEORIA | IL | 616295190 | Director | 0.100 | $0 | $0 | $0 |
| Joseph Edward Creed | ||||||||
| 100 N E ADAMS ST | PEORIA | IL | 616295190 | Director | 0.100 | $0 | $0 | $0 |
| Kevin Todd Stoller | ||||||||
| 100 N E ADAMS ST | PEORIA | IL | 616295190 | Treasurer | 0.100 | $0 | $0 | $0 |
| Songkang Cheng | ||||||||
| 100 N E ADAMS ST | PEORIA | IL | 616295190 | Secretary | 0.100 | $0 | $0 | $0 |
| Asha Varghese | ||||||||
| 100 N E ADAMS ST | PEORIA | IL | 616295190 | President and Director | 40.000 | $0 | $0 | $0 |
| Brian Colgan | ||||||||
| 100 N E ADAMS ST | PEORIA | IL | 616295190 | Vice President | 40.000 | $0 | $0 | $0 |
| Kylene Anthony | ||||||||
| 100 N E ADAMS ST | PEORIA | IL | 616295190 | Chief of Operations | 40.000 | $0 | $0 | $0 |
| Mike Wise | ||||||||
| 100 N E ADAMS ST | PEORIA | IL | 616295190 | Secretary | 0.100 | $0 | $0 | $0 |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| APCO WORLDWIDE LLC | |||||
| 1299 PENNSYLVANIA AVE NW 300 | WASHINGTON | DC | 20004 | CONSULTING | $591,882 |
| CYBERGRANTS LLC | |||||
| 300 BRICKSTONE SQ STE 601 | ANDOVER | MA | 01810 | GRANT PROCESSING SVC | $107,753 |
| GIVE2ASIA | |||||
| 2201 BROADWAY ST 4TH FLOOR | OAKLAND | CA | 94612 | GRANT PROCESSING SVC | $91,067 |
| CHARITIES AID FOUNDATION AMERICA | |||||
| 225 REINEKERS LB | ALEXANDRIA | VA | 22314 | CONSULTING | $80,475 |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | None | Description1Txt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | None | Description1Txt |
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $121,182,228 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $28,262,831 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $149,445,059 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Adjusted Total FMV Of Unused Ast | $149,445,059 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $2,241,676 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $147,203,383 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $7,360,169 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $7,360,169 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $176,450 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $176,450 | TotalTaxAmt |
| Distributable Before Adj | $7,183,719 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $1,877 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $7,185,596 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $7,185,596 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $43,147,795 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $43,147,795 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $7,185,596 | DistributableAsAdjustedAmt |
| Excess Distribution Cyov Yr5 | $35,467,828 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $27,976,471 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $26,474,651 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $34,906,143 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $35,929,096 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $160,754,189 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $43,147,795 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $7,185,596 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $35,962,199 | RemainingDistriFromCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $196,716,388 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $35,467,828 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $161,248,560 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $27,976,471 | ExcessFromYear4Amt |
| Excess From Year3 | $26,474,651 | ExcessFromYear3Amt |
| Excess From Year2 | $34,906,143 | ExcessFromYear2Amt |
| Excess From Year1 | $35,929,096 | ExcessFromYear1Amt |
| Excess From Current Year | $35,962,199 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | CATERPILLAR INC | ContributingManagerNm |
| Shareholder Manager | None | ShareholderManagerNm |
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | ONLINE APPLICATIONS ONLY | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 100 N E ADAMS ST | AddressLine1Txt |
| City | PEORIA | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 616295425 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 3096751000 | RecipientPhoneNum |
| Form And Info And Materials | THE GRANT INFORMATION IS ONLINE AT HTTPS://WWW.CATERPILLAR.COM/EN/COMPANY/CATERPILLAR-FOUNDATION/MATCHING -GIFTS.HTML | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | VARY BY PROGRAM | SubmissionDeadlinesTxt |
| Restrictions On Awards | KEY ELIGIBILITY CRITERIA FOR RECEIVING AWARDS: - ALIGN WITH THE FOUNDATION'S VALUES - ALIGN WITH THE FOUNDATION'S MISSION AND THE FOUNDATION'S FOCUS AREA - PROGRAM MUST BE DELIVERED IN THE AREA SURROUNDING CATERPILLAR FACILITY (SOME EXCEPTIONS) - MUST HAVE 501(C)(3) NONPROFIT STATUS OR INTERNATIONAL EQUIVALENT - MUST PROVIDE THE FOLLOWING FINANCIAL DOCUMENTS: (1) EXTERNALLY AUDITED FINANCIAL STATEMENTS AND (2) IRS FULL FORM 990 PREPARED ON THE ACCRUAL METHOD FOR US BASED ORGANIZATIONS - MUST BE ORGANIZATION WITH HEALTHY FINANCIAL PERFORMANCE AND REASONABLE ADMINISTRATIVE OVERHEAD - PROGRAM MUST BE ABLE TO QUANTITATIVELY MEASURE INDICATORS IN FOCUS AREA GENERALLY, AREAS OF NON-ALIGNMENT INCLUDE: - CAPITAL CAMPAIGNS (INFRASTRUCTURE, EXPANSION, RENOVATION, EQUIPMENT, ETC.) - RELIGIOUS ORGANIZATIONS (ORGANIZATIONS CLASSIFIED AS CHURCHES) - SCHOLARSHIPS - DIRECT BENEFIT TO CATERPILLAR, ITS SUBSIDIARIES, DEALERS, EMPLOYEE OR CUSTOMERS - ORGANIZATIONS WITH DISCRIMINATORY POLICIES - HOSPITALS | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SEE ATTACHED LIST | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | VARIOUS | AddressLine1Txt |
| City | VARIOUS | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 00000 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | NONE | RecipientRelationshipTxt |
| Recipient Foundation Status | PC | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | SEE ATTACHED LIST | GrantOrContributionPurposeTxt |
| Amt | $42,348,169 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $42,348,169 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SEE ATTACHED LIST | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | VARIOUS | AddressLine1Txt |
| City | VARIOUS | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 00000 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | NONE | RecipientRelationshipTxt |
| Recipient Foundation Status | PC | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | SEE ATTACHED LIST | GrantOrContributionPurposeTxt |
| Amt | $6,313,571 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $6,313,571 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $7,523,734 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $3,580,521 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $2,499,875 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OTHER INCOME | Desc |
| Exclusion | 1 | ExclusionCd |
| Exclusion | $47,787 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $13,651,917 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $13,651,917 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CATERPILLAR INC | BusinessNameLine1Txt |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 100 NE ADAMS ST | AddressLine1Txt |
| City | PEORIA | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 616295425 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $59,300,000 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp (5 entries)
| Address Line1ForeignAddress/AddressLine1Txt | Address Line2ForeignAddress/AddressLine2Txt | CityForeignAddress/CityNm | CountryForeignAddress/CountryCd | Foreign PostalForeignAddress/ForeignPostalCd | GrantGrantDt | GrantGrantAmt | Purpose Of GrantPurposeOfGrantTxt | Expended By GranteeExpendedByGranteeAmt | Any Diversion By GranteeAnyDiversionByGranteeTxt | Dates Of Reports By GranteeDatesOfReportsByGranteeTxt | VerificationVerificationDt | Results Of VerificationResultsOfVerificationTxt | Province Or StateForeignAddress/ProvinceOrStateNm |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| CHINA ENVIRONMENTAL PROTECTION FOUNDATION | |||||||||||||
| ROOM 708 | ENVIRONMENTAL BUILDING | BEIJING | CH | 100062 | 2022-11-07 | $497,000 | Community-based Wetland Habitat Improvement and Restoration | $0 | No | 2/8/2023 | 2023-02-08 | TO THE KNOWLEDGE OF THE FOUNDATION AND BASED ON REPORTS FURNISHED BY THE GRANTEE, NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. | |
| China Foundation For Rural Development | |||||||||||||
| SOUTH BUILDING | 3B Shuangyushu Xili | Haidian District Beijing | CH | 100086 | 2022-11-17 | $350,000 | Disaster Preparedness and Relief | $0 | No | 1/12/2023 | 2023-01-12 | TO THE KNOWLEDGE OF THE FOUNDATION AND BASED ON REPORTS FURNISHED BY THE GRANTEE, NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. | |
| Junior Achievement Development Center in Lianhu District of Xi'an | |||||||||||||
| 169 Miaohou Street | Lianhu District | Beijing | CH | 100020 | 2022-11-07 | $274,720 | STEM Education | $0 | No | 1/31/2023 | 2023-01-31 | TO THE KNOWLEDGE OF THE FOUNDATION AND BASED ON REPORTS FURNISHED BY THE GRANTEE, NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. | Xi'an Province |
| Shanghai Better Education Development Center | |||||||||||||
| Room 201 Jiedi Building | 2790 Zhongshan Road | North Shanghai | CH | 200063 | 2022-11-17 | $320,000 | Aateen Youth Sustainable Development Program 2022 | $0 | No | 2/8/2023 | 2023-02-08 | TO THE KNOWLEDGE OF THE FOUNDATION AND BASED ON REPORTS FURNISHED BY THE GRANTEE, NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. | |
| Share the Care Volunteer Organization | |||||||||||||
| No 3207 Digital Building | 2 Zhongguancun South Street | Beijing | CH | 100086 | 2022-11-07 | $90,000 | STEM Rural Class over Cloud | $0 | No | 2/1/2023 | 2023-02-01 | TO THE KNOWLEDGE OF THE FOUNDATION AND BASED ON REPORTS FURNISHED BY THE GRANTEE, NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. | Haidan District |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | SEE ATTACHMENT | BondNm |
| EOY Book Value | $14,731,301 | EOYBookValueAmt |
| EOYFMV | $13,453,953 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | SEE ATTACHMENT | StockNm |
| EOY Book Value | $22,149,192 | EOYBookValueAmt |
| EOYFMV | $21,587,126 | EOYFMVAmt |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $15,547,037 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $14,233,404 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | SEE ATTACHMENT | CategoryOrItemTxt |
| Listed At Cost Or FMV | FMV | ListedAtCostOrFMVCd |
| Book Value | $72,644,875 | BookValueAmt |
| EOYFMV | $73,094,897 | EOYFMVAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Reduction to bases | Desc |
| Amt | $233,212 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (6 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|
| COUNCIL ON FOUNDATIONS MEMBERSHIP | $20,000 | $20,000 |
| UNITED WAY CAMPAIGN | $15,996 | $15,996 |
| THE CONFERENCE BOARD MEMBERSHIP | $14,000 | $14,000 |
| LANDMARK PARTNERS MEMBERSHIP | $10,000 | $10,000 |
| ACCP MEMBERSHIP | $8,300 | $8,300 |
| OTHER FEES | $16,992 | $16,992 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OTHER INCOME | Desc |
| Revenue And Expenses Per Books | $1,877 | RevenueAndExpensesPerBooksAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | CONSULTANTS FEES | CategoryTxt |
| Amt | $1,451,792 | Amt |
| Net Investment Income | $807,562 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $644,229 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| Excise Tax | $59,000 | |
| Foreign Tax | $51,901 | $51,901 |
Comments