THOMAS RUTHERFOORD FOUNDATION: Form 990PF, tax year 2023
View the entire original 990 at ProPublica ↗
- Organization
- THOMAS RUTHERFOORD FOUNDATION (EIN 20-2057953)
- Tax period
- 2023-01-01 to 2023-12-31
- Filed
- 2024-11-14
- IRS object ID
- 202433199349105238
- Schema version
- 2023v5.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2024-11-14T15:55:21-06:00 | ReturnTs |
| Tax Period End | 2023-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 541342298 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Kositzka Wicks and Company | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 5270 Shawnee Road Suite 250 | AddressLine1Txt |
| City | Alexandria | CityNm |
| State Abbreviation | VA | StateAbbreviationCd |
| ZIP | 22312 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2023-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 202057953 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Thomas Rutherfoord Foundation | BusinessNameLine1Txt |
| Business Name Line2 | c/o Pathstone | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | THOM | BusinessNameControlTxt |
| Phone | 7035186124 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 201 N Union Street 300 | AddressLine1Txt |
| City | Alexandria | CityNm |
| State Abbreviation | VA | StateAbbreviationCd |
| ZIP | 22314 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Thomas D Rutherfoord | PersonNm |
| Person Title | Trustee | PersonTitleTxt |
| Phone | 7035186124 | PhoneNum |
| Signature | 2024-11-12 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IRS Responsible Prty Info Curr | Yes (1) | IRSResponsiblePrtyInfoCurrInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Stephen G Travis CPA | PreparerPersonNm |
| PTIN | P00158766 | PTIN |
| Phone | 7036422700 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2023 | TaxYr |
| Build TS | 2024-10-15 13:58:12Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $22,637,852 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $11,847 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $11,847 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $395,052 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $395,052 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $7,465 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $3,422,434 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $7,465 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $516,332 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $516,332 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $930,696 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $930,696 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $12,000 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $12,000 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $100,360 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $68,278 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $32,082 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $8,591 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $8,591 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $122,409 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $122,409 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $243,360 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $76,869 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $166,491 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $839,822 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $839,822 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,083,182 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $76,869 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,006,313 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$152,486 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $853,827 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $262,044 | CashBOYAmt |
| Cash EOY | $312,987 | CashEOYAmt |
| Cash EOYFMV | $321,987 | CashEOYFMVAmt |
| Corporate Stock BOY | $10,389,280 | CorporateStockBOYAmt |
| Corporate Stock EOY | $9,737,938 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $13,535,884 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $2,209,637 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $2,167,033 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $2,062,029 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $7,808,085 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $8,494,272 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $6,717,952 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $20,669,046 | TotalAssetsBOYAmt |
| Total Assets EOY | $20,712,230 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $22,637,852 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $15,500 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $29,500 | AccountsPayableEOYAmt |
| Total Liabilities BOY | $15,500 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $29,500 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $20,653,546 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $20,682,730 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $20,653,546 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $20,682,730 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $20,669,046 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $20,712,230 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $20,653,546 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$152,486 | ExcessRevenueOverExpensesAmt |
| Other Increases | $181,670 | OtherIncreasesAmt |
| Subtotal | $20,682,730 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $20,682,730 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (265 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| BLACKROCK II-FLOAT RAT-K | P | 2020-12-16 | 2023-12-22 | $15,269 | $15,552 | -$283 | -$283 |
| BLACKROCK II-FLOAT RAT-K | P | 2021-03-25 | 2023-12-22 | $149 | $152 | -$3 | -$3 |
| BLACKROCK II-FLOAT RAT-K | P | 2021-03-25 | 2023-02-10 | $6,102 | $6,299 | -$197 | -$197 |
| BLACKROCK II-FLOAT RAT-K | P | 2022-02-01 | 2023-02-10 | $4,611 | $4,764 | -$153 | -$153 |
| BLCKRCK HI YLD BND PORT-K | P | 2023-06-02 | 2023-12-22 | $18,636 | $17,916 | $720 | $720 |
| BLCKRCK HI YLD BND PORT-K | P | 2023-07-31 | 2023-12-22 | $13,128 | $12,772 | $356 | $356 |
| BROWN ADV SUSTAIN GRW-INST | P | 2020-10-07 | 2023-12-22 | $22,839 | $17,086 | $5,753 | $5,753 |
| COHEN & STEER PR SEC&INC-F | P | 2011-08-17 | 2023-12-22 | $14,816 | $14,563 | $253 | $253 |
| COHEN & STEER PR SEC&INC-F | P | 2012-02-17 | 2023-12-22 | $10,162 | $10,265 | -$103 | -$103 |
| COHEN & STEER PR SEC&INC-F | P | 2020-03-25 | 2023-12-22 | $4,513 | $4,418 | $95 | $95 |
| COHEN & STEER PR SEC&INC-F | P | 2011-04-05 | 2023-10-04 | $4,553 | $4,911 | -$358 | -$358 |
| COHEN & STEER PR SEC&INC-F | P | 2012-02-17 | 2023-10-04 | $1,768 | $1,905 | -$137 | -$137 |
| COHEN & STEER PR SEC&INC-F | P | 2011-04-05 | 2023-04-20 | $3,030 | $3,197 | -$167 | -$167 |
| COHEN & STEER PR SEC&INC-F | P | 2020-03-26 | 2023-03-24 | $2,558 | $2,821 | -$263 | -$263 |
| COHEN & STEER PR SEC&INC-F | P | 2011-04-05 | 2023-03-24 | $10 | $11 | -$1 | -$1 |
| COHEN & STEER PR SEC&INC-F | P | 2019-01-14 | 2023-03-24 | $4,662 | $5,463 | -$801 | -$801 |
| COHEN & STEER PR SEC&INC-F | P | 2020-03-13 | 2023-03-24 | $115 | $135 | -$20 | -$20 |
| COHEN & STEER PR SEC&INC-F | P | 2022-02-14 | 2023-03-14 | $5,218 | $6,066 | -$848 | -$848 |
| COHEN & STEER PR SEC&INC-F | P | 2020-03-13 | 2023-03-14 | $688 | $769 | -$81 | -$81 |
| COHEN & STEER PR SEC&INC-F | P | 2022-02-14 | 2023-03-13 | $5,958 | $6,993 | -$1,035 | -$1,035 |
| DODGE & COX INCOME-I | P | 2021-09-07 | 2023-12-22 | $31,375 | $35,964 | -$4,589 | -$4,589 |
| DODGE & COX INCOME-I | P | 2021-10-08 | 2023-12-22 | $5,814 | $6,572 | -$758 | -$758 |
| DODGE & COX INCOME-I | P | 2022-03-21 | 2023-12-22 | $12,155 | $12,860 | -$705 | -$705 |
| DODGE & COX INCOME-I | P | 2022-06-02 | 2023-12-22 | $7,622 | $7,810 | -$188 | -$188 |
| DODGE & COX INCOME-I | P | 2021-09-07 | 2023-10-20 | $25,017 | $31,045 | -$6,028 | -$6,028 |
| ISHARES 3-7 YEAR TREASURY BO | P | 2023-07-06 | 2023-12-22 | $935 | $911 | $24 | $24 |
| ISHARES 3-7 YEAR TREASURY BO | P | 2023-07-20 | 2023-12-22 | $38,107 | $37,600 | $507 | $507 |
| ISHARES INTL AGGREGATE BOND | P | 2023-03-27 | 2023-12-22 | $9,600 | $9,443 | $157 | $157 |
| ISHARES INTL AGGREGATE BOND | P | 2023-07-20 | 2023-12-22 | $3,532 | $3,503 | $29 | $29 |
| ISHARES INTL AGGREGATE BOND | P | 2023-07-31 | 2023-12-22 | $6,367 | $6,311 | $56 | $56 |
| ISHARES MSC! INTERNATIONAL QUALITY FACTOR ETF | P | 2023-01-11 | 2023-12-22 | $3,169 | $2,891 | $278 | $278 |
| ISHARES MSC! INTERNATIONAL QUALITY FACTOR ETF | P | 2023-01-17 | 2023-12-22 | $5,220 | $4,883 | $337 | $337 |
| ISHARES MSC! INTERNATIONAL QUALITY FACTOR ETF | P | 2023-02-03 | 2023-12-22 | $13,199 | $12,495 | $704 | $704 |
| ISHARES MSC! INTERNATIONAL QUALITY FACTOR ETF | P | 2023-08-17 | 2023-12-22 | $3,542 | $3,273 | $269 | $269 |
| ISHARES MSC! INTERNATIONAL QUALITY FACTOR ETF | P | 2023-02-03 | 2023-03-15 | $2,916 | $3,141 | -$225 | -$225 |
| ISHARES MSCI EAFE GROWTH ETF | P | 2022-11-17 | 2023-09-26 | $1,375 | $1,344 | $31 | $31 |
| ISHARES MSCI EAFE GROWTH ETF | P | 2022-11-17 | 2023-09-26 | $7,821 | $7,659 | $162 | $162 |
| ISHARES MSCI EAFE GROWTH ETF | P | 2023-02-03 | 2023-09-26 | $7,907 | $8,542 | -$635 | -$635 |
| ISHARES MSCI EAFE GROWTH ETF | P | 2023-02-03 | 2023-04-17 | $3,612 | $3,528 | $84 | $84 |
| ISHARES MSCI EUROPE FINANCIA | P | 2023-03-13 | 2023-08-24 | $3,650 | $3,556 | $94 | $94 |
| ISHARES MSCI EUROPE FINANCIA | P | 2023-04-17 | 2023-08-24 | $3,461 | $3,564 | -$103 | -$103 |
| ISHARES S&P 100 ETF | P | 2022-05-19 | 2023-07-13 | $7,321 | $6,173 | $1,148 | $1,148 |
| ISHARES S&P 100 ETF | P | 2022-06-27 | 2023-07-13 | $6,903 | $5,872 | $1,031 | $1,031 |
| ISHARES S&P 100 ETF | P | 2022-07-22 | 2023-07-13 | $11,504 | $9,961 | $1,543 | $1,543 |
| ISHARES S&P 100 ETF | P | 2022-07-22 | 2023-06-09 | $9,604 | $8,693 | $911 | $911 |
| ISHARES S&P 100 ETF | P | 2022-07-22 | 2023-01-11 | $2,970 | $3,079 | -$109 | -$109 |
| ISHARES US TREASURY BOND ETF | P | 2022-09-01 | 2023-09-28 | $6,811 | $7,275 | -$464 | -$464 |
| ISHARES US TREASURY BOND ETF | P | 2022-09-16 | 2023-09-28 | $14,414 | $15,232 | -$818 | -$818 |
| ISHARES US TREASURY BOND ETF | P | 2022-08-24 | 2023-09-28 | $20,522 | $22,098 | -$1,576 | -$1,576 |
| ISHARES US TREASURY BOND ETF | P | 2022-04-19 | 2023-09-21 | $5,840 | $6,379 | -$539 | -$539 |
| ISHARES US TREASURY BOND ETF | P | 2022-01-18 | 2023-09-21 | $5,796 | $6,783 | -$987 | -$987 |
| ISHARES US TREASURY BOND ETF | P | 2022-01-24 | 2023-09-21 | $4,225 | $4,989 | -$764 | -$764 |
| ISHARES US TREASURY BOND ETF | P | 2022-08-24 | 2023-09-21 | $2,588 | $2,768 | -$180 | -$180 |
| ISHARES US TREASURY BOND ETF | P | 2021-09-07 | 2023-07-06 | $3,478 | $4,116 | -$638 | -$638 |
| ISHARES US TREASURY BOND ETF | P | 2021-12-17 | 2023-07-06 | $11,359 | $13,390 | -$2,031 | -$2,031 |
| ISHARES US TREASURY BOND ETF | P | 2022-01-24 | 2023-07-06 | $9,597 | $11,101 | -$1,504 | -$1,504 |
| ISHARES US TREASURY BOND ETF | P | 2021-09-07 | 2023-02-27 | $4,747 | $5,589 | -$842 | -$842 |
| ISHARES US TREASURY BOND ETF | P | 2021-09-07 | 2023-02-27 | $7,427 | $8,741 | -$1,314 | -$1,314 |
| JPM GRWTH ADVANTAGE FD - USD - R6 ISIN US46640W1080 SEDOL BH4TQM5 0.00% | P | 2023-06-09 | 2023-12-22 | $22,389 | $19,667 | $2,722 | $2,722 |
| JPM GRWTH ADVANTAGE FD - USD - R6 ISIN US46640W1080 SEDOL BH4TQM5 0.00% | P | 2023-08-24 | 2023-12-22 | $8,330 | $7,479 | $851 | $851 |
| JPM GRWTH ADVANTAGE FD - USD - R6 ISIN US46640W1080 SEDOL BH4TQM5 0.00% | P | 2023-12-14 | 2023-12-22 | $293 | $289 | $4 | $4 |
| JPM INCOME FUND - USD - R6 ISIN US46637K2160 SEDOL BSL7629 3.58% | P | 2023-12-18 | 2023-12-22 | $9,663 | $9,616 | $47 | $47 |
| JPM INCOME FUND - USD - R6 ISIN US46637K2160 SEDOL BSL7629 3.58% | P | 2022-08-08 | 2023-12-22 | $409 | $425 | -$16 | -$16 |
| JPM INCOME FUND - USD - R6 ISIN US46637K2160 SEDOL BSL7629 3.58% | P | 2023-02-16 | 2023-12-22 | $11,520 | $11,465 | $55 | $55 |
| JPM INCOME FUND - USD - R6 ISIN US46637K2160 SEDOL BSL7629 3.58% | P | 2020-11-18 | 2023-10-04 | $1,790 | $2,088 | -$298 | -$298 |
| JPM INCOME FUND - USD - R6 ISIN US46637K2160 SEDOL BSL7629 3.58% | P | 2022-08-08 | 2023-10-04 | $4,481 | $4,850 | -$369 | -$369 |
| JPM INCOME FUND - USD - R6 ISIN US46637K2160 SEDOL BSL7629 3.58% | P | 2020-11-18 | 2023-07-31 | $29,987 | $34,203 | -$4,216 | -$4,216 |
| JPM INCOME FUND - USD - R6 ISIN US46637K2160 SEDOL BSL7629 3.58% | P | 2020-11-18 | 2023-06-02 | $1,161 | $1,319 | -$158 | -$158 |
| JPM INCOME FUND - USD - R6 ISIN US46637K2160 SEDOL BSL7629 3.58% | P | 2020-12-01 | 2023-06-02 | $22,082 | $25,175 | -$3,093 | -$3,093 |
| JPM INCOME FUND - USD - R6 ISIN US46637K2160 SEDOL BSL7629 3.58% | P | 2021-01-20 | 2023-06-02 | $13,902 | $16,002 | -$2,100 | -$2,100 |
| JPM MTGE BACKED SEC FD - R6 FUND 3942 3.85% | P | 2021-04-13 | 2023-12-22 | $16,548 | $18,678 | -$2,130 | -$2,130 |
| JPM MTGE BACKED SEC FD - R6 FUND 3942 3.85% | P | 2021-04-14 | 2023-12-22 | $23,624 | $26,664 | -$3,040 | -$3,040 |
| JPM MTGE BACKED SEC FD - R6 FUND 3942 3.85% | P | 2021-10-08 | 2023-12-22 | $8,768 | $9,845 | -$1,077 | -$1,077 |
| JPM MTGE BACKED SEC FD - R6 FUND 3942 3.85% | P | 2022-06-16 | 2023-12-22 | $4,613 | $4,681 | -$68 | -$68 |
| JPMORGAN EQUITY PREMIUM INCO | P | 2021-03-02 | 2023-12-22 | $12,736 | $12,814 | -$78 | -$78 |
| JPMORGAN EQUITY PREMIUM INCO | P | 2023-09-26 | 2023-12-22 | $4,631 | $4,517 | $114 | $114 |
| JPMORGAN EQUITY PREMIUM INCO | P | 2022-07-22 | 2023-12-22 | $3,970 | $4,049 | -$79 | -$79 |
| JPMORGAN EQUITY PREMIUM INCO | P | 2021-03-10 | 2023-06-09 | $6,147 | $6,371 | -$224 | -$224 |
| JPMORGAN EQUITY PREMIUM INCO | P | 2021-03-16 | 2023-06-09 | $6,147 | $6,455 | -$308 | -$308 |
| JPMORGAN EQUITY PREMIUM INCO | P | 2021-05-13 | 2023-06-09 | $4,407 | $4,815 | -$408 | -$408 |
| JPMORGAN EQUITY PREMIUM INCO | P | 2022-07-22 | 2023-06-09 | $2,067 | $2,137 | -$70 | -$70 |
| JPMORGAN EQUITY PREMIUM INCO | P | 2021-05-06 | 2023-02-03 | $2,348 | $2,560 | -$212 | -$212 |
| JPMORGAN EQUITY PREMIUM INCO | P | 2021-07-23 | 2023-02-03 | $1,092 | $1,233 | -$141 | -$141 |
| JPMORGAN EQUITY PREMIUM INCO | P | 2021-05-06 | 2023-02-03 | $3,714 | $4,049 | -$335 | -$335 |
| JPMORGAN EQUITY PREMIUM INCO | P | 2021-05-13 | 2023-02-03 | $328 | $357 | -$29 | -$29 |
| JPMORGAN EQUITY PREMIUM INCO | P | 2021-05-13 | 2023-02-03 | $1,147 | $1,248 | -$101 | -$101 |
| JPMORGAN ULTRA-SHORT INCOME | P | 2023-09-21 | 2023-12-22 | $18,093 | $18,003 | $90 | $90 |
| JPMORGAN ULTRA-SHORT INCOME | P | 2023-01-09 | 2023-05-30 | $20,969 | $20,985 | -$16 | -$16 |
| JPMORGAN ULTRA-SHORT INCOME | P | 2023-01-09 | 2023-05-30 | $2,609 | $2,610 | -$1 | -$1 |
| JPMORGAN ULTRA-SHORT INCOME | P | 2023-01-09 | 2023-05-30 | $2,659 | $2,660 | -$1 | -$1 |
| JPMRGN PREFER & INC SEC-R6 | P | 2022-07-20 | 2023-12-22 | $18,139 | $18,317 | -$178 | -$178 |
| JPMRGN PREFER & INC SEC-R6 | P | 2022-08-08 | 2023-12-22 | $8,490 | $8,739 | -$249 | -$249 |
| JPMRGN PREFER & INC SEC-R6 | P | 2023-12-19 | 2023-12-22 | $3,251 | $3,248 | $3 | $3 |
| JPMRGN PREFER & INC SEC-R6 | P | 2022-08-08 | 2023-03-14 | $1,970 | $2,127 | -$157 | -$157 |
| JPMRGN PREFER & INC SEC-R6 | P | 2022-08-08 | 2023-03-13 | $2,086 | $2,273 | -$187 | -$187 |
| MNSTY MCKY H/Y CORP BND-R6 | P | 2022-07-20 | 2023-12-22 | $8,146 | $7,928 | $218 | $218 |
| MNSTY MCKY H/Y CORP BND-R6 | P | 2019-01-10 | 2023-12-22 | $14,551 | $15,160 | -$609 | -$609 |
| MNSTY MCKY H/Y CORP BND-R6 | P | 2019-02-04 | 2023-12-22 | $9,943 | $10,461 | -$518 | -$518 |
| MNSTY MCKY H/Y CORP BND-R6 | P | 2022-02-01 | 2023-12-22 | $2,614 | $2,784 | -$170 | -$170 |
| MNSTY MCKY H/Y CORP BND-R6 | P | 2020-05-11 | 2023-12-22 | $5,737 | $5,640 | $97 | $97 |
| MNSTY MCKY H/Y CORP BND-R6 | P | 2020-06-12 | 2023-12-22 | $5,727 | $5,867 | -$140 | -$140 |
| MNSTY MCKY H/Y CORP BND-R6 | P | 2020-08-17 | 2023-12-22 | $2,266 | $2,390 | -$124 | -$124 |
| MNSTY MCKY H/Y CORP BND-R6 | P | 2020-09-10 | 2023-12-22 | $11,491 | $12,152 | -$661 | -$661 |
| MNSTY MCKY H/Y CORP BND-R6 | P | 2019-02-27 | 2023-07-31 | $5,016 | $5,441 | -$425 | -$425 |
| MNSTY MCKY H/Y CORP BND-R6 | P | 2019-11-12 | 2023-07-31 | $86 | $95 | -$9 | -$9 |
| MNSTY MCKY H/Y CORP BND-R6 | P | 2022-02-01 | 2023-07-31 | $6,462 | $7,005 | -$543 | -$543 |
| MUZINICH LOW DURAT-SUPR INST | P | 2016-11-04 | 2023-12-22 | $9,071 | $9,538 | -$467 | -$467 |
| MUZINICH LOW DURAT-SUPR INST | P | 2022-03-21 | 2023-12-22 | $12,895 | $12,800 | $95 | $95 |
| MUZINICH LOW DURAT-SUPR INST | P | 2019-07-05 | 2023-12-22 | $16,756 | $17,513 | -$757 | -$757 |
| MUZINICH LOW DURAT-SUPR INST | P | 2020-04-09 | 2023-12-22 | $1,118 | $1,087 | $31 | $31 |
| MUZINICH LOW DURAT-SUPR INST | P | 2022-08-24 | 2023-12-22 | $13,419 | $13,095 | $324 | $324 |
| NUVEEN PREFERRED SECURIT-R6 | P | 2021-02-01 | 2023-12-22 | $4,061 | $4,753 | -$692 | -$692 |
| NUVEEN PREFERRED SECURIT-R6 | P | 2016-01-20 | 2023-12-22 | $1,373 | $1,520 | -$147 | -$147 |
| NUVEEN PREFERRED SECURIT-R6 | P | 2016-04-21 | 2023-12-22 | $4,664 | $5,174 | -$510 | -$510 |
| NUVEEN PREFERRED SECURIT-R6 | P | 2016-04-22 | 2023-12-22 | $4,273 | $4,748 | -$475 | -$475 |
| NUVEEN PREFERRED SECURIT-R6 | P | 2016-04-25 | 2023-12-22 | $4,442 | $4,927 | -$485 | -$485 |
| NUVEEN PREFERRED SECURIT-R6 | P | 2021-02-01 | 2023-07-31 | $4,163 | $5,030 | -$867 | -$867 |
| NUVEEN PREFERRED SECURIT-R6 | P | 2021-02-01 | 2023-04-20 | $2,305 | $2,826 | -$521 | -$521 |
| NUVEEN PREFERRED SECURIT-R6 | P | 2021-02-24 | 2023-04-20 | $691 | $850 | -$159 | -$159 |
| NUVEEN PREFERRED SECURIT-R6 | P | 2021-02-24 | 2023-03-24 | $7,750 | $9,913 | -$2,163 | -$2,163 |
| NUVEEN PREFERRED SECURIT-R6 | P | 2021-02-24 | 2023-03-13 | $4,449 | $5,313 | -$864 | -$864 |
| NUVEEN PREFERRED SECURIT-R6 | P | 2021-10-13 | 2023-03-13 | $3,431 | $4,121 | -$690 | -$690 |
| NUVEEN SHORT DUR H/Y MUNI-I | P | 2021-05-19 | 2023-02-16 | $3,494 | $3,792 | -$298 | -$298 |
| NUVEEN SHORT DUR H/Y MUNI-I | P | 2021-05-20 | 2023-02-16 | $14,980 | $16,254 | -$1,274 | -$1,274 |
| NUVEEN SHORT DUR H/Y MUNI-I | P | 2021-05-19 | 2023-02-13 | $11,587 | $12,507 | -$920 | -$920 |
| NUVEEN SHORT DUR H/Y MUNI-I | P | 2021-10-08 | 2023-02-13 | $6,325 | $6,867 | -$542 | -$542 |
| PGIM ULTRA SHORT BOND ETF | P | 2023-02-16 | 2023-12-22 | $12,440 | $12,404 | $36 | $36 |
| PGIM ULTRA SHORT BOND ETF | P | 2023-05-30 | 2023-12-22 | $6,592 | $6,563 | $29 | $29 |
| PIMCO MRTG OPP & BND-INST | P | 2019-06-18 | 2023-12-22 | $4,981 | $5,758 | -$777 | -$777 |
| PIMCO MRTG OPP & BND-INST | P | 2019-09-13 | 2023-12-22 | $10,077 | $11,658 | -$1,581 | -$1,581 |
| PIMCO MRTG OPP & BND-INST | P | 2017-05-18 | 2023-12-22 | $3,272 | $3,834 | -$562 | -$562 |
| PIMCO MRTG OPP & BND-INST | P | 2020-03-06 | 2023-12-22 | $5,180 | $5,992 | -$812 | -$812 |
| PIMCO MRTG OPP & BND-INST | P | 2018-04-04 | 2023-12-22 | $4,897 | $5,723 | -$826 | -$826 |
| PIMCO MRTG OPP & BND-INST | P | 2020-05-13 | 2023-12-22 | $100 | $112 | -$12 | -$12 |
| PIMCO MRTG OPP & BND-INST | P | 2018-05-30 | 2023-12-22 | $3,080 | $3,596 | -$516 | -$516 |
| PIMCO MRTG OPP & BND-INST | P | 2018-11-08 | 2023-12-22 | $5,878 | $6,818 | -$940 | -$940 |
| PIMCO MRTG OPP & BND-INST | P | 2018-11-09 | 2023-12-22 | $1,389 | $1,613 | -$224 | -$224 |
| PIMCO MRTG OPP & BND-INST | P | 2019-03-22 | 2023-12-22 | $1,544 | $1,776 | -$232 | -$232 |
| PIMCO MRTG OPP & BND-INST | P | 2019-06-17 | 2023-12-22 | $5,025 | $5,803 | -$778 | -$778 |
| SCHWAB U.S. TIPS ETF | P | 2022-12-21 | 2023-06-15 | $24,412 | $24,257 | $155 | $155 |
| SCHWAB US DVD EQUITY ETF | P | 2020-12-03 | 2023-12-22 | $10,405 | $8,780 | $1,625 | $1,625 |
| SCHWAB US DVD EQUITY ETF | P | 2021-02-01 | 2023-12-22 | $2,734 | $2,315 | $419 | $419 |
| SCHWAB US DVD EQUITY ETF | P | 2021-01-07 | 2023-10-04 | $2,764 | $2,642 | $122 | $122 |
| SCHWAB US DVD EQUITY ETF | P | 2021-02-01 | 2023-10-04 | $138 | $129 | $9 | $9 |
| SCHWAB US DVD EQUITY ETF | P | 2023-06-09 | 2023-10-04 | $5,942 | $6,168 | -$226 | -$226 |
| SCHWAB US DVD EQUITY ETF | P | 2021-01-07 | 2023-03-15 | $2,058 | $1,915 | $143 | $143 |
| SCHWAB US DVD EQUITY ETF | P | 2021-02-25 | 2023-03-15 | $923 | $904 | $19 | $19 |
| SCHWAB US DVD EQUITY ETF | P | 2021-02-25 | 2023-03-13 | $638 | $626 | $12 | $12 |
| SCHWAB US DVD EQUITY ETF | P | 2021-02-25 | 2023-03-13 | $11,419 | $11,222 | $197 | $197 |
| T ROWE PRICE NEW ASIA-I | P | 2023-02-03 | 2023-08-21 | $942 | $1,072 | -$130 | -$130 |
| T ROWE PRICE NEW ASIA-I | P | 2023-02-06 | 2023-08-21 | $5,567 | $6,222 | -$655 | -$655 |
| T ROWE PRICE NEW ASIA-I | P | 2023-02-03 | 2023-08-17 | $4,637 | $5,214 | -$577 | -$577 |
| TORTOISE ENERGY INFRASTRUCTU | P | 2021-12-16 | 2023-12-22 | $3,454 | $2,503 | $951 | $951 |
| TORTOISE ENERGY INFRASTRUCTU | P | 2022-02-24 | 2023-12-22 | $4,734 | $3,807 | $927 | $927 |
| TORTOISE ENERGY INFRASTRUCTU | P | 2022-02-24 | 2023-06-09 | $5,506 | $4,917 | $589 | $589 |
| UTILITIES SELECT SECTOR SPDR | P | 2023-10-04 | 2023-12-22 | $8,296 | $7,456 | $840 | $840 |
| VANGUARD FTSE ALL-WORLD EX-U | P | 2022-01-14 | 2023-02-03 | $10,949 | $12,468 | -$1,519 | -$1,519 |
| VANGUARD FTSE ALL-WORLD EX-U | P | 2022-06-09 | 2023-02-03 | $15,034 | $14,868 | $166 | $166 |
| VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND | P | 2023-09-28 | 2023-12-22 | $18,826 | $18,122 | $704 | $704 |
| VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND | P | 2021-11-04 | 2023-07-20 | $12,489 | $14,316 | -$1,827 | -$1,827 |
| VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND | P | 2022-08-08 | 2023-07-20 | $59 | $62 | -$3 | -$3 |
| VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND | P | 2022-08-08 | 2023-07-20 | $59 | $62 | -$3 | -$3 |
| VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND | P | 2022-08-08 | 2023-07-20 | $117 | $123 | -$6 | -$6 |
| VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND | P | 2022-08-08 | 2023-07-20 | $9,088 | $9,546 | -$458 | -$458 |
| VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND | P | 2022-08-08 | 2023-07-20 | $10,085 | $10,597 | -$512 | -$512 |
| VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND | P | 2021-10-14 | 2023-02-27 | $7,220 | $8,356 | -$1,136 | -$1,136 |
| VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND | P | 2021-11-04 | 2023-02-27 | $4,891 | $5,646 | -$755 | -$755 |
| VANGUARD S/T CORP BOND ETF | P | 2023-05-30 | 2023-12-22 | $31,098 | $30,553 | $545 | $545 |
| VANGUARD SHORT-TERM BOND ETF | P | 2022-07-20 | 2023-12-22 | $24,518 | $24,419 | $99 | $99 |
| VANGUARD SHORT-TERM BOND ETF | P | 2022-12-12 | 2023-12-22 | $154 | $151 | $3 | $3 |
| VANGUARD SHORT-TERM BOND ETF | P | 2022-12-12 | 2023-12-22 | $2,997 | $2,943 | $54 | $54 |
| VANGUARD SHORT-TERM BOND ETF | P | 2022-12-12 | 2023-12-22 | $2,459 | $2,415 | $44 | $44 |
| VANGUARD SHORT-TERM BOND ETF | P | 2023-02-10 | 2023-12-22 | $10,760 | $10,584 | $176 | $176 |
| VANGUARD SHORT-TERM BOND ETF | P | 2023-06-15 | 2023-12-22 | $24,671 | $24,331 | $340 | $340 |
| VANGUARD SHORT-TERM TREASURY INDEX FUND | P | 2023-07-06 | 2023-12-22 | $15,491 | $15,278 | $213 | $213 |
| VANGUARD TOTAL STOCK MKT ETF | P | 2023-07-13 | 2023-12-22 | $21,804 | $20,599 | $1,205 | $1,205 |
| WISDOMTREE JAPAN HEDGED EQ | P | 2021-12-09 | 2023-02-03 | $4,507 | $4,143 | $364 | $364 |
| WISDOMTREE JAPAN HEDGED EQ | P | 2021-12-09 | 2023-01-17 | $5,024 | $4,771 | $253 | $253 |
| WISDOMTREE JAPAN HEDGED EQ | P | 2021-12-09 | 2023-01-11 | $3,076 | $2,951 | $125 | $125 |
| ARTISAN INTL VAL-INST | P | 2011-02-14 | 2023-07-27 | $73,445 | $45,982 | $27,463 | $27,463 |
| ARTISAN INTL VAL-INST | P | 2011-03-02 | 2023-07-27 | $57,671 | $36,093 | $21,578 | $21,578 |
| FIDELITY 500 INDEX FUND | P | 2020-09-22 | 2023-06-22 | $143,249 | $108,310 | $34,939 | $34,939 |
| FIDELITY 500 INDEX FUND | P | 2022-01-27 | 2023-06-22 | $56,751 | $55,851 | $900 | $900 |
| FIDELITY 500 INDEX FUND | P | 2022-01-27 | 2023-02-15 | $175,000 | $182,371 | -$7,371 | -$7,371 |
| FIDELITY 500 INDEX FUND | P | 2021-10-26 | 2023-01-20 | $56,299 | $64,864 | -$8,565 | -$8,565 |
| FIDELITY 500 INDEX FUND | P | 2022-01-27 | 2023-01-20 | $118,701 | $129,327 | -$10,626 | -$10,626 |
| ISHARES CORE MSCI EAFE ETF | P | 2017-06-30 | 2023-06-22 | $59,982 | $54,351 | $5,631 | $5,631 |
| ISHARES CORE MSCI EAFE ETF | P | 2017-06-30 | 2023-06-22 | $807 | $731 | $76 | $76 |
| ISHARES CORE S&P MIDCAP ETF | P | 2023-07-27 | 2023-12-13 | $125,524 | $124,781 | $743 | $743 |
| ISHARES US TREASURY BOND ETF | P | 2022-10-13 | 2023-12-05 | $14,188 | $14,155 | $33 | $33 |
| ISHARES US TREASURY BOND ETF | P | 2022-10-13 | 2023-12-05 | $1,649 | $1,645 | $4 | $4 |
| ISHARES US TREASURY BOND ETF | P | 2023-01-04 | 2023-12-05 | $104,807 | $106,434 | -$1,627 | -$1,627 |
| ISHARES US TREASURY BOND ETF | P | 2022-10-13 | 2023-12-05 | $62,179 | $62,008 | $171 | $171 |
| ISHARES US TREASURY BOND ETF | P | 2022-10-13 | 2023-12-05 | $1,582 | $1,579 | $3 | $3 |
| ISHARES US TREASURY BOND ETF | P | 2022-10-13 | 2023-12-05 | $12,318 | $12,299 | $19 | $19 |
| ISHARES US TREASURY BOND ETF | P | 2022-10-13 | 2023-12-05 | $9,629 | $9,603 | $26 | $26 |
| ISHARES US TREASURY BOND ETF | P | 2023-01-04 | 2023-12-05 | $4,023 | $4,086 | -$63 | -$63 |
| JPMORGAN BETABUILDERS CANADA | P | 2018-08-21 | 2023-06-22 | $54,629 | $45,171 | $9,458 | $9,458 |
| JPMORGAN BETABUILDERS CANADA | P | 2018-08-21 | 2023-06-22 | $3,825 | $3,166 | $659 | $659 |
| JPMORGAN BETABUILDERS EUROPE ETF | P | 2023-02-15 | 2023-06-22 | $121,377 | $121,304 | $73 | $73 |
| SIX CIRCLES CREDIT OPPORT | P | 2020-11-05 | 2023-02-16 | $90,000 | $102,872 | -$12,872 | -$12,872 |
| VANGUARD TOTAL BOND MARKET | P | 2022-08-11 | 2023-12-05 | $88,801 | $93,978 | -$5,177 | -$5,177 |
| VANGUARD TOTAL BOND MARKET | P | 2023-06-22 | 2023-12-05 | $74,110 | $74,786 | -$676 | -$676 |
| VANGUARD TOTAL BOND MARKET | P | 2022-08-11 | 2023-12-05 | $2,518 | $2,665 | -$147 | -$147 |
| VANGUARD TOTAL BOND MARKET | P | 2022-08-11 | 2023-12-05 | $12,232 | $12,947 | -$715 | -$715 |
| AKRE FOCUS INSTL | P | 2020-07-01 | 2023-05-15 | $114,062 | $110,122 | $3,940 | $3,940 |
| AKRE FOCUS INSTL | P | 2022-12-09 | 2023-05-15 | $7,296 | $6,904 | $392 | $392 |
| DOUBLELINE TOTAL RETURN BOND I | P | 2022-05-26 | 2023-12-13 | $87,115 | $95,200 | -$8,085 | -$8,085 |
| DOUBLELINE TOTAL RETURN BOND I | P | 2022-05-31 | 2023-12-13 | $242 | $262 | -$20 | -$20 |
| DOUBLELINE TOTAL RETURN BOND I | P | 2022-06-30 | 2023-12-13 | $279 | $298 | -$19 | -$19 |
| DOUBLELINE TOTAL RETURN BOND I | P | 2022-07-29 | 2023-12-13 | $272 | $295 | -$23 | -$23 |
| DOUBLELINE TOTAL RETURN BOND I | P | 2022-08-31 | 2023-12-13 | $281 | $297 | -$16 | -$16 |
| DOUBLELINE TOTAL RETURN BOND I | P | 2022-09-27 | 2023-12-13 | $79,393 | $80,406 | -$1,013 | -$1,013 |
| DOUBLELINE TOTAL RETURN BOND I | P | 2022-09-30 | 2023-12-13 | $556 | $564 | -$8 | -$8 |
| DOUBLELINE TOTAL RETURN BOND I | P | 2022-10-31 | 2023-12-13 | $587 | $579 | $8 | $8 |
| DOUBLELINE TOTAL RETURN BOND I | P | 2022-11-30 | 2023-12-13 | $555 | $562 | -$7 | -$7 |
| DOUBLELINE TOTAL RETURN BOND I | P | 2022-12-30 | 2023-12-13 | $583 | $585 | -$2 | -$2 |
| DOUBLELINE TOTAL RETURN BOND I | P | 2023-01-31 | 2023-12-13 | $531 | $550 | -$19 | -$19 |
| DOUBLELINE TOTAL RETURN BOND I | P | 2023-02-28 | 2023-12-13 | $582 | $588 | -$6 | -$6 |
| DOUBLELINE TOTAL RETURN BOND I | P | 2023-03-31 | 2023-12-13 | $597 | $612 | -$15 | -$15 |
| DOUBLELINE TOTAL RETURN BOND I | P | 2023-04-28 | 2023-12-13 | $545 | $561 | -$16 | -$16 |
| DOUBLELINE TOTAL RETURN BOND I | P | 2023-05-31 | 2023-12-13 | $559 | $568 | -$9 | -$9 |
| DOUBLELINE TOTAL RETURN BOND I | P | 2023-06-30 | 2023-12-13 | $625 | $629 | -$4 | -$4 |
| DOUBLELINE TOTAL RETURN BOND I | P | 2023-07-31 | 2023-12-13 | $630 | $630 | $0 | $0 |
| DOUBLELINE TOTAL RETURN BOND I | P | 2023-08-31 | 2023-12-13 | $672 | $666 | $6 | $6 |
| DOUBLELINE TOTAL RETURN BOND I | P | 2023-09-29 | 2023-12-13 | $707 | $679 | $28 | $28 |
| DOUBLELINE TOTAL RETURN BOND I | P | 2023-10-31 | 2023-12-13 | $713 | $669 | $44 | $44 |
| DOUBLELINE TOTAL RETURN BOND I | P | 2023-11-30 | 2023-12-13 | $687 | $670 | $17 | $17 |
| GUGGENHEIM MACRO OPPORTUNITIES INSTL | P | 2021-02-11 | 2023-12-13 | $165,259 | $191,076 | -$25,817 | -$25,817 |
| GUGGENHEIM MACRO OPPORTUNITIES INSTL | P | 2021-02-26 | 2023-12-13 | $425 | $485 | -$60 | -$60 |
| GUGGENHEIM MACRO OPPORTUNITIES INSTL | P | 2021-03-31 | 2023-12-13 | $635 | $719 | -$84 | -$84 |
| GUGGENHEIM MACRO OPPORTUNITIES INSTL | P | 2021-04-30 | 2023-12-13 | $580 | $659 | -$79 | -$79 |
| GUGGENHEIM MACRO OPPORTUNITIES INSTL | P | 2021-05-28 | 2023-12-13 | $559 | $637 | -$78 | -$78 |
| GUGGENHEIM MACRO OPPORTUNITIES INSTL | P | 2021-06-30 | 2023-12-13 | $542 | $617 | -$75 | -$75 |
| GUGGENHEIM MACRO OPPORTUNITIES INSTL | P | 2021-07-30 | 2023-12-13 | $555 | $631 | -$76 | -$76 |
| GUGGENHEIM MACRO OPPORTUNITIES INSTL | P | 2021-08-31 | 2023-12-13 | $447 | $507 | -$60 | -$60 |
| GUGGENHEIM MACRO OPPORTUNITIES INSTL | P | 2021-09-30 | 2023-12-13 | $424 | $480 | -$56 | -$56 |
| GUGGENHEIM MACRO OPPORTUNITIES INSTL | P | 2021-10-29 | 2023-12-13 | $555 | $625 | -$70 | -$70 |
| GUGGENHEIM MACRO OPPORTUNITIES INSTL | P | 2021-11-30 | 2023-12-13 | $442 | $495 | -$53 | -$53 |
| GUGGENHEIM MACRO OPPORTUNITIES INSTL | P | 2021-12-31 | 2023-12-13 | $451 | $509 | -$58 | -$58 |
| GUGGENHEIM MACRO OPPORTUNITIES INSTL | P | 2022-01-31 | 2023-12-13 | $495 | $549 | -$54 | -$54 |
| GUGGENHEIM MACRO OPPORTUNITIES INSTL | P | 2022-02-28 | 2023-12-13 | $443 | $485 | -$42 | -$42 |
| GUGGENHEIM MACRO OPPORTUNITIES INSTL | P | 2022-03-31 | 2023-12-13 | $566 | $613 | -$47 | -$47 |
| GUGGENHEIM MACRO OPPORTUNITIES INSTL | P | 2022-04-29 | 2023-12-13 | $622 | $658 | -$36 | -$36 |
| GUGGENHEIM MACRO OPPORTUNITIES INSTL | P | 2022-05-31 | 2023-12-13 | $555 | $577 | -$22 | -$22 |
| GUGGENHEIM MACRO OPPORTUNITIES INSTL | P | 2022-06-30 | 2023-12-13 | $687 | $688 | -$1 | -$1 |
| GUGGENHEIM MACRO OPPORTUNITIES INSTL | P | 2022-07-29 | 2023-12-13 | $778 | $800 | -$22 | -$22 |
| GUGGENHEIM MACRO OPPORTUNITIES INSTL | P | 2022-08-31 | 2023-12-13 | $818 | $829 | -$11 | -$11 |
| GUGGENHEIM MACRO OPPORTUNITIES INSTL | P | 2022-09-30 | 2023-12-13 | $841 | $818 | $23 | $23 |
| GUGGENHEIM MACRO OPPORTUNITIES INSTL | P | 2022-10-31 | 2023-12-13 | $942 | $909 | $33 | $33 |
| GUGGENHEIM MACRO OPPORTUNITIES INSTL | P | 2022-11-30 | 2023-12-13 | $882 | $873 | $9 | $9 |
| GUGGENHEIM MACRO OPPORTUNITIES INSTL | P | 2022-12-15 | 2023-12-13 | $11 | $11 | $0 | $0 |
| GUGGENHEIM MACRO OPPORTUNITIES INSTL | P | 2022-12-30 | 2023-12-13 | $1,005 | $988 | $17 | $17 |
| GUGGENHEIM MACRO OPPORTUNITIES INSTL | P | 2023-01-31 | 2023-12-13 | $827 | $834 | -$7 | -$7 |
| GUGGENHEIM MACRO OPPORTUNITIES INSTL | P | 2023-02-28 | 2023-12-13 | $802 | $798 | $4 | $4 |
| GUGGENHEIM MACRO OPPORTUNITIES INSTL | P | 2023-03-31 | 2023-12-13 | $938 | $936 | $2 | $2 |
| GUGGENHEIM MACRO OPPORTUNITIES INSTL | P | 2023-04-28 | 2023-12-13 | $749 | $750 | -$1 | -$1 |
| GUGGENHEIM MACRO OPPORTUNITIES INSTL | P | 2023-05-31 | 2023-12-13 | $903 | $895 | $8 | $8 |
| GUGGENHEIM MACRO OPPORTUNITIES INSTL | P | 2023-06-30 | 2023-12-13 | $920 | $912 | $8 | $8 |
| GUGGENHEIM MACRO OPPORTUNITIES INSTL | P | 2023-07-31 | 2023-12-13 | $841 | $839 | $2 | $2 |
| GUGGENHEIM MACRO OPPORTUNITIES INSTL | P | 2023-08-31 | 2023-12-13 | $908 | $905 | $3 | $3 |
| GUGGENHEIM MACRO OPPORTUNITIES INSTL | P | 2023-09-29 | 2023-12-13 | $1,144 | $1,127 | $17 | $17 |
| GUGGENHEIM MACRO OPPORTUNITIES INSTL | P | 2023-10-31 | 2023-12-13 | $1,394 | $1,353 | $41 | $41 |
| GUGGENHEIM MACRO OPPORTUNITIES INSTL | P | 2023-11-30 | 2023-12-13 | $1,281 | $1,268 | $13 | $13 |
| Capital Gains Dividends | P | $34,310 | $34,310 | $34,310 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $7,465 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $11,868 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $11,868 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $11,868 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $17,278 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $17,278 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $5,410 | OverpaymentAmt |
| Applied To ES Tax | $5,410 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | VA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | Pathstone | IndividualWithBooksNm |
| Phone | 7035186124 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 201 N Union Street | AddressLine1Txt |
| City | Alexandria | CityNm |
| State Abbreviation | VA | StateAbbreviationCd |
| ZIP | 22314 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | Yes (1) | UndistributedIncomePYInd |
| Undistributed Income PY1 | 2022 | UndistributedIncomePY1Yr |
| Undistributed Income PY2 | 2021 | UndistributedIncomePY2Yr |
| Undistributed Income PY3 | 2020 | UndistributedIncomePY3Yr |
| Undistr Incm Sect4942a2 Not App | 0 | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Thomas D Rutherfoord | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 201 N Union Street 300 | AddressLine1Txt |
| City | Alexandria | CityNm |
| State Abbreviation | VA | StateAbbreviationCd |
| ZIP | 22314 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | Trustee | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 2.00 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $0 | CompensationAmt |
| Employee Benefit Program | $0 | EmployeeBenefitProgramAmt |
| Expense Account Other Allwnc | $0 | ExpenseAccountOtherAllwncAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $21,618,187 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $156,600 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $21,774,787 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $21,774,787 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $326,622 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $21,448,165 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,072,408 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,072,408 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $11,868 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $11,868 | TotalTaxAmt |
| Distributable Before Adj | $1,060,540 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,060,540 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,060,540 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,006,313 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,006,313 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,060,540 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $1,040,758 | UndistributedIncomePYAmt |
| Prior Year1 | 2021 | PriorYear1Yr |
| Prior Year2 | 2020 | PriorYear2Yr |
| Total For Prior Years | $31,808 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,006,313 | QualifyingDistributionsAmt |
| Applied To Year1 | $1,006,313 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $0 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $31,808 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $31,808 | Taxable1Amt |
| Taxable2 | $34,445 | Taxable2Amt |
| Undistributed Income CY | $1,060,540 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (60 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| Alleghany County Rescue Squad | ||||||
| 61 Trojan Ave | Sparta | NC | 28675 | PC | To fund charitable activities. | $1,000 |
| Alleghany Memorial Hospital | ||||||
| 233 Doctors St | Sparta | NC | 28675 | PC | To fund charitable activities. | $5,000 |
| American Forests | ||||||
| 1220 L Street NW Suite 750 | Washington | DC | 20005 | PC | To fund charitable activities. | $1,000 |
| American Friends of the Louvre | ||||||
| 305 East 47th Street | New York | NY | 10017 | PC | To fund charitable activities. | $25,000 |
| Arkansas Museum of Fine Arts | ||||||
| 501 E 9th Street | Little Rock | AR | 72202 | PC | To fund charitable activities. | $25,000 |
| Aspen Art Museum | ||||||
| 637 E Hyman Ave | Aspen | CO | 81611 | PC | To fund charitable activities. | $1,000 |
| Aspen Institute Society of Fellows | ||||||
| 2300 North Street NW 700 | Washington | DC | 20037 | PC | To fund charitable activities. | $10,000 |
| Aspen Music Festival | ||||||
| 225 Music School Road | Aspen | CO | 81611 | PC | To fund charitable activities. | $26,000 |
| Bishop John T Walker School for Boys | ||||||
| 3640 Martin Luther King Jr Ave SE | Washington | DC | 20032 | PC | To fund charitable activities. | $10,000 |
| Blair House Restoration Fund | ||||||
| PO Box 27208 | Washington | DC | 20038 | PC | To fund charitable activities. | $2,500 |
| Boys & Girls Clubs of Palm Beach | ||||||
| 800 Northpoint Pkwy 204 | West Palm Beach | FL | 33407 | PC | To fund charitable activities. | $50,000 |
| Buffalo Bill Center of the West | ||||||
| 720 Sheridan Avenue | Cody | WY | 82414 | PC | To fund charitable activities. | $15,000 |
| CAG | ||||||
| 1058 30th St NW | Washington | DC | 20007 | PC | To fund charitable activities. | $2,500 |
| CF Foundation | ||||||
| 4550 Montgomery Avenue Suite 1100 N | Bethesda | MD | 20814 | PC | To fund charitable activities. | $1,500 |
| Charities Aid Foundation | ||||||
| 225 Reinekers Lane Suite 375 | Alexandria | VA | 22314 | PC | To fund charitable activities. | $95,450 |
| Cherry Lane Fire Department | ||||||
| 8878 US-21 | Glade Valley | NC | 28627 | PC | To fund charitable activities. | $500 |
| Christ Church Georgetown | ||||||
| 3116 O Street NW | Washington | DC | 20007 | PC | To fund charitable activities. | $25,000 |
| Collegiate Directions | ||||||
| 4833 Rugby Avenue Suite 301 | Bethesda | MD | 20814 | PC | To fund charitable activities. | $2,500 |
| Cornell Lab of Ornithology | ||||||
| 159 Sapsucker Woods Rd | Ithaca | NY | 14850 | PC | To fund charitable activities. | $2,500 |
| Creative Waves Foundation | ||||||
| 235 Park Avenue South-9th Fl | New York | NY | 10003 | PC | To fund charitable activities. | $2,000 |
| Doctors Without Borders | ||||||
| 40 Rector Street 16th Floor | New York | NY | 10006 | PC | To fund charitable activities. | $10,000 |
| Garden Club of Palm Beach | ||||||
| 2 Four Arts Plaza | Palm Beach | FL | 33480 | PC | To fund charitable activities. | $6,000 |
| Georgetown Garden Club | ||||||
| 2511 P St NW | Washington | DC | 20007 | PC | To fund charitable activities. | $400 |
| GoBo Community Betterment | ||||||
| PO Box 523566 | Springfield | VA | 22152 | PC | To fund charitable activities. | $1,000 |
| Hollins University | ||||||
| PO Box 9707 | Roanoke | VA | 240201707 | PC | To fund charitable activities. | $50,000 |
| House of Ruth | ||||||
| 5 Thomas Cir NW | Washington | DC | 20005 | PC | To fund charitable activities. | $2,000 |
| International Campaign for Tibet | ||||||
| 1825 Jefferson Pl NW | Washington | DC | 20036 | PC | To fund charitable activities. | $2,000 |
| Jamestown-Yorktown Foundation | ||||||
| 2110 Jamestown Rd | Williamsburg | VA | 23185 | PC | To fund charitable activities. | $2,500 |
| Metropolitan Club Foundation | ||||||
| 49 Knollwood Road | Elmsford | NY | 10523 | PC | To fund charitable activities. | $2,000 |
| MGH Leadership Council for Psychiatry | ||||||
| 125 Nashua Street Suite 540 | Boston | MA | 02114 | PC | To fund charitable activities. | $10,000 |
| Mount Vernon Ladies Association | ||||||
| 3200 Mount Vernon Memorial Highway | Mount Vernon | VA | 22121 | PC | To fund charitable activities. | $25,000 |
| Mountain Rescue | ||||||
| PO Box 880868 | San Diego | CA | 92168 | PC | To fund charitable activities. | $1,500 |
| Music Associates of Aspen | ||||||
| 225 Music School Road | Aspen | CO | 81611 | PC | To fund charitable activities. | $25,000 |
| National Gallery of Art | ||||||
| 2000 S Club Dr | Hyattsville | MD | 20785 | PC | To fund charitable activities. | $5,000 |
| National Museum for Women in the Arts | ||||||
| 1250 New York Avenue NW | Washington | DC | 200053970 | PC | To fund charitable activities. | $4,000 |
| NSCDA | ||||||
| 2715 Q Street NW | Washington | DC | 20007 | PC | To fund charitable activities. | $1,000 |
| One East 60th St Historical Foundation | ||||||
| 1 E 60th St | New York | NY | 10022 | PC | To fund charitable activities. | $1,000 |
| Palm Beach Crime Watch | ||||||
| 139 N County Road Suite 26 | Palm Beach | FL | 33480 | PC | To fund charitable activities. | $5,000 |
| Preservation Foundation of Palm Beach | ||||||
| 311 Peruvian Ave | Palm Beach | FL | 33480 | PC | To fund charitable activities. | $100,000 |
| Restoration Housing | ||||||
| 1116 B Main Street Suite B | Roanoke | VA | 24015 | PC | To fund charitable activities. | $2,500 |
| Roaring Gap Church | ||||||
| 45 Rhododendron Road | Roaring Gap | NC | 28668 | PC | To fund charitable activities. | $2,500 |
| Roaring Gap Foundation | ||||||
| PO BOX 129 | Roaring Gap | NC | 28668 | PC | To fund charitable activities. | $2,500 |
| Salisbury Fund | ||||||
| 251 Canaan Road | Salisbury | CT | 06068 | PC | To fund charitable activities. | $25,000 |
| Salvation Army | ||||||
| PO Box 629 | Alexandria | VA | 22313 | PC | To fund charitable activities. | $5,000 |
| St Albans School | ||||||
| Mount St Albans | Washington | DC | 20016 | PC | To fund charitable activities. | $5,000 |
| Stratford Hall | ||||||
| 483 Great House Road | Stratford | VA | 22558 | PC | To fund charitable activities. | $8,472 |
| The Church of Bethesda-by-the-Sea | ||||||
| 141 S County Rd | Palm Beach | FL | 33480 | PC | To fund charitable activities. | $5,000 |
| The Phillips Collection | ||||||
| 1600 21st Street NW | Washington | DC | 20009 | PC | To fund charitable activities. | $50,000 |
| The Policy | ||||||
| 1921 Kalorama Rd NW | Washington | DC | 20009 | PC | To fund charitable activities. | $1,000 |
| The Princes Foundation America | ||||||
| 888 17th Street NW Suite 201 | Washington | DC | 20006 | PC | To fund charitable activities. | $100,000 |
| The Society of the Four Arts | ||||||
| 24 Arts Plaza | Palm Beach | FL | 33480 | PC | To fund charitable activities. | $25,000 |
| Theatre Aspen | ||||||
| 110 East Hallam Street Suite 126 | Aspen | CO | 81611 | PC | To fund charitable activities. | $1,500 |
| US Against Alzheimers | ||||||
| 2 Wisconsin Circle Suite 700 | Chevy Chase | MD | 20815 | PC | To fund charitable activities. | $10,000 |
| Venetian Heritage Inc | ||||||
| PO Box 1358 | New York | NY | 10150 | PC | To fund charitable activities. | $2,000 |
| VFIC | ||||||
| 8010 Ridge Road Suite B | Richmond | VA | 22329 | PC | To fund charitable activities. | $15,000 |
| Virginia Athletics Foundation | ||||||
| PO Box 400833 | Charlottesville | VA | 22904 | PC | To fund charitable activities. | $8,000 |
| Virginia Gentlemen Foundation | ||||||
| 596A S Birdneck Rd | Virginia Beach | VA | 23451 | PC | To fund charitable activities. | $7,500 |
| Virginia Western Educational Foundation | ||||||
| 3094 Colonial Ave SW | Roanoke | VA | 24015 | PC | To fund charitable activities. | $5,000 |
| WETA | ||||||
| 3939 Campbell Avenue | Arlington | VA | 22206 | PC | To fund charitable activities. | $1,000 |
| White House Historical Association | ||||||
| PO Box 27624 | Washington | DC | 20038 | PC | To fund charitable activities. | $1,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $839,822 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $11,847 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $395,052 | ExclusionAmt |
Other Investment Income OtherInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $516,332 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $7,465 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $930,696 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $930,696 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Accounting | CategoryTxt |
| Amt | $12,000 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $12,000 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | Fixed Income | BondNm |
| EOY Book Value | $2,167,033 | EOYBookValueAmt |
| EOYFMV | $2,062,029 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | Equities | StockNm |
| EOY Book Value | $9,737,938 | EOYBookValueAmt |
| EOYFMV | $13,535,884 | EOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (5 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| Cash and Sweep Accounts | AT COST | $819,333 | $809,141 |
| Private Equities | AT COST | $3,581,775 | $1,693,764 |
| Hedge Funds | AT COST | $1,100,889 | $1,221,472 |
| Investment Funds | FMV | $2,988,425 | $2,988,425 |
| Real Estate | AT COST | $3,850 | $5,150 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (9 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| Phone/Internet | $1,150 | $0 | $1,150 |
| Meals & Entertainment | $76,691 | $0 | $76,691 |
| Travel | $26,497 | $0 | $26,497 |
| Bank Fees | $518 | $0 | $518 |
| Consulting & Professional Fees | $125 | $0 | $125 |
| Postage & Delivery | $128 | $0 | $128 |
| Transportation | $12,995 | $0 | $12,995 |
| Gifts | $3,580 | $0 | $3,580 |
| Miscellaneous | $725 | $0 | $725 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| Alternative Asset Distributions | $350,479 | $350,479 | $350,479 |
| Passthrough income from investment funds | $165,853 | $165,853 | $165,853 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Unrealized gain on investment funds tracked at FMV | Desc |
| Amt | $181,670 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| Investment management | $68,278 | $68,278 | $0 |
| Asset management | $32,082 | $0 | $32,082 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Foreign Taxes paid on investments | CategoryTxt |
| Amt | $8,591 | Amt |
| Net Investment Income | $8,591 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Comments