TRIAD FOUNDATION INC: Form 990PF, tax year 2023
View the entire original 990 at ProPublica ↗
- Organization
- TRIAD FOUNDATION INC (EIN 30-0108102)
- Tax period
- 2023-01-01 to 2023-12-31
- Filed
- 2024-11-14
- IRS object ID
- 202403199349105395
- Schema version
- 2023v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Depreciation Schedule
- Investments Other Schedule2
- Land Etc Schedule2
- Legal Fees Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2024-11-14T22:01:09-05:00 | ReturnTs |
| Tax Period End | 2023-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 852104502 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DOYLE SCHULTZ & BHATIA PLLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1818 LIBRARY STREET SUITE 500 | AddressLine1Txt |
| City | RESTON | CityNm |
| State Abbreviation | VA | StateAbbreviationCd |
| ZIP | 20190 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2023-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 300108102 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | TRIAD FOUNDATION INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | TRIA | BusinessNameControlTxt |
| Phone | 6072571133 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 15 ASCOT PLACE | AddressLine1Txt |
| City | ITHACA | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 14850 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ROY H PARK JR | PersonNm |
| Person Title | PRES/CHAIR | PersonTitleTxt |
| Phone | 6072571133 | PhoneNum |
| Signature | 2024-11-14 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IRS Responsible Prty Info Curr | false | IRSResponsiblePrtyInfoCurrInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | R BRUCE HALL CPA | PreparerPersonNm |
| PTIN | P00744094 | PTIN |
| Phone | 7034351224 | PhoneNum |
| Preparation | 2024-11-14 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2023 | TaxYr |
| Build TS | 2024-10-15 13:58:12Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $349,590,999 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $6,627,177 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $6,197,779 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $13,532,161 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $53,473,074 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $12,807,141 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $7,355 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $548,664 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $20,166,693 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $19,553,584 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $637,487 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $114,748 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $522,739 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $940,544 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $169,298 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $771,246 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $366,645 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $65,996 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $266,954 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $4,042 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $2,021 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $2,021 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $154,848 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $77,424 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $118,924 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $4,170,558 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $5,009,805 | OtherProfFeesNetInvstIncmAmt |
| Interest Rev And Expnss | $163,572 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $233,772 | InterestNetInvstIncmAmt |
| Taxes Rev And Expnss | $713,798 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $169,649 | TaxesNetInvstIncmAmt |
| Deprec And Dpltn Rev And Expnss | $32,476 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $4,221 | DeprecAndDpltnNetInvstIncmAmt |
| Occupancy Rev And Expnss | $11,532 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $2,076 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $9,674 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $166,053 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $24,543 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $139,816 | TravConfMeetingDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $3,444 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Net Invst Incm | $620 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Dsbrs Chrtbl | $2,824 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $159,113 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $28,639 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $141,656 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $7,524,112 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $5,902,812 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $1,975,854 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $16,187,225 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $15,253,002 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $23,711,337 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $5,902,812 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $17,228,856 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$3,544,644 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $13,650,772 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $1,306,838 | CashBOYAmt |
| Cash EOY | $1,660,704 | CashEOYAmt |
| Cash EOYFMV | $1,660,704 | CashEOYFMVAmt |
| Prepaid Expenses BOY | $618,939 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $46,163 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $46,163 | PrepaidExpensesEOYFMVAmt |
| Other Investments BOY | $333,685,371 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $346,334,132 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $346,334,132 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $1,631,101 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $472,836 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $1,190,740 | LandBOYAmt |
| Land EOY | $1,158,265 | LandEOYAmt |
| Land EOYFMV | $1,550,000 | LandEOYFMVAmt |
| Total Assets BOY | $336,801,888 | TotalAssetsBOYAmt |
| Total Assets EOY | $349,199,264 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $349,590,999 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $236,329 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $160,759 | AccountsPayableEOYAmt |
| Grants Payable BOY | $6,668,386 | GrantsPayableBOYAmt |
| Grants Payable EOY | $7,602,610 | GrantsPayableEOYAmt |
| Other Liabilities BOY | $558,173 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $864,163 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $7,462,888 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $8,627,532 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $329,339,000 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $340,571,732 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $329,339,000 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $340,571,732 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $336,801,888 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $349,199,264 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $329,339,000 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$3,544,644 | ExcessRevenueOverExpensesAmt |
| Other Increases | $14,779,150 | OtherIncreasesAmt |
| Subtotal | $340,573,506 | SubtotalAmt |
| Other Decreases | $1,774 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $340,571,732 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (36 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | P | $310,331 | $135,499 | $174,832 | $174,832 |
| ORBIMED ASIA PARTNERS IV, LP | P | $10,613 | -$10,613 | -$10,613 | |
| THE LYME FOREST FUND V FB LP | P | $6,500 | $6,500 | $6,500 | |
| PUBLICLY TRADED SECURITIES | P | $46,177,653 | $40,042,057 | $6,135,596 | $6,135,596 |
| POINT 406 VENTURES II, LP | P | $20,080 | $20,080 | $20,080 | |
| THRESHOLD VENTURES I, LP | P | $143,697 | -$143,697 | -$143,697 | |
| MADISON INTERNATIONAL RE LIQUID FUND | P | $36,873 | $63,495 | -$26,622 | -$26,622 |
| POINT 406 VENTURES III, LP | P | $27,745 | -$27,745 | -$27,745 | |
| TRIDENT IV, LP | P | $324 | $324 | $324 | |
| STRATEGIC PARTNERS FUND OFFSHORE III | P | $144,375 | $121,275 | $23,100 | $23,100 |
| POINT 406 VENTURES III, LP | P | $3,753 | -$3,753 | -$3,753 | |
| TRIDENT V, LP | P | $195,481 | $195,481 | $195,481 | |
| BALLAST POINT VENTURES III LP | P | $1,245 | $1,245 | $1,245 | |
| PRIVATE ADVISORS SMALL CO BUYOUT FD | P | $33,637 | $33,637 | $33,637 | |
| VOYAGER CAPITAL FUND IV, LP | P | $76 | -$76 | -$76 | |
| DFJ FUND IX CONTINUATION LP | P | $61,532 | -$61,532 | -$61,532 | |
| PRIVATE ADVISORS SMALL CO BUYOUT FD | P | $3,396 | $3,396 | $3,396 | |
| VOYAGER CAPITAL FUND IV, LP | P | $2,214 | -$2,214 | -$2,214 | |
| DRAPER FISHER JURVETSON FUND X, LP | P | $8,442 | -$8,442 | -$8,442 | |
| PRIVATE ADVISORS SMALL CO BUYOUT FD | P | $1,265 | -$1,265 | -$1,265 | |
| FRANCISCO PARTNERS V-B, LP | P | $245,574 | $245,574 | $245,574 | |
| PRIVATE ADVISORS SMALL CO BUYOUT FD | P | $50,147 | $50,147 | $50,147 | |
| FRANCISCO PARTNERS VI-B, LP | P | $230,705 | $230,705 | $230,705 | |
| PRIVATE ADVISORS SMALL CO BUYOUT FD | P | $20,093 | $20,093 | $20,093 | |
| FRAZIER HEALTHCARE GROWTH BUYOUT FD | P | $311,521 | $311,521 | $311,521 | |
| PRIVATE ADVISORS SMALL CO PVT EQ FD | P | $9,998 | -$9,998 | -$9,998 | |
| INSTITUTIONAL VENTURE PARTNERS XVI | P | $10,595 | $10,595 | $10,595 | |
| PRIVATE ADVISORS SMALL CO PVT EQ FD | P | $444,886 | $444,886 | $444,886 | |
| KSL CAPITAL PARTNERS V TE LP | P | $207 | $207 | $207 | |
| PRIVATE ADVISORS SMALL CO PVT EQ FD | P | $47,023 | $47,023 | $47,023 | |
| MREP GLOBAL III LP | P | $7,934 | -$7,934 | -$7,934 | |
| REALTY ASSOCIATES FUND XI UTP, LP | P | $831,396 | $831,396 | $831,396 | |
| MREP GLOBAL III LP | P | $429 | -$429 | -$429 | |
| RESOURCE CAPITAL FUND VII LP | P | $25,909 | -$25,909 | -$25,909 | |
| ORBIMED ASIA PARTNERS III, LP | P | $69,824 | $69,824 | $69,824 | |
| STERLING INVESTMENT PARTNERS IV, LP | P | $362,486 | $362,486 | $362,486 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $12,807,141 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | $135,748 | NetShortTermCapitalGainLossAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $189,746 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $189,746 | SubtotalAmt |
| Tax Based On Investment Income | $189,746 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $439,619 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $125,000 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $564,619 | TotalPaymentsAndCreditsAmt |
| Overpayment | $374,873 | OverpaymentAmt |
| Applied To ES Tax | $374,873 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (true) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (true) | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Org Report Or Register State | NC | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | MELINDA R OAKES | IndividualWithBooksNm |
| Phone | 6072571133 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 15 ASCOT PLACE | AddressLine1Txt |
| City | ITHACA | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 14580 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| ROY H PARK JR | ||||||||
| 15 ASCOT PLACE | ITHACA | NY | 14850 | PRES/CHAIR | 20.00 | $216,737 | $3,834 | $0 |
| ELIZABETH P FOWLER | ||||||||
| 15 ASCOT PLACE | ITHACA | NY | 14850 | TREAS/PRG DI | 28.00 | $145,500 | $38,996 | $0 |
| ROY H PARK III | ||||||||
| 15 ASCOT PLACE | ITHACA | NY | 14850 | SECY/PRG DIR | 16.00 | $96,750 | $43,949 | $0 |
| NOBLE T FOWLER | ||||||||
| 15 ASCOT PLACE | ITHACA | NY | 14850 | PROGRAM OFF | 12.00 | $89,250 | $0 | $0 |
| LAURA S PARK | ||||||||
| 15 ASCOT PLACE | ITHACA | NY | 14850 | PROGRAM OFF | 12.00 | $89,250 | $0 | $0 |
| TETLOW PARK | ||||||||
| 15 ASCOT PLACE | ITHACA | NY | 14850 | PROGRAM OFF | 000.00 | $0 | $0 | $0 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee BenefitsEmployeeBenefitsAmt |
|---|---|---|---|---|---|---|---|
| MELINDA R OAKES | |||||||
| 15 ASCOT PLACE | ITHACA | NY | 14580 | EXEC DIRECTO | 40.00 | $298,000 | $53,805 |
| STEPHANIE PARENTE | |||||||
| 15 ASCOT PLACE | ITHACA | NY | 14850 | GRANTS ADMIN | 40.00 | $162,350 | $44,702 |
| JOHN M DENTES | |||||||
| 15 ASCOT PLACE | ITHACA | NY | 14850 | CONTROLLER | 40.00 | $161,600 | $12,579 |
| STUART GANZON | |||||||
| 15 ASCOT PLACE | ITHACA | NY | 14580 | ASST CONTROL | 40.00 | $101,695 | $21,970 |
| NICOLE STRENGER | |||||||
| 15 ASCOT PLACE | ITHACA | NY | 14580 | OFFICE MANAG | 30.00 | $63,500 | $43,001 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Employee Paid Over50k | 5 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | Address Line2USAddress/AddressLine2Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|---|
| HIRTLE CALLAGHAN | ||||||
| 300 BARR HARBOR DR | 5TH FL | WEST CONSHOHOCKEN | PA | 19428 | INVESTMENT MGMT | $450,185 |
| JW BURNS & CO INC | ||||||
| 5789 WIDEWATERS PARKWAY | SYRACUSE | NY | 13214 | INVESTMENT MGMT | $160,483 | |
| R BRUCE HALL & ASSOCIATES CPAS | ||||||
| 1818 LIBRARY ST | STE 500 | RESTON | VA | 20190 | TAX SVCS | $83,000 |
| DOYLE SCHULTZ & BHATIA PLLC | ||||||
| 1818 LIBRARY ST | STE 500 | RESTON | VA | 20190 | TAX SVCS | $82,500 |
| PRINCIPAL | ||||||
| 222 S 9TH ST | MINNEAPOLIS | MN | 55402 | BANK CUSTODY | $67,277 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 1 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $337,397,010 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,520,919 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $201,500 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $339,119,429 | TotalFMVOfUnusedAssetsAmt |
| Adjusted Total FMV Of Unused Ast | $339,119,429 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $5,086,791 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $334,032,638 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $16,701,632 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $16,701,632 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $189,746 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $189,746 | TotalTaxAmt |
| Distributable Before Adj | $16,511,886 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $16,511,886 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $16,511,886 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $17,228,856 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $17,228,856 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $16,511,886 | DistributableAsAdjustedAmt |
| Excess Distribution Cyov Yr3 | $1,239,952 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr1 | $101,559 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $1,341,511 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $17,228,856 | QualifyingDistributionsAmt |
| Applied To Current Year | $16,511,886 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $716,970 | RemainingDistriFromCorpusAmt |
| Total Corpus | $2,058,481 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $2,058,481 | ExcessDistriCyovToNextYrAmt |
| Excess From Year3 | $1,239,952 | ExcessFromYear3Amt |
| Excess From Year1 | $101,559 | ExcessFromYear1Amt |
| Excess From Current Year | $716,970 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | SEE ATTACHED | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | SEE ATTACHED | AddressLine1Txt |
| City | VARIOUS | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 11111 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | SEE ATTACHED | RecipientRelationshipTxt |
| Grant Or Contribution Purpose | SEE ATTACHED | GrantOrContributionPurposeTxt |
| Amt | $15,253,002 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $15,253,002 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $6,627,177 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $13,532,161 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (10 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt | Related Or Exempt Function IncmRelatedOrExemptFunctionIncmAmt | BusinessBusinessCd | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt |
|---|---|---|---|---|---|
| OTHER INCOME FROM PASS THRU | 14 | $548,664 | |||
| BOOK-TAX PASS THRU ENTITY A | -$548,664 | ||||
| TAX REFUND FROM AMENDED RET | 14 | $7,355 | |||
| DBL PARTNERS IV, LP | 901101 | $426 | |||
| FRANCISCO PARTNERS V-B, LP | 901101 | $2,572 | |||
| METRO RE GLOBAL PTNR GLOB I | 901101 | -$585 | |||
| PRIV ADV SMALL BUYOUT FUND | 901101 | $591 | |||
| PRIV ADV SMALL BUYOUT FUND | 901101 | $9,211 | |||
| PRIV ADV SMALL PE FUND VI | 901101 | $58,477 | |||
| BOOK-TAX PASS-THRU ENTITY A | -$70,692 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $70,692 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $20,715,357 | ExclusionAmt |
| Related Or Exempt Function Incm | -$619,356 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $20,166,693 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | AUDIT SERVICES AND TAX PREP | CategoryTxt |
| Amt | $154,848 | Amt |
| Net Investment Income | $77,424 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $118,924 | DisbursementsCharitablePrpsAmt |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp (3 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | Cost Or Other BasisCostOrOtherBasisAmt | Prior Year DepreciationPriorYearDepreciationAmt | Computation MethodComputationMethodTxt | LifeLifeRt | Current Year ExpenseCurrentYearExpenseAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|---|---|---|---|
| BUILDING | 2003-01-01 | $634,643 | $307,349 | STRAIGHT LINE | 39.0000 | $16,273 | $2,115 |
| BUILDING ADDITION | 2013-01-01 | $517,948 | $129,490 | STRAIGHT LINE | 40.0000 | $12,949 | $1,683 |
| PRINTER | 2021-12-21 | $16,270 | $3,525 | STRAIGHT LINE | 5.0000 | $3,254 | $423 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (5 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| EQUITY SECURITIES | FMV | $88,694,335 | $88,694,335 |
| FIXED INCOME MUTUAL FUNDS | FMV | $78,518,922 | $78,518,922 |
| VENTURE /LMTD PART/ CLS HLD | FMV | $128,255,980 | $128,255,980 |
| COMMON STOCK | FMV | $47,781,121 | $47,781,121 |
| CASH AND CASH EQUIVALENTS | FMV | $3,083,774 | $3,083,774 |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp (3 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|---|
| BUILDING | $1,152,591 | $466,057 | $686,534 | $1,550,000 |
| COMPUTERS & COMM. | $16,270 | $6,779 | $9,491 | |
| LAND | $462,240 | $462,240 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL AND PROFESSIONAL SERVICES | CategoryTxt |
| Legal Fees | $4,042 | LegalFeesAmt |
| Net Investment Income | $2,021 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $2,021 | DisbursementsCharitablePrpsAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | NON-DEDUCTIBLE EXPENSES | Desc |
| Amt | $1,774 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (16 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| EXPENSES | |||
| ADP/PAYCHEX FEES | $23,684 | $4,263 | $19,421 |
| ASSOCIATION DUES | $900 | $162 | $738 |
| COMPUTER SERVICE | $12,614 | $2,270 | $10,343 |
| COMPUTER SOFTWARE | $27,074 | $4,873 | $22,200 |
| COMPUTER SUPPLIES | $2,716 | $489 | $2,242 |
| EQUIPMENT LEASING/RENTAL | $1,319 | $237 | $1,081 |
| FILING FEES | $1,500 | $270 | $1,230 |
| INSURANCE | $14,648 | $2,637 | $12,012 |
| INTERIM CONTRACT FEES AND OTH | $12,546 | $2,258 | $10,288 |
| INTERNET ACCESS | $5,171 | $931 | $4,240 |
| MAINTENANCE | $31,632 | $5,694 | $29,088 |
| MISCELLANEOUS - BANK & CARD F | $1,020 | $184 | $836 |
| OFFICE EXPENSES | $17,808 | $3,205 | $22,624 |
| SUBSCRIPTIONS AND PUBLICATION | $1,863 | $335 | $1,527 |
| TELEPHONE | $4,618 | $831 | $3,786 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (10 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| OTHER INCOME FROM PASS THRU | $548,664 | $548,664 |
| BOOK-TAX PASS THRU ENTITY ADJ | -$548,664 | |
| TAX REFUND FROM AMENDED RETUR | $7,355 | |
| DBL PARTNERS IV, LP | $426 | |
| FRANCISCO PARTNERS V-B, LP | $2,572 | |
| METRO RE GLOBAL PTNR GLOB III | -$585 | |
| PRIV ADV SMALL BUYOUT FUND IV | $591 | |
| PRIV ADV SMALL BUYOUT FUND V | $9,211 | |
| PRIV ADV SMALL PE FUND VI | $58,477 | |
| BOOK-TAX PASS-THRU ENTITY ADJ | -$70,692 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED GAIN ON INVESTMENTS | Desc |
| Amt | $14,779,150 | Amt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt |
|---|---|---|
| DEFERRED EXCISE TAX PAYABLE | $558,173 | $784,548 |
| CURRENT EXCISE TAX PAYABLE | $79,615 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (7 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| INVESTMENT FEES | $1,333,843 | $1,333,843 |
| INVESTMENT FEES, PTE | $516,230 | |
| INVESTMENT CONS & RESEARCH | $50,512 | $50,512 |
| INVESTMENT CONS & RESEARCH-PTE | $505,731 | |
| OTHER EXPENSES | $2,142,234 | $2,142,234 |
| CARRIED INTEREST ACCRUAL | $643,969 | $643,969 |
| INVESTMENT FEE FOR NONTAXABLE IN | -$182,714 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (5 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| EXCISE TAX (CURRENT) | $472,246 | |
| EXCISE TAX (DEFERRED) | $226,375 | |
| FOREIGN TAXES, PTE | $16,264 | |
| FOREIGN TAXES, 1099S | $138,208 | |
| CORPORATE AND FRANCHISE TAXES | $15,177 | $15,177 |