THE DUKE OF OMNIUM FUND: Form 990PF, tax year 2023
View the entire original 990 at ProPublica ↗
- Organization
- THE DUKE OF OMNIUM FUND (EIN 13-3740798)
- Tax period
- 2023-01-01 to 2023-12-31
- Filed
- 2024-09-27
- IRS object ID
- 202402719349100215
- Schema version
- 2023v5.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Investments Corp Stock Schedule
- Legal Fees Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2024-09-27T15:21:41-05:00 | ReturnTs |
| Tax Period End | 2023-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 135420320 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Sullivan & Cromwell LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 125 Broad Street | AddressLine1Txt |
| City | New York | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100042498 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2023-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 133740798 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Duke of Omnium Fund | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | DUKE | BusinessNameControlTxt |
| Phone | 2125584000 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Sullivan Cromwell 125 Broad St | AddressLine1Txt |
| City | New York | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100042498 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Peter Coolidge | PersonNm |
| Person Title | Trustee | PersonTitleTxt |
| Phone | 2125584000 | PhoneNum |
| Signature | 2024-09-27 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IRS Responsible Prty Info Curr | 0 | IRSResponsiblePrtyInfoCurrInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | John A Pontolillo | PreparerPersonNm |
| PTIN | P01210685 | PTIN |
| Phone | 2125584000 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2023 | TaxYr |
| Build TS | 2024-10-15 13:58:12Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $2,426,028 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $383,628 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $114 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $114 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $86,974 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $86,974 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $5,391 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $339,660 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $5,799 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $244 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $0 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $476,351 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $92,887 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $9,000 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $5,400 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $3,600 | LegalFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $1,369 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $1,369 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $17,029 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $16,579 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $420 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $27,398 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $23,348 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $4,020 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $370,940 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $370,940 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $398,338 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $23,348 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $374,960 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $78,013 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $69,539 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $265,547 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $277,227 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $277,227 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $1,846,537 | CorporateStockBOYAmt |
| Corporate Stock EOY | $1,912,871 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $2,148,801 | CorporateStockEOYFMVAmt |
| Total Assets BOY | $2,112,084 | TotalAssetsBOYAmt |
| Total Assets EOY | $2,190,098 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $2,426,028 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $2,112,084 | CapitalStockBOYAmt |
| Capital Stock EOY | $2,190,098 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $0 | RetainedEarningBOYAmt |
| Retained Earning EOY | $0 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $2,112,084 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $2,190,098 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $2,112,084 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $2,190,098 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $2,112,084 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $78,013 | ExcessRevenueOverExpensesAmt |
| Other Increases | $1 | OtherIncreasesAmt |
| Subtotal | $2,190,098 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $2,190,098 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (30 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| 500 shs AT&T Inc | 2022-04-04 | 2023-01-11 | $9,675 | $9,209 | $466 | $466 | |
| 2,000 shs Coterra Energy Inc | 2023-01-11 | 2023-04-14 | $51,083 | $49,880 | $1,203 | $1,203 | |
| 200 shs PotlatchDeltic Corp | 2022-10-05 | 2023-08-31 | $9,592 | $8,451 | $1,141 | $1,141 | |
| 2,000 shs United Microelectronics Corp | 2022-07-18 | 2023-03-28 | $17,042 | $13,530 | $3,512 | $3,512 | |
| 1,000 shs United Microelectronics Corp | 2022-10-05 | 2023-03-28 | $8,521 | $6,127 | $2,394 | $2,394 | |
| 1,000 shs United Microelectronics Corp | 2023-01-04 | 2023-03-28 | $8,521 | $6,725 | $1,796 | $1,796 | |
| 250 shs AT&T Inc | 2018-08-01 | 2023-01-11 | $4,837 | $6,133 | -$1,296 | -$1,296 | |
| 250 shs AT&T Inc | 2020-11-19 | 2023-01-11 | $4,837 | $5,396 | -$559 | -$559 | |
| 500 shs AT&T Inc | 2021-05-17 | 2023-01-11 | $9,675 | $12,243 | -$2,568 | -$2,568 | |
| 500 shs AT&T Inc | 2021-10-18 | 2023-01-11 | $9,675 | $9,808 | -$133 | -$133 | |
| 2,500 shs Aegon Ltd | 2019-08-09 | 2023-11-02 | $12,405 | $10,624 | $1,781 | $1,781 | |
| 1,250 shs Aegon NV ADR | 2016-07-05 | 2023-08-31 | $6,376 | $4,474 | $1,902 | $1,902 | |
| 2,500 shs Aegon NV ADR | 2016-09-26 | 2023-08-31 | $12,753 | $9,764 | $2,989 | $2,989 | |
| 1,250 shs Aegon NV ADR | 2019-08-09 | 2023-08-31 | $6,376 | $5,312 | $1,064 | $1,064 | |
| 100 shs Chevron Corp | 2018-11-09 | 2023-03-15 | $15,425 | $11,745 | $3,680 | $3,680 | |
| 100 shs Greif Inc Class B | 2014-03-15 | 2023-01-11 | $7,975 | $5,154 | $2,821 | $2,821 | |
| 200 shs Greif Inc Class B | 2019-06-04 | 2023-01-11 | $15,950 | $8,826 | $7,124 | $7,124 | |
| 500 shs PotlatchDeltic Corp | 2021-03-02 | 2023-08-10 | $25,132 | $24,967 | $165 | $165 | |
| 300 shs PotlatchDeltic Corp | 2021-03-02 | 2023-08-31 | $14,388 | $14,980 | -$592 | -$592 | |
| 1,000 shs Rocky Brands Inc | 2020-02-18 | 2023-05-16 | $19,804 | $25,369 | -$5,565 | -$5,565 | |
| 250 shs Rocky Brands Inc | 2021-11-08 | 2023-05-16 | $4,951 | $10,365 | -$5,414 | -$5,414 | |
| 250 shs Rocky Brands Inc | 2022-04-04 | 2023-08-10 | $5,055 | $5,055 | $0 | $0 | |
| 500 shs Rocky Brands Inc | 2022-04-04 | 2023-11-29 | $13,820 | $21,625 | -$7,805 | -$7,805 | |
| 1,000 shs Sibanye Stillwater Limited | 2021-09-16 | 2023-11-02 | $5,050 | $12,899 | -$7,849 | -$7,849 | |
| 250 shs Medtronic PLC | 2022-01-11 | 2023-05-25 | $20,825 | $26,770 | -$5,945 | -$5,945 | |
| .064 shs Kayne Anderson Energy | 2020-04-02 | 2023-11-17 | $1 | $1 | $1 | ||
| 2,500 shs Kayne Anderson Energy | 2020-04-02 | 2023-11-13 | $6,420 | $2,810 | $3,610 | $3,610 | |
| 2,500 shs Kayne Anderson Energy | 2020-06-02 | 2023-11-13 | $6,420 | $2,810 | $3,610 | $3,610 | |
| 2,500 shs Kayne Anderson Energy | 2020-08-07 | 2023-11-13 | $6,420 | $2,810 | $3,610 | $3,610 | |
| Capital Gains Dividends | $656 | $656 | $656 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $5,799 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $967 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $967 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $967 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $1,500 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $1,500 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $28 | EsPenaltyAmt |
| Overpayment | $505 | OverpaymentAmt |
| Applied To ES Tax | $505 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | Sullivan Cromwell LLP | IndividualWithBooksNm |
| Phone | 2125584000 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 125 Broad Street | AddressLine1Txt |
| City | New York | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100042498 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Peter Coolidge | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Sullivan Cromwell LLP 125 Broad | AddressLine1Txt |
| Address Line2 | Street | AddressLine2Txt |
| City | New York | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10004 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | Trustee | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 1.00 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $0 | CompensationAmt |
| Employee Benefit Program | $0 | EmployeeBenefitProgramAmt |
| Expense Account Other Allwnc | $0 | ExpenseAccountOtherAllwncAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $2,029,638 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $212,854 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $2,242,492 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $2,242,492 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $33,637 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $2,208,855 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $110,443 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $110,443 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $967 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $967 | TotalTaxAmt |
| Distributable Before Adj | $109,476 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $109,476 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $109,476 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $374,960 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $374,960 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $109,476 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $396,298 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $240,138 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $154,801 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $105,006 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $182,067 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $1,078,310 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $374,960 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $109,476 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $265,484 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $1,343,794 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $396,298 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $947,496 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $240,138 | ExcessFromYear4Amt |
| Excess From Year3 | $154,801 | ExcessFromYear3Amt |
| Excess From Year2 | $105,006 | ExcessFromYear2Amt |
| Excess From Year1 | $182,067 | ExcessFromYear1Amt |
| Excess From Current Year | $265,484 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | co Sullivan Cromwell LLP | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 125 Broad Street | AddressLine1Txt |
| City | New York | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100042498 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 2125584000 | RecipientPhoneNum |
| Form And Info And Materials | By Correspondence - Outline Purpose | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | None | SubmissionDeadlinesTxt |
| Restrictions On Awards | Requests for individual grants not eligible | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (35 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | Address Line2RecipientUSAddress/AddressLine2Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| American Friends of Versailles | |||||||
| 1400 North Lake Shore Drive Suite | 8E | Chicago | IL | 60610 | Public Charity | Charitable Purposes | $5,000 |
| CAF America | |||||||
| 225 Reinekers Lane Suite 375 | Alexandria | VA | 22314 | Public Charity | Charitable Purposes | $30,000 | |
| Central Park Track Club | |||||||
| West Drive | New York | NY | 10024 | Public Charity | Charitable Purposes | $2,500 | |
| Chapin School | |||||||
| 100 East End Avenue | New York | NY | 10028 | Public Charity | Charitable Purposes | $1,000 | |
| Dartmouth College | |||||||
| 6066 Development Office | Hanover | NH | 03755 | Public Charity | Charitable Purposes | $1,000 | |
| Fishers Island Conservancy | |||||||
| PO Box 553 | Fishers Island | NY | 06390 | Public Charity | Charitable Purposes | $500 | |
| Fishers Island Fire Department | |||||||
| PO Box 123 | Fishers Island | NY | 06390 | Public Charity | Charitable Purposes | $250 | |
| Fishers Island Library Association | |||||||
| PO Box 366 | Fishers Island | NY | 06390 | Public Charity | Charitable Purposes | $250 | |
| Fishers Island Union Chapel | |||||||
| PO Box 192 | Fishers Island | NY | 06390 | Public Charity | Charitable Purposes | $250 | |
| Harvard Business School | |||||||
| Teele Hall Soldiers Field | Boston | MA | 02163 | Public Charity | Charitable Purposes | $10,000 | |
| Harvard College | |||||||
| 124 Mount Auburn Street | Cambridge | MA | 02138 | Public Charity | Charitable Purposes | $25,000 | |
| Henry L Ferguson Museum | |||||||
| PO Box 554 | Fishers Island | NY | 06390 | Public Charity | Charitable Purposes | $10,000 | |
| Holderness School | |||||||
| PO Box 1879 | Plymouth | NH | 03264 | Public Charity | Charitable Purposes | $1,000 | |
| Island Community Center | |||||||
| Box 464 | Fishers Island | NY | 06390 | Public Charity | Charitable Purposes | $500 | |
| Island Health Project | |||||||
| PO Box 344 | Fishers Island | NY | 06390 | Public Charity | Charitable Purposes | $3,500 | |
| Island People's Project | |||||||
| PO Box 523 | Fishers Island | NY | 06390 | Public Charity | Charitable Purposes | $250 | |
| King Baudouin Foundation US Inc | |||||||
| 551 Fifth Avenue Suite 2400 | New York | NY | 10176 | Public Charity | Charitable Purposes | $1,000 | |
| Lakes Region Community Services | |||||||
| PO Box 509 | Laconia | NH | 03247 | Public Charity | Charitable Purposes | $1,000 | |
| Metropolitan Museum of Art | |||||||
| 1000 Fifth Avenue | New York | NY | 10028 | Public Charity | Charitable Purposes | $12,000 | |
| Park Children's Day School | |||||||
| 4 West 76th Street | New York | NY | 10023 | Public Charity | Charitable Purposes | $5,000 | |
| President and Fellows of Harvard College | |||||||
| 124 Mount Auburn Street | Cambridge | MA | 02138 | Public Charity | Charitable Purposes | $191,690 | |
| Rare Book School | |||||||
| University of Virginia PO Box | 400103 | Charlottesville | VA | 22904 | Public Charity | Charitable Purposes | $10,000 |
| Rising Phoenix Conservation Inc | |||||||
| 21 Wolfback Ridge Road | Sausalito | CA | 94965 | Public Charity | Charitable Purposes | $10,000 | |
| Speare Memorial Hospital | |||||||
| 16 Hospital Road | Plymouth | NH | 03264 | Public Charity | Charitable Purposes | $2,500 | |
| Squam Lakes Association | |||||||
| 534 US Route 3 | Holderness | NH | 03245 | Public Charity | Charitable Purposes | $11,000 | |
| Squam Lakes Natural Science Center | |||||||
| PO Box 173 | Holderness | NH | 03245 | Public Charity | Charitable Purposes | $1,000 | |
| St Bernard's School | |||||||
| 4 East 98th Street | New York | NY | 10029 | Public Charity | Charitable Purposes | $2,000 | |
| The American University of Rome | |||||||
| PO Box 841229 | Dallas | TX | 75284 | Public Charity | Charitable Purposes | $1,000 | |
| The Brearley School | |||||||
| 610 East 83rd Street | New York | NY | 10028 | Public Charity | Charitable Purposes | $250 | |
| The Lighthouse Works | |||||||
| PO Box 385 | Fishers Island | NY | 06390 | Public Charity | Charitable Purposes | $1,000 | |
| The Squam Lakes Conservation Society | |||||||
| PO Box 696 | Holderness | NH | 03245 | Public Charity | Charitable Purposes | $1,000 | |
| Thomas Jefferson Foundation | |||||||
| PO Box 316 | Charlottesville | VA | 22902 | Public Charity | Charitable Purposes | $25,000 | |
| Ubuntu Education Fund | |||||||
| 32 Broadway Suite 414 | New York | NY | 10004 | Public Charity | Charitable Purposes | $2,500 | |
| Walsh Park | |||||||
| PO Box 684 | Fishers Island | NY | 06390 | Public Charity | Charitable Purposes | $1,000 | |
| Wheaton College | |||||||
| 26 East Main Street | Norton | MA | 02766 | Public Charity | Charitable Purposes | $1,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $370,940 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $114 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $86,974 | ExclusionAmt |
Other Investment Income OtherInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $244 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $5,391 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $92,723 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $92,723 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Trust uArticle SIXTH owo Albert H Gordon | BusinessNameLine1Txt |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Sullivan Cromwell LLP 125 Broad St | AddressLine1Txt |
| City | New York | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10004 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $383,628 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (25 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| Aegon Ltd. | $53,204 | $72,000 |
| Amgen Inc. | $35,105 | $57,604 |
| Barclays PLC ADR | $110,707 | $98,500 |
| BP PLC Sponsored ADR | $59,419 | $70,800 |
| Chevron Corporation | $44,511 | $59,664 |
| CVS Health Corporation | $47,454 | $63,168 |
| Devon Energy Corporation | $78,389 | $67,950 |
| Greif Inc. Class B | $21,763 | $33,005 |
| Hewlett Packard Enterprise Co. | $42,564 | $42,450 |
| Huntington Bancshares Inc. | $48,020 | $50,880 |
| International Business Machines Corp. | $45,821 | $65,420 |
| JPMorgan Chase & Co. Depository Shares | $130,537 | $102,500 |
| Kayne Anderson Energy & Infrastructure | $30,277 | $36,235 |
| Medtronic PLC | $65,000 | $61,785 |
| Pfizer Inc. | $55,940 | $43,185 |
| Rocky Brands Inc. | $36,876 | $45,270 |
| Sibanye Stillwater Limited Sponsored ADR | $49,624 | $27,150 |
| Truist Financial Corporation | $82,576 | $92,300 |
| Verizon Communications Inc. | $73,256 | $75,400 |
| iShares Trust Russell 2000 ETF | $66,752 | $60,213 |
| iShares Trust Select Dividend ETF | $55,875 | $105,498 |
| SPDR DoubleLine Total Return Tactical ETF | $211,745 | $173,075 |
| SPDR S&P 500 ETF | $222,690 | $427,779 |
| Vanguard Bond Index Fund Total Bond Market ETF | $169,347 | $147,100 |
| Vanguard International Equity Index Funds MSCI | $75,419 | $69,870 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Sullivan & Cromwell LLP | CategoryTxt |
| Legal Fees | $9,000 | LegalFeesAmt |
| Net Investment Income | $5,400 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $3,600 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| Deltec Asset Management - investment management fees | $9,036 | $9,036 | $0 |
| Deltec Asset Management - wire transfer fees | $30 | $0 | $0 |
| New York Law Journal - foundation publishing fee | $170 | $0 | $170 |
| New York State Department of Law - filing fee | $250 | $0 | $250 |
| Raymond James - investment management fees | $7,543 | $7,543 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Non dividend distributions | Desc |
| Revenue And Expenses Per Books | $244 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $244 | AdjustedNetIncomeAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Rounding | Desc |
| Amt | $1 | Amt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Foreign taxes withheld from dividends | CategoryTxt |
| Amt | $1,369 | Amt |
| Net Investment Income | $1,369 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
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