ROOP FAMILY FOUNDATION INC: Form 990PF, tax year 2023
View the entire original 990 at ProPublica ↗
- Organization
- ROOP FAMILY FOUNDATION INC (EIN 20-5886802)
- Tax period
- 2023-01-01 to 2023-12-31
- Filed
- 2024-09-09
- IRS object ID
- 202402539349100660
- Schema version
- 2023v5.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Substantial Contributors Sch
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2024-09-09T15:01:14-05:00 | ReturnTs |
| Tax Period End | 2023-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 481248384 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RELIANCE INTEGRATED SOLUTIONS LLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4900 W BROWN DEER RD | AddressLine1Txt |
| City | BROWN DEER | CityNm |
| State Abbreviation | WI | StateAbbreviationCd |
| ZIP | 53223 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2023-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 205886802 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ROOP FAMILY FOUNDATION INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ROOP | BusinessNameControlTxt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 100 EAST VINE STREET SUITE 501 | AddressLine1Txt |
| City | LEXINGTON | CityNm |
| State Abbreviation | KY | StateAbbreviationCd |
| ZIP | 40507 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | GERRIE D CLARK | PersonNm |
| Person Title | VICE PRESIDENT | PersonTitleTxt |
| Signature | 2024-09-09 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IRS Responsible Prty Info Curr | false | IRSResponsiblePrtyInfoCurrInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | STEVEN M MCCORMICK | PreparerPersonNm |
| PTIN | P00470933 | PTIN |
| Phone | 3026089908 | PhoneNum |
| Preparation | 2024-09-09 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2023 | TaxYr |
| Build TS | 2024-08-08 14:25:15Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Initial Return Former Pub Chrty | Yes (X) | InitialReturnFormerPubChrtyInd |
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $13,626,587 | FMVAssetsEOYAmt |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $8,004 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $240,925 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $239,136 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$104,516 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $3,905,729 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $0 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Rev And Expnss | $11,277 | OtherIncomeRevAndExpnssAmt |
| Total Rev And Expnss | $155,690 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $239,136 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $330,473 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $330,473 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $0 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $17,953 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $17,953 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $1,000 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $750 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $250 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $79,562 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $59,672 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $19,891 | OtherProfFeesDsbrsChrtblAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $0 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Occupancy Rev And Expnss | $24,832 | OccupancyRevAndExpnssAmt |
| Occupancy Dsbrs Chrtbl | $24,832 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Other Expenses Rev And Expnss | $134,371 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $49 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $134,322 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $588,191 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $60,471 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $527,721 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $256,700 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $256,700 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $844,891 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $60,471 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $784,421 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$689,201 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $178,665 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $48,003 | CashBOYAmt |
| Cash EOY | $425,111 | CashEOYAmt |
| Cash EOYFMV | $425,111 | CashEOYFMVAmt |
| Acct Rcvbl EOY | $0 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $0 | AcctRcvblEOYFMVAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Corporate Stock BOY | $5,875,480 | CorporateStockBOYAmt |
| Corporate Stock EOY | $4,987,881 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $9,750,606 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $3,713,337 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $3,531,668 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $3,450,870 | CorporateBondsEOYFMVAmt |
| Other Investments EOYFMV | $0 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $9,636,820 | TotalAssetsBOYAmt |
| Total Assets EOY | $8,944,660 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $13,626,587 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $9,636,820 | CapitalStockBOYAmt |
| Capital Stock EOY | $8,944,660 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $9,636,820 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $8,944,660 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $9,636,820 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $8,944,660 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $9,636,820 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$689,201 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $8,947,619 | SubtotalAmt |
| Other Decreases | $2,959 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $8,944,660 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (76 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|
| 919. TJX COS INC NEW | 2019-06-05 | 2023-01-06 | $75,954 | $44,717 | $31,237 | $31,237 |
| 33. BROADCOM INC COM | 2017-01-20 | 2023-01-18 | $18,983 | $6,299 | $12,684 | $12,684 |
| 80000. BANK OF AMERICA CORP FR DTD 10/21/2016 3.248% 10/21/2027-2026 | 2021-09-08 | 2023-02-09 | $75,674 | $86,119 | -$10,445 | -$10,445 |
| 98000. U S TREASURY NOTE DTD 02/28/2019 2.5% 02 | 2022-03-03 | 2023-02-09 | $93,418 | $99,910 | -$6,492 | -$6,492 |
| 220. D R HORTON INC | 2022-03-14 | 2023-02-10 | $21,609 | $17,031 | $4,578 | $4,578 |
| 160. META PLATFORMS INC CL A | 2017-06-12 | 2023-02-10 | $27,875 | $23,797 | $4,078 | $4,078 |
| 115. KEYSIGHT TECHNOLOGIES INC COM | 2020-06-30 | 2023-02-10 | $20,800 | $11,425 | $9,375 | $9,375 |
| 100. LPL FINL HLDGS INC | 2021-07-14 | 2023-02-10 | $24,112 | $13,461 | $10,651 | $10,651 |
| 5000. UNITED STATES TREAS DTD 05/15/2021 .25% | 2021-09-01 | 2023-02-10 | $4,719 | $4,985 | -$266 | -$266 |
| 37000. UNITED STATES TREAS DTD 02/28/2022 1.875 | 2022-03-03 | 2023-02-10 | $33,040 | $37,126 | -$4,086 | -$4,086 |
| 129. META PLATFORMS INC CL A | 2017-06-12 | 2023-03-01 | $22,440 | $19,069 | $3,371 | $3,371 |
| 95. JP MORGAN CHASE & CO | 2013-09-07 | 2023-03-01 | $13,514 | $4,980 | $8,534 | $8,534 |
| 211. LEVI STRAUSS & CO CL A | 2022-03-08 | 2023-03-01 | $3,722 | $3,865 | -$143 | -$143 |
| 1616. LEVI STRAUSS & CO CL A | 2021-09-24 | 2023-03-01 | $28,507 | $40,224 | -$11,717 | -$11,717 |
| 676. EQUITABLE HLDGS INC COM | 2021-09-08 | 2023-03-07 | $21,045 | $20,748 | $297 | $297 |
| 81. PARKER HANNIFIN CORP | 2021-07-19 | 2023-03-07 | $29,125 | $23,571 | $5,554 | $5,554 |
| 80000. PNC FINANCIAL SERVICES GROUP SR NT DTD 05/19/2017 3.15% 05/19/2 | 2021-09-15 | 2023-03-08 | $73,862 | $86,018 | -$12,156 | -$12,156 |
| 4000. UNITED STATES TREAS DTD 05/15/2021 .25% | 2021-09-01 | 2023-03-08 | $3,765 | $3,988 | -$223 | -$223 |
| 20000. WELLS FARGO & CO SR NT DTD 04/30/2020 2.188% 04/30/2026-2025 | 2021-02-24 | 2023-03-08 | $18,529 | $20,581 | -$2,052 | -$2,052 |
| 25375.832 BLACKROCK US MORTGAGE PORTFOLIO INSTITUT | 2018-05-25 | 2023-03-10 | $225,337 | $253,473 | -$28,136 | -$28,136 |
| 90000. CITIGROUP INC DTD 05/14/2020 1.678% 05/1 | 2022-10-27 | 2023-03-16 | $89,156 | $88,560 | $596 | $596 |
| 85000. MORGAN STANLEY DTD 07/20/2021 .791% 01/2 | 2022-08-24 | 2023-03-17 | $81,372 | $82,703 | -$1,331 | -$1,331 |
| 1467. CITIGROUP INC | 2016-04-11 | 2023-03-27 | $65,706 | $59,167 | $6,539 | $6,539 |
| 649. D R HORTON INC | 2022-03-31 | 2023-03-27 | $61,775 | $48,544 | $13,231 | $13,231 |
| 394. D R HORTON INC | 2022-03-14 | 2023-03-27 | $37,503 | $30,502 | $7,001 | $7,001 |
| 705. STANLEY BLACK & DECKER INC | 2022-03-31 | 2023-03-27 | $53,818 | $98,907 | -$45,089 | -$45,089 |
| 270. SIGNATURE BANK NEW YORK NY | 2022-06-13 | 2023-03-28 | $46 | $56,156 | -$56,110 | -$56,110 |
| 338. SIGNATURE BANK NEW YORK NY | 2022-03-08 | 2023-03-28 | $57 | $98,808 | -$98,751 | -$98,751 |
| 380. ACTIVISION BLIZZARD INC | 2021-08-25 | 2023-04-05 | $32,581 | $30,527 | $2,054 | $2,054 |
| 132. ALPHABET INC CAP STK CL C | 2023-03-01 | 2023-04-05 | $13,800 | $11,936 | $1,864 | $1,864 |
| 218. ALPHABET INC CAP STK CL C | 2015-04-21 | 2023-04-05 | $22,792 | $5,827 | $16,965 | $16,965 |
| 80. AMAZON COM INC SR COM | 2021-01-15 | 2023-04-05 | $8,102 | $12,454 | -$4,352 | -$4,352 |
| 340. APPLE COMPUTER INC | 2016-02-04 | 2023-04-05 | $55,528 | $8,222 | $47,306 | $47,306 |
| 65. CHURCHILL DOWNS INC | 2022-05-04 | 2023-04-05 | $16,323 | $13,102 | $3,221 | $3,221 |
| 136. META PLATFORMS INC CL A | 2017-06-12 | 2023-04-05 | $28,680 | $19,697 | $8,983 | $8,983 |
| 52. ISHARES MBS (MKT) | 2023-03-10 | 2023-04-05 | $4,978 | $4,869 | $109 | $109 |
| 101. MICROSOFT CORP | 2013-09-07 | 2023-04-05 | $28,693 | $3,169 | $25,524 | $25,524 |
| 210. MONDELEZ INTL INC CLASS A | 2017-08-31 | 2023-04-05 | $14,983 | $8,567 | $6,416 | $6,416 |
| 77. PROCTER & GAMBLE COMPANY | 2020-03-20 | 2023-04-05 | $11,662 | $8,008 | $3,654 | $3,654 |
| 15000. U S TREASURY NOTE DTD 06/30/2018 2.625% | 2023-03-20 | 2023-04-05 | $14,931 | $14,954 | -$23 | -$23 |
| 25000. U S TREASURY NOTE DTD 02/28/2019 2.5% 02 | 2022-02-16 | 2023-04-05 | $24,254 | $25,417 | -$1,163 | -$1,163 |
| 10000. U S TREASURY NOTE DTD 01/31/2020 1.5% 01 | 2021-01-13 | 2023-04-05 | $9,293 | $10,326 | -$1,033 | -$1,033 |
| 20000. UNITED STATES TREAS DTD 05/15/2021 .25% | 2021-09-01 | 2023-04-05 | $19,109 | $19,940 | -$831 | -$831 |
| 25000. UNITED STATES TREAS DTD 01/31/2023 3.5% | 2023-03-17 | 2023-04-05 | $25,218 | $25,043 | $175 | $175 |
| 16864.382 DIAMND HILL SH DU SECR BD -I | 2021-12-02 | 2023-04-26 | $160,380 | $170,668 | -$10,288 | -$10,288 |
| 368. MONDELEZ INTL INC CLASS A | 2017-08-31 | 2023-05-03 | $28,443 | $15,013 | $13,430 | $13,430 |
| 62. META PLATFORMS INC CL A | 2017-03-17 | 2023-05-19 | $15,146 | $8,434 | $6,712 | $6,712 |
| 415. CHURCHILL DOWNS INC | 2022-05-04 | 2023-06-01 | $56,748 | $40,345 | $16,403 | $16,403 |
| 180000. UNITED STATES TREAS DTD 11/30/20 .625% 1 | 2022-03-09 | 2023-06-02 | $155,707 | $179,230 | -$23,523 | -$23,523 |
| 298. DOLLAR GENERAL CORP | 2023-03-27 | 2023-06-09 | $45,687 | $61,399 | -$15,712 | -$15,712 |
| 72000. U S TREASURY NOTE DTD 06/30/2018 2.625% | 2023-03-20 | 2023-06-12 | $71,902 | $72,000 | -$98 | -$98 |
| 71000. U S TREASURY NOTE DTD 06/30/2018 2.625% | 2022-11-17 | 2023-06-30 | $71,000 | $71,000 | ||
| 82000. UNITED STATES TREAS DTD 04/15/2022 2.625 | 2023-04-26 | 2023-07-10 | $78,710 | $79,899 | -$1,189 | -$1,189 |
| 70. BROADCOM INC COM | 2017-01-20 | 2023-08-01 | $63,740 | $13,361 | $50,379 | $50,379 |
| 286. LPL FINL HLDGS INC | 2021-07-14 | 2023-08-03 | $68,044 | $38,498 | $29,546 | $29,546 |
| 1298. LUMENTUM HLDGS INC COM | 2021-05-03 | 2023-08-16 | $59,358 | $111,376 | -$52,018 | -$52,018 |
| 207. AMAZON COM INC SR COM | 2021-01-15 | 2023-08-21 | $27,856 | $32,224 | -$4,368 | -$4,368 |
| 549. WALT DISNEY COMPANY | 2021-12-03 | 2023-08-21 | $47,116 | $74,766 | -$27,650 | -$27,650 |
| 204. PIONEER NATURAL RESOURCES CO | 2018-12-06 | 2023-08-21 | $48,339 | $28,751 | $19,588 | $19,588 |
| 85000. ENERGY TRANSFER OPERATING SR NT DTD 01/15/2019 5.875% 01/15/202 | 2022-03-17 | 2023-09-22 | $84,913 | $85,398 | -$485 | -$485 |
| 1125. WALT DISNEY COMPANY | 2022-06-10 | 2023-09-27 | $89,648 | $120,134 | -$30,486 | -$30,486 |
| 2921. SYNCHRONY FINL COM | 2022-03-25 | 2023-10-04 | $83,873 | $119,353 | -$35,480 | -$35,480 |
| 80000. AMAZON COM INC SR DTD 02/22/2018 3.15% 0 | 2021-09-29 | 2023-10-06 | $73,811 | $83,116 | -$9,305 | -$9,305 |
| 92000. U S TREASURY NOTE DTD 01/31/2020 1.5% 01 | 2021-09-01 | 2023-10-06 | $82,699 | $94,457 | -$11,758 | -$11,758 |
| 88000. UNITED STATES TREAS DTD 05/15/2021 .25% | 2021-09-01 | 2023-10-10 | $85,326 | $87,735 | -$2,409 | -$2,409 |
| 2461. ACTIVISION BLIZZARD INC | 2021-08-25 | 2023-10-13 | $233,795 | $107,761 | $126,034 | $126,034 |
| 170. PALO ALTO NETWORKS INC | 2022-09-22 | 2023-10-18 | $44,640 | $28,385 | $16,255 | $16,255 |
| 100000. ACTIVISION BLIZZARD INC DTD 08/10/2020 1.35% 09/15/2030-2030 | 2022-08-24 | 2023-10-25 | $76,562 | $83,162 | -$6,600 | -$6,600 |
| 64000. UNITED STATES TREAS DTD 05/15/2021 .25% | 2022-11-22 | 2023-11-10 | $62,333 | $62,565 | -$232 | -$232 |
| 6000. UNITED STATES TREAS DTD 05/15/2021 .25% | 2021-09-01 | 2023-11-10 | $5,844 | $5,982 | -$138 | -$138 |
| 55. BROADCOM INC COM | 2017-01-20 | 2023-11-15 | $53,329 | $10,498 | $42,831 | $42,831 |
| 53. PARKER HANNIFIN CORP | 2021-07-19 | 2023-11-15 | $22,740 | $15,423 | $7,317 | $7,317 |
| 1918. ISHARES MBS (MKT) | 2023-03-10 | 2023-11-21 | $172,866 | $179,583 | -$6,717 | -$6,717 |
| 930. ISHARES MBS (MKT) | 2023-03-10 | 2023-11-29 | $84,684 | $87,076 | -$2,392 | -$2,392 |
| 106. PALO ALTO NETWORKS INC | 2022-11-02 | 2023-12-07 | $31,061 | $17,640 | $13,421 | $13,421 |
| 1263. PAYPAL HLDGS INC COM | 2022-03-31 | 2023-12-22 | $77,970 | $233,175 | -$155,205 | -$155,205 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -$104,516 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $2,483 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $2,483 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $2,483 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $10,902 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $10,902 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $8,419 | OverpaymentAmt |
| Applied To ES Tax | $8,418 | AppliedToESTaxAmt |
| Refund | $1 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | KY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | COMMUNITY TRUST AND INVESTMENT COMPANY | BusinessNameLine1Txt |
| Business Name Line2 | C/O Gerrie D Clark | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 6064373360 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 346 NORTH MAYO TRAIL | AddressLine1Txt |
| City | PIKEVILLE | CityNm |
| State Abbreviation | KY | StateAbbreviationCd |
| ZIP | 41501 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt |
|---|---|---|---|---|---|---|
| EARL E ROOP JR | ||||||
| 1953 DENALI LN | KELLER | TX | 762489725 | DIRECTOR AND PRESIDENT | 40 | $278,398 |
| Laury Roop | ||||||
| 1953 DENALI LN | KELLER | TX | 762489725 | Secretary and Director | 35 | $52,075 |
| Gerrie Clark | ||||||
| 346 North Mayo Trail | Pikeville | KY | 41501 | Treasurer and Director | 1 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $12,492,154 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $243,454 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $12,735,608 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $12,735,608 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $191,034 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $12,544,574 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $627,229 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $627,229 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $2,483 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $2,483 | TotalTaxAmt |
| Distributable Before Adj | $624,746 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $624,746 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $624,746 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $784,421 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $784,421 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $624,746 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $0 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $0 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $405,534 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $218,691 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $240,390 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $864,615 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $784,421 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $624,746 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $159,675 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $1,024,290 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $1,024,290 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $0 | ExcessFromYear4Amt |
| Excess From Year3 | $405,534 | ExcessFromYear3Amt |
| Excess From Year2 | $218,691 | ExcessFromYear2Amt |
| Excess From Year1 | $240,390 | ExcessFromYear1Amt |
| Excess From Current Year | $159,675 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | EARL E ROOP | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SEE ATTACHED SCHEDULE | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 100 EAST VINE STREET SUITE 501 | AddressLine1Txt |
| City | LEXINGTON | CityNm |
| State Abbreviation | KY | StateAbbreviationCd |
| ZIP | 40507 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | NONE | RecipientRelationshipTxt |
| Recipient Foundation Status | PC | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | SUPPORT | GrantOrContributionPurposeTxt |
| Amt | $256,700 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $256,700 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $240,925 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Income | OtherInvestmentIncomeGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$104,516 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | TAX REFUND | Desc |
| Exclusion | 1 | ExclusionCd |
| Exclusion | $11,277 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $147,686 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $147,686 | TotalIncomeProducingActyAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Rln Of Acty To Accom Of Exmpt Prps | RlnOfActyToAccomOfExmptPrpsGrp |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | COMMUNITY TRUST & INVESTMENT CO | BusinessNameLine1Txt |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 100 E VINE STREET - STE 501 | AddressLine1Txt |
| City | LEXINGTON | CityNm |
| State Abbreviation | KY | StateAbbreviationCd |
| ZIP | 40507 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $8,004 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX PREPARATION FEE (NON-ALLOC | CategoryTxt |
| Amt | $1,000 | Amt |
| Net Investment Income | $750 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $250 | DisbursementsCharitablePrpsAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | TIME DIFFERENCE | Desc |
| Amt | $2,959 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOUNDATION LIFE INSURANCE POLI | $50,000 | $0 | $50,000 |
| INVESTMENT AGENT FEE | $49 | $49 | $0 |
| OFFICE EXPENSE | $84,322 | $0 | $84,322 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OTHER REVENUE | Desc |
| Revenue And Expenses Per Books | $11,277 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| AUDIT & ACCOUNTING FEES (ALLOC | $1,020 | $765 | $255 |
| TRUSTEE FEES-PRIN (NON-DEDUCTI | $78,542 | $58,907 | $19,636 |
Substantial Contributors Sch SubstantialContributorsSch
Substantial Contributor Detail SubstantialContributorDetail
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | COMMUNITY TRUST & INVESTMENT CO | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 100 E VINE STREET - STE 501 | AddressLine1Txt |
| City | LEXINGTON | CityNm |
| State Abbreviation | KY | StateAbbreviationCd |
| ZIP | 40507 | ZIPCd |
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