RATHMANN FAMILY FOUNDATION: Form 990PF, tax year 2023
View the entire original 990 at ProPublica ↗
- Organization
- RATHMANN FAMILY FOUNDATION (EIN 52-1757445)
- Tax period
- 2023-01-01 to 2023-12-31
- Filed
- 2024-06-10
- IRS object ID
- 202411629349100211
- Schema version
- 2023v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2024-06-10T12:56:59-04:00 | ReturnTs |
| Tax Period End | 2023-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 453768259 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MARTINBROWN CPAS & ADVISORS | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3411 TAMIAMI TRAIL NORTH SUITE 201 | AddressLine1Txt |
| City | NAPLES | CityNm |
| State Abbreviation | FL | StateAbbreviationCd |
| ZIP | 34103 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2023-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 521757445 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RATHMANN FAMILY FOUNDATION | BusinessNameLine1Txt |
| Business Name Line2 | C/O MARTINBROWN PLLC | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | RATH | BusinessNameControlTxt |
| Phone | 2397898857 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 11000 | AddressLine1Txt |
| City | NAPLES | CityNm |
| State Abbreviation | FL | StateAbbreviationCd |
| ZIP | 34101 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JAMES LOUIS RATHMANN DIRECTOR | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 2397898857 | PhoneNum |
| Signature | 2024-05-17 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | JAMES | PersonFirstNm |
| Person Last | RATHMANN | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IRS Responsible Prty Info Curr | Yes (true) | IRSResponsiblePrtyInfoCurrInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | DANIEL J BROWN CPA | PreparerPersonNm |
| PTIN | P00839712 | PTIN |
| Phone | 2392548306 | PhoneNum |
| Preparation | 2024-06-10 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2023 | TaxYr |
| Build TS | 2023-04-26 12:10:37Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $33,273,347 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $533,208 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $532,764 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $288,350 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $5,214,999 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $288,350 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | -$2,841 | OtherIncomeRevAndExpnssAmt |
| Total Rev And Expnss | $818,717 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $821,114 | TotalNetInvstIncmAmt |
| Legal Fees Rev And Expnss | $5,400 | LegalFeesRevAndExpnssAmt |
| Legal Fees Dsbrs Chrtbl | $5,400 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $17,111 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $7,700 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $9,411 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $162,864 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $148,932 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $13,932 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $2,499 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $2,499 | InterestNetInvstIncmAmt |
| Taxes Rev And Expnss | $10,383 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $1,481 | TaxesNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $5,646 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $80 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $5,566 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $203,903 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $160,692 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $34,309 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,145,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $2,037,500 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,348,903 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $160,692 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $2,071,809 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$530,186 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $660,422 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $1,740,202 | CashBOYAmt |
| Cash EOY | $1,512,215 | CashEOYAmt |
| Cash EOYFMV | $1,512,215 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $250,000 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $344,998 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $344,998 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $21,849,903 | CorporateStockBOYAmt |
| Corporate Stock EOY | $25,917,306 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $25,917,306 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $2,136,917 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $1,924,258 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $1,924,958 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $3,379,762 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $3,390,310 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $3,390,310 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $55,091 | OtherAssetsBOYAmt |
| Other Assets EOY | $183,560 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $183,560 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $29,411,875 | TotalAssetsBOYAmt |
| Total Assets EOY | $33,272,647 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $33,273,347 | TotalAssetsEOYFMVAmt |
| Grants Payable BOY | $4,808,000 | GrantsPayableBOYAmt |
| Grants Payable EOY | $3,915,500 | GrantsPayableEOYAmt |
| Other Liabilities BOY | $433 | OtherLiabilitiesBOYAmt |
| Total Liabilities BOY | $4,808,433 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $3,915,500 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $24,603,442 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $29,357,147 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $24,603,442 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $29,357,147 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $29,411,875 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $33,272,647 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $24,603,442 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$530,186 | ExcessRevenueOverExpensesAmt |
| Other Increases | $5,283,891 | OtherIncreasesAmt |
| Subtotal | $29,357,147 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $29,357,147 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (15 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| CHARLES SCHWAB 0875 ATTACH | P | 2023-04-01 | 2023-12-28 | $308,756 | $340,309 | -$31,553 | -$31,553 |
| CHARLES SCHWAB 0875 ATTACH | P | 2018-12-21 | 2023-12-28 | $1,461,295 | $1,127,029 | $334,266 | $334,266 |
| CHARLES SCHWAB 7878 ATTACH | P | 2023-12-18 | 2023-12-28 | $206,518 | $229,333 | -$22,815 | -$22,815 |
| CHARLES SCHWAB 7878 ATTACH | P | 2022-03-14 | 2023-12-28 | $520,006 | $498,171 | $21,835 | $21,835 |
| CHARLES SCHWAB 0430 ATTACH | P | 2023-05-08 | 2023-12-01 | $740,277 | $751,099 | -$10,822 | -$10,822 |
| CHARLES SCHWAB 0430 ATTACH | P | 2019-11-13 | 2023-12-21 | $571,006 | $575,737 | -$4,731 | -$4,731 |
| CHARLES SCHWAB 3735 ATTACH | P | 2022-03-22 | 2023-02-15 | $119,436 | $125,007 | -$5,571 | -$5,571 |
| CHARLES SCHWAB 3735 ATTACH | P | 2009-08-10 | 2023-12-27 | $1,254,904 | $1,246,406 | $8,498 | $8,498 |
| BROADOAK FUND III LLC K1 | P | $10,492 | $10,492 | $10,492 | |||
| BROADOAK FUND IV LLC K1 | P | $3,162 | $3,162 | $3,162 | |||
| BROADOAK FUND IV LLC K1 | P | $73 | -$73 | -$73 | |||
| BROADOAK FUND V LP K1 | P | $14,634 | $14,634 | $14,634 | |||
| FFC EXECUTIVE PARTNERS III LP K1 | P | $6,496 | -$6,496 | -$6,496 | |||
| SYMPHONY DYNAMO HOLDINGS LLC K1 | P | $268 | $268 | $268 | |||
| ARCH VENTURE FUND V K1 | P | $26,989 | -$26,989 | -$26,989 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $288,350 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | -$70,834 | NetShortTermCapitalGainLossAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $9,180 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $9,180 | SubtotalAmt |
| Tax Based On Investment Income | $9,180 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $32,000 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $32,000 | TotalPaymentsAndCreditsAmt |
| Overpayment | $22,820 | OverpaymentAmt |
| Applied To ES Tax | $22,820 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | WA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | WWW.RATHMANNFAMILYFOUNDATION.ORG | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MARTINBROWN CPAS & ADVISORS | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2392548306 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 11000 | AddressLine1Txt |
| City | NAPLES | CityNm |
| State Abbreviation | FL | StateAbbreviationCd |
| ZIP | 34102 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | Yes (true) | BusinessHoldingsInd |
| Excess Business Holdings | false | ExcessBusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| ALEXANDRA RATHMANN-NOONAN DIRECTOR | ||||||||
| 148 10TH AVENUE SOUTH | NAPLES | FL | 34102 | CHAIRPERSON | 1.00 | $0 | $0 | $0 |
| JAMES LOUIS RATHMANN DIRECTOR | ||||||||
| 148 10TH AVENUE SOUTH | NAPLES | FL | 34102 | PRESIDENT | 5.00 | $0 | $0 | $0 |
| ROBIN W RATHMANN-NOONAN DIRECTOR | ||||||||
| 148 10TH AVENUE SOUTH | NAPLES | FL | 34102 | SECRETARY | 1.00 | $0 | $0 | $0 |
| ANDREW G RATHMANN-NOONAN DIRECTOR | ||||||||
| 148 10TH AVENUE SOUTH | NAPLES | FL | 34102 | TREASURER | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $26,417,080 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,647,518 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $3,573,870 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $31,638,468 | TotalFMVOfUnusedAssetsAmt |
| Adjusted Total FMV Of Unused Ast | $31,638,468 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $474,577 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $31,163,891 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,558,195 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,558,195 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $9,180 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $9,180 | TotalTaxAmt |
| Distributable Before Adj | $1,549,015 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $1,549,015 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $1,549,015 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $2,071,809 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $2,071,809 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,549,015 | DistributableAsAdjustedAmt |
| Excess Distribution Cyov Yr5 | $6,868,402 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr3 | $9,485 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr1 | $693,738 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $7,571,625 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $2,071,809 | QualifyingDistributionsAmt |
| Applied To Current Year | $1,549,015 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $522,794 | RemainingDistriFromCorpusAmt |
| Total Corpus | $8,094,419 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $6,868,402 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $1,226,017 | ExcessDistriCyovToNextYrAmt |
| Excess From Year3 | $9,485 | ExcessFromYear3Amt |
| Excess From Year1 | $693,738 | ExcessFromYear1Amt |
| Excess From Current Year | $522,794 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (15 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Business Name Line2RecipientBusinessName/BusinessNameLine2Txt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| AFRICAN PARKS FOUNDATION OF AMERICA | ||||||||
| 21 WEST 46TH STREET | NEW YORK | NY | 10036 | PC | GENERAL OPERATING ACTIVITIES | $175,000 | ||
| ARTIS - NAPLES INC | ||||||||
| 5833 PELICAN BAY BLVD | NAPLES | FL | 34108 | PC | GENERAL OPERATING ACTIVITIES | $25,000 | ||
| BROWN UNIVERSITY | ||||||||
| 350 EDDY STREET | PROVIDENCE | RI | 02903 | PA | SCHOLARSHIP FUND/ANNUAL FUND | $33,500 | ||
| BUZZARDS BAY COALITION INC | ||||||||
| 114 FRONT STREET | NEW BEDFORD | MA | 02740 | PA | WESTPORT, MA | $75,000 | ||
| BUZZARDS BAY COALITION INC | ||||||||
| 114 FRONT STREET | NEW BEDFORD | MA | 02740 | PA | GOOSEBERRY CAUSEWAY | $500,000 | ||
| CENTER FOR HEIRS | ||||||||
| 1535 SAM RITTENBURG BLVD | CHARLESTON | SC | 29407 | PC | GENERAL OPERATING ACTIVITIES | $75,000 | PROPERTY PRESERVATION | SUITE D |
| DHARMA VOYAGE INC | ||||||||
| PO BOX N104 | WESTPORT | MA | 02790 | PC | GENERAL OPERATING ACTIVITIES | $25,000 | ||
| GNOME INC | ||||||||
| 1510 HIGHLAND AVE | FALL RIVER | MA | 02720 | PC | GENERAL OPERATING ACTIVITIES | $35,000 | ||
| HUERTA DEL VALLE | ||||||||
| 310 E PHILADELPHIA STREET | ONTARIO | CA | 91761 | PC | GENERAL OPERATING ACTIVITIES | $100,000 | ||
| NATIONAL AUDUBON SOCIETY INC | ||||||||
| 711 UNIVERSITY AVENUE | ANAHEIM | CA | 92825 | PC | CORKSCREW SWAMP REHABILITATION | $50,000 | ||
| NATIONAL SCIENCE AND TECHNOLOGY | ||||||||
| 3222 N STREET NW | WASHINGTON | DC | 20007 | PA | GENERAL OPERATING ACTIVITIES | $834,000 | MEDALS FOUNDATION | SUITE 300 |
| TRUSTEES OF TRINITY COLLEGE | ||||||||
| 300 SUMMIT STREET | HARTFORD | CT | 06106 | PC | STUDENT EMERGENCY & EQUITY FUND | $30,000 | ||
| VOLUNTEERS OF LEGAL SERVICE | ||||||||
| 40 WORTH STREET | NEW YORK | NY | 10013 | PC | IMMIGRATION PROJECT GEN SUPPORT | $50,000 | ||
| WESTPORT HISTORICAL SOCIETY | ||||||||
| 25 DRIFT ROAD | WESTPORT | MA | 02790 | PC | GENERAL OPERATING ACTIVITIES | $15,000 | ||
| NEW BEDFORD LIGHT | ||||||||
| 127 W RODNEY FRENCH BLVD | NEW BEDFORD | MA | 02744 | PC | LOCAL ENVIRONMENTAL JOURNALISM | $15,000 | ||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $2,037,500 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (5 entries)
| Business Name Line2RecipientBusinessName/BusinessNameLine2Txt | Address Line1RecipientUSAddress/AddressLine1Txt | Address Line2RecipientUSAddress/AddressLine2Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|---|
| CENTER FOR HEIRS | ||||||||
| PROPERTY PRESERVATION | 1535 SAM RITTENBURG BLVD | SUITE D | CHARLESTON | SC | 29407 | PC | GENERAL OPERATING ACTIVITIES | $150,000 |
| GNOME INC | ||||||||
| 1510 HIGHLAND AVE | FALL RIVER | MA | 02720 | PC | GENERAL OPERATING ACTIVITIES | $70,000 | ||
| HUERTA DEL VALLE | ||||||||
| 310 E PHILADELPHIA STREET | ONTARIO | CA | 91761 | PC | GENERAL OPERATING ACTIVITIES | $200,000 | ||
| VOLUNTEERS OF LEGAL SERVICE | ||||||||
| 40 WORTH STREET | NEW YORK | NY | 10013 | PC | IMMIGRATION PROJECT GEN SUPPORT | $100,000 | ||
| NEW BEDFORD LIGHT | ||||||||
| 127 W RODNEY FRENCH BLVD | NEW BEDFORD | MA | 02744 | PC | LOCAL ENVIRONMENTAL JOURNALISM | $30,000 | ||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $550,000 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $533,208 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $288,350 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | BROADOAK FUND III LLC - K1 | Desc |
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$2,841 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $818,717 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $818,717 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $17,111 | Amt |
| Net Investment Income | $7,700 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $9,411 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (2 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| CHARLES SCHWAB - ACCT 3735 | ||
| CHARLES SCHWAB - ACCT 0430 | $1,924,258 | $1,924,958 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (26 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| CHARLES SCHWAB - ACCT 0875 | $7,923,003 | $7,923,003 |
| CHARLES SCHWAB - ACCT 3735 | $6,862,290 | $6,862,290 |
| CHARLES SCHWAB - ACCT 7878 | $1,207,074 | $1,207,074 |
| ALPHABET INC | $1,093,476 | $1,093,476 |
| AMAZON.COM INC | $522,066 | $522,066 |
| APPLE INC | $1,831,811 | $1,831,811 |
| ARTHUR J GALLAGHER | ||
| BERKSHIRE HATHAWAY | $119,481 | $119,481 |
| BROADCOM INC | $873,762 | $873,762 |
| CHEVRON CORP | $101,033 | $101,033 |
| COMCAST CORP | $97,244 | $97,244 |
| CONOCOPHILLIPS | ||
| COSTCO WHOLESALE CO | $421,791 | $421,791 |
| JOHNSON & JOHNSON | $105,340 | $105,340 |
| JPMORGAN CHASE & CO | $449,064 | $449,064 |
| KKR & CO INC | $350,124 | $350,124 |
| LILLY ELI & CO | $119,543 | $119,543 |
| LOCKHEED MARTIN CORP | $102,137 | $102,137 |
| MICROSOFT CORP | $1,876,977 | $1,876,977 |
| META PLATFORMS | $352,190 | $352,190 |
| NVIDIA CORP | $521,083 | $521,083 |
| PEPSICO | ||
| PROCTER & GAMBLE | $95,498 | $95,498 |
| SPDR S&P DIVIDEND ETF | $353,915 | $353,915 |
| UNITEDHEALTH GRP INC | ||
| VISA INC | $538,404 | $538,404 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (11 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| LUCENT MEDICAL | FMV | $10,000 | $10,000 |
| ACUMARK / CARE DX | FMV | $51,250 | $51,250 |
| ARCH VENTURE FUND V | FMV | $92,222 | $92,222 |
| BROADOAK FUND III | FMV | $326,537 | $326,537 |
| PRESIDO | FMV | $500 | $500 |
| LAB CONNECT | FMV | $1,101,889 | $1,101,889 |
| CROWN CASTLE INTL CO | FMV | ||
| BROADOAK FUND IV | FMV | $926,201 | $926,201 |
| BROADOAK CAPITAL 2019C-INFUSE | FMV | $249,953 | $249,953 |
| SYMPHONY DYNAMO HOLDINGS LLC | FMV | $187 | $187 |
| BROADOAK FUND V | FMV | $631,571 | $631,571 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $5,400 | LegalFeesAmt |
| Disbursements Charitable Prps | $5,400 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (3 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ACCRUED INTEREST RECEIVABLES | $35,220 | $19,982 | $19,982 |
| DISTRIBUTION RECEIVABLES | $19,871 | $43,578 | $43,578 |
| NOTE RECEIVABLE - BROADOAK FUND IV | $120,000 | $120,000 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| EXPENSES | |||
| DUES AND SUBSCRIPTIONS | $120 | $120 | |
| INSURANCE | $4,564 | $4,564 | |
| LICENSES AND FEES | $562 | $562 | |
| COMMUNICATION AND INFO TECH | $400 | $320 | $80 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | BROADOAK FUND III LLC - K1 | Desc |
| Revenue And Expenses Per Books | -$2,841 | RevenueAndExpensesPerBooksAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED GAIN ON INVESTMENT | Desc |
| Amt | $5,283,891 | Amt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DUE TO INV - FFC EXEC PARTNERS III | Desc |
| BOY Book Value | $433 | BOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (8 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT MGMT - BROADOAK FUND | $2,661 | $2,661 | |
| INVESTMENT MGMT - ARCH VENTURE F | $61 | $61 | |
| INVESTMENT MGMT - BROADOAK FUND | $18,469 | $18,469 | |
| INVESTMENT MGMT - BROADOAK 2016A | $488 | $488 | |
| INVESTMENT MGMT - SYMPHONY DYNAM | $57 | $57 | |
| INVESTMENT MGMT - BROADOAK FUND | $18,360 | $18,360 | |
| INVESTMENT MGMT - OTHER | $108,836 | $108,836 | |
| OTHER PROFESSIONAL FEES | $13,932 | $13,932 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| FOREIGN TAX PAID - CHARLES SCH 3 | $1,481 | $1,481 |
| FEDERAL TAX PAID | $8,902 |
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