ERIC AND BARBARA CARLE FOUNDATION INC: Form 990PF, tax year 2023
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- Organization
- ERIC AND BARBARA CARLE FOUNDATION INC (EIN 82-2036857)
- Tax period
- 2023-01-01 to 2023-12-31
- Filed
- 2024-05-08
- IRS object ID
- 202441299349102959
- Schema version
- 2023v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2024-05-08T15:02:16-05:00 | ReturnTs |
| Tax Period End | 2023-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 042713795 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MEYERS BROTHERS KALICKA PC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 330 WHITNEY AVE SUITE 800 | AddressLine1Txt |
| City | HOLYOKE | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 01040 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2023-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 822036857 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE ERIC AND BARBARA CARLE | BusinessNameLine1Txt |
| Business Name Line2 | FOUNDATION INC | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ERIC | BusinessNameControlTxt |
| Phone | 4135862046 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 60246 | AddressLine1Txt |
| City | FLORENCE | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 01062 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JOHN FORTIER JR | PersonNm |
| Person Title | TREASURER | PersonTitleTxt |
| Phone | 4135862046 | PhoneNum |
| Signature | 2024-04-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | JOHN | PersonFirstNm |
| Person Last | FORTIER JR | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IRS Responsible Prty Info Curr | 0 | IRSResponsiblePrtyInfoCurrInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | KRISTINA DRZAL HOUGHTON | PreparerPersonNm |
| PTIN | P00733363 | PTIN |
| Phone | 4135368510 | PhoneNum |
| Preparation | 2024-04-15 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2023 | TaxYr |
| Build TS | 2023-04-26 12:10:37Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Change | Yes (X) | AddressChangeInd |
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $66,633,854 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $748 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $748 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $1,474,690 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,481,379 | DividendsNetInvstIncmAmt |
| Gross Rents Rev And Expnss | $15,750 | GrossRentsRevAndExpnssAmt |
| Gross Rents Net Invst Incm | $15,750 | GrossRentsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $6,881,448 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $14,868,077 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $6,740,748 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $8,372,636 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $8,238,625 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $262,500 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $262,500 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $74,948 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $74,948 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $95,638 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $95,638 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $46,034 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $46,034 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $27,100 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $13,550 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $13,550 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $222,859 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $211,002 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $11,857 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $75,143 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $23,824 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $20,855 | TaxesDsbrsChrtblAmt |
| Occupancy Rev And Expnss | $62,485 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $0 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $62,485 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $19,635 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $19,635 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $59,164 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $21,508 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $37,656 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $945,506 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $269,884 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $645,158 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $2,480,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $2,480,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $3,425,506 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $269,884 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $3,125,158 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $4,947,130 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $7,968,741 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $675,824 | CashBOYAmt |
| Cash EOY | $45,610 | CashEOYAmt |
| Cash EOYFMV | $45,610 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $2,353,171 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $4,116,001 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $4,116,001 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $1,961,229 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $1,987,064 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $2,021,355 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $20,356,717 | CorporateStockBOYAmt |
| Corporate Stock EOY | $27,515,142 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $31,222,150 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $23,274,087 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $19,540,000 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $17,666,248 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $4,534 | OtherAssetsBOYAmt |
| Other Assets EOY | $316,934 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $11,562,490 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $48,625,562 | TotalAssetsBOYAmt |
| Total Assets EOY | $53,520,751 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $66,633,854 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | -$4 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $51 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | -$4 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $51 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $3,080,776 | CapitalStockBOYAmt |
| Capital Stock EOY | $3,080,776 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $45,544,790 | RetainedEarningBOYAmt |
| Retained Earning EOY | $50,439,924 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $48,625,566 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $53,520,700 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $48,625,562 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $53,520,751 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $48,625,566 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $4,947,130 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $53,572,696 | SubtotalAmt |
| Other Decreases | $51,996 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $53,520,700 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (7 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES: FIDELITY | P | $986,381 | $973,557 | $12,824 | $12,824 |
| PUBLICLY TRADED SECURITIES: BBH | P | $1,280,069 | $1,814,745 | -$534,676 | -$534,676 |
| PUBLICLY TRADED SECURITIES: BBH | P | $1,601,821 | $1,436,078 | $165,743 | $165,743 |
| PUBLICLY TRADED SECURITIES: TDA | P | $1,807,906 | $1,791,203 | $16,703 | $16,703 |
| PUBLICLY TRADED SECURITIES: SCHWAB | P | $2,031,057 | $1,971,046 | $60,011 | $60,011 |
| ERIC CARLE LLC INSTALLMENT SALE | D | $7,000,000 | $140,700 | $6,859,300 | $6,859,300 |
| CAPITAL GAINS DIVIDENDS | P | $160,843 | $160,843 | $160,843 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $6,740,748 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $110,765 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $110,765 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $110,765 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $106,000 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $106,000 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $229 | EsPenaltyAmt |
| Tax Due | $4,994 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | MA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 4135862046 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 60246 | AddressLine1Txt |
| City | FLORENCE | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 01062 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| JOHN F FORTIER JR | ||||||||
| 82 1/2 MAPLE STREET | FLORENCE | MA | 01062 | PRESIDENT, TREASURER, CLER | 40.00 | $262,500 | $70,401 | $0 |
| ROLF CARLE | ||||||||
| 82 1/2 MAPLE STREET | FLORENCE | MA | 01062 | DIRECTOR | 1.00 | $0 | $0 | $0 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | RENATA LAKAS | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 5 S STREET C | AddressLine1Txt |
| City | WILLIAMSBURG | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 01096 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | EXECUTIVE ASSISTANT | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 40.00 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $74,948 | CompensationAmt |
| Employee Benefits | $25,236 | EmployeeBenefitsAmt |
| Expense Account | $0 | ExpenseAccountAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| BBH INVESTMENT AND WEALTH MGT | |||||
| 227 WEST TRADE ST STE 2100 | CHARLOTTE | NC | 28202 | INVESTMENT MANAGEMENT | $128,975 |
| ST GERMAIN INVESTMENT MGMT | |||||
| 1500 MAIN ST | SPRINGFIELD | MA | 01115 | INVESTMENT MANAGEMENT | $82,027 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $49,418,897 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $3,872,074 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $11,555,556 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $64,846,527 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $64,846,527 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $972,698 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $63,873,829 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $3,193,691 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $3,193,691 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $110,765 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $110,765 | TotalTaxAmt |
| Distributable Before Adj | $3,082,926 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $3,082,926 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $3,082,926 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $3,125,158 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $3,125,158 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $3,082,926 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $2,986,438 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $3,125,158 | QualifyingDistributionsAmt |
| Applied To Year1 | $2,986,438 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $138,720 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $2,944,206 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (6 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| BUSHWICK BOOK CLUB | ||||||
| 138 2ND AVE | NEW YORK | NY | 10003 | PC | GENERAL FUNDING | $15,000 |
| CYPRESS HILLS LOCAL DEVELOPMENT CORP | ||||||
| 625 JAMAICA AVE | BROOKLYN | NY | 11208 | PC | GENERAL FUNDING | $15,000 |
| EPIPHANY MAGAZINE INC | ||||||
| 71 BEDFORD ST | NEW YORK | NY | 10014 | PC | GENERAL FUNDING | $10,000 |
| ERIC CARLE MUSEUM OF PICTURE BOOK ART INC | ||||||
| 125 WEST BAY ROAD | AMHERST | MA | 01002 | PC | GENERAL FUNDING | $2,415,000 |
| ISLAND DOLPHIN CARE INC | ||||||
| 150 LORELANE PLACE | KEY LARGO | FL | 33037 | PC | GENERAL FUNDING | $10,000 |
| THE ASHLEY BRYAN CENTER | ||||||
| PO BOX 263 | ISLESFORD | ME | 04646 | PC | GENERAL FUNDING | $15,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $2,480,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $748 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,474,690 | ExclusionAmt |
Net Rntl Incm Re Not Debt Fincd Prop NetRntlIncmReNotDebtFincdProp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 16 | ExclusionCd |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $6,881,448 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $8,356,886 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $8,356,886 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING & TAX | CategoryTxt |
| Amt | $27,100 | Amt |
| Net Investment Income | $13,550 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $13,550 | DisbursementsCharitablePrpsAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (77 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ABBOTT LABORATORIES | $446,241 | $410,011 |
| ABBVIE INC | $35,074 | $59,663 |
| ADOBE INC | $150,816 | $228,498 |
| ADVANCED MICRO DEVICES INC | $293,191 | $478,345 |
| AKRE FOCUS FD-SUPRA INST | $3,575,000 | $4,006,274 |
| ALCON INC | $149,354 | $199,206 |
| ALPHABET INC CL A | $218,534 | $267,227 |
| ALPHABET INC CL C | $266,779 | $473,102 |
| AMAZON.COM INC | $652,537 | $666,865 |
| AMERICAN TOWER REIT | $327,049 | $333,535 |
| AMERICAN WTR WKS CO INC | $204,086 | $228,079 |
| AMPHENOL CORP CL A | $193,981 | $250,601 |
| APPLE COMPUTER INC | $690,825 | $878,129 |
| APPLIED MATERIALS INC | $202,710 | $241,484 |
| ARTHUR J GALLAGHER & CO | $102,477 | $218,134 |
| AUTOMATIC DATA PROCESSING INC | $348,743 | $341,534 |
| BECTON DICKINSON & CO | $254,703 | $253,583 |
| BERKSHIRE HATHAWAY INC CL B | $193,139 | $330,624 |
| BLACKROCK INC | $339,493 | $408,335 |
| BLACKSTONE INC | $269,253 | $359,244 |
| BOOKING HOLDINGS INC | $320,314 | $574,650 |
| CAPITAL GROUP CORE PLUS INCOME | $996,315 | $1,006,251 |
| CAPITAL GROUP GLOBAL GROWTH | $849,128 | $984,790 |
| CAPITAL GROUP U.S. MULTI-SECTOR INCOME ETF | $594,284 | $607,491 |
| CHUBB LTD | $208,613 | $247,018 |
| CME GROUP INC | $278,197 | $315,268 |
| CONSTELLATION BRANDS INC CL A | $164,367 | $181,071 |
| COSTCO WHOLESALE CORP | $147,604 | $291,755 |
| COTERRA ENERGY INC | $404,522 | $402,297 |
| CVS HEALTH CORP | $238,147 | $238,064 |
| DIAGEO PLC SPONS ADR | $99,015 | $107,060 |
| EATON CORP PLC | $261,531 | $314,752 |
| ECOLAB INC | $208,284 | $235,838 |
| EOG RESOURCES INC | $248,722 | $249,278 |
| ISHARES DJ SELECT DIVIDEND FD | $35,051 | $42,199 |
| ISHARES INC CORE MSCI EMKT ETF | $413,389 | $432,307 |
| ISHARES TR PFD AND INCM SEC ETF | $33,275 | $26,512 |
| JOHNSON & JOHNSON | $682,413 | $642,634 |
| JP MORGAN CHASE & CO | $239,260 | $307,031 |
| KENVUE INC | $239,725 | $221,027 |
| KLA CORP | $197,891 | $466,784 |
| LINDE PLC | $300,228 | $519,137 |
| MASTERCARD INC | $289,263 | $380,873 |
| MCDONALD'S CORP | $281,295 | $306,591 |
| MEDTRONIC PLC | $462,186 | $450,783 |
| MICROSOFT CORP | $672,051 | $860,003 |
| MORGAN STANLEY 6.375% PFD | $52,683 | $49,520 |
| NESTLE S A SPONS ADR | $225,050 | $226,057 |
| NIKE INC | $278,041 | $271,425 |
| ORACLE CORP | $240,183 | $427,413 |
| PEPSICO INC | $402,174 | $393,349 |
| PFIZER INC | $54,136 | $45,028 |
| PROCTER & GAMBLE CO | $519,668 | $528,277 |
| PROGRESSIVE CORP OHIO | $137,001 | $239,716 |
| ROCHE HLDG LTD | $362,872 | $325,345 |
| S&P GLOBAL INC | $290,336 | $364,310 |
| SALESFORCE.COM INC | $277,160 | $343,661 |
| SCHWAB CHARLES CORP | $264,699 | $236,053 |
| SPDR BBG BARC 1-3 MONTH TBILL | $629,910 | $628,123 |
| SPDR SER TR BLMBRG BRC CNVRT ETF | $420,539 | $470,057 |
| SPDR SER TR ICE PFD SECURITIES ETF | $464,415 | $406,464 |
| STATE STREET 5.35% PFD | $52,227 | $47,420 |
| SYSCO CORP | $345,191 | $305,683 |
| TEXAS INSTRUMENTS INC | $433,945 | $440,128 |
| THERMO FISHER SCIENTIFIC INC | $195,658 | $227,709 |
| TRACTOR SUPPLY COMPANY | $240,717 | $241,049 |
| UNITED HEALTH GROUP | $287,997 | $286,400 |
| UNITED PARCEL SERVICE CL B | $374,034 | $336,472 |
| VANGUARD REIT ETF | $55,045 | $61,852 |
| VANGUARD SHORT TERM TREAS ETF | $902,373 | $910,356 |
| VANGUARD TERM CORPORATE | $816,386 | $830,194 |
| VERIZON COMMUNICATIONS | $302,198 | $247,840 |
| WALMART INC | $250,480 | $261,541 |
| WALT DISNEY COMPANY | $129,865 | $109,973 |
| WASTE MGMT INC | $308,370 | $447,392 |
| XCEL ENERGY INC | $188,691 | $177,496 |
| ZOETIS INC | $234,043 | $291,910 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $1,987,064 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $2,021,355 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (7 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| BBH INCOME FUND | AT COST | $3,520,000 | $2,947,160 |
| BBH LTD DURATION FUND | AT COST | $7,020,000 | $6,991,094 |
| BBH PARTNER FD - INTERNATL EQUITY | AT COST | $5,270,000 | $4,154,472 |
| CLARKSTON FOUNDERS FUND | AT COST | $1,050,000 | $1,023,826 |
| CLARKSTON PARTNERS FD FOUNDERS CL | AT COST | $580,000 | $627,480 |
| GQG PART EMERG MKTS EQ | AT COST | $1,860,000 | $1,682,485 |
| GOLDMAN SACHS BK USA CD | AT COST | $240,000 | $239,731 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $46,034 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $46,034 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (3 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| SECURITY DEPOSIT | $4,534 | $6,934 | $6,934 |
| OFFICE PURCHASE DEPOSIT | $310,000 | ||
| INSTALLMENT SALE RECEIVABLE | $11,555,556 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| PRIOR YEAR NONDIVIDEND DISTRIBUTION REDUCING COST | $752 |
| BLOCK INC SALE TRADE DATE 2022, SETTLED 2023 | $51,244 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (14 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| ACCOUNT FEES | $286 | $286 | $0 |
| ALARM & MONITORING | $420 | $0 | $420 |
| MA FILING FEES | $250 | $0 | $250 |
| OFFICE | $17,710 | $0 | $17,710 |
| POSTAGE | $395 | $0 | $395 |
| WORKERS' COMPENSATION INSURANCE | $264 | $0 | $264 |
| INSURANCE | $1,261 | $0 | $1,261 |
| ACCRUED INTEREST PAID | $5,472 | $5,472 | $0 |
| COUNCIL ON FOUNDATIONS DUES | $7,500 | $0 | $7,500 |
| DUES & SUBSCRIPTIONS | $738 | $0 | $738 |
| BANK FEES | $604 | $0 | $604 |
| MISCELLANEOUS | $216 | $0 | $216 |
| MOVING EXPENSE | $8,298 | $0 | $8,298 |
| RENT EXPENSE FOR SUBLET PORTION | $15,750 | $15,750 | $0 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | FLEX PLAN BALANCE | Desc |
| BOY Book Value | -$4 | BOYBookValueAmt |
| EOY Book Value | $51 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT FEES | $211,002 | $211,002 | $0 |
| PENSION & FLEX PLAN ADMIN | $4,150 | $0 | $4,150 |
| PAYROLL ADMINISTRATION | $866 | $0 | $866 |
| CONSULTANT | $6,841 | $0 | $6,841 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES WITHHELD | $23,824 | $23,824 | $0 |
| FEDERAL TAX PAYMENTS | $30,464 | $0 | $0 |
| PAYROLL TAXES | $20,855 | $0 | $20,855 |
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