ALBERT J WEATHERHEAD III FOUNDATION CO THOMAS F ALLEN: Form 990PF, tax year 2023
View the entire original 990 at ProPublica ↗
- Organization
- ALBERT J WEATHERHEAD III FOUNDATION CO THOMAS F ALLEN (EIN 51-0137950)
- Tax period
- 2023-01-01 to 2023-12-31
- Filed
- 2024-05-14
- IRS object ID
- 202411359349101431
- Schema version
- 2023v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- All Oth Prog Rltd Investments Sch
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2024-05-14T10:09:56-05:00 | ReturnTs |
| Tax Period End | 2023-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 341513062 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CBIZ MHM LLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4040 EMBASSY PARKWAY SUITE 100 | AddressLine1Txt |
| City | AKRON | CityNm |
| State Abbreviation | OH | StateAbbreviationCd |
| ZIP | 44333 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2023-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 510137950 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE ALBERT J WEATHERHEAD III FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ALBE | BusinessNameControlTxt |
| Phone | 4404610200 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 5915 LANDERBROOK DRIVE SUITE 360 | AddressLine1Txt |
| City | MAYFIELD HEIGHTS | CityNm |
| State Abbreviation | OH | StateAbbreviationCd |
| ZIP | 44124 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | CELIA WEATHERHEAD | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 4404610200 | PhoneNum |
| Signature | 2024-05-06 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | CELIA | PersonFirstNm |
| Person Last | WEATHERHEAD | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IRS Responsible Prty Info Curr | 0 | IRSResponsiblePrtyInfoCurrInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | TINA HOLYAK | PreparerPersonNm |
| PTIN | P01261926 | PTIN |
| Phone | 3306686500 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2023 | TaxYr |
| Build TS | 2023-04-26 12:10:37Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $10,789,454 | FMVAssetsEOYAmt |
| Method Of Accounting Other | Yes (X) | MethodOfAccountingOtherInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $172,334 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $181,710 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $447,616 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $1,612,745 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $447,616 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $619,950 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $629,326 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $0 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $2,136 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $1,068 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $214 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $6,729 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $3,365 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $337 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $137,750 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $141,423 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $0 | OtherProfFeesAdjNetIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $13,775 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $1,617 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $1,510 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $0 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $150 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $200 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $0 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $148,432 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $147,366 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $14,476 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $461,236 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $461,236 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $609,668 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $147,366 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $475,712 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $10,282 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $481,960 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $49,109 | CashBOYAmt |
| Cash EOY | $40,044 | CashEOYAmt |
| Cash EOYFMV | $40,044 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $549,808 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $903,624 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $903,624 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $8,351,948 | CorporateStockBOYAmt |
| Corporate Stock EOY | $9,695,264 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $9,695,264 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $148,132 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $150,522 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $150,522 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $9,098,997 | TotalAssetsBOYAmt |
| Total Assets EOY | $10,789,454 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $10,789,454 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $9,098,997 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $10,789,454 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $9,098,997 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $10,789,454 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $9,098,997 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $10,789,454 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $9,098,997 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $10,282 | ExcessRevenueOverExpensesAmt |
| Other Increases | $1,680,175 | OtherIncreasesAmt |
| Subtotal | $10,789,454 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $10,789,454 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (36 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| BROOKFIELD CORP | P | 2023-02-17 | 2023-11-13 | $33,761 | $37,541 | -$3,780 | -$3,780 |
| DOLLAR TREE INC | P | 2023-02-23 | 2023-12-26 | $31,443 | $31,746 | -$303 | -$303 |
| ENBRIDGE INC | P | 2023-03-09 | 2023-11-09 | $26,723 | $30,669 | -$3,946 | -$3,946 |
| FIDELITY NATIONAL INFO SVCS INC | P | 2022-12-16 | 2023-02-23 | $172,986 | $181,918 | -$8,932 | -$8,932 |
| NVENT ELECTRIC PLC | P | 2022-09-12 | 2023-07-26 | $3,633 | $2,464 | $1,169 | $1,169 |
| ACTIVISION BLIZZARD INC | P | 2018-11-29 | 2023-10-13 | $2,375 | $1,059 | $1,316 | $1,316 |
| ACTIVISION BLIZZARD INC | P | 2019-02-06 | 2023-10-13 | $26,125 | $14,377 | $11,748 | $11,748 |
| ACTIVISION BLIZZARD INC | P | 2019-03-18 | 2023-10-13 | $95,000 | $50,130 | $44,870 | $44,870 |
| ADOBE INC | P | 2020-03-27 | 2023-05-26 | $20,690 | $15,284 | $5,406 | $5,406 |
| ADOBE INC | P | 2020-03-27 | 2023-10-20 | $40,378 | $22,926 | $17,452 | $17,452 |
| ADOBE INC | P | 2020-03-27 | 2023-11-20 | $24,304 | $12,227 | $12,077 | $12,077 |
| ALPHABET INC | P | 2016-04-18 | 2023-06-23 | $70,400 | $22,610 | $47,790 | $47,790 |
| AMAZON COM INC | P | 2022-06-16 | 2023-06-23 | $117,983 | $93,804 | $24,179 | $24,179 |
| AMAZON COM INC | P | 2022-06-16 | 2023-09-08 | $48,375 | $36,079 | $12,296 | $12,296 |
| APOLLO GLOBAL MANAGEMENT INC | P | 2021-05-12 | 2023-02-17 | $64,244 | $50,767 | $13,477 | $13,477 |
| APOLLO GLOBAL MANAGEMENT INC | P | 2021-05-12 | 2023-05-03 | $79,869 | $73,330 | $6,539 | $6,539 |
| APPLE INC | P | 2019-08-07 | 2023-10-20 | $49,405 | $14,170 | $35,235 | $35,235 |
| BROOKFIELD CORP | P | 2006-01-12 | 2023-11-13 | $114,950 | $28,512 | $86,438 | $86,438 |
| CME GROUP INC | P | 2019-03-19 | 2023-12-05 | $10,896 | $8,452 | $2,444 | $2,444 |
| CME GROUP INC | P | 2022-09-13 | 2023-12-05 | $27,239 | $24,657 | $2,582 | $2,582 |
| ENBRIDGE INC | P | 2018-05-17 | 2023-11-09 | $15,866 | $15,649 | $217 | $217 |
| ENBRIDGE INC | P | 2021-05-20 | 2023-11-09 | $20,042 | $23,120 | -$3,078 | -$3,078 |
| ENBRIDGE INC | P | 2006-01-17 | 2023-11-09 | $101,044 | $46,888 | $54,156 | $54,156 |
| EQUIFAX | P | 2022-09-13 | 2023-12-21 | $42,301 | $33,816 | $8,485 | $8,485 |
| FACEBOOK INC | P | 2021-10-22 | 2023-06-23 | $8,626 | $9,685 | -$1,059 | -$1,059 |
| FACEBOOK INC | P | 2022-01-31 | 2023-06-23 | $50,317 | $54,283 | -$3,966 | -$3,966 |
| FACEBOOK INC | P | 2022-02-11 | 2023-06-23 | $7,188 | $5,548 | $1,640 | $1,640 |
| JP MORGAN | P | 2022-06-17 | 2023-11-06 | $41,109 | $32,260 | $8,849 | $8,849 |
| KENVUE INC | P | 2022-10-07 | 2023-11-09 | $13 | $9 | $4 | $4 |
| SALESFORCE.COM INC | P | 2019-10-30 | 2023-09-26 | $53,841 | $39,420 | $14,421 | $14,421 |
| SERVICENOW INC | P | 2020-01-10 | 2023-07-20 | $31,869 | $16,533 | $15,336 | $15,336 |
| SERVICENOW INC | P | 2020-01-10 | 2023-11-20 | $26,480 | $12,024 | $14,456 | $14,456 |
| TJX COS INC NEW | P | 2022-05-20 | 2023-07-12 | $76,925 | $51,512 | $25,413 | $25,413 |
| TE CONNECTIVITIY | P | 2021-02-26 | 2023-06-22 | $26,970 | $26,058 | $912 | $912 |
| TE CONNECTIVITIY | P | 2021-02-26 | 2023-07-25 | $21,149 | $19,544 | $1,605 | $1,605 |
| TE CONNECTIVITIY | P | 2021-02-26 | 2023-12-19 | $28,226 | $26,058 | $2,168 | $2,168 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $447,616 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | -$15,792 | NetShortTermCapitalGainLossAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $6,699 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $6,699 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $6,699 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $9,519 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $9,519 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $2,820 | OverpaymentAmt |
| Applied To ES Tax | $2,820 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | OH | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | CELIA WEATHERHEAD | IndividualWithBooksNm |
| Phone | 4404610200 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 5915 LANDERBROOK DRIVE SUITE 360 | AddressLine1Txt |
| City | MAYFIELD HEIGHTS | CityNm |
| State Abbreviation | OH | StateAbbreviationCd |
| ZIP | 44124 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | Yes (1) | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| CELIA WEATHERHEAD | ||||||||
| 5915 LANDERBROOK DRIVE SUITE 360 | MAYFIELD HEIGHTS | OH | 44124 | PRESIDENT | 1.00 | $0 | $0 | $0 |
| CHARLES SHEEDY | ||||||||
| 5915 LANDERBROOK DRIVE SUITE 360 | MAYFIELD HEIGHTS | OH | 44124 | VICE PRESIDENT | 1.00 | $0 | $0 | $0 |
| SCOTT COWEN | ||||||||
| 5915 LANDERBROOK DRIVE SUITE 360 | MAYFIELD HEIGHTS | OH | 44124 | VICE PRESIDENT | 1.00 | $0 | $0 | $0 |
| TERRI LACY | ||||||||
| 5915 LANDERBROOK DRIVE SUITE 360 | MAYFIELD HEIGHTS | OH | 44124 | SECRETARY & TREASURER | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NEUBERGER BERMAN LLC | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 605 THIRD AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10158 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT MANAGER | ServiceTypeTxt |
| Compensation | $121,444 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONE | Description1Txt |
| Expenses1 | $0 | Expenses1Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONE | Description1Txt |
| Expenses1 | $0 | Expenses1Amt |
| All Other Program Rltd Invst Tot | $0 | AllOtherProgramRltdInvstTotAmt |
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $9,551,154 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $582,436 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $10,133,590 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $10,133,590 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $152,004 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $9,981,586 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $499,079 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $499,079 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $6,699 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $6,699 | TotalTaxAmt |
| Distributable Before Adj | $492,380 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $492,380 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $492,380 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $475,712 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $475,712 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $492,380 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr4 | $11,844 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr1 | $39,824 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $51,668 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $475,712 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $475,712 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $16,668 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $16,668 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $35,000 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $35,000 | ExcessDistriCyovToNextYrAmt |
| Excess From Year1 | $35,000 | ExcessFromYear1Amt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (3 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| COLUMBIA UNIVERSITY | |||||||
| 420 WEST 118TH STREET 9TH FLOOR | NEW YORK | NY | 10027 | NONE | PC | TO SUPPORT GLOBAL STUDIES | $301,587 |
| TULANE UNIVERSITY SCHOOL OF PUBLIC HEALTH AND TROPICAL MEDICINE | |||||||
| 1440 CANAL ST | NEW ORLEANS | LA | 70112 | NONE | PC | TO AID THE ORGANIZATION IN CARRYING OUT THEIR EXEMPT PURPOSE. | $50,983 |
| LAUREN ARCH MEMORIAL SCHOLARSHIP FUND AT CHAUTAUQUA COMM FOUNDATION | |||||||
| 212 LAKE SHORE DR W | DUNKIRK | NY | 14048 | NONE | PC | CONTRIBUTION TO THE LAUREN ARCH MEMORIAL SCHOLARSHIP FUND. | $108,666 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $461,236 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $172,334 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $447,616 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $619,950 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $619,950 | TotalIncomeProducingActyAmt |
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Line Number | 1 | LineNumberTxt |
| Relationship Statement | NOT APPLICABLE | RelationshipStatementTxt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $6,729 | Amt |
| Net Investment Income | $3,365 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $337 | DisbursementsCharitablePrpsAmt |
All Oth Prog Rltd Investments Sch AllOthProgRltdInvestmentsSch
All Other Program Related Invst AllOtherProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | NONE | Desc |
| Amt | $0 | Amt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | KEYBANK NATIONAL ASSOCIATION INVESTMENTS | StockNm |
| EOY Book Value | $9,695,264 | EOYBookValueAmt |
| EOYFMV | $9,695,264 | EOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | BROOKFIELD LIMITED PARTNERSHIP | CategoryOrItemTxt |
| Listed At Cost Or FMV | AT COST | ListedAtCostOrFMVCd |
| Book Value | $150,522 | BookValueAmt |
| EOYFMV | $150,522 | EOYFMVAmt |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $2,136 | LegalFeesAmt |
| Net Investment Income | $1,068 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $214 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | BUSINESS REGISTRATION | Desc |
| Revenue And Expenses Per Books | $200 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED GAIN/LOSS ON ASSETS | Desc |
| Amt | $1,680,175 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| INVESTMENT MANAGEMENT FEES | $137,750 | $137,750 | $0 | $13,775 |
| BROOKFIELD INFRASTRUCTURE PARTNERS | $0 | $3,673 | $0 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FOREIGN TAX PAID | CategoryTxt |
| Amt | $1,617 | Amt |
| Net Investment Income | $1,510 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $150 | DisbursementsCharitablePrpsAmt |
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