ANNE S RICHARDSON FUND T5874: Form 990PF, tax year 2011
View the entire original 990 at ProPublica ↗
- Organization
- ANNE S RICHARDSON FUND T5874 (EIN 13-6192516)
- Tax period
- 2011-08-01 to 2012-07-31
- Filed
- 2012-12-10
- IRS object ID
- 201223459349100052
- Schema version
- 2011v1.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Other Increases Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2012-12-10T07:30:39-06:00 | Timestamp |
| Tax Period End Date | 2012-07-31 | TaxPeriodEndDate |
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2011-08-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 136192516 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ANNE S RICHARDSON FUND P60833004 | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | RICH | NameControl |
| Phone | 8668885157 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | JPMORGAN CHASE BANK 10 S DEARBORN | AddressLine1 |
| Address Line2 | ST NO 21 FL | AddressLine2 |
| City | CHICAGO | City |
| State | IL | State |
| ZIP Code | 606032300 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | KATHRYN WISKOW | Name |
| Title | AUTHORIZED OFFICER | Title |
| Phone | 8668885157 | Phone |
| Date Signed | 2012-12-10 | DateSigned |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2011 | TaxYear |
| Build TS | 2016-02-24 21:20:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Change | X | AddressChange |
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 11279538 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Not Required To Attach Schedule B | X | NotRequiredToAttachScheduleB |
| Interest On Savings Rev And Expnss | 209 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 209 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 198554 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 198554 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | 176796 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 5121246 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 176796 | CapitalGainNetIncmNetInvstIncm |
| Total Revenue And Expenses | 375559 | TotalRevenueAndExpenses |
| Total Net Investment Income | 375559 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 105719 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 95147 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 10572 | CompOfcrDirTrstDsbrsChrtblPrps |
| Taxes Rev And Expnss | 18522 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 5374 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 124241 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 100521 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 10572 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 571000 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 571000 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 695241 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 100521 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 581572 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -319682 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 275038 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | 4868 | CashBOY |
| Cash EOY | 6510 | CashEOY |
| Cash EOYFMV | 6510 | CashEOYFMV |
| Savings And Temp Cash Invst BOY | 276267 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 376462 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 376462 | SavingsAndTempCashInvstEOYFMV |
| Investments Corp Stock BOY | 7704866 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 7507180 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 8373528 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 2697545 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 2474026 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 2523038 | InvestmentsCorpBondsEOYFMV |
| Total Assets BOY | 10683546 | TotalAssetsBOY |
| Total Assets EOY | 10364178 | TotalAssetsEOY |
| Total Assets EOYFMV | 11279538 | TotalAssetsEOYFMV |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 0 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 10683546 | CapitalStockBOY |
| Capital Stock EOY | 10364178 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 0 | RetainedEarningsBOY |
| Retained Earnings EOY | 0 | RetainedEarningsEOY |
| Total Net Assets BOY | 10683546 | TotalNetAssetsBOY |
| Total Net Assets EOY | 10364178 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 10683546 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 10364178 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 10683546 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -319682 | ExcessOfRevenueOverExpenses |
| Other Increases | 314 | OtherIncreases |
| Subtotal | 10364178 | Subtotal |
| Other Decreases | 0 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 10364178 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (2 entries)
| Description Of AssetDescriptionOfAsset | How AcquiredHowAcquired | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | P | 5020826 | 4944450 | 76376 | 76376 |
| CAPITAL GAINS DIVIDENDS | P | 100420 | 100420 | 100420 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | 176796 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 565394 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 12225084 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.046249 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 545488 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 11250643 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.048485 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 647344 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 10228817 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.063286 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 726905 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 13914009 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.052243 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 551862 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 14245522 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.038739 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.249002 | TotalDistributionRatio |
| Average Distribution Ratio | 0.049800 | AverageDistributionRatio |
| Net Noncharitable Assets | 11401671 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 567803 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 2750 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 570553 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 581572 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | X | DomesticOrgMeetingSect4940e |
| Investment Income Excise Tax | 2750 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 2750 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 2750 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 16080 | EstTaxPaymentsAndOverpayment |
| Total Credits And Payments | 16080 | TotalCreditsAndPayments |
| Overpayment | 13330 | Overpayment |
| Amount Credited To Next Year | 2750 | AmountCreditedToNextYear |
| Amount To Be Refunded | 10580 | AmountToBeRefunded |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 0 | UnrelatedBusIncomeOver1000 |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | CT | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | WWW.FOUNDATIONCENTER.ORG/GRANTMAKER/RICHARDSON | WebsiteAddress |
| Books In Care Of Person Name | JPMORGAN CHASE BANKNA | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 2036293193 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 100 WEST PUTNAM AVENUE FLOOR 1 | AddressLine1 |
| City | GREENWICH | City |
| State | CT | State |
| ZIP Code | 06830 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 0 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 1 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Acts Fail To Qualify As Exceptions | 0 | ActsFailToQualifyAsExceptions |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person Name | JPMORGAN CHASE BANKNA | PersonName |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1 SOUTH DEARBORN STREET IL1-0117 | AddressLine1 |
| City | CHICAGO | City |
| State | IL | State |
| ZIP Code | 606032300 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | TRUSTEE | Title |
| Avg Hours Per Wk Devoted To Position | 2.00 | AvgHoursPerWkDevotedToPosition |
| Compensation | 105719 | Compensation |
| Contri To Empl Benefit Plans Etc | 0 | ContriToEmplBenefitPlansEtc |
| Expense Account Other Allowances | 0 | ExpenseAccountOtherAllowances |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
| Comp Of Hghst Paid Cntrct NONE | NONE | CompOfHghstPaidCntrctNONE |
| Tot Number Of Cntrct Paid Over50k | 0 | TotNumberOfCntrctPaidOver50k |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 11022249 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 553052 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 11575301 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 11575301 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 173630 | CashDeemedCharitable |
| Net Noncharitable Assets | 11401671 | NetNoncharitableAssets |
| Minimum Investment Return | 570084 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 570084 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 2750 | TaxBasedOnInvestmentIncome |
| Total Tax | 2750 | TotalTax |
| Distributable Amount Before Adj | 567334 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 567334 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 567334 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 581572 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 581572 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 2750 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 578822 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 567334 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 580208 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Total Excess Distri Carryover | 0 | TotalExcessDistriCarryover |
| Qualifying Distributions | 581572 | QualifyingDistributions |
| Applied To Year1 | 580208 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 1364 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 0 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 0 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 565970 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 0 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 0 | ExcessDistriCyovToNextYear |
Supplementary Information SupplementaryInformation
Appication Submission Info AppicationSubmissionInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Name | CASEY BURGESS- JP MORGAN CHASE BANK | RecipientName |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 270 PARK AVENUE FL 14 | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10017 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone Number | 2124640308 | RecipientPhoneNumber |
| Form And Info And Materials | WWW.FOUNDATIONCENTER.ORG/GRANTMAKER/RICHARDSON | FormAndInfoAndMaterials |
| Submission Deadlines | NONE | SubmissionDeadlines |
| Restrictions On Awards | FUNDING INTEREST: TWENTY-FOUR ORGANIZATIONS RECOMMENDED BY MISS RICHARDSON, ORGANIZATIONS THAT ASSIST LOWER INCOME PEOPLE OR ARE OF GENERAL INTEREST TO THE COMMUNITY IN RIDGEFIELD, CT, AND FAIRFIELD, CT PROGRAMS SUPPORTING THE INDEPENDENCE OF WOMEN, THE GAY AND LESBIAN COMMUNITY, ENCOURAGE YOUTH DEVELOPEMENT, OR PROMOTE ENVIRONMENTAL CONSERVATION. | RestrictionsOnAwards |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (23 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient RelationshipRecipientRelationship | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|---|
| AGING IN AMERICA INC | |||||||
| 1500 PELHAM PARKWAY | BRONX | NY | 10461 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $15,000 |
| CONNECTICUT COLLEGE | |||||||
| 270 MONHEGAN AVENUE | NEW LONDON | CT | 06320 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $15,000 |
| FOUNDERS HALL FOUNDATION INC | |||||||
| 193 DANBURY ROAD | RIDGEFIELD | CT | 06877 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $25,000 |
| GARDEN & CONSERVATION TRUST | |||||||
| 15 ASCOT WAY | RIDGEFIELD | CT | 06877 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $15,000 |
| HARTFORD GAY & LESBIAN HEALTH COLLECTIVE INC | |||||||
| PO BOX 2094 | HARTFORD | CT | 06145 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $45,000 |
| KEELER TAVERN PRESERVATION SOCIETY INC | |||||||
| PO BOX 204 | RIDGEFIELD | CT | 06877 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $35,000 |
| MEALS ON WHEELS INC | |||||||
| 25 GILBERT STREET | RIDGEFIELD | CT | 06877 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $10,000 |
| MEMORIAL SLOAN KETTERING CANCER CENTER | |||||||
| 1275 YORK AVENUE | NEW YORK | NY | 10021 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $15,000 |
| MERCY LEARNING CENTER OF BRIDGEPORT | |||||||
| 637 PARK AVENUE | BRIDGEPORT | CT | 06604 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $30,000 |
| NEW YORK- PRESBYTERIAN HOSPITAL | |||||||
| 525 EAST 68TH STREET | NEW YORK | NY | 10065 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $15,000 |
| NORWALK HOSPITAL FOUNDATION | |||||||
| 34 MAPLE STREET | NORWALK | CT | 06850 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $15,000 |
| PRO BONO PARTNERSHIP INC | |||||||
| 237 MAMARONECK AVENUE S 300 | WHITE PLAINS | NY | 10605 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $40,000 |
| PTA CT CONGRESS RIDGEFIELD PTA DBA RIDGEFIELD HIGH SCHOOL PTSA | |||||||
| 700 N SALEM RD | RIDGEFIELD | CT | 06877 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $45,000 |
| RIDGEFIELD BOYS CLUB | |||||||
| 41 GOVERNOR STREET | RIDGEFIELD | CT | 06877 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $15,000 |
| RIDGEFIELD CHORALE | |||||||
| PO BOX 686 | RIDGEFIELD | CT | 06877 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $5,000 |
| RIDGEFIELD VETERANS MEMORIAL COMMUNITY ASSOCIATION INC | |||||||
| 316 MAIN ST | RIDGEFIELD | CT | 06877 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $60,000 |
| SAINT STEPHENS CHURCH | |||||||
| 351 MAIN STREET | RIDGEFIELD | CT | 06877 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $65,000 |
| THE MAMANASCO LAKE IMPROVEMENT FUND INC | |||||||
| PO BOX 246 | RIDGEFIELD | CT | 06877 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $5,000 |
| THE RIDGEFIELD GUILD OF ARTISTS | |||||||
| PO BOX 552 | RIDGEFIELD | CT | 06877 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $5,000 |
| TRUST FOR PUBLIC LAND | |||||||
| 101 WHITNEY AVE | NEW HAVEN | CT | 06510 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $30,000 |
| YALE UNIVERSITY | |||||||
| PO BOX 2038 | NEW HAVEN | CT | 06521 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $15,000 |
| FAMILY CENTERS OF GREENWICH | |||||||
| 520 BRIDGE ST | GREENWICH | CT | 06830 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $15,000 |
| BUILDON INC | |||||||
| PO BOX 16741 | STAMFORD | CT | 06905 | NONE | PUBLIC CHARITY | PROGRAM SUPPORT | $36,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 571000 | TotGrantOrContriPaidDuringYear |
| Tot Grant Or Contri Approved Future | 0 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $209 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $198,554 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | $176,796 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $0 | UnrelatedBusinessIncomeAmount |
| Exclusion | $375,559 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | 375559 | TotalPartXVIA |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds (10 entries)
| Name Of BondNameOfBond | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| VANGUARD FI SECS F INTR TRM CP PT FUND 71 - 11014.107 SHS | 112124 | 114437 |
| EATON VANCE FLOATING RATE I - 49863.543 SHS | 439111 | 449271 |
| JPM HIGH YIELD FD - SEL FUND 3580 5.70% - 47186.141 SHS | 360012 | 375602 |
| JPM SHORT DURATION BOND FD - SEL FUND 3133 0.82% - 66235.632 SHS | 727537 | 728592 |
| JPM STR INC OPP FD FUND 3844 2.97% - 20350.79 SHS | 211902 | 236476 |
| JPM INTL CURRENCY INCOME FD 1.00% - 7896.028 SHS | 85988 | 86619 |
| DOUBLELINE FDS TR TTL RTN BD I - 15016.555 SHS | 168185 | 169086 |
| JPM TR I INFL MANAGED BD - SEL 2.19% - 18230.056 SHS | 193599 | 196520 |
| BARC 93% PPN CURR BSKT 9/13/13 LNKD 3 CURR BSKTS 50% 35% & 15% WT- 85000 SHS | 85395 | 80172 |
| GS 95% PP CMIT BSKT 11/18/13 LNKD CNY,MXN,IDR, TRY /USD 215% UPSIDE LEV- 900 | 90173 | 86263 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (123 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| ABBOTT LABORATORIES - 27 SHS | 1657 | 1790 |
| ALLERGAN INC - 23 SHS | 1989 | 1888 |
| ALTERA CORP - 71 SHS | 2703 | 2517 |
| AMAZON COM INC - 19 SHS | 2099 | 4433 |
| ANADARKO PETROLEUM CORP - 31 SHS | 2295 | 2153 |
| APPLE INC. - 30 SHS | 3622 | 18323 |
| AUTOZONE INC - 5 SHS | 1436 | 1876 |
| CSX CORP - 120 SHS | 2567 | 2753 |
| CAPITAL ONE FINANCIAL CORP - 40 SHS | 1823 | 2260 |
| CARDINAL HEALTH INC - 66 SHS | 1915 | 2844 |
| CELGENE CORPORATION - 39 SHS | 1691 | 2670 |
| CISCO SYSTEMS INC - 191 SHS | 2522 | 3046 |
| CITRIX SYSTEMS INC - 15 SHS | 867 | 1090 |
| COLGATE PALMOLIVE CO - 20 SHS | 0 | 0 |
| DELAWARE EMERGING MARKETS FUND - 6047.72 SHS | 97187 | 75536 |
| E I DU PONT DE NEMOURS & CO - 71 SHS | 2603 | 3529 |
| EMERSON ELECTRIC CO - 71 SHS | 3646 | 3392 |
| FREEPORT-MCMORAN COPPER & GOLD INC CL B - 89 SHS | 3039 | 2997 |
| GENERAL MILLS INC - 82 SHS | 2891 | 3173 |
| HOME DEPOT INC - 59 SHS | 2369 | 3079 |
| HUMANA INC - 27 SHS | 2026 | 1663 |
| JOHNSON & JOHNSON - 23 SHS | 0 | 0 |
| JOHNSON CONTROLS INC - 144 SHS | 2491 | 3550 |
| LAM RESEARCH CORP - 39 SHS | 1528 | 1342 |
| THE ESTEE LAUDER COMPANIES INC CL A - 24 SHS | 1216 | 1257 |
| LENNAR CORP - 62 SHS | 931 | 1811 |
| LOWES COMPANIES INC - 155 SHS | 3384 | 3932 |
| MASCO CORP - 0 SHS | 928 | 842 |
| MICROSOFT CORP - 336 SHS | 6472 | 9902 |
| NIKE INC B - 16 SHS | 899 | 1494 |
| OCCIDENTAL PETROLEUM CORP - 59 SHS | 2974 | 5135 |
| ORACLE CORP - 174 SHS | 4240 | 5255 |
| PACCAR INC - 70 SHS | 1800 | 2801 |
| PEPSICO INC - 0 SHS | 1161 | 1164 |
| PFIZER INC - 241 SHS | 3123 | 5794 |
| PIONEER NATURAL RESOURCES CO - 21 SHS | 1915 | 1861 |
| PROCTER & GAMBLE CO - 71 SHS | 2490 | 4582 |
| QUALCOMM INC - 84 SHS | 3412 | 5013 |
| T ROWE PRICE INTERNATIONAL FUNDS INC NEW ASIA FUND - 15476.25 SHS | 233290 | 237406 |
| SPDR S&P 500 ETF TRUST - 3006 SHS | 342990 | 413956 |
| SCHLUMBERGER LTD - 66 SHS | 5518 | 4703 |
| UNITED TECHNOLOGIES CORP - 83 SHS | 4890 | 6179 |
| VERTEX PHARMACEUTICALS INC - 30 SHS | 941 | 1455 |
| WALGREEN CO - 45 SHS | 1343 | 1636 |
| WALTER ENERGY INC - 22 SHS | 1615 | 755 |
| WILLIAMS COMPANIES INC - 45 SHS | 1099 | 1431 |
| MARRIOTT INTERNATIONAL INC CL A - 36 SHS | 1259 | 1311 |
| COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A - 53 SHS | 2896 | 3009 |
| WELLS FARGO & CO - 259 SHS | 5187 | 8757 |
| BANK OF AMERICA CORP - 226 SHS | 1294 | 1659 |
| GOLDMAN SACHS GROUP INC - 34 SHS | 2893 | 3431 |
| COSTCO WHOLESALE CORP - 13 SHS | 1184 | 1250 |
| EOG RESOURCES INC - 23 SHS | 1849 | 2254 |
| HONEYWELL INTERNATIONAL INC - 64 SHS | 2871 | 3715 |
| UNITEDHEALTH GROUP INC - 58 SHS | 2550 | 2963 |
| ISHARES MSCI JAPAN INDEX FUND - 23750 SHS | 237488 | 213513 |
| VERIZON COMMUNICATIONS INC - 86 SHS | 2353 | 3882 |
| FLUOR CORP - 27 SHS | 1328 | 1339 |
| DODGE & COX INTERNATIONAL STOCK - 16000.871 SHS | 350099 | 486747 |
| ISHARES RUSSELL MIDCAP INDEX FUND - 2250 SHS | 134199 | 237645 |
| YUM BRANDS INC - 58 SHS | 1985 | 3761 |
| CENTERPOINT ENERGY INC - 138 SHS | 2328 | 2906 |
| COMCAST CORP CL A - 128 SHS | 2870 | 4166 |
| FMI FDS INC LARGE CAP FD - 24735.971 SHS | 286958 | 416554 |
| ASTON OPTIMUM MID CAP FUND I - 3835.921 SHS | 126739 | 120985 |
| GOOGLE INC CL A - 4 SHS | 2281 | 2532 |
| JPM US REAL ESTATE FD - SEL FUND 3037 - 6348.264 SHS | 74275 | 117506 |
| JPM INTREPID AMERICA FD - SEL FUND 1206 - 11228.624 SHS | 227941 | 282512 |
| JPM MARKET EXPANSION INDEX FD - SEL FUND 3708 - 32589.403 SHS | 285955 | 337300 |
| JPM INTL VALUE FD - SEL FUND 1296 - 9568.004 SHS | 111946 | 110606 |
| MANAGERS AMG FUNDS-TIMESSQUARE MID CAP GROWTH FUND - 16620.445 SHS | 192132 | 238836 |
| VANGUARD MSCI EMERGING MARKETS ETF - 3500 SHS | 154763 | 140035 |
| JPM US LRGE CAP CORE PLUS FD - SEL FUND 1002 - 18198.858 SHS | 291691 | 395643 |
| AT&T INC - 92 SHS | 3212 | 3489 |
| CBS CORP CLASS B W/I - 100 SHS | 2692 | 3346 |
| EDGEWOOD GROWTH FUND - 21532.138 SHS | 247620 | 275827 |
| PARNASSUS FD EQTY INCM INST - 13213.22 SHS | 353189 | 380144 |
| JPM TR I GROWTH ADVANTAGE FD - SEL FUND 1567 - 44252.041 SHS | 356592 | 422164 |
| HARTFORD CAPITAL APPRECIATION FUND - 11732.979 SHS | 346381 | 360554 |
| MANNING & NAPIER FUND INC WORLD OPPORTUNITIES SERIES FUND - 48846.903 SHS | 435787 | 342905 |
| CME GROUP INC CLASS A COMMON STOCK - 50 SHS | 2849 | 2606 |
| INVESCO LTD - 91 SHS | 1780 | 2014 |
| PHILIP MORRIS INTERNATIONAL - 40 SHS | 3317 | 3658 |
| NETAPP INC - 55 SHS | 2044 | 1797 |
| ACE LTD NEW - 52 SHS | 2941 | 3822 |
| TIME WARNER CABLE INC - 0 SHS | 1269 | 1274 |
| TYCO INTERNATIONAL LTD - 63 SHS | 2595 | 3461 |
| TIME WARNER INC NEW - 169 SHS | 3549 | 6611 |
| CAREFUSION CORPORATION - 53 SHS | 1364 | 1294 |
| MERCK AND CO INC - 135 SHS | 3619 | 5963 |
| HIGHBRIDGE DYNAMIC COMM STRG FD -SEL - 2887.705 SHS | 65002 | 48513 |
| COLUMBIA FDS SER TR II MASS ASIA PC JP R5 - 21879.495 SHS | 246782 | 255334 |
| COVIDIEN PLC NEW - 49 SHS | 2654 | 3297 |
| CITIGROUP INC NEW - 101 SHS | 3573 | 2740 |
| MARATHON PETROLEUM CORPORATION - 17 SHS | 1882 | 1892 |
| HSBC CONT BUFF EQ SPX 09/19/12 80% CONTIN BARRIER- 10%CPN - 175000 SHS | 173250 | 201758 |
| GS CONT BUFF EQ SPX 12/05/12 80% CONTIN BARRIER- 12.5%CPN - 225000 SHS | 222750 | 256671 |
| GS BREN GOLD NOTE 2/1/13 LNKD TO GOLDLNPM 1.6%LEV, 10%BUFFER - 120000 SHS | 118800 | 121294 |
| HSBC BREN EAFE 03/06/13 10%BUFFER-2 XLEV- 9.5%CAP- 120000 SHS | 118800 | 111576 |
| BARC BREN SPX 03/13/13 10%BUFFER-2 XLEV- 6.25%CAP - 175000 SHS | 173250 | 178798 |
| CS BREN ASIA BASKET 03/13/13 10%BUFFER-2 XLEV- 7.8%CAP - 125000 SHS | 123750 | 119500 |
| HSBC BREN EAFE 0 04/04/13 10%BUFFER-2 XLEV- 9.5%CAP - 125000 SHS | 123750 | 113575 |
| DB BRENT CBEN 10/25/12 LNKD TO CO1 85% BARRIER, 7.15% CPN - 125000 SHS | 124375 | 116550 |
| ENSCO PLC - 42 SHS | 2037 | 2282 |
| BNP DELTA ONE MSCI WORLD TR 6/14/13 100%A.F, - 170000 SHS | 168300 | 179820 |
| DB DELTA ONE MSCI WORLD TR 6/19/13 100%A.F, - 175000 SHS | 173250 | 188055 |
| HSBC BREN EAFE 07/03/13 10%BUFFER- 11.4%CAP - 115000 SHS | 113850 | 116875 |
| BNP REN SPX 07/31/13 2 XLEV- 10.25%CAP- 240000 SHS | 237600 | 242699 |
| CS BREN EAFE 8/7/13 10%BUFFER-2XLEV- 10.25%CAP - 115000 SHS | 113850 | 115000 |
| JUNIPER NETWORKS INC - 78 SHS | 1272 | 1367 |
| EXXON MOBIL CORP - 100 SHS | 3967 | 7817 |
| METLIFE INC - 115 SHS | 3651 | 3539 |
| KRAFT FOODS INC CLASS A - 92 SHS | 3176 | 3653 |
| PRUDENTIAL FINANCIAL INC - 55 SHS | 1602 | 2655 |
| BIOGEN IDEC INC - 26 SHS | 1899 | 3792 |
| BAIDU INC SPONS ADR - 9 SHS | 828 | 1085 |
| INTERCONTINENTAL EXCHANGE INC - 10 SHS | 1144 | 1312 |
| TD AMERITRADE HOLDING CORPORATION - 61 SHS | 939 | 971 |
| MASTERCARD INC - CLASS A - 4 SHS | 720 | 1746 |
| GENERAL MOTORS CO - 73 SHS | 2483 | 1439 |
| KINDER MORGAN INC - 40 SHS | 1246 | 1432 |
| LINKEDIN CORP - A - 13 SHS | 1287 | 1334 |
| GS BREN EEM 11/05/12 10%BUFFER-2 XLEV- 12.15%CAP -125000 SHS | 123750 | 135143 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases OtherIncreases
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | RETURN OF CAPITAL ADJUSTMENT | Description |
| Amount | $314 | Amount |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| ESTIMATED EXCISE TAX- CURRENT YEAR | $13,148 | 0 | 0 |
| FOREIGN INCOME TAX WITHHELD | $5,374 | 5374 | 0 |