2012-12-10T07:30:39-06:00 2012-07-31 990PF 2011-08-01 136192516 ANNE S RICHARDSON FUND P60833004 RICH 8668885157 JPMORGAN CHASE BANK 10 S DEARBORN ST NO 21 FL CHICAGO IL 606032300 KATHRYN WISKOW 8668885157 2012-12-10 2011 2016-02-24 21:20:13Z X X 11279538 X X 209 209 198554 198554 176796 5121246 176796 375559 375559 105719 95147 10572 18522 5374 0 124241 100521 10572 571000 571000 695241 100521 581572 -319682 275038 4868 6510 6510 276267 376462 376462 7704866 7507180 8373528 2697545 2474026 2523038 10683546 10364178 11279538 0 0 X 10683546 10364178 0 0 0 0 10683546 10364178 10683546 10364178 10683546 -319682 314 10364178 0 10364178 PUBLICLY TRADED SECURITIES P 5020826 4944450 76376 76376 CAPITAL GAINS DIVIDENDS P 100420 100420 100420 176796 0 565394 12225084 0.046249 545488 11250643 0.048485 647344 10228817 0.063286 726905 13914009 0.052243 551862 14245522 0.038739 0.249002 0.049800 11401671 567803 2750 570553 581572 X 2750 0 2750 0 2750 16080 16080 13330 2750 10580 0 0 0 0 0 0 0 0 0 0 1 1 CT 1 0 0 0 0 1 WWW.FOUNDATIONCENTER.ORG/GRANTMAKER/RICHARDSON JPMORGAN CHASE BANKNA 2036293193 100 WEST PUTNAM AVENUE FLOOR 1 GREENWICH CT 06830 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JPMORGAN CHASE BANKNA 1 SOUTH DEARBORN STREET IL1-0117 CHICAGO IL 606032300 2.00 105719 0 0 NONE 0 NONE 0 0 11022249 553052 0 11575301 0 0 11575301 173630 11401671 570084 570084 2750 2750 567334 0 567334 0 567334 581572 0 581572 2750 578822 567334 580208 0 0 581572 580208 0 0 1364 0 0 0 0 0 0 0 0 565970 0 0 0 CASEY BURGESS- JP MORGAN CHASE BANK 270 PARK AVENUE FL 14 NEW YORK NY 10017 2124640308 WWW.FOUNDATIONCENTER.ORG/GRANTMAKER/RICHARDSON NONE FUNDING INTEREST: TWENTY-FOUR ORGANIZATIONS RECOMMENDED BY MISS RICHARDSON, ORGANIZATIONS THAT ASSIST LOWER INCOME PEOPLE OR ARE OF GENERAL INTEREST TO THE COMMUNITY IN RIDGEFIELD, CT, AND FAIRFIELD, CT PROGRAMS SUPPORTING THE INDEPENDENCE OF WOMEN, THE GAY AND LESBIAN COMMUNITY, ENCOURAGE YOUTH DEVELOPEMENT, OR PROMOTE ENVIRONMENTAL CONSERVATION. 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11014.107 SHS 112124 114437 EATON VANCE FLOATING RATE I - 49863.543 SHS 439111 449271 JPM HIGH YIELD FD - SEL FUND 3580 5.70% - 47186.141 SHS 360012 375602 JPM SHORT DURATION BOND FD - SEL FUND 3133 0.82% - 66235.632 SHS 727537 728592 JPM STR INC OPP FD FUND 3844 2.97% - 20350.79 SHS 211902 236476 JPM INTL CURRENCY INCOME FD 1.00% - 7896.028 SHS 85988 86619 DOUBLELINE FDS TR TTL RTN BD I - 15016.555 SHS 168185 169086 JPM TR I INFL MANAGED BD - SEL 2.19% - 18230.056 SHS 193599 196520 BARC 93% PPN CURR BSKT 9/13/13 LNKD 3 CURR BSKTS 50% 35% & 15% WT- 85000 SHS 85395 80172 GS 95% PP CMIT BSKT 11/18/13 LNKD CNY,MXN,IDR, TRY /USD 215% UPSIDE LEV- 900 90173 86263 ABBOTT LABORATORIES - 27 SHS 1657 1790 ALLERGAN INC - 23 SHS 1989 1888 ALTERA CORP - 71 SHS 2703 2517 AMAZON COM INC - 19 SHS 2099 4433 ANADARKO PETROLEUM CORP - 31 SHS 2295 2153 APPLE INC. - 30 SHS 3622 18323 AUTOZONE INC - 5 SHS 1436 1876 CSX CORP - 120 SHS 2567 2753 CAPITAL ONE FINANCIAL CORP - 40 SHS 1823 2260 CARDINAL HEALTH INC - 66 SHS 1915 2844 CELGENE CORPORATION - 39 SHS 1691 2670 CISCO SYSTEMS INC - 191 SHS 2522 3046 CITRIX SYSTEMS INC - 15 SHS 867 1090 COLGATE PALMOLIVE CO - 20 SHS 0 0 DELAWARE EMERGING MARKETS FUND - 6047.72 SHS 97187 75536 E I DU PONT DE NEMOURS & CO - 71 SHS 2603 3529 EMERSON ELECTRIC CO - 71 SHS 3646 3392 FREEPORT-MCMORAN COPPER & GOLD INC CL B - 89 SHS 3039 2997 GENERAL MILLS INC - 82 SHS 2891 3173 HOME DEPOT INC - 59 SHS 2369 3079 HUMANA INC - 27 SHS 2026 1663 JOHNSON & JOHNSON - 23 SHS 0 0 JOHNSON CONTROLS INC - 144 SHS 2491 3550 LAM RESEARCH CORP - 39 SHS 1528 1342 THE ESTEE LAUDER COMPANIES INC CL A - 24 SHS 1216 1257 LENNAR CORP - 62 SHS 931 1811 LOWES COMPANIES INC - 155 SHS 3384 3932 MASCO CORP - 0 SHS 928 842 MICROSOFT CORP - 336 SHS 6472 9902 NIKE INC B - 16 SHS 899 1494 OCCIDENTAL PETROLEUM CORP - 59 SHS 2974 5135 ORACLE CORP - 174 SHS 4240 5255 PACCAR INC - 70 SHS 1800 2801 PEPSICO INC - 0 SHS 1161 1164 PFIZER INC - 241 SHS 3123 5794 PIONEER NATURAL RESOURCES CO - 21 SHS 1915 1861 PROCTER & GAMBLE CO - 71 SHS 2490 4582 QUALCOMM INC - 84 SHS 3412 5013 T ROWE PRICE INTERNATIONAL FUNDS INC NEW ASIA FUND - 15476.25 SHS 233290 237406 SPDR S&P 500 ETF TRUST - 3006 SHS 342990 413956 SCHLUMBERGER LTD - 66 SHS 5518 4703 UNITED TECHNOLOGIES CORP - 83 SHS 4890 6179 VERTEX PHARMACEUTICALS INC - 30 SHS 941 1455 WALGREEN CO - 45 SHS 1343 1636 WALTER ENERGY INC - 22 SHS 1615 755 WILLIAMS COMPANIES INC - 45 SHS 1099 1431 MARRIOTT INTERNATIONAL INC CL A - 36 SHS 1259 1311 COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A - 53 SHS 2896 3009 WELLS FARGO & CO - 259 SHS 5187 8757 BANK OF AMERICA CORP - 226 SHS 1294 1659 GOLDMAN SACHS GROUP INC - 34 SHS 2893 3431 COSTCO WHOLESALE CORP - 13 SHS 1184 1250 EOG RESOURCES INC - 23 SHS 1849 2254 HONEYWELL INTERNATIONAL INC - 64 SHS 2871 3715 UNITEDHEALTH GROUP INC - 58 SHS 2550 2963 ISHARES MSCI JAPAN INDEX FUND - 23750 SHS 237488 213513 VERIZON COMMUNICATIONS INC - 86 SHS 2353 3882 FLUOR CORP - 27 SHS 1328 1339 DODGE & COX INTERNATIONAL STOCK - 16000.871 SHS 350099 486747 ISHARES RUSSELL MIDCAP INDEX FUND - 2250 SHS 134199 237645 YUM BRANDS INC - 58 SHS 1985 3761 CENTERPOINT ENERGY INC - 138 SHS 2328 2906 COMCAST CORP CL A - 128 SHS 2870 4166 FMI FDS INC LARGE CAP FD - 24735.971 SHS 286958 416554 ASTON OPTIMUM MID CAP FUND I - 3835.921 SHS 126739 120985 GOOGLE INC CL A - 4 SHS 2281 2532 JPM US REAL ESTATE FD - SEL FUND 3037 - 6348.264 SHS 74275 117506 JPM INTREPID AMERICA FD - SEL FUND 1206 - 11228.624 SHS 227941 282512 JPM MARKET EXPANSION INDEX FD - SEL FUND 3708 - 32589.403 SHS 285955 337300 JPM INTL VALUE FD - SEL FUND 1296 - 9568.004 SHS 111946 110606 MANAGERS AMG FUNDS-TIMESSQUARE MID CAP GROWTH FUND - 16620.445 SHS 192132 238836 VANGUARD MSCI EMERGING MARKETS ETF - 3500 SHS 154763 140035 JPM US LRGE CAP CORE PLUS FD - SEL FUND 1002 - 18198.858 SHS 291691 395643 AT&T INC - 92 SHS 3212 3489 CBS CORP CLASS B W/I - 100 SHS 2692 3346 EDGEWOOD GROWTH FUND - 21532.138 SHS 247620 275827 PARNASSUS FD EQTY INCM INST - 13213.22 SHS 353189 380144 JPM TR I GROWTH ADVANTAGE FD - SEL FUND 1567 - 44252.041 SHS 356592 422164 HARTFORD CAPITAL APPRECIATION FUND - 11732.979 SHS 346381 360554 MANNING & NAPIER FUND INC WORLD OPPORTUNITIES SERIES FUND - 48846.903 SHS 435787 342905 CME GROUP INC CLASS A COMMON STOCK - 50 SHS 2849 2606 INVESCO LTD - 91 SHS 1780 2014 PHILIP MORRIS INTERNATIONAL - 40 SHS 3317 3658 NETAPP INC - 55 SHS 2044 1797 ACE LTD NEW - 52 SHS 2941 3822 TIME WARNER CABLE INC - 0 SHS 1269 1274 TYCO INTERNATIONAL LTD - 63 SHS 2595 3461 TIME WARNER INC NEW - 169 SHS 3549 6611 CAREFUSION CORPORATION - 53 SHS 1364 1294 MERCK AND CO INC - 135 SHS 3619 5963 HIGHBRIDGE DYNAMIC COMM STRG FD -SEL - 2887.705 SHS 65002 48513 COLUMBIA FDS SER TR II MASS ASIA PC JP R5 - 21879.495 SHS 246782 255334 COVIDIEN PLC NEW - 49 SHS 2654 3297 CITIGROUP INC NEW - 101 SHS 3573 2740 MARATHON PETROLEUM CORPORATION - 17 SHS 1882 1892 HSBC CONT BUFF EQ SPX 09/19/12 80% CONTIN BARRIER- 10%CPN - 175000 SHS 173250 201758 GS CONT BUFF EQ SPX 12/05/12 80% CONTIN BARRIER- 12.5%CPN - 225000 SHS 222750 256671 GS BREN GOLD NOTE 2/1/13 LNKD TO GOLDLNPM 1.6%LEV, 10%BUFFER - 120000 SHS 118800 121294 HSBC BREN EAFE 03/06/13 10%BUFFER-2 XLEV- 9.5%CAP- 120000 SHS 118800 111576 BARC BREN SPX 03/13/13 10%BUFFER-2 XLEV- 6.25%CAP - 175000 SHS 173250 178798 CS BREN ASIA BASKET 03/13/13 10%BUFFER-2 XLEV- 7.8%CAP - 125000 SHS 123750 119500 HSBC BREN EAFE 0 04/04/13 10%BUFFER-2 XLEV- 9.5%CAP - 125000 SHS 123750 113575 DB BRENT CBEN 10/25/12 LNKD TO CO1 85% BARRIER, 7.15% CPN - 125000 SHS 124375 116550 ENSCO PLC - 42 SHS 2037 2282 BNP DELTA ONE MSCI WORLD TR 6/14/13 100%A.F, - 170000 SHS 168300 179820 DB DELTA ONE MSCI WORLD TR 6/19/13 100%A.F, - 175000 SHS 173250 188055 HSBC BREN EAFE 07/03/13 10%BUFFER- 11.4%CAP - 115000 SHS 113850 116875 BNP REN SPX 07/31/13 2 XLEV- 10.25%CAP- 240000 SHS 237600 242699 CS BREN EAFE 8/7/13 10%BUFFER-2XLEV- 10.25%CAP - 115000 SHS 113850 115000 JUNIPER NETWORKS INC - 78 SHS 1272 1367 EXXON MOBIL CORP - 100 SHS 3967 7817 METLIFE INC - 115 SHS 3651 3539 KRAFT FOODS INC CLASS A - 92 SHS 3176 3653 PRUDENTIAL FINANCIAL INC - 55 SHS 1602 2655 BIOGEN IDEC INC - 26 SHS 1899 3792 BAIDU INC SPONS ADR - 9 SHS 828 1085 INTERCONTINENTAL EXCHANGE INC - 10 SHS 1144 1312 TD AMERITRADE HOLDING CORPORATION - 61 SHS 939 971 MASTERCARD INC - CLASS A - 4 SHS 720 1746 GENERAL MOTORS CO - 73 SHS 2483 1439 KINDER MORGAN INC - 40 SHS 1246 1432 LINKEDIN CORP - A - 13 SHS 1287 1334 GS BREN EEM 11/05/12 10%BUFFER-2 XLEV- 12.15%CAP -125000 SHS 123750 135143 RETURN OF CAPITAL ADJUSTMENT 314 ESTIMATED EXCISE TAX- CURRENT YEAR 13148 0 0 FOREIGN INCOME TAX WITHHELD 5374 5374 0