DIETER FAMILY FOUNDATION: Form 990PF, tax year 2014
View the entire original 990 at ProPublica ↗
- Organization
- DIETER FAMILY FOUNDATION (EIN 26-3949233)
- Tax period
- 2014-01-01 to 2014-12-31
- Filed
- 2015-05-15
- IRS object ID
- 201531359349102453
- Schema version
- 2014v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Corp Stock Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2015-05-15T15:55:32-05:00 | ReturnTs |
| Tax Period End | 2014-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 943072995 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SCHRAMBLING & ASSOCIATES | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2950 BUSKIRK AVE STE 190 | AddressLine1Txt |
| City | WALNUT CREEK | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94597 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2014-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 263949233 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DIETER FAMILY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | DIET | BusinessNameControlTxt |
| Phone | 5308784587 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3545 CEDAR SPRINGS LANE | AddressLine1Txt |
| City | MEADOW VISTA | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 95722 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ADAM DIETER | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 5308784587 | PhoneNum |
| Signature | 2015-05-15 | SignatureDt |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | WILLIAM E SCHRAMBLING | PreparerPersonNm |
| PTIN | P01315819 | PTIN |
| Phone | 9259432600 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2014 | TaxYr |
| Build TS | 2016-04-25 22:37:26Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $730,585 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $19,793 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $19,793 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $11,420 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $327,171 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $11,420 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | -$5,095 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $0 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | $0 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $26,118 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $31,213 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $0 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Taxes Rev And Expnss | $160 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $0 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $0 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $7,841 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $0 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $8,001 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $0 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $37,055 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $37,055 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $45,056 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $0 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $37,055 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$18,938 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $31,213 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $36,942 | CashBOYAmt |
| Cash EOY | $26,691 | CashEOYAmt |
| Cash EOYFMV | $26,691 | CashEOYFMVAmt |
| Corporate Stock BOY | $712,581 | CorporateStockBOYAmt |
| Corporate Stock EOY | $703,894 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $703,894 | CorporateStockEOYFMVAmt |
| Total Assets BOY | $749,523 | TotalAssetsBOYAmt |
| Total Assets EOY | $730,585 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $730,585 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $749,523 | RetainedEarningBOYAmt |
| Retained Earning EOY | $730,585 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $749,523 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $730,585 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $749,523 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $730,585 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $749,523 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$18,938 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $730,585 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $730,585 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (374 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| ALPS ALERIAN MLP ETF - 30 SHARES | P | 2013-09-12 | 2014-01-28 | $530 | $511 | $19 | $19 |
| ALPS ALERIAN MLP ETF - 35 SHARES | P | 2013-09-12 | 2014-08-14 | $659 | $589 | $70 | $70 |
| ISHARES FLOATING RATE BOND ETF - 279 SHARES | P | 2013-09-12 | 2014-05-13 | $14,154 | $14,129 | $25 | $25 |
| AMG SOUTHERNSUN SMALL CAP FUND INSTL CLASS - PARTIAL SHARE | P | 2014-08-14 | 2014-11-19 | $2 | $3 | -$1 | -$1 |
| AMG SOUTHERNSUN SMALL CAP FUND INSTL CLASS - 1,226 SHARES | P | 2014-08-14 | 2014-11-19 | $34,843 | $37,037 | -$2,194 | -$2,194 |
| FIRST EAGLE OVERSEAS CL - PARTIAL SHARE | P | 2013-12-19 | 2014-01-28 | $8 | $8 | $0 | $0 |
| FIRST EAGLE OVERSEAS CL - PARTIAL SHARE | P | 2014-12-17 | 2014-12-30 | $2 | $2 | $0 | $0 |
| PIMCO COMMODITY REAL RETURN STRATEGY FD CL - PARTIAL SHARE | P | 2014-01-28 | 2014-05-13 | $2 | $2 | $0 | $0 |
| MFS EMERGING MARKETS DEBT FD CL - PARTIAL SHARE | P | 2014-12-08 | 2014-12-30 | $1 | $1 | $0 | $0 |
| AMG YACKTMAN FUND SERVICE CLASS - PARTIAL SHARE | P | 2014-01-28 | 2014-08-14 | $3 | $3 | $0 | $0 |
| AMG YACKTMAN FUND SERVICE CLASS - PARTIAL SHARE | P | 2014-12-29 | 2014-12-30 | $4 | $4 | $0 | $0 |
| PRUDENTIAL GLOBAL TOTAL RETURN FUND INC CL - PARTIAL SHARE | P | 2014-12-08 | 2014-12-30 | $2 | $2 | $0 | $0 |
| PRUDENTIAL GLOBAL TOTAL RETURN FUND INC CL - 60 SHARES | P | 2014-08-14 | 2014-12-30 | $407 | $407 | $0 | $0 |
| PRUDENTIAL JENNISON NATURAL RESOURCES INC - PARTIAL SHARE | P | 2014-01-28 | 2014-05-13 | $10 | $9 | $1 | $1 |
| PRUDENTIAL JENNISON NATURAL RESOURCES INC - PARTIAL SHARE | P | 2014-01-28 | 2014-08-14 | $12 | $10 | $2 | $2 |
| PRUDENTIAL JENNISON NATURAL RESOURCES INC - PARTIAL SHARE | P | 2014-01-28 | 2014-12-08 | $15 | $19 | -$4 | -$4 |
| PRUDENTIAL JENNISON NATURAL RESOURCES INC - 6 SHARES | P | 2014-01-28 | 2014-12-08 | $238 | $297 | -$59 | -$59 |
| PRUDENTIAL JENNISON NATURAL RESOURCES INC - 61 SHARES | P | 2013-12-19 | 2014-12-08 | $2,424 | $3,049 | -$625 | -$625 |
| PRUDENTIAL JENNISON NATURAL RESOURCES INC - 1 SHARE | P | 2014-01-28 | 2014-12-08 | $40 | $55 | -$15 | -$15 |
| PRUDENTIAL SHORT TERM CORPORATE BOND FD INC - PARTIAL SHARE | P | 2014-12-08 | 2014-12-30 | $1 | $1 | $0 | $0 |
| REMS REAL ESTATE VALUE OPPORTUNITY FD - 49 SHARES | P | 2013-11-20 | 2014-05-13 | $811 | $768 | $43 | $43 |
| REMS REAL ESTATE VALUE OPPORTUNITY FD - 20 SHARES | P | 2013-11-20 | 2014-08-14 | $341 | $314 | $27 | $27 |
| REMS REAL ESTATE VALUE OPPORTUNITY FD - PARTIAL SHARE | P | 2013-11-20 | 2014-08-14 | $2 | $1 | $1 | $1 |
| REMS REAL ESTATE VALUE OPPORTUNITY FD - PARTIAL SHARE | P | 2013-07-29 | 2014-08-14 | $10 | $10 | $0 | $0 |
| REMS REAL ESTATE VALUE OPPORTUNITY FD - PARTIAL SHARE | P | 2014-12-29 | 2014-12-30 | $5 | $5 | $0 | $0 |
| DOUBLELINE TOTAL RETURN BOND FUND CL - 24 SHARES | P | 2013-09-12 | 2014-01-28 | $264 | $260 | $4 | $4 |
| DOUBLELINE TOTAL RETURN BOND FUND CL - PARTIAL SHARE | P | 2013-12-31 | 2014-01-28 | $1 | $1 | $0 | $0 |
| DOUBLELINE TOTAL RETURN BOND FUND CL - 13 SHARES | P | 2013-09-12 | 2014-08-14 | $143 | $141 | $2 | $2 |
| DOUBLELINE TOTAL RETURN BOND FUND CL - PARTIAL SHARE | P | 2014-07-31 | 2014-08-14 | $1 | $1 | $0 | $0 |
| DOUBLELINE TOTAL RETURN BOND FUND CL - PARTIAL SHARE | P | 2014-12-08 | 2014-12-30 | $4 | $4 | $0 | $0 |
| JP MORGAN EQUITY INCOME FD SELECT - 103 SHARES | P | 2013-09-12 | 2014-05-13 | $1,382 | $1,259 | $123 | $123 |
| JP MORGAN EQUITY INCOME FD SELECT - PARTIAL SHARE | P | 2013-09-12 | 2014-05-13 | $2 | $2 | $0 | $0 |
| JP MORGAN EQUITY INCOME FD SELECT - PARTIAL SHARE | P | 2014-05-01 | 2014-05-13 | $7 | $7 | $0 | $0 |
| JP MORGAN EQUITY INCOME FD SELECT - 22 SHARES | P | 2013-09-12 | 2014-08-14 | $301 | $269 | $32 | $32 |
| JP MORGAN EQUITY INCOME FD SELECT - PARTIAL SHARE | P | 2013-09-12 | 2014-08-14 | $2 | $1 | $1 | $1 |
| JP MORGAN EQUITY INCOME FD SELECT - PARTIAL SHARE | P | 2014-08-01 | 2014-08-14 | $6 | $6 | $0 | $0 |
| JP MORGAN EQUITY INCOME FD SELECT - PARTIAL SHARE | P | 2014-12-01 | 2014-12-08 | $10 | $10 | $0 | $0 |
| JP MORGAN EQUITY INCOME FD SELECT - PARTIAL SHARE | P | 2014-12-15 | 2014-12-30 | $9 | $9 | $0 | $0 |
| METROPOLITAN WEST TOTAL RETURN BOND FD CL - PARTIAL SHARE | P | 2013-12-31 | 2014-01-28 | $1 | $1 | $0 | $0 |
| METROPOLITAN WEST TOTAL RETURN BOND FD CL - PARTIAL SHARE | P | 2014-11-28 | 2014-12-08 | $7 | $7 | $0 | $0 |
| METROPOLITAN WEST TOTAL RETURN BOND FD CL - PARTIAL SHARE | P | 2014-12-12 | 2014-12-30 | $1 | $1 | $0 | $0 |
| SSGA DYNAMIC SMALL CAP FUND CL INST - 982 SHARES | P | 2014-01-28 | 2014-08-14 | $35,578 | $35,362 | $216 | $216 |
| SSGA DYNAMIC SMALL CAP FUND CL INST - 1 SHARE | P | 2014-05-13 | 2014-08-14 | $36 | $36 | $0 | $0 |
| SSGA DYNAMIC SMALL CAP FUND CL INST - PARTIAL SHARE | P | 2014-05-13 | 2014-08-14 | $4 | $4 | $0 | $0 |
| SSGA DYNAMIC SMALL CAP FUND CL INST - 33 SHARES | P | 2014-05-13 | 2014-08-14 | $1,196 | $1,182 | $14 | $14 |
| ALGER SPECTRA FUND CLASS Z - 65 SHARES | P | 2013-09-12 | 2014-01-28 | $1,120 | $1,073 | $47 | $47 |
| ALGER SPECTRA FUND CLASS Z - PARTIAL SHARE | P | 2013-09-12 | 2014-01-28 | $3 | $2 | $1 | $1 |
| ALGER SPECTRA FUND CLASS Z - PARTIAL SHARE | P | 2013-12-19 | 2014-01-28 | $13 | $13 | $0 | $0 |
| ALGER SPECTRA FUND CLASS Z - 94 SHARES | P | 2013-09-12 | 2014-08-14 | $1,766 | $1,551 | $215 | $215 |
| ALGER SPECTRA FUND CLASS Z - PARTIAL SHARE | P | 2014-05-13 | 2014-08-14 | $17 | $15 | $2 | $2 |
| ALGER SPECTRA FUND CLASS Z - PARTIAL SHARE | P | 2014-12-18 | 2014-12-30 | $7 | $7 | $0 | $0 |
| HATTERAS LONG/SHORT DEBT FUND CL INSTL - 13 SHARES | P | 2013-09-12 | 2014-01-28 | $128 | $125 | $3 | $3 |
| HATTERAS LONG/SHORT DEBT FUND CL INSTL - PARTIAL SHARE | P | 2014-09-29 | 2014-12-08 | $3 | $3 | $0 | $0 |
| HATTERAS LONG/SHORT DEBT FUND CL INSTL - 21 SHARES | P | 2013-12-30 | 2014-12-08 | $198 | $204 | -$6 | -$6 |
| HATTERAS LONG/SHORT DEBT FUND CL INSTL - 1 SHARE | P | 2014-03-28 | 2014-12-08 | $9 | $10 | -$1 | -$1 |
| HATTERAS LONG/SHORT DEBT FUND CL INSTL -22 SHARES | P | 2014-03-28 | 2014-12-08 | $207 | $216 | -$9 | -$9 |
| HATTERAS LONG/SHORT DEBT FUND CL INSTL - 1 SHARE | P | 2014-05-13 | 2014-12-08 | $9 | $10 | -$1 | -$1 |
| HATTERAS LONG/SHORT DEBT FUND CL INSTL - 54 SHARES | P | 2014-05-13 | 2014-12-08 | $509 | $534 | -$25 | -$25 |
| HATTERAS LONG/SHORT DEBT FUND CL INSTL - 23 SHARES | P | 2014-06-27 | 2014-12-08 | $217 | $229 | -$12 | -$12 |
| HATTERAS LONG/SHORT DEBT FUND CL INSTL - 31 SHARES | P | 2014-08-14 | 2014-12-08 | $292 | $305 | -$13 | -$13 |
| HATTERAS LONG/SHORT DEBT FUND CL INSTL - 1 SHARE | P | 2014-09-29 | 2014-12-08 | $9 | $10 | -$1 | -$1 |
| HATTERAS LONG/SHORT DEBT FUND CL INSTL - 23 SHARES | P | 2014-09-29 | 2014-12-08 | $217 | $222 | -$5 | -$5 |
| OPPENHEIMER DEVELOPING MARKETS FD CL - 20 SHARES | P | 2013-09-12 | 2014-05-13 | $764 | $719 | $45 | $45 |
| OPPENHEIMER DEVELOPING MARKETS FD CL - PARTIAL SHARE | P | 2014-01-28 | 2014-05-13 | $7 | $7 | $0 | $0 |
| OPPENHEIMER DEVELOPING MARKETS FD CL - PARTIAL SHARE | P | 2013-09-12 | 2014-05-13 | $7 | $6 | $1 | $1 |
| OPPENHEIMER DEVELOPING MARKETS FD CL - PARTIAL SHARE | P | 2013-09-12 | 2014-08-14 | $30 | $27 | $3 | $3 |
| OPPENHEIMER DEVELOPING MARKETS FD CL - 15 SHARES | P | 2013-09-12 | 2014-08-14 | $604 | $540 | $64 | $64 |
| OPPENHEIMER DEVELOPING MARKETS FD CL - PARTIAL SHARE | P | 2014-12-08 | 2014-12-30 | $1 | -$1 | -$1 | |
| OPPENHEIMER INTERNATL GROWTH FD CL - 22 SHARES | P | 2013-09-12 | 2014-05-13 | $857 | $786 | $71 | $71 |
| OPPENHEIMER INTERNATL GROWTH FD CL - PARTIAL SHARE | P | 2014-12-17 | 2014-12-30 | $14 | $14 | $0 | $0 |
| OPPENHEIMER SENIOR FLOATING RATE FD CL - 11 SHARES | P | 2013-09-12 | 2014-01-28 | $93 | $92 | $1 | $1 |
| OPPENHEIMER SENIOR FLOATING RATE FD CL - 768 SHARES | P | 2013-09-12 | 2014-05-13 | $6,444 | $6,420 | $24 | $24 |
| OPPENHEIMER SENIOR FLOATING RATE FD CL - PARTIAL SHARE | P | 2014-11-28 | 2014-12-30 | $4 | $4 | $0 | $0 |
| PNC MULTI FACTOR SMALL CAP CORE FUND CL - 108 SHARES | P | 2014-11-19 | 2014-12-30 | $2,249 | $2,142 | $107 | $107 |
| PNC MULTI FACTOR SMALL CAP CORE FUND CL - PARTIAL SHARE | P | 2014-11-19 | 2014-12-30 | $1 | $1 | $0 | $0 |
| PNC MULTI FACTOR SMALL CAP CORE FUND CL - PARTIAL SHARE | P | 2014-12-19 | 2014-12-30 | $9 | $9 | $0 | $0 |
| BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 4 SHARES | P | 2013-09-12 | 2014-01-28 | $43 | $43 | $0 | $0 |
| BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - PARTIAL SHARE | P | 2013-12-31 | 2014-01-28 | $1 | $1 | $0 | $0 |
| BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 1 SHARE | P | 2013-12-31 | 2014-12-08 | $11 | $11 | $0 | $0 |
| BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 1 SHARE | P | 2013-12-31 | 2014-12-08 | $11 | $11 | $0 | $0 |
| BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 2 SHARES | P | 2013-12-31 | 2014-12-08 | $22 | $22 | $0 | $0 |
| BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 3 SHARES | P | 2014-01-31 | 2014-12-08 | $33 | $32 | $1 | $1 |
| BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 1 SHARE | P | 2014-02-28 | 2014-12-08 | $11 | $11 | $0 | $0 |
| BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 3 SHARES | P | 2014-02-28 | 2014-12-08 | $33 | $33 | $0 | $0 |
| BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 3 SHARES | P | 2014-03-31 | 2014-12-08 | $33 | $33 | $0 | $0 |
| BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 1 SHARE | P | 2014-04-30 | 2014-12-08 | $11 | $11 | $0 | $0 |
| BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 3 SHARES | P | 2014-04-30 | 2014-12-08 | $33 | $33 | $0 | $0 |
| BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 44 SHARES | P | 2014-05-13 | 2014-12-08 | $479 | $483 | -$4 | -$4 |
| BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 3 SHARES | P | 2014-05-30 | 2014-12-08 | $33 | $33 | $0 | $0 |
| BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 1 SHARE | P | 2014-06-30 | 2014-12-08 | $11 | $11 | $0 | $0 |
| BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 3 SHARES | P | 2014-06-30 | 2014-12-08 | $33 | $33 | $0 | $0 |
| BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 1 SHARE | P | 2014-08-14 | 2014-12-08 | $11 | $11 | $0 | $0 |
| BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - PARTIAL SHARE | P | 2014-08-14 | 2014-12-08 | $4 | $4 | $0 | $0 |
| BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 32 SHARES | P | 2014-08-14 | 2014-12-08 | $348 | $349 | -$1 | -$1 |
| GUGGENHEIM MACRO OPPORTUNITIES FUND INSTL - PARTIAL SHARE | P | 2014-12-08 | 2014-12-30 | $7 | $7 | $0 | $0 |
| GUGGENHEIM MACRO OPPORTUNITIES FUND INSTL - PARTIAL SHARE | P | 2014-12-08 | 2014-12-30 | $16 | $16 | $0 | $0 |
| GUGGENHEIM MACRO OPPORTUNITIES FUND INSTL - 4 SHARES | P | 2014-12-08 | 2014-12-30 | $107 | $107 | $0 | $0 |
| GUGGENHEIM MACRO OPPORTUNITIES FUND INSTL - 1 SHARE | P | 2014-12-08 | 2014-12-30 | $27 | $27 | $0 | $0 |
| GUGGENHEIM MACRO OPPORTUNITIES FUND INSTL - 31 SHARES | P | 2014-12-08 | 2014-12-30 | $833 | $838 | -$5 | -$5 |
| FIRST EAGLE HIGH YIELD FUND CL - 4 SHARES | P | 2013-09-12 | 2014-01-28 | $41 | $40 | $1 | $1 |
| FIRST EAGLE HIGH YIELD FUND CL - PARTIAL SHARE | P | 2013-09-12 | 2014-01-28 | $6 | $6 | $0 | $0 |
| FIRST EAGLE HIGH YIELD FUND CL - PARTIAL SHARE | P | 2013-12-31 | 2014-01-28 | $2 | $2 | $0 | $0 |
| FIRST EAGLE HIGH YIELD FUND CL - 6 SHARES | P | 2014-09-30 | 2014-12-08 | $58 | $60 | -$2 | -$2 |
| FIRST EAGLE HIGH YIELD FUND CL - 1 SHARE | P | 2014-10-31 | 2014-12-08 | $10 | $10 | $0 | $0 |
| FIRST EAGLE HIGH YIELD FUND CL - 6 SHARES | P | 2014-10-31 | 2014-12-08 | $58 | $60 | -$2 | -$2 |
| FIRST EAGLE HIGH YIELD FUND CL - 1 SHARE | P | 2014-11-28 | 2014-12-08 | $10 | $10 | $0 | $0 |
| FIRST EAGLE HIGH YIELD FUND CL - PARTIAL SHARE | P | 2014-11-28 | 2014-12-08 | $1 | $1 | $0 | $0 |
| FIRST EAGLE HIGH YIELD FUND CL - 7 SHARES | P | 2014-11-28 | 2014-12-08 | $68 | $69 | -$1 | -$1 |
| FIRST EAGLE HIGH YIELD FUND CL - 267 SHARES | P | 2013-12-19 | 2014-12-08 | $2,587 | $2,702 | -$115 | -$115 |
| FIRST EAGLE HIGH YIELD FUND CL - 1 SHARE | P | 2013-12-31 | 2014-12-08 | $10 | $10 | $0 | $0 |
| FIRST EAGLE HIGH YIELD FUND CL - 2 SHARES | P | 2013-12-31 | 2014-12-08 | $19 | $20 | -$1 | -$1 |
| FIRST EAGLE HIGH YIELD FUND CL - 2 SHARES | P | 2013-12-31 | 2014-12-08 | $19 | $20 | -$1 | -$1 |
| FIRST EAGLE HIGH YIELD FUND CL - 6 SHARES | P | 2014-01-31 | 2014-12-08 | $58 | $61 | -$3 | -$3 |
| FIRST EAGLE HIGH YIELD FUND CL - 1 SHARE | P | 2014-02-28 | 2014-12-08 | $10 | $10 | $0 | $0 |
| FIRST EAGLE HIGH YIELD FUND CL - 6 SHARES | P | 2014-02-28 | 2014-12-08 | $58 | $62 | -$4 | -$4 |
| FIRST EAGLE HIGH YIELD FUND CL - 6 SHARES | P | 2014-03-31 | 2014-12-08 | $58 | $62 | -$4 | -$4 |
| FIRST EAGLE HIGH YIELD FUND CL - 6 SHARES | P | 2014-04-30 | 2014-12-08 | $58 | $62 | -$4 | -$4 |
| FIRST EAGLE HIGH YIELD FUND CL - 1 SHARE | P | 2014-05-13 | 2014-12-08 | $10 | $10 | $0 | $0 |
| FIRST EAGLE HIGH YIELD FUND CL - 9 SHARES | P | 2014-05-13 | 2014-12-08 | $87 | $92 | -$5 | -$5 |
| FIRST EAGLE HIGH YIELD FUND CL - 6 SHARES | P | 2014-05-30 | 2014-12-08 | $58 | $62 | -$4 | -$4 |
| FIRST EAGLE HIGH YIELD FUND CL - 1 SHARE | P | 2014-06-30 | 2014-12-08 | $10 | $10 | $0 | $0 |
| FIRST EAGLE HIGH YIELD FUND CL - 6 SHARES | P | 2014-06-30 | 2014-12-08 | $58 | $62 | -$4 | -$4 |
| FIRST EAGLE HIGH YIELD FUND CL - 6 SHARES | P | 2014-07-31 | 2014-12-08 | $58 | $61 | -$3 | -$3 |
| FIRST EAGLE HIGH YIELD FUND CL - 1 SHARE | P | 2014-08-14 | 2014-12-08 | $10 | $10 | $0 | $0 |
| FIRST EAGLE HIGH YIELD FUND CL - 3 SHARES | P | 2014-08-14 | 2014-12-08 | $29 | $31 | -$2 | -$2 |
| FIRST EAGLE HIGH YIELD FUND CL - 1 SHARE | P | 2014-08-29 | 2014-12-08 | $10 | $10 | $0 | $0 |
| FIRST EAGLE HIGH YIELD FUND CL - 6 SHARES | P | 2014-08-29 | 2014-12-08 | $58 | $61 | -$3 | -$3 |
| LORD ABBETT SHORT DURATION INCOME FD CL - PARTIAL SHARE | P | 2013-12-31 | 2014-01-29 | $1 | $1 | $0 | $0 |
| LORD ABBETT SHORT DURATION INCOME FD CL - PARTIAL SHARE | P | 2014-04-30 | 2014-05-13 | $4 | $4 | $0 | $0 |
| LORD ABBETT SHORT DURATION INCOME FD CL - PARTIAL SHARE | P | 2014-12-08 | 2014-12-30 | $3 | $3 | $0 | $0 |
| BLACKROCK STRATEGIC INCOME OPPRTNTS PTF INST - PARTIAL SHARE | P | 2014-12-08 | 2014-12-30 | $2 | $2 | $0 | $0 |
| BLACKROCK STRATEGIC INCOME OPPRTNTS PTF INST - 56 SHARES | P | 2014-12-08 | 2014-12-30 | $567 | $567 | $0 | $0 |
| BLACKROCK STRATEGIC INCOME OPPRTNTS PTF INST - PARTIAL SHARE | P | 2014-12-23 | 2014-12-30 | $7 | $7 | $0 | $0 |
| BLACKROCK STRATEGIC INCOME OPPRTNTS PTF INST - 4 SHARES | P | 2014-12-08 | 2014-12-30 | $40 | $40 | $0 | $0 |
| BLACKROCK STRATEGIC INCOME OPPRTNTS PTF INST - 50 SHARES | P | 2014-12-08 | 2014-12-30 | $506 | $516 | -$10 | -$10 |
| HENNESSY FOCUS FUND CL INSTL - 13 SHARES | P | 2013-09-12 | 2014-08-14 | $890 | $807 | $83 | $83 |
| HENNESSY FOCUS FUND CL INSTL - PARTIAL SHARE | P | 2013-09-12 | 2014-08-14 | $13 | $11 | $2 | $2 |
| HENNESSY FOCUS FUND CL INSTL - PARTIAL SHARE | P | 2014-05-13 | 2014-08-14 | $22 | $22 | $0 | $0 |
| HENNESSY FOCUS FUND CL INSTL - PARTIAL SHARE | P | 2014-12-08 | 2014-12-08 | $4 | $4 | $0 | $0 |
| DEUTSCHE GLOBAL INFRASTRUCTURE FUND CL - PARTIAL SHARE | P | 2014-12-08 | 2014-12-30 | $3 | $3 | $0 | $0 |
| DEUTSCHE GLOBAL INFRASTRUCTURE FUND CL - 1 SHARE | P | 2014-12-08 | 2014-12-30 | $15 | $15 | $0 | $0 |
| DEUTSCHE GLOBAL INFRASTRUCTURE FUND CL - 6 SHARES | P | 2014-12-08 | 2014-12-30 | $90 | $90 | $0 | $0 |
| DEUTSCHE GLOBAL INFRASTRUCTURE FUND CL - 16 SHARES | P | 2014-12-08 | 2014-12-30 | $241 | $241 | $0 | $0 |
| DEUTSCHE GLOBAL INFRASTRUCTURE FUND CL - 26 SHARES | P | 2014-12-08 | 2014-12-30 | $391 | $391 | $0 | $0 |
| DEUTSCHE GLOBAL INFRASTRUCTURE FUND CL - 14 SHARES | P | 2014-12-08 | 2014-12-30 | $211 | $217 | -$6 | -$6 |
| DEUTSCHE GLOBAL INFRASTRUCTURE FUND CL - PARTIAL SHARE | P | 2014-12-19 | 2014-12-30 | $12 | $12 | $0 | $0 |
| PRUDENTIAL SHORT DUR HIGH YLD INCOME FD CL - PARTIAL SHARE | P | 2013-12-31 | 2014-01-29 | $1 | $1 | $0 | $0 |
| PRUDENTIAL SHORT DUR HIGH YLD INCOME FD CL - 682 SHARES | P | 2013-09-12 | 2014-05-13 | $6,725 | $6,690 | $35 | $35 |
| PRUDENTIAL SHORT DUR HIGH YLD INCOME FD CL - PARTIAL SHARE | P | 2014-11-28 | 2014-12-08 | $1 | $1 | $0 | $0 |
| PRUDENTIAL SHORT DUR HIGH YLD INCOME FD CL - PARTIAL SHARE | P | 2014-11-28 | 2014-12-30 | $7 | $7 | $0 | $0 |
| PIMCO INCOME FUND CL - 19 SHARES | P | 2014-05-13 | 2014-08-14 | $241 | $240 | $1 | $1 |
| PIMCO INCOME FUND CL - PARTIAL SHARE | P | 2014-07-31 | 2014-08-14 | $4 | $4 | $0 | $0 |
| PIMCO INCOME FUND CL - PARTIAL SHARE | P | 2014-05-13 | 2014-12-30 | $4 | $4 | $0 | $0 |
| PIMCO INCOME FUND CL - 55 SHARES | P | 2014-05-13 | 2014-12-30 | $678 | $678 | $0 | $0 |
| PIMCO INCOME FUND CL - PARTIAL SHARE | P | 2014-12-29 | 2014-12-30 | $2 | $2 | $0 | $0 |
| LOOMIS SAYLES BOND FD INSTL CL - PARTIAL SHARE | P | 2014-04-25 | 2014-05-13 | $9 | $9 | $0 | $0 |
| LOOMIS SAYLES BOND FD INSTL CL - PARTIAL SHARE | P | 2014-07-28 | 2014-08-14 | $4 | $4 | $0 | $0 |
| LOOMIS SAYLES BOND FD INSTL CL - PARTIAL SHARE | P | 2014-12-17 | 2014-12-30 | $4 | $4 | $0 | $0 |
| TEMPLETON GLBL BOND FD ADV CL - PARTIAL SHARE | P | 2014-04-17 | 2014-05-13 | $6 | $6 | $0 | $0 |
| TEMPLETON GLBL BOND FD ADV CL - 3 SHARES | P | 2014-03-19 | 2014-08-14 | $40 | $38 | $2 | $2 |
| TEMPLETON GLBL BOND FD ADV CL - 2 SHARES | P | 2014-05-19 | 2014-08-14 | $27 | $26 | $1 | $1 |
| TEMPLETON GLBL BOND FD ADV CL - 1 SHARE | P | 2014-06-18 | 2014-08-14 | $13 | $13 | $0 | $0 |
| TEMPLETON GLBL BOND FD ADV CL - 2 SHARES | P | 2014-06-18 | 2014-08-14 | $27 | $27 | $0 | $0 |
| TEMPLETON GLBL BOND FD ADV CL - 1 SHARE | P | 2014-07-17 | 2014-08-14 | $13 | $13 | $0 | $0 |
| TEMPLETON GLBL BOND FD ADV CL - PARTIAL SHARE | P | 2014-07-17 | 2014-08-14 | $3 | $3 | $0 | $0 |
| TEMPLETON GLBL BOND FD ADV CL - 2 SHARES | P | 2014-07-17 | 2014-08-14 | $27 | $27 | $0 | $0 |
| TEMPLETON GLBL BOND FD ADV CL - 1 SHARE | P | 2013-10-17 | 2014-08-14 | $13 | $13 | $0 | $0 |
| TEMPLETON GLBL BOND FD ADV CL - 2 SHARES | P | 2013-10-17 | 2014-08-14 | $27 | $26 | $1 | $1 |
| TEMPLETON GLBL BOND FD ADV CL - 1 SHARE | P | 2013-11-19 | 2014-08-14 | $13 | $13 | $0 | $0 |
| TEMPLETON GLBL BOND FD ADV CL - 2 SHARES | P | 2013-11-19 | 2014-08-14 | $27 | $26 | $1 | $1 |
| TEMPLETON GLBL BOND FD ADV CL - 6 SHARES | P | 2013-12-18 | 2014-08-14 | $80 | $78 | $2 | $2 |
| TEMPLETON GLBL BOND FD ADV CL - 1 SHARE | P | 2013-12-19 | 2014-08-14 | $13 | $13 | $0 | $0 |
| TEMPLETON GLBL BOND FD ADV CL - 205 SHARES | P | 2013-12-19 | 2014-08-14 | $2,724 | $2,667 | $57 | $57 |
| TEMPLETON GLBL BOND FD ADV CL - 1 SHARE | P | 2014-01-17 | 2014-08-14 | $13 | $13 | $0 | $0 |
| TEMPLETON GLBL BOND FD ADV CL - 3 SHARES | P | 2014-01-17 | 2014-08-14 | $40 | $39 | $1 | $1 |
| TEMPLETON GLBL BOND FD ADV CL - 1 SHARE | P | 2014-01-28 | 2014-08-14 | $13 | $13 | $0 | $0 |
| TEMPLETON GLBL BOND FD ADV CL - 16 SHARES | P | 2014-01-28 | 2014-08-14 | $213 | $205 | $8 | $8 |
| TEMPLETON GLBL BOND FD ADV CL - 3 SHARES | P | 2014-02-20 | 2014-08-14 | $40 | $39 | $1 | $1 |
| TEMPLETON GLBL BOND FD ADV CL - 1 SHARE | P | 2014-03-19 | 2014-08-14 | $13 | $13 | $0 | $0 |
| JP MORGAN UNDSCVRD MNGRS BEHAVRL VAL FD SELECT CL - 10 SHARES | P | 2013-09-12 | 2014-05-13 | $549 | $481 | $68 | $68 |
| JP MORGAN UNDSCVRD MNGRS BEHAVRL VAL FD SELECT CL - PARTIAL SHARE | P | 2014-01-28 | 2014-05-13 | $6 | $5 | $1 | $1 |
| JP MORGAN UNDSCVRD MNGRS BEHAVRL VAL FD SELECT CL - PARTIAL SHARE | P | 2014-08-14 | 2014-12-08 | $32 | $31 | $1 | $1 |
| JP MORGAN UNDSCVRD MNGRS BEHAVRL VAL FD SELECT CL - PARTIAL SHARE | P | 2014-12-22 | 2014-12-30 | $1 | $1 | $0 | $0 |
| T ROWE PRICE SMALL CAP STOCK FUND RETAIL CLASS - 698 SHARES | P | 2013-09-12 | 2014-01-28 | $30,614 | $29,609 | $1,005 | $1,005 |
| T ROWE PRICE SMALL CAP STOCK FUND RETAIL CLASS - 1 SHARE | P | 2013-12-16 | 2014-01-28 | $44 | $42 | $2 | $2 |
| T ROWE PRICE SMALL CAP STOCK FUND RETAIL CLASS - 31 SHARES | P | 2013-12-16 | 2014-01-28 | $1,360 | $1,313 | $47 | $47 |
| T ROWE PRICE SMALL CAP STOCK FUND RETAIL CLASS - 4 SHARES | P | 2013-12-16 | 2014-01-28 | $175 | $169 | $6 | $6 |
| T ROWE PRICE SMALL CAP STOCK FUND RETAIL CLASS - PARTIAL SHARE | P | 2013-12-19 | 2014-01-28 | $8 | $8 | $0 | $0 |
| T ROWE PRICE SMALL CAP STOCK FUND RETAIL CLASS - 116 SHARES | P | 2013-12-19 | 2014-01-28 | $5,088 | $5,002 | $86 | $86 |
| ALPS ALERIAN MLP ETF - 52 SHARES | P | 2013-09-12 | 2014-12-30 | $914 | $869 | $45 | $45 |
| PIMCO COMMODITY REAL RETURN STRATEGY FD CL - 1 SHARE | P | 2011-04-21 | 2014-05-13 | $6 | $9 | -$3 | -$3 |
| PIMCO COMMODITY REAL RETURN STRATEGY FD CL - 16 SHARES | P | 2011-04-21 | 2014-05-13 | $97 | $148 | -$51 | -$51 |
| PIMCO COMMODITY REAL RETURN STRATEGY FD CL - 17 SHARES | P | 2011-04-21 | 2014-05-13 | $103 | $171 | -$68 | -$68 |
| PIMCO COMMODITY REAL RETURN STRATEGY FD CL - 1 SHARE | P | 2011-04-28 | 2014-05-13 | $6 | $13 | -$7 | -$7 |
| PIMCO COMMODITY REAL RETURN STRATEGY FD CL - 2 SHARES | P | 2011-04-28 | 2014-05-13 | $12 | $20 | -$8 | -$8 |
| PRUDENTIAL JENNISON NATURAL RESOURCES INC - 1 SHARE | P | 2012-04-19 | 2014-12-08 | $40 | $56 | -$16 | -$16 |
| PRUDENTIAL JENNISON NATURAL RESOURCES INC - 22 SHARES | P | 2012-04-19 | 2014-12-08 | $874 | $1,065 | -$191 | -$191 |
| PRUDENTIAL JENNISON NATURAL RESOURCES INC - 26 SHARES | P | 2012-07-18 | 2014-12-08 | $1,033 | $1,126 | -$93 | -$93 |
| PRUDENTIAL JENNISON NATURAL RESOURCES INC - 1 SHARE | P | 2013-04-12 | 2014-12-08 | $40 | $55 | -$15 | -$15 |
| PRUDENTIAL JENNISON NATURAL RESOURCES INC - 5 SHARES | P | 2013-04-12 | 2014-12-08 | $199 | $234 | -$35 | -$35 |
| PRUDENTIAL SHORT TERM CORPORATE BOND FD INC - PARTIAL SHARE | P | 2013-09-12 | 2014-12-30 | $4 | $4 | $0 | $0 |
| PRUDENTIAL SHORT TERM CORPORATE BOND FD INC - 1 SHARE | P | 2013-09-12 | 2014-12-30 | $11 | $11 | $0 | $0 |
| PRUDENTIAL SHORT TERM CORPORATE BOND FD INC - 97 SHARES | P | 2013-09-12 | 2014-12-30 | $1,088 | $1,088 | $0 | $0 |
| REMS REAL ESTATE VALUE OPPORTUNITY FUND INST CL - 64 SHARES | P | 2013-11-20 | 2014-12-08 | $1,148 | $1,004 | $144 | $144 |
| REMS REAL ESTATE VALUE OPPORTUNITY FUND INST CL - 38 SHARES | P | 2013-11-20 | 2014-12-30 | $682 | $596 | $86 | $86 |
| REMS REAL ESTATE VALUE OPPORTUNITY FUND INST CL - PARTIAL SHARE | P | 2013-11-20 | 2014-12-30 | $10 | $9 | $1 | $1 |
| DOUBLELINE TOTAL RETURN BOND FUND CL - 102 SHARES | P | 2013-09-12 | 2014-12-30 | $1,123 | $1,106 | $17 | $17 |
| DOUBLELINE TOTAL RETURN BOND FUND CL - PARTIAL SHARE | P | 2013-09-12 | 2014-12-30 | $2 | $2 | $0 | $0 |
| JP MORGAN EQUITY INCOME FD SELECT - 220 SHARES | P | 2013-09-12 | 2014-12-08 | $3,210 | $2,688 | $522 | $522 |
| JP MORGAN EQUITY INCOME FD SELECT - PARTIAL SHARE | P | 2013-09-12 | 2014-12-08 | $4 | $3 | $1 | $1 |
| JP MORGAN EQUITY INCOME FD SELECT - 121 SHARES | P | 2013-09-12 | 2014-12-30 | $1,745 | $1,479 | $266 | $266 |
| METROPOLITAN WEST TOTAL RETURN BOND FD CL - 1 SHARE | P | 2011-04-21 | 2014-12-08 | $11 | $11 | $0 | $0 |
| METROPOLITAN WEST TOTAL RETURN BOND FD CL - 11 SHARES | P | 2011-04-21 | 2014-12-08 | $120 | $117 | $3 | $3 |
| ALGER SPECTRA FUND CLASS Z - 131 SHARES | P | 2013-09-12 | 2014-12-08 | $2,598 | $2,162 | $436 | $436 |
| ALGER SPECTRA FUND CLASS Z - PARTIAL SHARE | P | 2013-09-12 | 2014-12-08 | $9 | $8 | $1 | $1 |
| ALGER SPECTRA FUND CLASS Z - 86 SHARES | P | 2013-09-12 | 2014-12-30 | $1,514 | $1,419 | $95 | $95 |
| ALGER SPECTRA FUND CLASS Z - PARTIAL SHARE | P | 2013-09-12 | 2014-12-30 | $5 | $5 | $0 | $0 |
| HATTERAS LONG/SHORT DEBT FUND CL INSTL - 2,818 SHARES | P | 2013-09-12 | 2014-12-08 | $26,574 | $26,705 | -$131 | -$131 |
| HATTERAS LONG/SHORT DEBT FUND CL INSTL - 28 SHARES | P | 2013-09-26 | 2014-12-08 | $264 | $266 | -$2 | -$2 |
| OPPENHEIMER DEVELOPING MARKETS FD CL - 6 SHARES | P | 2013-09-12 | 2014-12-30 | $211 | $211 | $0 | $0 |
| OPPENHEIMER DEVELOPING MARKETS FD CL - 1 SHARE | P | 2013-09-12 | 2014-12-30 | $35 | $35 | $0 | $0 |
| OPPENHEIMER DEVELOPING MARKETS FD CL - 2 SHARES | P | 2013-09-12 | 2014-12-30 | $70 | $70 | $0 | $0 |
| OPPENHEIMER INTERNATL GROWTH FD CL - 20 SHARES | P | 2013-09-12 | 2014-12-30 | $704 | $704 | $0 | $0 |
| OPPENHEIMER INTERNATL GROWTH FD CL - 1 SHARE | P | 2013-09-12 | 2014-12-30 | $35 | $35 | $0 | $0 |
| OPPENHEIMER INTERNATL GROWTH FD CL - 1 SHARE | P | 2013-09-12 | 2014-12-30 | $35 | $35 | $0 | $0 |
| OPPENHEIMER SENIOR FLOATING RATE FD CL - 1 SHARE | P | 2013-09-12 | 2014-12-08 | $8 | $8 | $0 | $0 |
| OPPENHEIMER SENIOR FLOATING RATE FD CL - 8 SHARES | P | 2013-09-12 | 2014-12-08 | $66 | $66 | $0 | $0 |
| OPPENHEIMER SENIOR FLOATING RATE FD CL - PARTIAL SHARE | P | 2013-09-12 | 2014-12-30 | $3 | $3 | $0 | $0 |
| OPPENHEIMER SENIOR FLOATING RATE FD CL - 18 SHARES | P | 2013-09-12 | 2014-12-30 | $146 | $146 | $0 | $0 |
| OPPENHEIMER SENIOR FLOATING RATE FD CL - 60 SHARES | P | 2013-09-12 | 2014-12-30 | $485 | $502 | -$17 | -$17 |
| BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 2,604 SHARES | P | 2013-09-12 | 2014-12-08 | $28,332 | $27,707 | $625 | $625 |
| BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 1 SHARE | P | 2013-10-04 | 2014-12-08 | $11 | $11 | $0 | $0 |
| BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 1 SHARE | P | 2013-10-04 | 2014-12-08 | $11 | $11 | $0 | $0 |
| BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 1 SHARE | P | 2013-10-31 | 2014-12-08 | $11 | $11 | $0 | $0 |
| BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 3 SHARES | P | 2013-10-31 | 2014-12-08 | $33 | $32 | $1 | $1 |
| BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 1 SHARE | P | 2013-11-29 | 2014-12-08 | $11 | $11 | $0 | $0 |
| BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 3 SHARES | P | 2013-11-29 | 2014-12-08 | $33 | $32 | $1 | $1 |
| FIRST EAGLE HIGH YIELD FUND CL - 1 SHARE | P | 2013-09-30 | 2014-12-08 | $10 | $10 | $0 | $0 |
| FIRST EAGLE HIGH YIELD FUND CL - 3 SHARES | P | 2013-09-30 | 2014-12-08 | $29 | $30 | -$1 | -$1 |
| FIRST EAGLE HIGH YIELD FUND CL - 1 SHARE | P | 2013-10-31 | 2014-12-08 | $10 | $10 | $0 | $0 |
| FIRST EAGLE HIGH YIELD FUND CL - 4 SHARES | P | 2013-10-31 | 2014-12-08 | $39 | $40 | -$1 | -$1 |
| FIRST EAGLE HIGH YIELD FUND CL - 5 SHARES | P | 2013-11-29 | 2014-12-08 | $48 | $51 | -$3 | -$3 |
| FIRST EAGLE HIGH YIELD FUND CL - 1 SHARE | P | 2013-09-12 | 2014-12-08 | $10 | $10 | $0 | $0 |
| FIRST EAGLE HIGH YIELD FUND CL - 1,107 SHARES | P | 2013-09-12 | 2014-12-08 | $10,727 | $11,048 | -$321 | -$321 |
| LORD ABBETT SHORT DURATION INCOME FD CL - 24 SHARES | P | 2011-04-21 | 2014-05-13 | $109 | $109 | $0 | $0 |
| LORD ABBETT SHORT DURATION INCOME FD CL - 9 SHARES | P | 2011-04-21 | 2014-05-13 | $41 | $41 | $0 | $0 |
| HENNESSY FOCUS FUND CL INSTL - 34 SHARES | P | 2013-09-12 | 2014-12-08 | $2,275 | $2,110 | $165 | $165 |
| HENNESSY FOCUS FUND CL INSTL - PARTIAL SHARE | P | 2013-09-12 | 2014-12-08 | $15 | $14 | $1 | $1 |
| HENNESSY FOCUS FUND CL INSTL - 37 SHARES | P | 2013-09-12 | 2014-12-30 | $2,549 | $2,297 | $252 | $252 |
| HENNESSY FOCUS FUND CL INSTL - PARTIAL SHARE | P | 2013-09-12 | 2014-12-30 | $1 | $1 | $0 | $0 |
| PRUDENTIAL SHORT DUR HIGH YLD INCOME FD CL - 1 SHARE | P | 2013-09-12 | 2014-12-08 | $9 | $9 | $0 | $0 |
| PRUDENTIAL SHORT DUR HIGH YLD INCOME FD CL - 3 SHARES | P | 2013-09-12 | 2014-12-08 | $28 | $28 | $0 | $0 |
| PRUDENTIAL SHORT DUR HIGH YLD INCOME FD CL - 15 SHARES | P | 2013-09-12 | 2014-12-08 | $142 | $142 | $0 | $0 |
| PRUDENTIAL SHORT DUR HIGH YLD INCOME FD CL - 11 SHARES | P | 2013-09-12 | 2014-12-08 | $104 | $104 | $0 | $0 |
| PRUDENTIAL SHORT DUR HIGH YLD INCOME FD CL - 1,538 SHARES | P | 2013-09-12 | 2014-12-08 | $14,565 | $15,088 | -$523 | -$523 |
| PRUDENTIAL SHORT DUR HIGH YLD INCOME FD CL - 41 SHARES | P | 2013-09-12 | 2014-12-30 | $386 | $402 | -$16 | -$16 |
| TEMPLETON GLBL BOND FD ADV CL - 1 SHARE | P | 2011-05-21 | 2014-08-14 | $13 | $15 | -$2 | -$2 |
| TEMPLETON GLBL BOND FD ADV CL - 4 SHARES | P | 2011-05-21 | 2014-08-14 | $53 | $56 | -$3 | -$3 |
| TEMPLETON GLBL BOND FD ADV CL - 5 SHARES | P | 2012-01-19 | 2014-08-14 | $66 | $63 | $3 | $3 |
| TEMPLETON GLBL BOND FD ADV CL - 1 SHARE | P | 2012-02-17 | 2014-08-14 | $13 | $13 | $0 | $0 |
| TEMPLETON GLBL BOND FD ADV CL - 4 SHARES | P | 2012-02-17 | 2014-08-14 | $53 | $52 | $1 | $1 |
| TEMPLETON GLBL BOND FD ADV CL - 1 SHARE | P | 2012-03-19 | 2014-08-14 | $13 | $13 | $0 | $0 |
| TEMPLETON GLBL BOND FD ADV CL - 4 SHARES | P | 2012-03-19 | 2014-08-14 | $53 | $53 | $0 | $0 |
| TEMPLETON GLBL BOND FD ADV CL - 5 SHARES | P | 2012-04-18 | 2014-08-14 | $66 | $65 | $1 | $1 |
| TEMPLETON GLBL BOND FD ADV CL - 5 SHARES | P | 2012-05-17 | 2014-08-14 | $66 | $63 | $3 | $3 |
| TEMPLETON GLBL BOND FD ADV CL - 1 SHARE | P | 2012-11-19 | 2014-08-14 | $13 | $13 | $0 | $0 |
| TEMPLETON GLBL BOND FD ADV CL - 3 SHARES | P | 2012-11-19 | 2014-08-14 | $40 | $40 | $0 | $0 |
| TEMPLETON GLBL BOND FD ADV CL - 1 SHARE | P | 2013-02-20 | 2014-08-14 | $13 | $13 | $0 | $0 |
| TEMPLETON GLBL BOND FD ADV CL - 3 SHARES | P | 2013-02-20 | 2014-08-14 | $40 | $40 | $0 | $0 |
| TEMPLETON GLBL BOND FD ADV CL - 3 SHARES | P | 2013-04-17 | 2014-08-14 | $40 | $41 | -$1 | -$1 |
| TEMPLETON GLBL BOND FD ADV CL - 3 SHARES | P | 2013-05-17 | 2014-08-14 | $40 | $41 | -$1 | -$1 |
| TEMPLETON GLBL BOND FD ADV CL - 1 SHARE | P | 2013-06-19 | 2014-08-14 | $13 | $14 | -$1 | -$1 |
| TEMPLETON GLBL BOND FD ADV CL - 3 SHARES | P | 2013-06-19 | 2014-08-14 | $40 | $39 | $1 | $1 |
| TEMPLETON GLBL BOND FD ADV CL - 12 SHARES | P | 2013-07-11 | 2014-08-14 | $159 | $156 | $3 | $3 |
| TEMPLETON GLBL BOND FD ADV CL - 1 SHARE | P | 2013-07-17 | 2014-08-14 | $13 | $13 | $0 | $0 |
| TEMPLETON GLBL BOND FD ADV CL - 3 SHARES | P | 2013-07-17 | 2014-08-14 | $40 | $39 | $1 | $1 |
| TEMPLETON GLBL BOND FD ADV CL - 1 SHARE | P | 2011-04-21 | 2014-08-14 | $13 | $14 | -$1 | -$1 |
| TEMPLETON GLBL BOND FD ADV CL - 3 SHARES | P | 2011-04-21 | 2014-08-14 | $40 | $41 | -$1 | -$1 |
| TEMPLETON GLBL BOND FD ADV CL - 1 SHARE | P | 2011-04-21 | 2014-08-14 | $13 | $14 | -$1 | -$1 |
| TEMPLETON GLBL BOND FD ADV CL - 3 SHARES | P | 2011-04-21 | 2014-08-14 | $40 | $41 | -$1 | -$1 |
| TEMPLETON GLBL BOND FD ADV CL - 1 SHARE | P | 2011-04-21 | 2014-08-14 | $13 | $14 | -$1 | -$1 |
| TEMPLETON GLBL BOND FD ADV CL - 2 SHARES | P | 2011-04-21 | 2014-08-14 | $27 | $27 | $0 | $0 |
| TEMPLETON GLBL BOND FD ADV CL - 1 SHARE | P | 2011-04-22 | 2014-08-14 | $13 | $14 | -$1 | -$1 |
| TEMPLETON GLBL BOND FD ADV CL - 3 SHARES | P | 2011-04-22 | 2014-08-14 | $40 | $42 | -$2 | -$2 |
| TEMPLETON GLBL BOND FD ADV CL - 3 SHARES | P | 2011-04-24 | 2014-08-14 | $40 | $42 | -$2 | -$2 |
| TEMPLETON GLBL BOND FD ADV CL - 1 SHARE | P | 2011-04-26 | 2014-08-14 | $13 | $14 | -$1 | -$1 |
| TEMPLETON GLBL BOND FD ADV CL - 2 SHARES | P | 2011-04-27 | 2014-08-14 | $27 | $26 | $1 | $1 |
| TEMPLETON GLBL BOND FD ADV CL - 1 SHARE | P | 2011-04-27 | 2014-08-14 | $13 | $15 | -$2 | -$2 |
| JP MORGAN UNDSCVRD MNGRS BEHAVRL VAL FD SELECT CL - 24 SHARES | P | 2013-09-12 | 2014-12-08 | $1,341 | $1,155 | $186 | $186 |
| JP MORGAN UNDSCVRD MNGRS BEHAVRL VAL FD SELECT CL - 37 SHARES | P | 2013-09-12 | 2014-12-30 | $2,066 | $1,781 | $285 | $285 |
| JP MORGAN UNDSCVRD MNGRS BEHAVRL VAL FD SELECT CL - PARTIAL SHARE | P | 2013-09-12 | 2014-12-30 | $6 | $5 | $1 | $1 |
| FIRST EAGLE OVERSEAS CL - 86 SHARES | P | 2011-04-21 | 2014-01-28 | $2,003 | $2,056 | -$53 | -$53 |
| FIRST EAGLE OVERSEAS CL - PARTIAL SHARE | P | 2011-04-21 | 2014-01-28 | $4 | $3 | $1 | $1 |
| FIRST EAGLE OVERSEAS CL - 22 SHARES | P | 2011-04-21 | 2014-05-13 | $540 | $526 | $14 | $14 |
| FIRST EAGLE OVERSEAS CL - PARTIAL SHARE | P | 2011-04-21 | 2014-05-13 | $3 | $3 | $0 | $0 |
| FIRST EAGLE OVERSEAS CL - 34 SHARES | P | 2011-04-21 | 2014-12-30 | $759 | $759 | $0 | $0 |
| PIMCO COMMODITY REAL RETURN STRATEGY FD CL - 42 SHARES | P | 2011-04-21 | 2014-05-13 | $254 | $421 | -$167 | -$167 |
| PIMCO COMMODITY REAL RETURN STRATEGY FD CL - 64 SHARES | P | 2011-06-16 | 2014-05-13 | $387 | $567 | -$180 | -$180 |
| MFS EMERGING MARKETS DEBT FD CL - 25 SHARES | P | 2011-04-21 | 2014-05-13 | $378 | $364 | $14 | $14 |
| MFS EMERGING MARKETS DEBT FD CL - 6 SHARES | P | 2011-04-21 | 2014-08-14 | $91 | $87 | $4 | $4 |
| MFS EMERGING MARKETS DEBT FD CL - 1 SHARE | P | 2011-04-21 | 2014-12-30 | $15 | $15 | $0 | $0 |
| MFS EMERGING MARKETS DEBT FD CL - 7 SHARES | P | 2011-04-21 | 2014-12-30 | $102 | $102 | $0 | $0 |
| MFS EMERGING MARKETS DEBT FD CL - 1 SHARE | P | 2011-04-21 | 2014-12-30 | $15 | $15 | $0 | $0 |
| MFS EMERGING MARKETS DEBT FD CL - 3 SHARES | P | 2011-04-21 | 2014-12-30 | $44 | $44 | $0 | $0 |
| MFS EMERGING MARKETS DEBT FD CL - 7 SHARES | P | 2011-04-21 | 2014-12-30 | $102 | $102 | $0 | $0 |
| AMG YACKTMAN FUND SERVICE CLASS - 40 SHARES | P | 2011-04-21 | 2014-05-13 | $968 | $712 | $256 | $256 |
| AMG YACKTMAN FUND SERVICE CLASS - 19 SHARES | P | 2011-04-21 | 2014-08-14 | $470 | $338 | $132 | $132 |
| AMG YACKTMAN FUND SERVICE CLASS - PARTIAL SHARE | P | 2011-04-21 | 2014-08-14 | $6 | $5 | $1 | $1 |
| AMG YACKTMAN FUND SERVICE CLASS - 109 SHARES | P | 2011-04-21 | 2014-12-08 | $2,846 | $1,941 | $905 | $905 |
| AMG YACKTMAN FUND SERVICE CLASS - PARTIAL SHARE | P | 2011-04-21 | 2014-12-08 | $6 | $4 | $2 | $2 |
| AMG YACKTMAN FUND SERVICE CLASS - PARTIAL SHARE | P | 2011-04-21 | 2014-12-08 | $20 | $13 | $7 | $7 |
| AMG YACKTMAN FUND SERVICE CLASS - 9 SHARES | P | 2011-04-21 | 2014-12-30 | $228 | $160 | $68 | $68 |
| PRUDENTIAL JENNISON NATURAL RESOURCES INC - 27 SHARES | P | 2011-04-21 | 2014-05-13 | $1,516 | $1,687 | -$171 | -$171 |
| PRUDENTIAL JENNISON NATURAL RESOURCES INC - 4 SHARES | P | 2011-04-21 | 2014-08-14 | $227 | $250 | -$23 | -$23 |
| PRUDENTIAL JENNISON NATURAL RESOURCES INC - 88 SHARES | P | 2011-04-21 | 2014-12-08 | $3,496 | $5,498 | -$2,002 | -$2,002 |
| PRUDENTIAL JENNISON NATURAL RESOURCES INC - 3 SHARES | P | 2011-07-26 | 2014-12-08 | $119 | $184 | -$65 | -$65 |
| PRUDENTIAL JENNISON NATURAL RESOURCES INC - 44 SHARES | P | 2011-10-24 | 2014-12-08 | $1,748 | $2,195 | -$447 | -$447 |
| METROPOLITAN WEST TOTAL RETURN BOND FD CL - 14 SHARES | P | 2011-04-21 | 2014-01-28 | $149 | $146 | $3 | $3 |
| METROPOLITAN WEST TOTAL RETURN BOND FD CL - 14 SHARES | P | 2011-04-21 | 2014-08-14 | $152 | $146 | $6 | $6 |
| METROPOLITAN WEST TOTAL RETURN BOND FD CL - PARTIAL SHARE | P | 2011-04-21 | 2014-08-14 | $6 | $6 | $0 | $0 |
| METROPOLITAN WEST TOTAL RETURN BOND FD CL - PARTIAL SHARE | P | 2011-04-21 | 2014-12-08 | $2 | $2 | $0 | $0 |
| METROPOLITAN WEST TOTAL RETURN BOND FD CL - 22 SHARES | P | 2011-04-21 | 2014-12-08 | $240 | $230 | $10 | $10 |
| METROPOLITAN WEST TOTAL RETURN BOND FD CL - 104 SHARES | P | 2011-04-21 | 2014-12-30 | $1,134 | $1,088 | $46 | $46 |
| LORD ABBETT SHORT DURATION INCOME FD CL - 13 SHARES | P | 2011-04-21 | 2014-05-13 | $59 | $59 | $0 | $0 |
| LORD ABBETT SHORT DURATION INCOME FD CL - 1,374 SHARES | P | 2011-04-21 | 2014-05-13 | $6,265 | $6,334 | -$69 | -$69 |
| LORD ABBETT SHORT DURATION INCOME FD CL - PARTIAL SHARE | P | 2011-04-21 | 2014-12-30 | $2 | $2 | $0 | $0 |
| LORD ABBETT SHORT DURATION INCOME FD CL - 1 SHARE | P | 2011-04-21 | 2014-12-30 | $4 | $4 | $0 | $0 |
| LORD ABBETT SHORT DURATION INCOME FD CL - 226 SHARES | P | 2011-04-21 | 2014-12-30 | $1,006 | $1,006 | $0 | $0 |
| LOOMIS SAYLES BOND FD INSTL CL - 42 SHARES | P | 2011-04-21 | 2014-01-28 | $636 | $624 | $12 | $12 |
| LOOMIS SAYLES BOND FD INSTL CL - 19 SHARES | P | 2011-04-21 | 2014-05-13 | $298 | $282 | $16 | $16 |
| LOOMIS SAYLES BOND FD INSTL CL - 23 SHARES | P | 2011-04-21 | 2014-08-14 | $365 | $342 | $23 | $23 |
| LOOMIS SAYLES BOND FD INSTL CL - PARTIAL SHARE | P | 2011-04-21 | 2014-12-30 | $3 | $3 | $0 | $0 |
| LOOMIS SAYLES BOND FD INSTL CL - 80 SHARES | P | 2011-04-21 | 2014-12-30 | $1,187 | $1,187 | $0 | $0 |
| TEMPLETON GLBL BOND FD ADV CL - PARTIAL SHARE | P | 2011-04-21 | 2014-05-13 | $2 | $1 | $1 | $1 |
| TEMPLETON GLBL BOND FD ADV CL - 1 SHARE | P | 2011-04-21 | 2014-05-13 | $13 | $13 | $0 | $0 |
| TEMPLETON GLBL BOND FD ADV CL - 2 SHARES | P | 2011-04-21 | 2014-05-13 | $26 | $26 | $0 | $0 |
| TEMPLETON GLBL BOND FD ADV CL - 1 SHARE | P | 2011-04-21 | 2014-05-13 | $13 | $13 | $0 | $0 |
| TEMPLETON GLBL BOND FD ADV CL - 1 SHARE | P | 2011-06-17 | 2014-08-14 | $13 | $14 | -$1 | -$1 |
| TEMPLETON GLBL BOND FD ADV CL - 4 SHARES | P | 2011-06-17 | 2014-08-14 | $53 | $55 | -$2 | -$2 |
| TEMPLETON GLBL BOND FD ADV CL - 4 SHARES | P | 2011-07-19 | 2014-08-14 | $53 | $55 | -$2 | -$2 |
| TEMPLETON GLBL BOND FD ADV CL - 1 SHARE | P | 2011-08-17 | 2014-08-14 | $13 | $14 | -$1 | -$1 |
| TEMPLETON GLBL BOND FD ADV CL - 4 SHARES | P | 2011-08-17 | 2014-08-14 | $53 | $55 | -$2 | -$2 |
| TEMPLETON GLBL BOND FD ADV CL - 4 SHARES | P | 2011-09-19 | 2014-08-14 | $53 | $53 | $0 | $0 |
| TEMPLETON GLBL BOND FD ADV CL - 24 SHARES | P | 2011-12-19 | 2014-08-14 | $319 | $294 | $25 | $25 |
| TEMPLETON GLBL BOND FD ADV CL - 1 SHARE | P | 2011-12-19 | 2014-08-14 | $13 | $13 | $0 | $0 |
| TEMPLETON GLBL BOND FD ADV CL - 7 SHARES | P | 2011-12-19 | 2014-08-14 | $93 | $86 | $7 | $7 |
| TEMPLETON GLBL BOND FD ADV CL - 723 SHARES | P | 2011-04-21 | 2014-08-14 | $9,609 | $10,058 | -$449 | -$449 |
| TEMPLETON GLBL BOND FD ADV CL - 1 SHARE | P | 2011-05-15 | 2014-08-14 | $13 | $15 | -$2 | -$2 |
| TEMPLETON GLBL BOND FD ADV CL - 4 SHARES | P | 2011-05-15 | 2014-08-14 | $53 | $55 | -$2 | -$2 |
| TEMPLETON GLBL BOND FD ADV CL - 4 SHARES | P | 2011-05-18 | 2014-08-14 | $53 | $55 | -$2 | -$2 |
| FIRST EAGLE OVERSEAS CL - PARTIAL SHARE | P | 2014-01-10 | 2014-01-28 | $1 | $1 | $0 | $0 |
| PIMCO COMMODITY REAL RETURN STRATEGY FD CL - PARTIAL SHARE | P | 2013-12-18 | 2014-05-13 | $3 | $3 | $0 | $0 |
| MFS EMERGING MARKETS DEBT FD CL - PARTIAL SHARE | P | 2014-01-10 | 2014-08-14 | $2 | $2 | $0 | $0 |
| MFS EMERGING MARKETS DEBT FD CL - PARTIAL SHARE | P | 2014-01-10 | 2014-12-30 | $1 | $1 | $0 | $0 |
| AMG YACKTMAN FUND SERVICE CLASS - PARTIAL SHARE | P | 2013-12-18 | 2014-05-13 | $13 | $13 | $0 | $0 |
| AMG YACKTMAN FUND SERVICE CLASS - PARTIAL SHARE | P | 2013-12-18 | 2014-08-14 | $1 | $1 | $0 | $0 |
| REMS REAL ESTATE VALUE OPPORTUNITY FD - PARTIAL SHARE | P | 2013-12-18 | 2014-05-13 | $8 | $8 | $0 | $0 |
| REMS REAL ESTATE VALUE OPPORTUNITY FD - PARTIAL SHARE | P | 2013-12-18 | 2014-08-14 | $2 | $2 | $0 | $0 |
| JP MORGAN EQUITY INCOME FD SELECT - PARTIAL SHARE | P | 2013-12-18 | 2014-05-13 | $1 | $1 | $0 | $0 |
| METROPOLITAN WEST TOTAL RETURN BOND FD CL - PARTIAL SHARE | P | 2014-01-10 | 2014-01-28 | $7 | $7 | $0 | $0 |
| HATTERAS LONG/SHORT DEBT FUND CL INSTL - PARTIAL SHARE | P | 2013-12-18 | 2014-01-28 | $3 | $3 | $0 | $0 |
| OPPENHEIMER INTERNATL GROWTH FD CL - PARTIAL SHARE | P | 2013-12-18 | 2014-05-13 | $13 | $13 | $0 | $0 |
| OPPENHEIMER INTERNATL GROWTH FD CL - PARTIAL SHARE | P | 2013-12-18 | 2014-12-30 | $3 | $3 | $0 | $0 |
| OPPENHEIMER SENIOR FLOATING RATE FD CL - PARTIAL SHARE | P | 2014-01-10 | 2014-01-28 | $5 | $5 | $0 | $0 |
| OPPENHEIMER SENIOR FLOATING RATE FD CL - PARTIAL SHARE | P | 2014-01-10 | 2014-05-13 | $2 | $2 | $0 | $0 |
| FIRST EAGLE HIGH YIELD FUND CL - 1 SHARE | P | 2014-01-10 | 2014-01-28 | $10 | $10 | $0 | $0 |
| FIRST EAGLE HIGH YIELD FUND CL - PARTIAL SHARE | P | 2014-01-10 | 2014-01-28 | $1 | $1 | $0 | $0 |
| HENNESSY FOCUS FUND CL INSTL - PARTIAL SHARE | P | 2013-12-18 | 2014-08-14 | $26 | $26 | $0 | $0 |
| PRUDENTIAL SHORT DUR HIGH YLD INCOME FD CL - PARTIAL SHARE | P | 2014-01-10 | 2014-01-29 | $5 | $5 | $0 | $0 |
| PRUDENTIAL SHORT DUR HIGH YLD INCOME FD CL - PARTIAL SHARE | P | 2014-01-10 | 2014-05-13 | $10 | $10 | $0 | $0 |
| LOOMIS SAYLES BOND FD INSTL CL - PARTIAL SHARE | P | 2013-12-18 | 2014-01-28 | $7 | $7 | $0 | $0 |
| LOOMIS SAYLES BOND FD INSTL CL - PARTIAL SHARE | P | 2013-12-18 | 2014-05-13 | $3 | $3 | $0 | $0 |
| T ROWE PRICE SMALL CAP STOCK FUND RETAIL CLASS - PARTIAL SHARE | P | 2013-12-18 | 2014-01-28 | $26 | $26 | $0 | $0 |
| CAPITAL GAINS DIVIDENDS | P | $12,461 | $12,461 | $12,461 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $11,420 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $46,995 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $625,640 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.075115 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $50,684 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $554,194 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.091455 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $12,690 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $519,726 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.024417 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $16,390 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $326,967 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.050127 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $14,888 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $323,837 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.045974 | DistributionYr5Rt |
| Total Distribution | 0.287088 | TotalDistributionRt |
| Average Distribution | 0.057418 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $739,751 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $42,475 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $312 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $42,787 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $37,055 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $624 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $624 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $624 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $1,313 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $1,313 | TotalPaymentsAndCreditsAmt |
| Overpayment | $689 | OverpaymentAmt |
| Applied To ES Tax | $689 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | 0 | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | ADAM DIETER | IndividualWithBooksNm |
| Phone | 5308784587 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3545 CEDAR SPRINGS LANE | AddressLine1Txt |
| City | MEADOW VISTA | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 95722 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| ADAM DIETER | ||||||||
| 3545 CEDAR SPRINGS LANE | MEADOW VISTA | CA | 95722 | PRESIDENT | 0.00 | $0 | $0 | $0 |
| AMY DIETER | ||||||||
| 3545 CEDAR SPRINGS LANE | MEADOW VISTA | CA | 95722 | SECRETARY | 0.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $751,016 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $0 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $751,016 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $751,016 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $11,265 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $739,751 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $36,988 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $36,988 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $624 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $624 | TotalTaxAmt |
| Distributable Before Adj | $36,364 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $36,364 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $36,364 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $37,055 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $37,055 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $37,055 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $36,364 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr2 | $11,087 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $18,187 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $29,274 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $37,055 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $36,364 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $691 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $29,965 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $29,965 | ExcessDistriCyovToNextYrAmt |
| Excess From Year2 | $11,087 | ExcessFromYear2Amt |
| Excess From Year1 | $18,187 | ExcessFromYear1Amt |
| Excess From Current Year | $691 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (14 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|
| ARBOR DAY FOUNDATION | |||||
| 211 N 12TH STREET | LINCOLN | NE | 68508 | CHARITABLE | $500 |
| ACRES OF HOPE | |||||
| PO BOX 238 | AUBURN | CA | 95604 | CHARITABLE | $1,000 |
| AUBURN INTERFAITH FOOD CLOSET | |||||
| PO BOX 132 | AUBURN | CA | 95604 | CHARITABLE | $1,000 |
| COLLA VOCE OF THE SIERRAS | |||||
| PO BOX 3044 | AUBURN | CA | 95604 | CHARITABLE | $250 |
| FRIENDS FOREVER CAT SANCTUARY | |||||
| 359 NEVADA STREET STE 103 | AUBURN | CA | 95603 | CHARITABLE | $1,200 |
| MVCC | |||||
| PO BOX 598 | MEADOW VISTA | CA | 95722 | CHARITABLE | $3,500 |
| FUGEE'S FAMILY | |||||
| PO BOX 388 | SCOTTSDALE | GA | 30079 | CHARITABLE | $2,500 |
| KIDS HELPING KIDS FOUNDATION | |||||
| 4055 GRASS VALLEY HIGHWAY | AUBURN | CA | 95602 | CHARITABLE | $500 |
| PLACER HILLS EDUCATION FOUNDATION | |||||
| PO BOX 757 | MEADOW VISTA | CA | 95722 | CHARITABLE | $5,000 |
| THE GATHERING INN | |||||
| PO BOX 297 | ROSEVILLE | CA | 95678 | CHARITABLE | $1,000 |
| UCSF FOUNDATION | |||||
| PO BOX 45339 | SAN FRANCISCO | CA | 94145 | CHARITABLE | $10,000 |
| UNICEF | |||||
| 125 MAIDEN LANE | NEW YORK | NY | 10038 | CHARITABLE | $10,000 |
| SOLAR COOKERS INTERNATIONAL | |||||
| 1919 21ST STREET STE 203 | SACRAMENTO | CA | 95811 | CHARITABLE | $240 |
| WORLD VISION | |||||
| PO BOX 70399 | TACOMA | WA | 98481 | CHARITABLE | $365 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $37,055 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Incm | $19,793 | RelatedOrExemptFunctionIncmAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Incm | $11,420 | RelatedOrExemptFunctionIncmAmt |
Other Revenue Described OtherRevenueDescribedGrp (2 entries)
| DescDesc | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt |
|---|---|
| REALIZED BUT | -$5,095 |
| UNRECOGNIZED GAINS/(LOSSES) |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | -$5,095 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $0 | ExclusionAmt |
| Related Or Exempt Function Incm | $31,213 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $26,118 | TotalIncomeProducingActyAmt |
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp (4 entries)
| Line NumberLineNumberTxt | Relationship StatementRelationshipStatementTxt |
|---|---|
| 11 | REALIZED BUT UNRECOGNIZED GAINS/LOSSES REPRESENTS THE CURRENT PUBLICLY |
| 11 | TRADED VALUE OF SECURITIES OVER THE BEGINNING OF YEAR VALUES. IN |
| 11 | ORDER TO SHOW THE VALUES OF THE SECURITIES ON THE BALANCE SHEET, THIS |
| 11 | ADJUSTMENT IS NECESSARY. |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | INVESTMENTS - ML | StockNm |
| EOY Book Value | $703,894 | EOYBookValueAmt |
| EOYFMV | $703,894 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | BANK FEES | Desc |
| Revenue And Expenses Per Books | $7,841 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | REALIZED BUT | Desc |
| Revenue And Expenses Per Books | -$5,095 | RevenueAndExpensesPerBooksAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| SOS TAX EXPENSE | $20 | $0 | $0 | $0 |
| FOREIGN DIVIDEND TAX | $140 | $0 | $0 | $0 |