2015-05-15T15:55:32-05:00 2014-12-31 943072995 SCHRAMBLING & ASSOCIATES 2950 BUSKIRK AVE STE 190 WALNUT CREEK CA 94597 990PF 2014-01-01 263949233 DIETER FAMILY FOUNDATION DIET 5308784587 3545 CEDAR SPRINGS LANE MEADOW VISTA CA 95722 ADAM DIETER PRESIDENT 5308784587 2015-05-15 WILLIAM E SCHRAMBLING P01315819 9259432600 2014 2016-04-25 22:37:26Z X 730585 X X 19793 19793 11420 327171 11420 -5095 0 0 26118 31213 0 0 0 0 0 160 0 0 0 7841 0 0 0 8001 0 0 0 37055 37055 45056 0 0 37055 -18938 31213 0 36942 26691 26691 712581 703894 703894 749523 730585 730585 0 0 X 0 0 0 0 749523 730585 749523 730585 749523 730585 749523 -18938 0 730585 0 730585 ALPS ALERIAN MLP ETF - 30 SHARES P 2013-09-12 2014-01-28 530 511 19 19 ALPS ALERIAN MLP ETF - 35 SHARES P 2013-09-12 2014-08-14 659 589 70 70 ISHARES FLOATING RATE BOND ETF - 279 SHARES P 2013-09-12 2014-05-13 14154 14129 25 25 AMG SOUTHERNSUN SMALL CAP FUND INSTL CLASS - PARTIAL SHARE P 2014-08-14 2014-11-19 2 3 -1 -1 AMG SOUTHERNSUN SMALL CAP FUND INSTL CLASS - 1,226 SHARES P 2014-08-14 2014-11-19 34843 37037 -2194 -2194 FIRST EAGLE OVERSEAS CL - PARTIAL SHARE P 2013-12-19 2014-01-28 8 8 0 0 FIRST EAGLE OVERSEAS CL - PARTIAL SHARE P 2014-12-17 2014-12-30 2 2 0 0 PIMCO COMMODITY REAL RETURN STRATEGY FD CL - PARTIAL SHARE P 2014-01-28 2014-05-13 2 2 0 0 MFS EMERGING MARKETS DEBT FD CL - PARTIAL SHARE P 2014-12-08 2014-12-30 1 1 0 0 AMG YACKTMAN FUND SERVICE CLASS - PARTIAL SHARE P 2014-01-28 2014-08-14 3 3 0 0 AMG YACKTMAN FUND SERVICE CLASS - PARTIAL SHARE P 2014-12-29 2014-12-30 4 4 0 0 PRUDENTIAL GLOBAL TOTAL RETURN FUND INC CL - PARTIAL SHARE P 2014-12-08 2014-12-30 2 2 0 0 PRUDENTIAL GLOBAL TOTAL RETURN FUND INC CL - 60 SHARES P 2014-08-14 2014-12-30 407 407 0 0 PRUDENTIAL JENNISON NATURAL RESOURCES INC - PARTIAL SHARE P 2014-01-28 2014-05-13 10 9 1 1 PRUDENTIAL JENNISON NATURAL RESOURCES INC - PARTIAL SHARE P 2014-01-28 2014-08-14 12 10 2 2 PRUDENTIAL JENNISON NATURAL RESOURCES INC - PARTIAL SHARE P 2014-01-28 2014-12-08 15 19 -4 -4 PRUDENTIAL JENNISON NATURAL RESOURCES INC - 6 SHARES P 2014-01-28 2014-12-08 238 297 -59 -59 PRUDENTIAL JENNISON NATURAL RESOURCES INC - 61 SHARES P 2013-12-19 2014-12-08 2424 3049 -625 -625 PRUDENTIAL JENNISON NATURAL RESOURCES INC - 1 SHARE P 2014-01-28 2014-12-08 40 55 -15 -15 PRUDENTIAL SHORT TERM CORPORATE BOND FD INC - PARTIAL SHARE P 2014-12-08 2014-12-30 1 1 0 0 REMS REAL ESTATE VALUE OPPORTUNITY FD - 49 SHARES P 2013-11-20 2014-05-13 811 768 43 43 REMS REAL ESTATE VALUE OPPORTUNITY FD - 20 SHARES P 2013-11-20 2014-08-14 341 314 27 27 REMS REAL ESTATE VALUE OPPORTUNITY FD - PARTIAL SHARE P 2013-11-20 2014-08-14 2 1 1 1 REMS REAL ESTATE VALUE OPPORTUNITY FD - PARTIAL SHARE P 2013-07-29 2014-08-14 10 10 0 0 REMS REAL ESTATE VALUE OPPORTUNITY FD - PARTIAL SHARE P 2014-12-29 2014-12-30 5 5 0 0 DOUBLELINE TOTAL RETURN BOND FUND CL - 24 SHARES P 2013-09-12 2014-01-28 264 260 4 4 DOUBLELINE TOTAL RETURN BOND FUND CL - PARTIAL SHARE P 2013-12-31 2014-01-28 1 1 0 0 DOUBLELINE TOTAL RETURN BOND FUND CL - 13 SHARES P 2013-09-12 2014-08-14 143 141 2 2 DOUBLELINE TOTAL RETURN BOND FUND CL - PARTIAL SHARE P 2014-07-31 2014-08-14 1 1 0 0 DOUBLELINE TOTAL RETURN BOND FUND CL - PARTIAL SHARE P 2014-12-08 2014-12-30 4 4 0 0 JP MORGAN EQUITY INCOME FD SELECT - 103 SHARES P 2013-09-12 2014-05-13 1382 1259 123 123 JP MORGAN EQUITY INCOME FD SELECT - PARTIAL SHARE P 2013-09-12 2014-05-13 2 2 0 0 JP MORGAN EQUITY INCOME FD SELECT - PARTIAL SHARE P 2014-05-01 2014-05-13 7 7 0 0 JP MORGAN EQUITY INCOME FD SELECT - 22 SHARES P 2013-09-12 2014-08-14 301 269 32 32 JP MORGAN EQUITY INCOME FD SELECT - PARTIAL SHARE P 2013-09-12 2014-08-14 2 1 1 1 JP MORGAN EQUITY INCOME FD SELECT - PARTIAL SHARE P 2014-08-01 2014-08-14 6 6 0 0 JP MORGAN EQUITY INCOME FD SELECT - PARTIAL SHARE P 2014-12-01 2014-12-08 10 10 0 0 JP MORGAN EQUITY INCOME FD SELECT - PARTIAL SHARE P 2014-12-15 2014-12-30 9 9 0 0 METROPOLITAN WEST TOTAL RETURN BOND FD CL - PARTIAL SHARE P 2013-12-31 2014-01-28 1 1 0 0 METROPOLITAN WEST TOTAL RETURN BOND FD CL - PARTIAL SHARE P 2014-11-28 2014-12-08 7 7 0 0 METROPOLITAN WEST TOTAL RETURN BOND FD CL - PARTIAL SHARE P 2014-12-12 2014-12-30 1 1 0 0 SSGA DYNAMIC SMALL CAP FUND CL INST - 982 SHARES P 2014-01-28 2014-08-14 35578 35362 216 216 SSGA DYNAMIC SMALL CAP FUND CL INST - 1 SHARE P 2014-05-13 2014-08-14 36 36 0 0 SSGA DYNAMIC SMALL CAP FUND CL INST - PARTIAL SHARE P 2014-05-13 2014-08-14 4 4 0 0 SSGA DYNAMIC SMALL CAP FUND CL INST - 33 SHARES P 2014-05-13 2014-08-14 1196 1182 14 14 ALGER SPECTRA FUND CLASS Z - 65 SHARES P 2013-09-12 2014-01-28 1120 1073 47 47 ALGER SPECTRA FUND CLASS Z - PARTIAL SHARE P 2013-09-12 2014-01-28 3 2 1 1 ALGER SPECTRA FUND CLASS Z - PARTIAL SHARE P 2013-12-19 2014-01-28 13 13 0 0 ALGER SPECTRA FUND CLASS Z - 94 SHARES P 2013-09-12 2014-08-14 1766 1551 215 215 ALGER SPECTRA FUND CLASS Z - PARTIAL SHARE P 2014-05-13 2014-08-14 17 15 2 2 ALGER SPECTRA FUND CLASS Z - PARTIAL SHARE P 2014-12-18 2014-12-30 7 7 0 0 HATTERAS LONG/SHORT DEBT FUND CL INSTL - 13 SHARES P 2013-09-12 2014-01-28 128 125 3 3 HATTERAS LONG/SHORT DEBT FUND CL INSTL - PARTIAL SHARE P 2014-09-29 2014-12-08 3 3 0 0 HATTERAS LONG/SHORT DEBT FUND CL INSTL - 21 SHARES P 2013-12-30 2014-12-08 198 204 -6 -6 HATTERAS LONG/SHORT DEBT FUND CL INSTL - 1 SHARE P 2014-03-28 2014-12-08 9 10 -1 -1 HATTERAS LONG/SHORT DEBT FUND CL INSTL -22 SHARES P 2014-03-28 2014-12-08 207 216 -9 -9 HATTERAS LONG/SHORT DEBT FUND CL INSTL - 1 SHARE P 2014-05-13 2014-12-08 9 10 -1 -1 HATTERAS LONG/SHORT DEBT FUND CL INSTL - 54 SHARES P 2014-05-13 2014-12-08 509 534 -25 -25 HATTERAS LONG/SHORT DEBT FUND CL INSTL - 23 SHARES P 2014-06-27 2014-12-08 217 229 -12 -12 HATTERAS LONG/SHORT DEBT FUND CL INSTL - 31 SHARES P 2014-08-14 2014-12-08 292 305 -13 -13 HATTERAS LONG/SHORT DEBT FUND CL INSTL - 1 SHARE P 2014-09-29 2014-12-08 9 10 -1 -1 HATTERAS LONG/SHORT DEBT FUND CL INSTL - 23 SHARES P 2014-09-29 2014-12-08 217 222 -5 -5 OPPENHEIMER DEVELOPING MARKETS FD CL - 20 SHARES P 2013-09-12 2014-05-13 764 719 45 45 OPPENHEIMER DEVELOPING MARKETS FD CL - PARTIAL SHARE P 2014-01-28 2014-05-13 7 7 0 0 OPPENHEIMER DEVELOPING MARKETS FD CL - PARTIAL SHARE P 2013-09-12 2014-05-13 7 6 1 1 OPPENHEIMER DEVELOPING MARKETS FD CL - PARTIAL SHARE P 2013-09-12 2014-08-14 30 27 3 3 OPPENHEIMER DEVELOPING MARKETS FD CL - 15 SHARES P 2013-09-12 2014-08-14 604 540 64 64 OPPENHEIMER DEVELOPING MARKETS FD CL - PARTIAL SHARE P 2014-12-08 2014-12-30 1 -1 -1 OPPENHEIMER INTERNATL GROWTH FD CL - 22 SHARES P 2013-09-12 2014-05-13 857 786 71 71 OPPENHEIMER INTERNATL GROWTH FD CL - PARTIAL SHARE P 2014-12-17 2014-12-30 14 14 0 0 OPPENHEIMER SENIOR FLOATING RATE FD CL - 11 SHARES P 2013-09-12 2014-01-28 93 92 1 1 OPPENHEIMER SENIOR FLOATING RATE FD CL - 768 SHARES P 2013-09-12 2014-05-13 6444 6420 24 24 OPPENHEIMER SENIOR FLOATING RATE FD CL - PARTIAL SHARE P 2014-11-28 2014-12-30 4 4 0 0 PNC MULTI FACTOR SMALL CAP CORE FUND CL - 108 SHARES P 2014-11-19 2014-12-30 2249 2142 107 107 PNC MULTI FACTOR SMALL CAP CORE FUND CL - PARTIAL SHARE P 2014-11-19 2014-12-30 1 1 0 0 PNC MULTI FACTOR SMALL CAP CORE FUND CL - PARTIAL SHARE P 2014-12-19 2014-12-30 9 9 0 0 BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 4 SHARES P 2013-09-12 2014-01-28 43 43 0 0 BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - PARTIAL SHARE P 2013-12-31 2014-01-28 1 1 0 0 BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 1 SHARE P 2013-12-31 2014-12-08 11 11 0 0 BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 1 SHARE P 2013-12-31 2014-12-08 11 11 0 0 BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 2 SHARES P 2013-12-31 2014-12-08 22 22 0 0 BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 3 SHARES P 2014-01-31 2014-12-08 33 32 1 1 BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 1 SHARE P 2014-02-28 2014-12-08 11 11 0 0 BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 3 SHARES P 2014-02-28 2014-12-08 33 33 0 0 BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 3 SHARES P 2014-03-31 2014-12-08 33 33 0 0 BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 1 SHARE P 2014-04-30 2014-12-08 11 11 0 0 BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 3 SHARES P 2014-04-30 2014-12-08 33 33 0 0 BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 44 SHARES P 2014-05-13 2014-12-08 479 483 -4 -4 BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 3 SHARES P 2014-05-30 2014-12-08 33 33 0 0 BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 1 SHARE P 2014-06-30 2014-12-08 11 11 0 0 BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 3 SHARES P 2014-06-30 2014-12-08 33 33 0 0 BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 1 SHARE P 2014-08-14 2014-12-08 11 11 0 0 BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - PARTIAL SHARE P 2014-08-14 2014-12-08 4 4 0 0 BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 32 SHARES P 2014-08-14 2014-12-08 348 349 -1 -1 GUGGENHEIM MACRO OPPORTUNITIES FUND INSTL - PARTIAL SHARE P 2014-12-08 2014-12-30 7 7 0 0 GUGGENHEIM MACRO OPPORTUNITIES FUND INSTL - PARTIAL SHARE P 2014-12-08 2014-12-30 16 16 0 0 GUGGENHEIM MACRO OPPORTUNITIES FUND INSTL - 4 SHARES P 2014-12-08 2014-12-30 107 107 0 0 GUGGENHEIM MACRO OPPORTUNITIES FUND INSTL - 1 SHARE P 2014-12-08 2014-12-30 27 27 0 0 GUGGENHEIM MACRO OPPORTUNITIES FUND INSTL - 31 SHARES P 2014-12-08 2014-12-30 833 838 -5 -5 FIRST EAGLE HIGH YIELD FUND CL - 4 SHARES P 2013-09-12 2014-01-28 41 40 1 1 FIRST EAGLE HIGH YIELD FUND CL - PARTIAL SHARE P 2013-09-12 2014-01-28 6 6 0 0 FIRST EAGLE HIGH YIELD FUND CL - PARTIAL SHARE P 2013-12-31 2014-01-28 2 2 0 0 FIRST EAGLE HIGH YIELD FUND CL - 6 SHARES P 2014-09-30 2014-12-08 58 60 -2 -2 FIRST EAGLE HIGH YIELD FUND CL - 1 SHARE P 2014-10-31 2014-12-08 10 10 0 0 FIRST EAGLE HIGH YIELD FUND CL - 6 SHARES P 2014-10-31 2014-12-08 58 60 -2 -2 FIRST EAGLE HIGH YIELD FUND CL - 1 SHARE P 2014-11-28 2014-12-08 10 10 0 0 FIRST EAGLE HIGH YIELD FUND CL - PARTIAL SHARE P 2014-11-28 2014-12-08 1 1 0 0 FIRST EAGLE HIGH YIELD FUND CL - 7 SHARES P 2014-11-28 2014-12-08 68 69 -1 -1 FIRST EAGLE HIGH YIELD FUND CL - 267 SHARES P 2013-12-19 2014-12-08 2587 2702 -115 -115 FIRST EAGLE HIGH YIELD FUND CL - 1 SHARE P 2013-12-31 2014-12-08 10 10 0 0 FIRST EAGLE HIGH YIELD FUND CL - 2 SHARES P 2013-12-31 2014-12-08 19 20 -1 -1 FIRST EAGLE HIGH YIELD FUND CL - 2 SHARES P 2013-12-31 2014-12-08 19 20 -1 -1 FIRST EAGLE HIGH YIELD FUND CL - 6 SHARES P 2014-01-31 2014-12-08 58 61 -3 -3 FIRST EAGLE HIGH YIELD FUND CL - 1 SHARE P 2014-02-28 2014-12-08 10 10 0 0 FIRST EAGLE HIGH YIELD FUND CL - 6 SHARES P 2014-02-28 2014-12-08 58 62 -4 -4 FIRST EAGLE HIGH YIELD FUND CL - 6 SHARES P 2014-03-31 2014-12-08 58 62 -4 -4 FIRST EAGLE HIGH YIELD FUND CL - 6 SHARES P 2014-04-30 2014-12-08 58 62 -4 -4 FIRST EAGLE HIGH YIELD FUND CL - 1 SHARE P 2014-05-13 2014-12-08 10 10 0 0 FIRST EAGLE HIGH YIELD FUND CL - 9 SHARES P 2014-05-13 2014-12-08 87 92 -5 -5 FIRST EAGLE HIGH YIELD FUND CL - 6 SHARES P 2014-05-30 2014-12-08 58 62 -4 -4 FIRST EAGLE HIGH YIELD FUND CL - 1 SHARE P 2014-06-30 2014-12-08 10 10 0 0 FIRST EAGLE HIGH YIELD FUND CL - 6 SHARES P 2014-06-30 2014-12-08 58 62 -4 -4 FIRST EAGLE HIGH YIELD FUND CL - 6 SHARES P 2014-07-31 2014-12-08 58 61 -3 -3 FIRST EAGLE HIGH YIELD FUND CL - 1 SHARE P 2014-08-14 2014-12-08 10 10 0 0 FIRST EAGLE HIGH YIELD FUND CL - 3 SHARES P 2014-08-14 2014-12-08 29 31 -2 -2 FIRST EAGLE HIGH YIELD FUND CL - 1 SHARE P 2014-08-29 2014-12-08 10 10 0 0 FIRST EAGLE HIGH YIELD FUND CL - 6 SHARES P 2014-08-29 2014-12-08 58 61 -3 -3 LORD ABBETT SHORT DURATION INCOME FD CL - PARTIAL SHARE P 2013-12-31 2014-01-29 1 1 0 0 LORD ABBETT SHORT DURATION INCOME FD CL - PARTIAL SHARE P 2014-04-30 2014-05-13 4 4 0 0 LORD ABBETT SHORT DURATION INCOME FD CL - PARTIAL SHARE P 2014-12-08 2014-12-30 3 3 0 0 BLACKROCK STRATEGIC INCOME OPPRTNTS PTF INST - PARTIAL SHARE P 2014-12-08 2014-12-30 2 2 0 0 BLACKROCK STRATEGIC INCOME OPPRTNTS PTF INST - 56 SHARES P 2014-12-08 2014-12-30 567 567 0 0 BLACKROCK STRATEGIC INCOME OPPRTNTS PTF INST - PARTIAL SHARE P 2014-12-23 2014-12-30 7 7 0 0 BLACKROCK STRATEGIC INCOME OPPRTNTS PTF INST - 4 SHARES P 2014-12-08 2014-12-30 40 40 0 0 BLACKROCK STRATEGIC INCOME OPPRTNTS PTF INST - 50 SHARES P 2014-12-08 2014-12-30 506 516 -10 -10 HENNESSY FOCUS FUND CL INSTL - 13 SHARES P 2013-09-12 2014-08-14 890 807 83 83 HENNESSY FOCUS FUND CL INSTL - PARTIAL SHARE P 2013-09-12 2014-08-14 13 11 2 2 HENNESSY FOCUS FUND CL INSTL - PARTIAL SHARE P 2014-05-13 2014-08-14 22 22 0 0 HENNESSY FOCUS FUND CL INSTL - PARTIAL SHARE P 2014-12-08 2014-12-08 4 4 0 0 DEUTSCHE GLOBAL INFRASTRUCTURE FUND CL - PARTIAL SHARE P 2014-12-08 2014-12-30 3 3 0 0 DEUTSCHE GLOBAL INFRASTRUCTURE FUND CL - 1 SHARE P 2014-12-08 2014-12-30 15 15 0 0 DEUTSCHE GLOBAL INFRASTRUCTURE FUND CL - 6 SHARES P 2014-12-08 2014-12-30 90 90 0 0 DEUTSCHE GLOBAL INFRASTRUCTURE FUND CL - 16 SHARES P 2014-12-08 2014-12-30 241 241 0 0 DEUTSCHE GLOBAL INFRASTRUCTURE FUND CL - 26 SHARES P 2014-12-08 2014-12-30 391 391 0 0 DEUTSCHE GLOBAL INFRASTRUCTURE FUND CL - 14 SHARES P 2014-12-08 2014-12-30 211 217 -6 -6 DEUTSCHE GLOBAL INFRASTRUCTURE FUND CL - PARTIAL SHARE P 2014-12-19 2014-12-30 12 12 0 0 PRUDENTIAL SHORT DUR HIGH YLD INCOME FD CL - PARTIAL SHARE P 2013-12-31 2014-01-29 1 1 0 0 PRUDENTIAL SHORT DUR HIGH YLD INCOME FD CL - 682 SHARES P 2013-09-12 2014-05-13 6725 6690 35 35 PRUDENTIAL SHORT DUR HIGH YLD INCOME FD CL - PARTIAL SHARE P 2014-11-28 2014-12-08 1 1 0 0 PRUDENTIAL SHORT DUR HIGH YLD INCOME FD CL - PARTIAL SHARE P 2014-11-28 2014-12-30 7 7 0 0 PIMCO INCOME FUND CL - 19 SHARES P 2014-05-13 2014-08-14 241 240 1 1 PIMCO INCOME FUND CL - PARTIAL SHARE P 2014-07-31 2014-08-14 4 4 0 0 PIMCO INCOME FUND CL - PARTIAL SHARE P 2014-05-13 2014-12-30 4 4 0 0 PIMCO INCOME FUND CL - 55 SHARES P 2014-05-13 2014-12-30 678 678 0 0 PIMCO INCOME FUND CL - PARTIAL SHARE P 2014-12-29 2014-12-30 2 2 0 0 LOOMIS SAYLES BOND FD INSTL CL - PARTIAL SHARE P 2014-04-25 2014-05-13 9 9 0 0 LOOMIS SAYLES BOND FD INSTL CL - PARTIAL SHARE P 2014-07-28 2014-08-14 4 4 0 0 LOOMIS SAYLES BOND FD INSTL CL - PARTIAL SHARE P 2014-12-17 2014-12-30 4 4 0 0 TEMPLETON GLBL BOND FD ADV CL - PARTIAL SHARE P 2014-04-17 2014-05-13 6 6 0 0 TEMPLETON GLBL BOND FD ADV CL - 3 SHARES P 2014-03-19 2014-08-14 40 38 2 2 TEMPLETON GLBL BOND FD ADV CL - 2 SHARES P 2014-05-19 2014-08-14 27 26 1 1 TEMPLETON GLBL BOND FD ADV CL - 1 SHARE P 2014-06-18 2014-08-14 13 13 0 0 TEMPLETON GLBL BOND FD ADV CL - 2 SHARES P 2014-06-18 2014-08-14 27 27 0 0 TEMPLETON GLBL BOND FD ADV CL - 1 SHARE P 2014-07-17 2014-08-14 13 13 0 0 TEMPLETON GLBL BOND FD ADV CL - PARTIAL SHARE P 2014-07-17 2014-08-14 3 3 0 0 TEMPLETON GLBL BOND FD ADV CL - 2 SHARES P 2014-07-17 2014-08-14 27 27 0 0 TEMPLETON GLBL BOND FD ADV CL - 1 SHARE P 2013-10-17 2014-08-14 13 13 0 0 TEMPLETON GLBL BOND FD ADV CL - 2 SHARES P 2013-10-17 2014-08-14 27 26 1 1 TEMPLETON GLBL BOND FD ADV CL - 1 SHARE P 2013-11-19 2014-08-14 13 13 0 0 TEMPLETON GLBL BOND FD ADV CL - 2 SHARES P 2013-11-19 2014-08-14 27 26 1 1 TEMPLETON GLBL BOND FD ADV CL - 6 SHARES P 2013-12-18 2014-08-14 80 78 2 2 TEMPLETON GLBL BOND FD ADV CL - 1 SHARE P 2013-12-19 2014-08-14 13 13 0 0 TEMPLETON GLBL BOND FD ADV CL - 205 SHARES P 2013-12-19 2014-08-14 2724 2667 57 57 TEMPLETON GLBL BOND FD ADV CL - 1 SHARE P 2014-01-17 2014-08-14 13 13 0 0 TEMPLETON GLBL BOND FD ADV CL - 3 SHARES P 2014-01-17 2014-08-14 40 39 1 1 TEMPLETON GLBL BOND FD ADV CL - 1 SHARE P 2014-01-28 2014-08-14 13 13 0 0 TEMPLETON GLBL BOND FD ADV CL - 16 SHARES P 2014-01-28 2014-08-14 213 205 8 8 TEMPLETON GLBL BOND FD ADV CL - 3 SHARES P 2014-02-20 2014-08-14 40 39 1 1 TEMPLETON GLBL BOND FD ADV CL - 1 SHARE P 2014-03-19 2014-08-14 13 13 0 0 JP MORGAN UNDSCVRD MNGRS BEHAVRL VAL FD SELECT CL - 10 SHARES P 2013-09-12 2014-05-13 549 481 68 68 JP MORGAN UNDSCVRD MNGRS BEHAVRL VAL FD SELECT CL - PARTIAL SHARE P 2014-01-28 2014-05-13 6 5 1 1 JP MORGAN UNDSCVRD MNGRS BEHAVRL VAL FD SELECT CL - PARTIAL SHARE P 2014-08-14 2014-12-08 32 31 1 1 JP MORGAN UNDSCVRD MNGRS BEHAVRL VAL FD SELECT CL - PARTIAL SHARE P 2014-12-22 2014-12-30 1 1 0 0 T ROWE PRICE SMALL CAP STOCK FUND RETAIL CLASS - 698 SHARES P 2013-09-12 2014-01-28 30614 29609 1005 1005 T ROWE PRICE SMALL CAP STOCK FUND RETAIL CLASS - 1 SHARE P 2013-12-16 2014-01-28 44 42 2 2 T ROWE PRICE SMALL CAP STOCK FUND RETAIL CLASS - 31 SHARES P 2013-12-16 2014-01-28 1360 1313 47 47 T ROWE PRICE SMALL CAP STOCK FUND RETAIL CLASS - 4 SHARES P 2013-12-16 2014-01-28 175 169 6 6 T ROWE PRICE SMALL CAP STOCK FUND RETAIL CLASS - PARTIAL SHARE P 2013-12-19 2014-01-28 8 8 0 0 T ROWE PRICE SMALL CAP STOCK FUND RETAIL CLASS - 116 SHARES P 2013-12-19 2014-01-28 5088 5002 86 86 ALPS ALERIAN MLP ETF - 52 SHARES P 2013-09-12 2014-12-30 914 869 45 45 PIMCO COMMODITY REAL RETURN STRATEGY FD CL - 1 SHARE P 2011-04-21 2014-05-13 6 9 -3 -3 PIMCO COMMODITY REAL RETURN STRATEGY FD CL - 16 SHARES P 2011-04-21 2014-05-13 97 148 -51 -51 PIMCO COMMODITY REAL RETURN STRATEGY FD CL - 17 SHARES P 2011-04-21 2014-05-13 103 171 -68 -68 PIMCO COMMODITY REAL RETURN STRATEGY FD CL - 1 SHARE P 2011-04-28 2014-05-13 6 13 -7 -7 PIMCO COMMODITY REAL RETURN STRATEGY FD CL - 2 SHARES P 2011-04-28 2014-05-13 12 20 -8 -8 PRUDENTIAL JENNISON NATURAL RESOURCES INC - 1 SHARE P 2012-04-19 2014-12-08 40 56 -16 -16 PRUDENTIAL JENNISON NATURAL RESOURCES INC - 22 SHARES P 2012-04-19 2014-12-08 874 1065 -191 -191 PRUDENTIAL JENNISON NATURAL RESOURCES INC - 26 SHARES P 2012-07-18 2014-12-08 1033 1126 -93 -93 PRUDENTIAL JENNISON NATURAL RESOURCES INC - 1 SHARE P 2013-04-12 2014-12-08 40 55 -15 -15 PRUDENTIAL JENNISON NATURAL RESOURCES INC - 5 SHARES P 2013-04-12 2014-12-08 199 234 -35 -35 PRUDENTIAL SHORT TERM CORPORATE BOND FD INC - PARTIAL SHARE P 2013-09-12 2014-12-30 4 4 0 0 PRUDENTIAL SHORT TERM CORPORATE BOND FD INC - 1 SHARE P 2013-09-12 2014-12-30 11 11 0 0 PRUDENTIAL SHORT TERM CORPORATE BOND FD INC - 97 SHARES P 2013-09-12 2014-12-30 1088 1088 0 0 REMS REAL ESTATE VALUE OPPORTUNITY FUND INST CL - 64 SHARES P 2013-11-20 2014-12-08 1148 1004 144 144 REMS REAL ESTATE VALUE OPPORTUNITY FUND INST CL - 38 SHARES P 2013-11-20 2014-12-30 682 596 86 86 REMS REAL ESTATE VALUE OPPORTUNITY FUND INST CL - PARTIAL SHARE P 2013-11-20 2014-12-30 10 9 1 1 DOUBLELINE TOTAL RETURN BOND FUND CL - 102 SHARES P 2013-09-12 2014-12-30 1123 1106 17 17 DOUBLELINE TOTAL RETURN BOND FUND CL - PARTIAL SHARE P 2013-09-12 2014-12-30 2 2 0 0 JP MORGAN EQUITY INCOME FD SELECT - 220 SHARES P 2013-09-12 2014-12-08 3210 2688 522 522 JP MORGAN EQUITY INCOME FD SELECT - PARTIAL SHARE P 2013-09-12 2014-12-08 4 3 1 1 JP MORGAN EQUITY INCOME FD SELECT - 121 SHARES P 2013-09-12 2014-12-30 1745 1479 266 266 METROPOLITAN WEST TOTAL RETURN BOND FD CL - 1 SHARE P 2011-04-21 2014-12-08 11 11 0 0 METROPOLITAN WEST TOTAL RETURN BOND FD CL - 11 SHARES P 2011-04-21 2014-12-08 120 117 3 3 ALGER SPECTRA FUND CLASS Z - 131 SHARES P 2013-09-12 2014-12-08 2598 2162 436 436 ALGER SPECTRA FUND CLASS Z - PARTIAL SHARE P 2013-09-12 2014-12-08 9 8 1 1 ALGER SPECTRA FUND CLASS Z - 86 SHARES P 2013-09-12 2014-12-30 1514 1419 95 95 ALGER SPECTRA FUND CLASS Z - PARTIAL SHARE P 2013-09-12 2014-12-30 5 5 0 0 HATTERAS LONG/SHORT DEBT FUND CL INSTL - 2,818 SHARES P 2013-09-12 2014-12-08 26574 26705 -131 -131 HATTERAS LONG/SHORT DEBT FUND CL INSTL - 28 SHARES P 2013-09-26 2014-12-08 264 266 -2 -2 OPPENHEIMER DEVELOPING MARKETS FD CL - 6 SHARES P 2013-09-12 2014-12-30 211 211 0 0 OPPENHEIMER DEVELOPING MARKETS FD CL - 1 SHARE P 2013-09-12 2014-12-30 35 35 0 0 OPPENHEIMER DEVELOPING MARKETS FD CL - 2 SHARES P 2013-09-12 2014-12-30 70 70 0 0 OPPENHEIMER INTERNATL GROWTH FD CL - 20 SHARES P 2013-09-12 2014-12-30 704 704 0 0 OPPENHEIMER INTERNATL GROWTH FD CL - 1 SHARE P 2013-09-12 2014-12-30 35 35 0 0 OPPENHEIMER INTERNATL GROWTH FD CL - 1 SHARE P 2013-09-12 2014-12-30 35 35 0 0 OPPENHEIMER SENIOR FLOATING RATE FD CL - 1 SHARE P 2013-09-12 2014-12-08 8 8 0 0 OPPENHEIMER SENIOR FLOATING RATE FD CL - 8 SHARES P 2013-09-12 2014-12-08 66 66 0 0 OPPENHEIMER SENIOR FLOATING RATE FD CL - PARTIAL SHARE P 2013-09-12 2014-12-30 3 3 0 0 OPPENHEIMER SENIOR FLOATING RATE FD CL - 18 SHARES P 2013-09-12 2014-12-30 146 146 0 0 OPPENHEIMER SENIOR FLOATING RATE FD CL - 60 SHARES P 2013-09-12 2014-12-30 485 502 -17 -17 BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 2,604 SHARES P 2013-09-12 2014-12-08 28332 27707 625 625 BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 1 SHARE P 2013-10-04 2014-12-08 11 11 0 0 BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 1 SHARE P 2013-10-04 2014-12-08 11 11 0 0 BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 1 SHARE P 2013-10-31 2014-12-08 11 11 0 0 BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 3 SHARES P 2013-10-31 2014-12-08 33 32 1 1 BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 1 SHARE P 2013-11-29 2014-12-08 11 11 0 0 BLACKROCK GLOBAL LONG SHORT CREDIT FUND CL - 3 SHARES P 2013-11-29 2014-12-08 33 32 1 1 FIRST EAGLE HIGH YIELD FUND CL - 1 SHARE P 2013-09-30 2014-12-08 10 10 0 0 FIRST EAGLE HIGH YIELD FUND CL - 3 SHARES P 2013-09-30 2014-12-08 29 30 -1 -1 FIRST EAGLE HIGH YIELD FUND CL - 1 SHARE P 2013-10-31 2014-12-08 10 10 0 0 FIRST EAGLE HIGH YIELD FUND CL - 4 SHARES P 2013-10-31 2014-12-08 39 40 -1 -1 FIRST EAGLE HIGH YIELD FUND CL - 5 SHARES P 2013-11-29 2014-12-08 48 51 -3 -3 FIRST EAGLE HIGH YIELD FUND CL - 1 SHARE P 2013-09-12 2014-12-08 10 10 0 0 FIRST EAGLE HIGH YIELD FUND CL - 1,107 SHARES P 2013-09-12 2014-12-08 10727 11048 -321 -321 LORD ABBETT SHORT DURATION INCOME FD CL - 24 SHARES P 2011-04-21 2014-05-13 109 109 0 0 LORD ABBETT SHORT DURATION INCOME FD CL - 9 SHARES P 2011-04-21 2014-05-13 41 41 0 0 HENNESSY FOCUS FUND CL INSTL - 34 SHARES P 2013-09-12 2014-12-08 2275 2110 165 165 HENNESSY FOCUS FUND CL INSTL - PARTIAL SHARE P 2013-09-12 2014-12-08 15 14 1 1 HENNESSY FOCUS FUND CL INSTL - 37 SHARES P 2013-09-12 2014-12-30 2549 2297 252 252 HENNESSY FOCUS FUND CL INSTL - PARTIAL SHARE P 2013-09-12 2014-12-30 1 1 0 0 PRUDENTIAL SHORT DUR HIGH YLD INCOME FD CL - 1 SHARE P 2013-09-12 2014-12-08 9 9 0 0 PRUDENTIAL SHORT DUR HIGH YLD INCOME FD CL - 3 SHARES P 2013-09-12 2014-12-08 28 28 0 0 PRUDENTIAL SHORT DUR HIGH YLD INCOME FD CL - 15 SHARES P 2013-09-12 2014-12-08 142 142 0 0 PRUDENTIAL SHORT DUR HIGH YLD INCOME FD CL - 11 SHARES P 2013-09-12 2014-12-08 104 104 0 0 PRUDENTIAL SHORT DUR HIGH YLD INCOME FD CL - 1,538 SHARES P 2013-09-12 2014-12-08 14565 15088 -523 -523 PRUDENTIAL SHORT DUR HIGH YLD INCOME FD CL - 41 SHARES P 2013-09-12 2014-12-30 386 402 -16 -16 TEMPLETON GLBL BOND FD ADV CL - 1 SHARE P 2011-05-21 2014-08-14 13 15 -2 -2 TEMPLETON GLBL BOND FD ADV CL - 4 SHARES P 2011-05-21 2014-08-14 53 56 -3 -3 TEMPLETON GLBL BOND FD ADV CL - 5 SHARES P 2012-01-19 2014-08-14 66 63 3 3 TEMPLETON GLBL BOND FD ADV CL - 1 SHARE P 2012-02-17 2014-08-14 13 13 0 0 TEMPLETON GLBL BOND FD ADV CL - 4 SHARES P 2012-02-17 2014-08-14 53 52 1 1 TEMPLETON GLBL BOND FD ADV CL - 1 SHARE P 2012-03-19 2014-08-14 13 13 0 0 TEMPLETON GLBL BOND FD ADV CL - 4 SHARES P 2012-03-19 2014-08-14 53 53 0 0 TEMPLETON GLBL BOND FD ADV CL - 5 SHARES P 2012-04-18 2014-08-14 66 65 1 1 TEMPLETON GLBL BOND FD ADV CL - 5 SHARES P 2012-05-17 2014-08-14 66 63 3 3 TEMPLETON GLBL BOND FD ADV CL - 1 SHARE P 2012-11-19 2014-08-14 13 13 0 0 TEMPLETON GLBL BOND FD ADV CL - 3 SHARES P 2012-11-19 2014-08-14 40 40 0 0 TEMPLETON GLBL BOND FD ADV CL - 1 SHARE P 2013-02-20 2014-08-14 13 13 0 0 TEMPLETON GLBL BOND FD ADV CL - 3 SHARES P 2013-02-20 2014-08-14 40 40 0 0 TEMPLETON GLBL BOND FD ADV CL - 3 SHARES P 2013-04-17 2014-08-14 40 41 -1 -1 TEMPLETON GLBL BOND FD ADV CL - 3 SHARES P 2013-05-17 2014-08-14 40 41 -1 -1 TEMPLETON GLBL BOND FD ADV CL - 1 SHARE P 2013-06-19 2014-08-14 13 14 -1 -1 TEMPLETON GLBL BOND FD ADV CL - 3 SHARES P 2013-06-19 2014-08-14 40 39 1 1 TEMPLETON GLBL BOND FD ADV CL - 12 SHARES P 2013-07-11 2014-08-14 159 156 3 3 TEMPLETON GLBL BOND FD ADV CL - 1 SHARE P 2013-07-17 2014-08-14 13 13 0 0 TEMPLETON GLBL BOND FD ADV CL - 3 SHARES P 2013-07-17 2014-08-14 40 39 1 1 TEMPLETON GLBL BOND FD ADV CL - 1 SHARE P 2011-04-21 2014-08-14 13 14 -1 -1 TEMPLETON GLBL BOND FD ADV CL - 3 SHARES P 2011-04-21 2014-08-14 40 41 -1 -1 TEMPLETON GLBL BOND FD ADV CL - 1 SHARE P 2011-04-21 2014-08-14 13 14 -1 -1 TEMPLETON GLBL BOND FD ADV CL - 3 SHARES P 2011-04-21 2014-08-14 40 41 -1 -1 TEMPLETON GLBL BOND FD ADV CL - 1 SHARE P 2011-04-21 2014-08-14 13 14 -1 -1 TEMPLETON GLBL BOND FD ADV CL - 2 SHARES P 2011-04-21 2014-08-14 27 27 0 0 TEMPLETON GLBL BOND FD ADV CL - 1 SHARE P 2011-04-22 2014-08-14 13 14 -1 -1 TEMPLETON GLBL BOND FD ADV CL - 3 SHARES P 2011-04-22 2014-08-14 40 42 -2 -2 TEMPLETON GLBL BOND FD ADV CL - 3 SHARES P 2011-04-24 2014-08-14 40 42 -2 -2 TEMPLETON GLBL BOND FD ADV CL - 1 SHARE P 2011-04-26 2014-08-14 13 14 -1 -1 TEMPLETON GLBL BOND FD ADV CL - 2 SHARES P 2011-04-27 2014-08-14 27 26 1 1 TEMPLETON GLBL BOND FD ADV CL - 1 SHARE P 2011-04-27 2014-08-14 13 15 -2 -2 JP MORGAN UNDSCVRD MNGRS BEHAVRL VAL FD SELECT CL - 24 SHARES P 2013-09-12 2014-12-08 1341 1155 186 186 JP MORGAN UNDSCVRD MNGRS BEHAVRL VAL FD SELECT CL - 37 SHARES P 2013-09-12 2014-12-30 2066 1781 285 285 JP MORGAN UNDSCVRD MNGRS BEHAVRL VAL FD SELECT CL - PARTIAL SHARE P 2013-09-12 2014-12-30 6 5 1 1 FIRST EAGLE OVERSEAS CL - 86 SHARES P 2011-04-21 2014-01-28 2003 2056 -53 -53 FIRST EAGLE OVERSEAS CL - PARTIAL SHARE P 2011-04-21 2014-01-28 4 3 1 1 FIRST EAGLE OVERSEAS CL - 22 SHARES P 2011-04-21 2014-05-13 540 526 14 14 FIRST EAGLE OVERSEAS CL - PARTIAL SHARE P 2011-04-21 2014-05-13 3 3 0 0 FIRST EAGLE OVERSEAS CL - 34 SHARES P 2011-04-21 2014-12-30 759 759 0 0 PIMCO COMMODITY REAL RETURN STRATEGY FD CL - 42 SHARES P 2011-04-21 2014-05-13 254 421 -167 -167 PIMCO COMMODITY REAL RETURN STRATEGY FD CL - 64 SHARES P 2011-06-16 2014-05-13 387 567 -180 -180 MFS EMERGING MARKETS DEBT FD CL - 25 SHARES P 2011-04-21 2014-05-13 378 364 14 14 MFS EMERGING MARKETS DEBT FD CL - 6 SHARES P 2011-04-21 2014-08-14 91 87 4 4 MFS EMERGING MARKETS DEBT FD CL - 1 SHARE P 2011-04-21 2014-12-30 15 15 0 0 MFS EMERGING MARKETS DEBT FD CL - 7 SHARES P 2011-04-21 2014-12-30 102 102 0 0 MFS EMERGING MARKETS DEBT FD CL - 1 SHARE P 2011-04-21 2014-12-30 15 15 0 0 MFS EMERGING MARKETS DEBT FD CL - 3 SHARES P 2011-04-21 2014-12-30 44 44 0 0 MFS EMERGING MARKETS DEBT FD CL - 7 SHARES P 2011-04-21 2014-12-30 102 102 0 0 AMG YACKTMAN FUND SERVICE CLASS - 40 SHARES P 2011-04-21 2014-05-13 968 712 256 256 AMG YACKTMAN FUND SERVICE CLASS - 19 SHARES P 2011-04-21 2014-08-14 470 338 132 132 AMG YACKTMAN FUND SERVICE CLASS - PARTIAL SHARE P 2011-04-21 2014-08-14 6 5 1 1 AMG YACKTMAN FUND SERVICE CLASS - 109 SHARES P 2011-04-21 2014-12-08 2846 1941 905 905 AMG YACKTMAN FUND SERVICE CLASS - PARTIAL SHARE P 2011-04-21 2014-12-08 6 4 2 2 AMG YACKTMAN FUND SERVICE CLASS - PARTIAL SHARE P 2011-04-21 2014-12-08 20 13 7 7 AMG YACKTMAN FUND SERVICE CLASS - 9 SHARES P 2011-04-21 2014-12-30 228 160 68 68 PRUDENTIAL JENNISON NATURAL RESOURCES INC - 27 SHARES P 2011-04-21 2014-05-13 1516 1687 -171 -171 PRUDENTIAL JENNISON NATURAL RESOURCES INC - 4 SHARES P 2011-04-21 2014-08-14 227 250 -23 -23 PRUDENTIAL JENNISON NATURAL RESOURCES INC - 88 SHARES P 2011-04-21 2014-12-08 3496 5498 -2002 -2002 PRUDENTIAL JENNISON NATURAL RESOURCES INC - 3 SHARES P 2011-07-26 2014-12-08 119 184 -65 -65 PRUDENTIAL JENNISON NATURAL RESOURCES INC - 44 SHARES P 2011-10-24 2014-12-08 1748 2195 -447 -447 METROPOLITAN WEST TOTAL RETURN BOND FD CL - 14 SHARES P 2011-04-21 2014-01-28 149 146 3 3 METROPOLITAN WEST TOTAL RETURN BOND FD CL - 14 SHARES P 2011-04-21 2014-08-14 152 146 6 6 METROPOLITAN WEST TOTAL RETURN BOND FD CL - PARTIAL SHARE P 2011-04-21 2014-08-14 6 6 0 0 METROPOLITAN WEST TOTAL RETURN BOND FD CL - PARTIAL SHARE P 2011-04-21 2014-12-08 2 2 0 0 METROPOLITAN WEST TOTAL RETURN BOND FD CL - 22 SHARES P 2011-04-21 2014-12-08 240 230 10 10 METROPOLITAN WEST TOTAL RETURN BOND FD CL - 104 SHARES P 2011-04-21 2014-12-30 1134 1088 46 46 LORD ABBETT SHORT DURATION INCOME FD CL - 13 SHARES P 2011-04-21 2014-05-13 59 59 0 0 LORD ABBETT SHORT DURATION INCOME FD CL - 1,374 SHARES P 2011-04-21 2014-05-13 6265 6334 -69 -69 LORD ABBETT SHORT DURATION INCOME FD CL - PARTIAL SHARE P 2011-04-21 2014-12-30 2 2 0 0 LORD ABBETT SHORT DURATION INCOME FD CL - 1 SHARE P 2011-04-21 2014-12-30 4 4 0 0 LORD ABBETT SHORT DURATION INCOME FD CL - 226 SHARES P 2011-04-21 2014-12-30 1006 1006 0 0 LOOMIS SAYLES BOND FD INSTL CL - 42 SHARES P 2011-04-21 2014-01-28 636 624 12 12 LOOMIS SAYLES BOND FD INSTL CL - 19 SHARES P 2011-04-21 2014-05-13 298 282 16 16 LOOMIS SAYLES BOND FD INSTL CL - 23 SHARES P 2011-04-21 2014-08-14 365 342 23 23 LOOMIS SAYLES BOND FD INSTL CL - PARTIAL SHARE P 2011-04-21 2014-12-30 3 3 0 0 LOOMIS SAYLES BOND FD INSTL CL - 80 SHARES P 2011-04-21 2014-12-30 1187 1187 0 0 TEMPLETON GLBL BOND FD ADV CL - PARTIAL SHARE P 2011-04-21 2014-05-13 2 1 1 1 TEMPLETON GLBL BOND FD ADV CL - 1 SHARE P 2011-04-21 2014-05-13 13 13 0 0 TEMPLETON GLBL BOND FD ADV CL - 2 SHARES P 2011-04-21 2014-05-13 26 26 0 0 TEMPLETON GLBL BOND FD ADV CL - 1 SHARE P 2011-04-21 2014-05-13 13 13 0 0 TEMPLETON GLBL BOND FD ADV CL - 1 SHARE P 2011-06-17 2014-08-14 13 14 -1 -1 TEMPLETON GLBL BOND FD ADV CL - 4 SHARES P 2011-06-17 2014-08-14 53 55 -2 -2 TEMPLETON GLBL BOND FD ADV CL - 4 SHARES P 2011-07-19 2014-08-14 53 55 -2 -2 TEMPLETON GLBL BOND FD ADV CL - 1 SHARE P 2011-08-17 2014-08-14 13 14 -1 -1 TEMPLETON GLBL BOND FD ADV CL - 4 SHARES P 2011-08-17 2014-08-14 53 55 -2 -2 TEMPLETON GLBL BOND FD ADV CL - 4 SHARES P 2011-09-19 2014-08-14 53 53 0 0 TEMPLETON GLBL BOND FD ADV CL - 24 SHARES P 2011-12-19 2014-08-14 319 294 25 25 TEMPLETON GLBL BOND FD ADV CL - 1 SHARE P 2011-12-19 2014-08-14 13 13 0 0 TEMPLETON GLBL BOND FD ADV CL - 7 SHARES P 2011-12-19 2014-08-14 93 86 7 7 TEMPLETON GLBL BOND FD ADV CL - 723 SHARES P 2011-04-21 2014-08-14 9609 10058 -449 -449 TEMPLETON GLBL BOND FD ADV CL - 1 SHARE P 2011-05-15 2014-08-14 13 15 -2 -2 TEMPLETON GLBL BOND FD ADV CL - 4 SHARES P 2011-05-15 2014-08-14 53 55 -2 -2 TEMPLETON GLBL BOND FD ADV CL - 4 SHARES P 2011-05-18 2014-08-14 53 55 -2 -2 FIRST EAGLE OVERSEAS CL - PARTIAL SHARE P 2014-01-10 2014-01-28 1 1 0 0 PIMCO COMMODITY REAL RETURN STRATEGY FD CL - PARTIAL SHARE P 2013-12-18 2014-05-13 3 3 0 0 MFS EMERGING MARKETS DEBT FD CL - PARTIAL SHARE P 2014-01-10 2014-08-14 2 2 0 0 MFS EMERGING MARKETS DEBT FD CL - PARTIAL SHARE P 2014-01-10 2014-12-30 1 1 0 0 AMG YACKTMAN FUND SERVICE CLASS - PARTIAL SHARE P 2013-12-18 2014-05-13 13 13 0 0 AMG YACKTMAN FUND SERVICE CLASS - PARTIAL SHARE P 2013-12-18 2014-08-14 1 1 0 0 REMS REAL ESTATE VALUE OPPORTUNITY FD - PARTIAL SHARE P 2013-12-18 2014-05-13 8 8 0 0 REMS REAL ESTATE VALUE OPPORTUNITY FD - PARTIAL SHARE P 2013-12-18 2014-08-14 2 2 0 0 JP MORGAN EQUITY INCOME FD SELECT - PARTIAL SHARE P 2013-12-18 2014-05-13 1 1 0 0 METROPOLITAN WEST TOTAL RETURN BOND FD CL - PARTIAL SHARE P 2014-01-10 2014-01-28 7 7 0 0 HATTERAS LONG/SHORT DEBT FUND CL INSTL - PARTIAL SHARE P 2013-12-18 2014-01-28 3 3 0 0 OPPENHEIMER INTERNATL GROWTH FD CL - PARTIAL SHARE P 2013-12-18 2014-05-13 13 13 0 0 OPPENHEIMER INTERNATL GROWTH FD CL - PARTIAL SHARE P 2013-12-18 2014-12-30 3 3 0 0 OPPENHEIMER SENIOR FLOATING RATE FD CL - PARTIAL SHARE P 2014-01-10 2014-01-28 5 5 0 0 OPPENHEIMER SENIOR FLOATING RATE FD CL - PARTIAL SHARE P 2014-01-10 2014-05-13 2 2 0 0 FIRST EAGLE HIGH YIELD FUND CL - 1 SHARE P 2014-01-10 2014-01-28 10 10 0 0 FIRST EAGLE HIGH YIELD FUND CL - PARTIAL SHARE P 2014-01-10 2014-01-28 1 1 0 0 HENNESSY FOCUS FUND CL INSTL - PARTIAL SHARE P 2013-12-18 2014-08-14 26 26 0 0 PRUDENTIAL SHORT DUR HIGH YLD INCOME FD CL - PARTIAL SHARE P 2014-01-10 2014-01-29 5 5 0 0 PRUDENTIAL SHORT DUR HIGH YLD INCOME FD CL - PARTIAL SHARE P 2014-01-10 2014-05-13 10 10 0 0 LOOMIS SAYLES BOND FD INSTL CL - PARTIAL SHARE P 2013-12-18 2014-01-28 7 7 0 0 LOOMIS SAYLES BOND FD INSTL CL - PARTIAL SHARE P 2013-12-18 2014-05-13 3 3 0 0 T ROWE PRICE SMALL CAP STOCK FUND RETAIL CLASS - PARTIAL SHARE P 2013-12-18 2014-01-28 26 26 0 0 CAPITAL GAINS DIVIDENDS P 12461 12461 12461 11420 0 46995 625640 0.075115 50684 554194 0.091455 12690 519726 0.024417 16390 326967 0.050127 14888 323837 0.045974 0.287088 0.057418 739751 42475 312 42787 37055 624 0 624 0 624 1313 1313 689 689 0 0 0 0 0 0 0 0 0 0 0 0 1 CA 1 0 0 0 0 1 N/A ADAM DIETER 5308784587 3545 CEDAR SPRINGS LANE MEADOW VISTA CA 95722 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ADAM DIETER 3545 CEDAR SPRINGS LANE MEADOW VISTA CA 95722 PRESIDENT 0.00 0 0 0 AMY DIETER 3545 CEDAR SPRINGS LANE MEADOW VISTA CA 95722 SECRETARY 0.00 0 0 0 NONE 0 NONE 0 0 751016 0 0 751016 0 0 751016 11265 739751 36988 36988 624 624 36364 0 36364 0 36364 37055 0 37055 0 37055 36364 0 0 11087 18187 29274 37055 0 0 0 36364 691 0 0 29965 0 0 0 0 0 0 0 29965 11087 18187 691 X ARBOR DAY FOUNDATION 211 N 12TH STREET LINCOLN NE 68508 CHARITABLE 500 ACRES OF HOPE PO BOX 238 AUBURN CA 95604 CHARITABLE 1000 AUBURN INTERFAITH FOOD CLOSET PO BOX 132 AUBURN CA 95604 CHARITABLE 1000 COLLA VOCE OF THE SIERRAS PO BOX 3044 AUBURN CA 95604 CHARITABLE 250 FRIENDS FOREVER CAT SANCTUARY 359 NEVADA STREET STE 103 AUBURN CA 95603 CHARITABLE 1200 MVCC PO BOX 598 MEADOW VISTA CA 95722 CHARITABLE 3500 FUGEE'S FAMILY PO BOX 388 SCOTTSDALE GA 30079 CHARITABLE 2500 KIDS HELPING KIDS FOUNDATION 4055 GRASS VALLEY HIGHWAY AUBURN CA 95602 CHARITABLE 500 PLACER HILLS EDUCATION FOUNDATION PO BOX 757 MEADOW VISTA CA 95722 CHARITABLE 5000 THE GATHERING INN PO BOX 297 ROSEVILLE CA 95678 CHARITABLE 1000 UCSF FOUNDATION PO BOX 45339 SAN FRANCISCO CA 94145 CHARITABLE 10000 UNICEF 125 MAIDEN LANE NEW YORK NY 10038 CHARITABLE 10000 SOLAR COOKERS INTERNATIONAL 1919 21ST STREET STE 203 SACRAMENTO CA 95811 CHARITABLE 240 WORLD VISION PO BOX 70399 TACOMA WA 98481 CHARITABLE 365 37055 0 19793 11420 REALIZED BUT -5095 UNRECOGNIZED GAINS/(LOSSES) -5095 0 31213 26118 11 REALIZED BUT UNRECOGNIZED GAINS/LOSSES REPRESENTS THE CURRENT PUBLICLY 11 TRADED VALUE OF SECURITIES OVER THE BEGINNING OF YEAR VALUES. IN 11 ORDER TO SHOW THE VALUES OF THE SECURITIES ON THE BALANCE SHEET, THIS 11 ADJUSTMENT IS NECESSARY. 0 0 0 0 0 0 0 0 0 0 INVESTMENTS - ML 703894 703894 BANK FEES 7841 0 0 0 REALIZED BUT -5095 0 SOS TAX EXPENSE 20 0 0 0 FOREIGN DIVIDEND TAX 140 0 0 0