MORGAN STANLEY FOUNDATION INC: Form 990PF, tax year 2013
View the entire original 990 at ProPublica ↗
- Organization
- MORGAN STANLEY FOUNDATION INC (EIN 26-1226280)
- Tax period
- 2013-01-01 to 2013-12-31
- Filed
- 2014-11-15
- IRS object ID
- 201423199349100612
- Schema version
- 2013v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Compensation Explanation
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Other Increases Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2014-11-15T16:33:55-06:00 | ReturnTs |
| Tax Period End | 2013-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 133858615 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SHARON L SPUTH CPA PC | BusinessNameLine1 |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 763 CHESTER RD | AddressLine1 |
| City | SAYVILLE | City |
| State | NY | State |
| ZIP Code | 11782 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2013-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 261226280 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MORGAN STANLEY FOUNDATION INC | BusinessNameLine1 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | MORG | BusinessNameControlTxt |
| Phone | 2127614000 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1221 AVE OF THE AMERICAS-TAX DEPT | AddressLine1 |
| Address Line2 | ROOM/SUITE 3RD FL | AddressLine2 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10020 | ZIPCode |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JOAN STEINBERG | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 2127614000 | PhoneNum |
| Signature | 2014-11-11 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | SHARON L SPUTH | PreparerPersonNm |
| PTIN | P01368237 | PTIN |
| Phone | 6315890098 | PhoneNum |
| Preparation | 2014-11-15 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2013 | TaxYr |
| Build TS | 2015-12-30 17:16:21Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Change | Yes (X) | AddressChangeInd |
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $16,824,261 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $410 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $43,318 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $43,318 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $141,917 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $141,917 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $674,208 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $4,241,058 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $674,208 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $859,853 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $859,443 | TotalNetInvstIncmAmt |
| Tot Opr Expenses Rev And Expnss | $0 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $0 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,000,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,000,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,000,000 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $0 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,000,000 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$140,147 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $859,443 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $326,932 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $692,456 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $692,456 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $37,614 | AcctRcvblAmt |
| Acct Rcvbl BOY | $68,204 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $37,614 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $37,614 | AcctRcvblEOYFMVAmt |
| US Government Obligations BOY | $820,538 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $657,351 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $649,153 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $10,090,635 | CorporateStockBOYAmt |
| Corporate Stock EOY | $9,912,591 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $13,255,359 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $2,248,349 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $2,189,480 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $2,189,679 | CorporateBondsEOYFMVAmt |
| Total Assets BOY | $13,554,658 | TotalAssetsBOYAmt |
| Total Assets EOY | $13,489,492 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $16,824,261 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $13,554,658 | UnrestrictedBOYAmt |
| Unrestricted EOY | $13,489,492 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $13,554,658 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $13,489,492 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $13,554,658 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $13,489,492 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $13,554,658 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$140,147 | ExcessRevenueOverExpensesAmt |
| Other Increases | $74,981 | OtherIncreasesAmt |
| Subtotal | $13,489,492 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $13,489,492 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (39 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| 40000 US TREASURY TIPS DUE 7/15/14 | P | 2011-02-24 | 2013-01-31 | $51,846 | $51,057 | $789 | $789 |
| 2493.977 MSIF ACTIVE INTL ALLOCATION | P | 2010-12-15 | 2013-03-22 | $30,501 | $29,454 | $1,047 | $1,047 |
| 125000 MICROSOFT CORP DUE 6/1/14 | P | 2011-11-14 | 2013-09-17 | $127,269 | $132,593 | -$5,324 | -$5,324 |
| 200000 FEDERAL HOME LOAN BANK | P | 2012-07-12 | 2013-02-07 | $200,000 | $200,100 | -$100 | -$100 |
| 81591.966 MSIF ACTIV INTL ALLOCATION | P | 2003-01-10 | 2013-03-22 | $997,870 | $606,228 | $391,642 | $391,642 |
| 125000 ONTARIO PROVINCE DUE 8/13/15 | P | 2013-01-31 | 2013-09-17 | $124,813 | $125,000 | -$187 | -$187 |
| 150000 FEDERAL HOME LOAN BANK | P | 2012-09-28 | 2013-04-25 | $150,000 | $149,970 | $30 | $30 |
| 1491.168 MSIF ACTIVE INTL ALLOCATION | P | 2008-12-19 | 2013-03-22 | $18,237 | $13,256 | $4,981 | $4,981 |
| 1543 SPDR S&P 500 ETF TRUST | P | 2006-06-15 | 2013-09-17 | $263,571 | $192,446 | $71,125 | $71,125 |
| 70000 AT&T 2.5% DUE 8/15/15 | P | 2011-03-22 | 2013-05-15 | $72,555 | $69,895 | $2,660 | $2,660 |
| 16206.483 MSIF ACTIV INTL ALLOCATION | P | 2009-04-13 | 2013-03-22 | $198,205 | $135,000 | $63,205 | $63,205 |
| 214 SPDR S&P 500 ETF TRUST | P | 2006-06-30 | 2013-09-17 | $36,555 | $27,288 | $9,267 | $9,267 |
| 100000 TARGET CORP 1.125% DUE 7/8/14 | P | 2012-01-18 | 2013-01-08 | $100,944 | $101,649 | -$705 | -$705 |
| 334.588 MSIF ACTIVE INTL ALLOCATION | P | 2009-07-06 | 2013-03-22 | $4,092 | $3,162 | $930 | $930 |
| 1670 SPDR S&P 500 ETF TRUST | P | 2006-06-30 | 2013-11-21 | $299,731 | $212,951 | $86,780 | $86,780 |
| 100000 ONTARIO PROVINCE 1.65% | P | 2012-09-20 | 2013-03-01 | $100,032 | $99,724 | $308 | $308 |
| 2782.090 MSIF ACTIVE INTL ALLOCATION | P | 2009-12-18 | 2013-03-22 | $34,025 | $30,742 | $3,283 | $3,283 |
| 5173.32 MSIF EMERGING MARKETS | P | 2006-12-21 | 2013-11-21 | $131,040 | $146,715 | -$15,675 | -$15,675 |
| 75000 BHP FINANCE USA 1.125% | P | 2011-11-16 | 2013-05-03 | $75,848 | $74,734 | $1,114 | $1,114 |
| 77.823 MSIF ACTIVE INTL ALLOCATION | P | 2010-07-07 | 2013-03-22 | $952 | $799 | $153 | $153 |
| 2193.059 MSIF EMERGING MARKETS | P | 2006-12-21 | 2013-11-21 | $55,550 | $62,195 | -$6,645 | -$6,645 |
| 80000 NOVA SCOTIA 2.375% DUE 7/21/15 | P | 2011-03-22 | 2013-02-25 | $83,495 | $80,766 | $2,729 | $2,729 |
| 25000 UST NOTE DUE 10/15/13 | P | 2013-05-03 | 2013-10-15 | $25,000 | $25,047 | -$47 | -$47 |
| 4477.285 MSIF EMERGING MARKETS | P | 2007-03-02 | 2013-11-21 | $113,410 | $124,871 | -$11,461 | -$11,461 |
| .77 ISHARES IBOXX INV GRADE CORP | P | 2008-11-12 | 2013-05-20 | $93 | $70 | $23 | $23 |
| 10000 UST TIPS DUE 7/15/14 | P | 2011-02-24 | 2013-06-04 | $12,783 | $12,764 | $19 | $19 |
| THRU MS BROKERAGE | P | 2013-12-31 | 2013-12-31 | $154,909 | $206,340 | -$51,431 | -$51,431 |
| .1 ISHARES BARCLAYS AGG BOND FUND | P | 2008-03-31 | 2013-05-20 | $1 | $1 | ||
| 125000 FEDERAL HOME LOAN BANKS | P | 2013-02-25 | 2013-12-03 | $125,048 | $124,859 | $189 | $189 |
| .36 SPDR S&P MIDCAP 400 | P | 2008-05-30 | 2013-05-20 | $77 | $58 | $19 | $19 |
| 150000 AMERICAN EXPRESS DUE 5/22/18 | P | 2013-05-16 | 2013-07-05 | $149,579 | $150,000 | -$421 | -$421 |
| .80 SPDR S&P 500 ETF TRUST | P | 2006-08-31 | 2013-05-20 | $129 | $105 | $24 | $24 |
| 75000 GOOGLE INC DUE 5/19/14 | P | 2011-05-16 | 2013-09-17 | $75,452 | $75,020 | $432 | $432 |
| .14 ISHARES TR S&P SMCP 600 INDEX | P | 2008-03-13 | 2013-05-20 | $12 | $8 | $4 | $4 |
| 80000 GOOGLE INC DUE 5/19/16 | P | 2012-01-17 | 2013-06-04 | $83,319 | $83,754 | -$435 | -$435 |
| 1496.538 MSIF ACTIVE INTL ALLOCATION | P | 2012-12-17 | 2013-03-22 | $18,303 | $17,150 | $1,153 | $1,153 |
| 150000 JOHN DEERE CAP DUE 9/15/16 | P | 2012-01-18 | 2013-06-04 | $154,373 | $152,882 | $1,491 | $1,491 |
| 2434.946 MSIF ACTIVE INTL ALLOCATION | P | 2011-12-16 | 2013-03-22 | $29,779 | $23,862 | $5,917 | $5,917 |
| 75000 JPMORGAN CHASE DUE 1/15/16 | P | 2011-03-21 | 2013-07-15 | $25,673 | $24,335 | $1,338 | $1,338 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $674,208 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | -$51,211 | NetShortTermCapitalGainLossAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,000,000 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $15,055,718 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.066420 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,225,000 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $15,722,891 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.077912 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $125,000 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $14,473,085 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.008637 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $3,500,000 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $15,297,920 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.228789 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $1,400,000 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $4,744,944 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.295051 | DistributionYr5Rt |
| Total Distribution | 0.676809 | TotalDistributionRt |
| Average Distribution | 0.135362 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $15,078,808 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $2,041,098 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $8,594 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $2,049,692 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,000,000 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $17,189 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $17,189 | SubtotalAmt |
| Tax Based On Investment Income | $17,189 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $5,060 | EstimatedPlusOvpmtIncmTxAmt |
| Applied To Es Tax | $15,000 | AppliedToEsTaxAmt |
| Total Payments And Credits | $20,060 | TotalPaymentsAndCreditsAmt |
| Overpayment | $2,871 | OverpaymentAmt |
| Applied To ES Tax | $2,871 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | WWW.MORGANSTANLEY.COM | WebsiteAddressTxt |
| Individual With Books | JOAN STEINBERG | IndividualWithBooksNm |
| Phone | 2127614000 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1633 BROADWAY | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10019 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (14 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| CARLA HARRIS | ||||||||
| MORGAN STANLEY 1585 BROADWAY39TH FL | NEW YORK | NY | 10036 | BOARD CHAIR | 0.50 | $0 | $0 | $0 |
| JOAN STEINBERG | ||||||||
| MORGAN STANLEY 1633 BROADWAY | NEW YORK | NY | 10019 | PRESIDENT | 10.00 | $0 | $0 | $0 |
| JEFF BRODSKY | ||||||||
| MORGAN STANLEY 1585 BROADWAY39TH FL | NEW YORK | NY | 10036 | DIRECTOR | 0.50 | $0 | $0 | $0 |
| AUDREY CHOI | ||||||||
| MORGAN STANLEY1585 BROADWAY14TH FL | NEW YORK | NY | 10036 | DIRECTOR | 0.50 | $0 | $0 | $0 |
| MARY LOU PETERS | ||||||||
| MORGAN STANLEY 1585 BROADWAY 3RD FL | NEW YORK | NY | 10036 | DIRECTOR | 0.50 | $0 | $0 | $0 |
| MARILYN BOOKER | ||||||||
| MORGAN STANLEY 1221 AVE OF AMERICAS | NEW YORK | NY | 10019 | DIRECTOR | 0.50 | $0 | $0 | $0 |
| CHARLES CHASIN | ||||||||
| MORGAN STANLEY 1585 BROADWAY 30 FL | NEW YORK | NY | 10036 | DIRECTOR | 0.50 | $0 | $0 | $0 |
| BILL MCMAHON | ||||||||
| MORGAN STANLEY 2000 WESTCHESTER AVE | PURCHASE | NY | 10577 | DIRECTOR | 0.50 | $0 | $0 | $0 |
| KATHLEEN MCCABE | ||||||||
| MORGAN STANLEY 1585 BROADWAY | NEW YORK | NY | 10036 | DIRECTOR | 0.50 | $0 | $0 | $0 |
| JIM ROSENTHAL | ||||||||
| MORGAN STANLEY 1585 BROADWAY | NEW YORK | NY | 10036 | DIRECTOR | 0.50 | $0 | $0 | $0 |
| SHELLEY O'CONNOR | ||||||||
| MORGAN STANLEY 2000 WESTCHESTER AVE | PURCHASE | NY | 10577 | DIRECTOR | 0.50 | $0 | $0 | $0 |
| MATT BERKE | ||||||||
| MORGAN STANLEY 1585 BROADWAY | NEW YORK | NY | 10036 | DIRECTOR | 0.50 | $0 | $0 | $0 |
| C DAN EWELL | ||||||||
| MORGAN STANLEY 555 CALIFORNIA ST | SAN FRANCISCO | CA | 94104 | DIRECTOR | 0.50 | $0 | $0 | $0 |
| TIM NIDES | ||||||||
| MORGAN STANLEY 1585 BROADWAY 40TH F | NEW YORK | NY | 10036 | DIRECTOR | 0.50 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $14,647,183 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $661,252 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $15,308,435 | TotalFMVOfUnusedAssetsAmt |
| Adjusted Total FMV Of Unused Ast | $15,308,435 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $229,627 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $15,078,808 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $753,940 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $753,940 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $17,189 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $17,189 | TotalTaxAmt |
| Distributable Before Adj | $736,751 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $736,751 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $736,751 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,000,000 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $1,000,000 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $1,000,000 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $736,751 | DistributableAsAdjustedAmt |
| Excess Distribution Cyov Yr5 | $574,324 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $2,742,124 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr2 | $444,331 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $252,310 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $4,013,089 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,000,000 | QualifyingDistributionsAmt |
| Applied To Current Year | $736,751 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $263,249 | RemainingDistriFromCorpusAmt |
| Total Corpus | $4,276,338 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $574,324 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $3,702,014 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $2,742,124 | ExcessFromYear4Amt |
| Excess From Year2 | $444,331 | ExcessFromYear2Amt |
| Excess From Year1 | $252,310 | ExcessFromYear1Amt |
| Excess From Current Year | $263,249 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MORGAN STANLEY CHILDREN'S HOSPITAL | BusinessNameLine1 |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3959 BROADWAY | AddressLine1 |
| City | NEW YORK | City |
| State | NY | State |
| ZIP Code | 10032 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant Or Contribution Purpose | CHARITABLE | GrantOrContributionPurposeTxt |
| Amt | $1,000,000 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,000,000 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $43,318 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $141,917 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $674,208 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $859,443 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $859,443 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Compensation Explanation CompensationExplanation
Compensation Explanation CompensationExplanationGrp (14 entries)
| CARLA HARRIS |
| JOAN STEINBERG |
| JEFF BRODSKY |
| AUDREY CHOI |
| MARY LOU PETERS |
| MARILYN BOOKER |
| CHARLES CHASIN |
| BILL MCMAHON |
| KATHLEEN MCCABE |
| JIM ROSENTHAL |
| SHELLEY O'CONNOR |
| MATT BERKE |
| C DAN EWELL |
| TIM NIDES |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (28 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ANHEUSER-BUSCH 1.5%DUE 7/14/11 | $99,997 | $100,570 |
| AT&T INC 2.5% DUE 8/15/15 | ||
| BHP FINANCE USA 1.125% DUE 11/21/14 | ||
| GEN ELEC CAP CRP SER A DUE 4/7/14 | $75,000 | $75,120 |
| GOOGLE INC 1.25% DUE 5/19/11 | ||
| HYDRO QUEBEC 2% DUE 6/30/16 | $74,986 | $77,010 |
| JOHN DEERE CAP 1.8% DUE 9/15/2016 | ||
| JP MORGAN CHASE 2.6% DUE 1/15/16 | $73,004 | $77,249 |
| NOVA SCOTIA 2.375% DUE 7/21/15 | ||
| TOYOTA MTR CRED 1.0% DUE 1/15/2017 | $150,668 | $151,016 |
| CONOCO PHIL CO 1.05% DUE 9/15/17 | $99,771 | $97,579 |
| GE CAP CRP SER A 2.9% DUE 1/9/17 | $75,680 | $78,298 |
| GEN DYNAMICS GLBL 1.146% DUE 5/15/13 | $99,376 | $96,892 |
| GOOGLE INC 2.125% DUE 5/19/16 | ||
| MICROSOFT SRUNS GLOB2.95%DUE 1/15/16 | ||
| PEPSICO INC 2.5% DUE 5/10/16 | $82,477 | $83,002 |
| TARGET CORP 1.125% DUE 7/18/14 | ||
| MANITOBA 1.3% DUE 4/3/17 | $174,648 | $176,396 |
| ONTARIO PROVINCE 1.65% DUE 9/27/19 | ||
| PROVINCE ALBERTA CAN 1%DUE 6/21/17 | $201,104 | $199,630 |
| NIPPON TEL AND TEL | $149,798 | $148,194 |
| APPLE INC .45% DUE 5/3/16 | $99,819 | $99,274 |
| NYSE EURONEXT GLOBAL 2% DUE 10/5/17 | $74,588 | $75,098 |
| EMC CORP 1.875% DUE 6/1/18 | $100,266 | $98,864 |
| MICROSOFT CORP 1.625% DUE 12/6/18 | $173,990 | $172,615 |
| WELLS FARGO 5.125% DUE 9/15/16 | $109,414 | $110,073 |
| CNOOC FIN 2013L 1.125% DUE 5/9/16 | $199,988 | $199,264 |
| ROYAL BNK OF CANADA 1.5% DUE 1/16/18 | $74,906 | $73,535 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (65 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ETFS PHY PLDM | $21,700 | $26,456 |
| ETFS PHY PTNM | $21,944 | $17,406 |
| GREENHAVEN CONT CMDTY | $109,510 | $100,230 |
| ISHARES BARCLAYS AGG BOND FUND | ||
| ISHARES IBOXX INV GRADE CORP | ||
| ISHARES SILVER TRUST | $18,272 | $12,068 |
| ISHARES TR S&P SMCP 600 INDEX FUND | $324,528 | $567,585 |
| MSIF ACTIVE INTERNATIONAL ALLOCATION | ||
| MSIF EMERGING MARKETS | $1,440,981 | $1,316,575 |
| MSIF INTERNATIONAL EQUITY | $1,782,089 | $1,711,245 |
| MSIF U.S. LARGE GROWTH | $1,044,937 | $2,120,568 |
| POWERSHARES DB AGRICULTURAL | $109,560 | $99,425 |
| POWERSHARES DB CMDTY INDX | $109,580 | $115,470 |
| SPDR GOLD TRUST | $39,515 | $32,514 |
| SPDR S&P 500 ETF TRUST | $2,744,494 | $4,301,430 |
| SPDR S&P MIDCAP 400 ETU SER 1 | $876,916 | $1,429,547 |
| AIA GROUP LTD SPON ADR | $35,354 | $40,502 |
| LAIR LIQUIDE AR | $38,574 | $44,853 |
| ALLIANZE SE ADR | $37,128 | $49,495 |
| ANHEUSER BUSCH INVEB SA SPON | $27,790 | $29,915 |
| ARM HOLDINGS PLC ADR | $28,425 | $37,108 |
| ATLAS COPCO AS A ADR | $24,268 | $23,664 |
| BAIDU INC ADR | $20,626 | $37,355 |
| BANCO BILBAO VIZ ARG SA ADR | $19,493 | $27,208 |
| BAYERISCHE MOTOREN WERKE AG | $27,164 | $34,462 |
| BG GROUP PLC | $21,070 | $26,679 |
| BUNGE LTD | $27,237 | $30,381 |
| CANADIAN NATIONAL RAILWAY CO | $25,821 | $29,650 |
| COCHLEAR LTD ADR | $17,454 | $12,916 |
| CSL LTD ADR | $25,142 | $24,924 |
| DASSAULT SYSTEMS SA ADR | $46,605 | $49,720 |
| DBS GROUP HOLDINGS LTD ADR | $20,656 | $21,708 |
| FANUC CORPORATION ADR | $39,822 | $46,925 |
| FRESENIUS MEDICAL CARE AG & CO | $27,562 | $28,784 |
| GAZPROM OAO ADR | $12,981 | $13,148 |
| HONG KONG EXCHANGES & CLEARING | $15,675 | $16,590 |
| ICICI BANK LTD | $29,230 | $25,647 |
| IMPERIAL OIL LTD | $18,852 | $20,346 |
| ITAU UNIBANCO HOLDING ADR | $41,837 | $36,178 |
| JGC CORP ADR | $28,414 | $40,378 |
| LOREAL CO ADR | $34,644 | $38,314 |
| LVMH MOET HENNESSY LOUIS VUITTON | $16,130 | $17,202 |
| MITSUBISHI ESTATE CO LTD TOKYO ADR | $22,629 | $22,726 |
| MONOTARO CO LTD ADR | $6,996 | $6,351 |
| MTN GROUP LTD SPONS ADR | $11,839 | $14,070 |
| NESTLE SA SPONS ADR | $54,368 | $55,192 |
| NOKIAN TYRES OYJ UNSPON ADR | $20,320 | $21,822 |
| NOVO NORDISK AS ADR | $15,909 | $17,737 |
| PETROLEO BRA SA ADR | $11,206 | $9,370 |
| ROCHE HOLDING AG ADR | $39,074 | $47,034 |
| SAP AG WALLDORF ADR | $56,253 | $60,998 |
| SASOL LIMITED SPONSORED ADR | $11,509 | $12,857 |
| SCHLUMBERGER LTD | $26,364 | $31,538 |
| SCHNEIDER ELEC SA ADR | $30,157 | $36,153 |
| SONOVA HLDG AG ADR | $14,886 | $16,678 |
| SVENSKA HANDELSBANKEN ADR | $14,378 | $16,536 |
| SWATCH GROUP AG | $18,974 | $21,580 |
| SYSMEX CORP ADR | $28,679 | $27,905 |
| TAIWAN SMCNDCTR MFG ADR. | $38,978 | $39,467 |
| TESCO PLC SPONS ADR | $16,723 | $16,166 |
| TURKIYE GARANTI BANKASI ADR | $30,659 | $18,361 |
| UNICHARM CORP SPONSORED ADR | $31,959 | $31,470 |
| UNILEVER PLC ADR | $16,463 | $16,068 |
| WPP PLC ST HELIER ADR | $35,889 | $51,687 |
| XINYI GLASS HLDGS LTD ADR | $6,399 | $9,022 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $657,351 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $649,153 | USGovtObligationsEOYFMVAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description | COST BASIS ADJUSTMENTS | Description |
| Amount | $74,981 | Amount |