WILLIAM & ELAINE KAPLAN FAMILY CHARITABLE FOUNDATION: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- WILLIAM & ELAINE KAPLAN FAMILY CHARITABLE FOUNDATION (EIN 22-2470361)
- Tax period
- 2019-01-01 to 2019-12-31
- Filed
- 2020-11-16
- IRS object ID
- 202023219349106222
- Schema version
- 2019v5.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2020-11-16T16:18:14-06:00 | ReturnTs |
| Tax Period End | 2019-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 271728945 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PKF O'CONNOR DAVIES LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 665 FIFTH AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100225342 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 222470361 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE WILLIAM AND ELAINE KAPLAN FAMILY | BusinessNameLine1Txt |
| Business Name Line2 | PRIVATE FOUNDATION | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | WILL | BusinessNameControlTxt |
| Phone | 8455655400 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | CO PKFOD LLP 32 FOSTERTOWN RD | AddressLine1Txt |
| City | NEWBURGH | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 125501279 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | DAVID MARKS | PersonNm |
| Person Title | TREASURER | PersonTitleTxt |
| Phone | 8455655400 | PhoneNum |
| Signature | 2020-11-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | THOMAS F BLANEY CPA CFE | PreparerPersonNm |
| PTIN | P00234022 | PTIN |
| Phone | 2122862600 | PhoneNum |
| Preparation | 2020-11-13 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 104.162.82.251 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2020-11-16 | IPDt |
| IP Tm | 15:39:13 | IPTm |
| IP Timezone | ES | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 8014D1ED4C8A2356BC16CA1BD647B715D864CCDB | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2021-04-22 16:20:28Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $60,397,758 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $14,842 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $14,842 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $1,038,474 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,083,583 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,633,602 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $14,005,893 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $2,626,096 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $2,499 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $327 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $2,689,417 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $3,724,848 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $60,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $60,000 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $48,266 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $48,266 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $36,000 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $36,000 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $166,810 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $129,810 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $37,000 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $159,526 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $0 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Occupancy Rev And Expnss | $50,800 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $0 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $50,800 | OccupancyDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $18,337 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $22,557 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $18,127 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $539,739 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $152,367 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $250,193 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $2,481,022 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $2,481,022 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $3,020,761 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $152,367 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $2,731,215 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$331,344 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $3,572,481 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $60,374 | CashBOYAmt |
| Cash EOY | $71,657 | CashEOYAmt |
| Cash EOYFMV | $71,657 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $583,227 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $858,441 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $858,441 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $2,696,701 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $0 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $0 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $458,448 | CorporateStockBOYAmt |
| Corporate Stock EOY | $882,630 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $1,002,499 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $5,926,490 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $8,637,650 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $8,812,426 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $41,641,783 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $40,585,301 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $49,652,735 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $51,367,023 | TotalAssetsBOYAmt |
| Total Assets EOY | $51,035,679 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $60,397,758 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $51,367,023 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $51,035,679 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $51,367,023 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $51,035,679 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $51,367,023 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $51,035,679 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $51,367,023 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$331,344 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $51,035,679 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $51,035,679 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (30 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | $11,908,570 | $10,191,782 | $1,716,788 | $1,716,788 | |
| GOLDENTREEE OFFSHORE LTD. | $979,768 | $437,275 | $542,493 | $542,493 | P |
| LOCUST WOOD CAPITAL OFFSHORE, LTD. | $1,092,544 | $950,000 | $142,544 | $142,544 | P |
| AESSF III PRIVATE INVESTORS OFFSHORE, L.P. | -$1,257 | -$1,257 | P | ||
| AIF VIII PRIVATE INVESTORS OFFSHORE, L.P. | -$2,641 | -$2,641 | P | ||
| BCP VI PRIVATE INVESTORS OFFSHORE, LP | -$11,439 | -$11,439 | P | ||
| BLACKSTONE GSO PRIVATE INVESTORS, L.P. (OFFSHORE) | $1,319 | $1,319 | P | ||
| BSREP II (BROOKFIELD) PRIVATE INVESTORS OFFSHORE, L.P. | -$2,983 | -$2,983 | P | ||
| CCMP III PRIVATE INVESTORS OFFSHORE, L.P. | -$723 | -$723 | P | ||
| CERBERUS VI PRIVATE INVESTORS OFFSHORE, L.P. | -$1,924 | -$1,924 | P | ||
| COATUE EARLY STAGE FUND PRIVATE INVESTORS (CAYMAN), L.P. | -$17,046 | -$17,046 | P | ||
| GIF V PRIVATE INVESTORS OFFSHORE LP | $175,740 | $175,740 | P | ||
| GSO PRIVATE INVESTORS OFFSHORE III | -$2,464 | -$2,464 | P | ||
| HIGHBRIDGE MEZZANINE PARTNERS, L.P. (OFFSHORE) | $24,722 | $24,722 | P | ||
| HPS MEZZANINE PRIVATE INVESTORS OFFSHORE II L.P. | $44,052 | $44,052 | P | ||
| HPS MEZZANINE PRIVATE INVESTORS OFFSHORE 2019 L.P. | -$16,714 | -$16,714 | P | ||
| KKR ASIAN FUND PRIVATE INVESTORS OFFSHORE L.P. | $14,119 | $14,119 | P | ||
| KKR ASIAN FUND II PRIVATE INVESTORS OFFSHORE, L.P. | -$8,919 | -$8,919 | P | ||
| LC ASIA 3 PRIVATE INVESTORS OFFSHORE | $4,520 | $4,520 | P | ||
| LION CAPITAL II PRIVATE INVESTORS OFFSHORE, L.P. | -$806 | -$806 | P | ||
| PEG DIGITAL GROWTH FUND OFFSHORE SPECIAL II LP | -$13,072 | -$13,072 | P | ||
| PEG DIGITAL GROWTH FUND OFFSHORE LP | $1,046 | $1,046 | P | ||
| PROVIDENCE VIII PRIVATE INVESTORS OFFSHORE, L.P. | -$17,892 | -$17,892 | P | ||
| PROVIDENCE VII PRIVATE INVESTORS, LP (OFFSHORE) | -$682 | -$682 | P | ||
| RIVERSTONE GLOBAL ENERGY AND POWER OFFSHORE IV, LP | $1,308 | $1,308 | P | ||
| RIVERSTONE GLOBAL ENERGY AND POWER PRIVATE INVESTORS V, LP (OFFSHORE) | -$22,496 | -$22,496 | P | ||
| SLA PRIVATE INVESTORS OFFSHORE | $376 | $376 | P | ||
| STARWOOD SOF XI PRIVATE INVESTORS OFFSHORE 2, L.P. | -$1,850 | -$1,850 | P | ||
| THRU SCHEDULE K-1'S | $54,966 | $54,966 | P | ||
| CAPITAL GAINS DIVIDENDS | $25,011 | $25,011 | $25,011 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $2,626,096 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $2,939,449 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $59,870,956 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.049096 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $3,966,349 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $59,130,718 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.067078 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $4,199,913 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $55,079,115 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.076252 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $2,994,876 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $34,500,782 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.086806 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $4,309,757 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $61,287,117 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.070321 | DistributionYr5Rt |
| Total Distribution | 0.349553 | TotalDistributionRt |
| Average Distribution | 0.069911 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $59,089,298 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $4,130,992 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $35,725 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $4,166,717 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $2,731,215 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $71,450 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $71,450 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $71,450 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $75,000 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $60,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $135,000 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $1,273 | EsPenaltyAmt |
| Overpayment | $62,277 | OverpaymentAmt |
| Applied To ES Tax | $62,277 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DAVID MARKS TREASURER | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 8455655400 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O PKFOD LLP 32 FOSTERTOWN RD | AddressLine1Txt |
| City | NEWBURGH | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 125501279 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (1) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (10 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| WILLIAM KAPLAN | ||||||||
| C/O PKFOD LLP 32 FOSTERTOWN RD | NEWBURGH | NY | 125501279 | DIRECTOR, CHAIRMAN | 1.00 | $0 | $0 | $0 |
| JOAN P KAPLAN | ||||||||
| C/O PKFOD LLP 32 FOSTERTOWN RD | NEWBURGH | NY | 125501279 | DIRECTOR, PRESIDENT | 8.00 | $60,000 | $0 | $0 |
| AMY KAPLAN | ||||||||
| C/O PKFOD LLP 32 FOSTERTOWN RD | NEWBURGH | NY | 125501279 | DIRECTOR, VICE PRESIDENT | 1.00 | $0 | $0 | $0 |
| DAVID MARKS | ||||||||
| C/O PKFOD LLP 32 FOSTERTOWN RD | NEWBURGH | NY | 125501279 | DIRECTOR, TREASURER | 1.00 | $0 | $0 | $0 |
| RICHARD J DRAKE ESQ | ||||||||
| C/O PKFOD LLP 32 FOSTERTOWN RD | NEWBURGH | NY | 125501279 | DIRECTOR, SECRETARY | 1.00 | $0 | $0 | $0 |
| DR HAROLD KAPLAN | ||||||||
| C/O PKFOD LLP 32 FOSTERTOWN RD | NEWBURGH | NY | 125501279 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| A VINCENT MAZZIE | ||||||||
| C/O PKFOD LLP 32 FOSTERTOWN RD | NEWBURGH | NY | 125501279 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| JAMES O'DONNELL | ||||||||
| C/O PKFOD LLP 32 FOSTERTOWN RD | NEWBURGH | NY | 125501279 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| SISTER ANN SAKAC | ||||||||
| C/O PKFOD LLP 32 FOSTERTOWN RD | NEWBURGH | NY | 125501279 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| GLEN L HELLER ESQ | ||||||||
| C/O PKFOD LLP 32 FOSTERTOWN RD | NEWBURGH | NY | 125501279 | ASSISTANT SECRETARY | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JPMORGAN CHASE | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1111 POLARIS PARKWAY | AddressLine1Txt |
| City | COLUMBUS | CityNm |
| State Abbreviation | OH | StateAbbreviationCd |
| ZIP | 43240 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT ADVISORY | ServiceTypeTxt |
| Compensation | $129,810 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $59,183,252 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $805,883 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $59,989,135 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $59,989,135 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $899,837 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $59,089,298 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $2,954,465 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $2,954,465 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $71,450 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $71,450 | TotalTaxAmt |
| Distributable Before Adj | $2,883,015 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $2,883,015 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $2,883,015 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $2,731,215 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $2,731,215 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $2,731,215 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $2,883,015 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $1,459,246 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr3 | $1,476,497 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $1,056,258 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $63,018 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $4,055,019 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $2,731,215 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $2,731,215 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $151,800 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $151,800 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $3,903,219 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $1,307,446 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $2,595,773 | ExcessDistriCyovToNextYrAmt |
| Excess From Year3 | $1,476,497 | ExcessFromYear3Amt |
| Excess From Year2 | $1,056,258 | ExcessFromYear2Amt |
| Excess From Year1 | $63,018 | ExcessFromYear1Amt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (60 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| ACCESS SUPPORTS FOR LIVING FOUNDATION | ||||||||
| 15 FORTUNE ROAD WEST | MIDDLETOWN | NY | 10941 | N/A | PC | OPERATING SUPPORT | $11,000 | |
| BEST BAPTIST TEMPLE CHURCH | ||||||||
| 7 WILLIAM STREET | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $650 | |
| BETHEL WOODS CENTER FOR THE ARTS | ||||||||
| 200 HURD ROAD | BETHEL | NY | 12720 | N/A | PC | OPERATING SUPPORT | $7,010 | |
| BOYS AND GIRLS CLUB NEWBURGH | ||||||||
| 285 LIBERTY STREET | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $200 | |
| CARE DIMENSIONS | ||||||||
| 75 SYLVAN STREET SUITE B-102 | DANVERS | MA | 01923 | N/A | PC | OPERATING SUPPORT | $50,000 | |
| CATHOLIC CHARITIES COMMUNITY SERVICES | ||||||||
| 280 BROADWAY | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $220 | |
| CENTER FOR PREVENTION CHILD ABUSE | ||||||||
| 35 VAN WAGNER ROAD | POUGHKEEPSIE | NY | 12603 | N/A | PC | OPERATING SUPPORT | $2,500 | |
| COLUMBIA UNIVERSITY | ||||||||
| 213 LOW LIBRARY 535 WEST 116TH | NEW YORK | NY | 10027 | N/A | PC | OPERATING SUPPORT | $5,000 | STREET |
| COMMUNITY FOUNDATION OF ORANGE & SULLIVAN | ||||||||
| 30 SCOTTS CORNERS DRIVE SUITE 203 | MONTGOMERY | NY | 12549 | N/A | PC | OPERATING SUPPORT | $21,000 | |
| CONGREGATION AGUDAS ISRAEL | ||||||||
| 290 NORTH STREET | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $75,000 | |
| CORNERSTONE FAMILY HEALTHCARE | ||||||||
| 147 LAKE STREET | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $110,000 | |
| EDUCATION FOUNDATION OF OCCC | ||||||||
| 115 SOUTH STREET | MIDDLETOWN | NY | 10940 | N/A | PC | OPERATING SUPPORT | $500,000 | |
| FIRST REFORMED CHURCH OF FISHKILL | ||||||||
| 1153 MAIN STREET | FISHKILL | NY | 12524 | N/A | PC | OPERATING SUPPORT | $550 | |
| FOOD BANK OF THE HUDSON VALLEY | ||||||||
| 195 HUDSON STREET | CORNWALLONHUDSON | NY | 12520 | N/A | PC | OPERATING SUPPORT | $6,500 | |
| FOR BETTER LIVES WORLDWIDE INC | ||||||||
| PO BOX 9 | WASHINGTONVILLE | NY | 10992 | N/A | PC | OPERATING SUPPORT | $1,000 | |
| FOUNDATION FOR NEUROLOGIC DISEASES | ||||||||
| 10 STATE STREET | NEWBURYPORT | MA | 01950 | N/A | PC | OPERATING SUPPORT | $200,000 | |
| GARRISON ART CENTER | ||||||||
| 23 GARRISONS LANDING | GARRISON | NY | 10524 | N/A | PC | OPERATING SUPPORT | $550 | |
| GREATER NEWBURGH SYMPHONY ORCHESTRA | ||||||||
| 211 DUPONT AVENUE | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $14,500 | |
| GUIDING EYES FOR THE BLIND | ||||||||
| 611 GRANITE SPRINGS ROAD | YORKTOWN HEIGHTS | NY | 10598 | N/A | PC | OPERATING SUPPORT | $3,500 | |
| HOSPICE OF ORANGE & SULLIVAN COUNTIES | ||||||||
| 800 STONY BROOK COURT | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $74,435 | |
| HUDSON HIGHLANDS NATURE MUSEUM | ||||||||
| 120 MUSER DRIVE | CORNWALL | NY | 12518 | N/A | PC | OPERATING SUPPORT | $1,000 | |
| INSPIRE FOUNDATION | ||||||||
| 2 FLETCHER STREET | GOSHEN | NY | 10924 | N/A | PC | OPERATING SUPPORT | $2,850 | |
| JEWISH FAMILY SERVICE OF ORANGE COUNTY | ||||||||
| 720 ROUTE 17M | MIDDLETOWN | NY | 10940 | N/A | PC | OPERATING SUPPORT | $500 | |
| JUVENILE DIABETES RESEARCH FOUNDATION | ||||||||
| 200 VESEY STREET 28TH FLOOR | NEW YORK | NY | 10281 | N/A | PC | OPERATING SUPPORT | $10,300 | |
| KOL YISRAEL | ||||||||
| 429 MIDDLE NECK ROAD | GREAT NECK | NY | 11023 | N/A | PC | OPERATING SUPPORT | $369,000 | |
| LATINOS UNIDOS OF THE HUDSON VALLEY INC | ||||||||
| PO BOX 3281 | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $400 | |
| LIBERTY SCIENCE CENTER | ||||||||
| 222 JERSEY CITY BOULEVARD | JERSEY CITY | NJ | 07305 | N/A | PC | OPERATING SUPPORT | $2,500 | |
| MEALS ON WHEELS OF GREATER NEWBURGH | ||||||||
| 35 CERONE PLACE | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $1,500 | |
| METROPOLITAN MUSEUM OF ART | ||||||||
| 1000 5TH AVENUE | NEW YORK | NY | 10028 | N/A | PC | OPERATING SUPPORT | $600 | |
| MOUNT SAINT MARY COLLEGE | ||||||||
| 330 POWELL AVENUE | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $561,600 | |
| NATIONAL PURPLE HEART HALL OF HONOR | ||||||||
| 374 TEMPLE HILL ROAD | NEW WINDSOR | NY | 12553 | N/A | PC | OPERATING SUPPORT | $500 | |
| NEW MILFORD HIGH SCHOOL ATHLETICS | ||||||||
| 388 DANBURY ROAD | NEW MILFORD | CT | 06776 | N/A | PC | OPERATING SUPPORT | $1,000 | |
| NEWBURGH ARMORY UNITY CENTER | ||||||||
| 321 SOUTH WILLIAM STREET | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $221,000 | |
| NEWBURGH FIREFIGHTER BENEVOLENT ASSOCIATION | ||||||||
| PO BOX 1513 | NEWBURGH | NY | 12551 | N/A | PC | OPERATING SUPPORT | $2,500 | |
| NEWBURGH JEWISH COMMUNITY CENTER | ||||||||
| 290 NORTH STREET | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $3,550 | |
| NEWBURGH URBAN FARM & FOOD INC | ||||||||
| PO BOX 541 | NEWBURGH | NY | 12551 | N/A | PC | OPERATING SUPPORT | $500 | |
| NEWBURGH ZION LIONS | ||||||||
| 180 SOUTH STREET | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $7,500 | |
| ORANGE COUNTY ARTS COUNCIL | ||||||||
| 23 WHITE OAK DRIVE | CHESTER | NY | 10918 | N/A | PC | OPERATING SUPPORT | $42,500 | |
| ORANGE COUNTY CITIZENS FOUNDATION INC | ||||||||
| 23 WHITE OAK DRIVE | CHESTER | NY | 10918 | N/A | PC | OPERATING SUPPORT | $19,500 | |
| ORANGE COUNTY COMMUNITY COLLEGE | ||||||||
| ONE WASHINGTON CENTER | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $9,059 | |
| SACRED HEART-SAINT FRANCIS | ||||||||
| 301 ANN STREET | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $2,000 | |
| SAFE HARBORS OF THE HUDSON | ||||||||
| 111 BROADWAY | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $5,000 | |
| SCENIC HUDSON | ||||||||
| ONE CIVIC CENTER PLAZA SUITE 200 | POUGHKEEPSIE | NY | 12601 | N/A | PC | OPERATING SUPPORT | $5,000 | |
| ST JUDE'S CHILDREN'S RESEARCH HOSPITAL | ||||||||
| 501 ST JUDE PLACE | MEMPHIS | TN | 38105 | N/A | PC | OPERATING SUPPORT | $10,000 | |
| ST LUKE'S CORNWALL HOSPITAL | ||||||||
| 70 DUBOIS STREET | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $25,500 | |
| ST NICHOLAS GREEK ORTHODOX CHURCH | ||||||||
| 19 FULLERTON AVENUE | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $2,800 | |
| ST PATRICK'S MID-HUDSON PARADE COMMITTEE INC | ||||||||
| PO BOX 45 | CHESTER | NY | 10918 | N/A | PC | OPERATING SUPPORT | $1,000 | |
| STORM KING ART CENTER | ||||||||
| 1 MUSEUM ROAD | NEW WINDSOR | NY | 12553 | N/A | PC | OPERATING SUPPORT | $7,500 | |
| STORM KING SCHOOL | ||||||||
| 314 MOUNTAIN ROAD | CORNWALLONHUDSON | NY | 12520 | N/A | PC | OPERATING SUPPORT | $10,000 | |
| SUNY ORANGE FOUNDATION | ||||||||
| ONE WASHINGTON CENTER | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $30,400 | |
| TEMPLE BETH JACOB | ||||||||
| 290 NORTH STREET | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $800 | |
| THE ARC OF SULLIVAN-ORANGE COUNTIES | ||||||||
| 249 BROADWAY | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $250 | |
| THE JIMMY FUND | ||||||||
| PO BOX 3595 | BOSTON | MA | 02241 | N/A | PC | OPERATING SUPPORT | $18,000 | |
| TOWN OF NEWBURGH EMS | ||||||||
| 97 SOUTH PLANK ROAD | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $1,000 | |
| TROUT UNLIMITED | ||||||||
| 99 MERCER STREET SUITE 1 | JERSEY CITY | NJ | 07302 | N/A | PC | OPERATING SUPPORT | $1,000 | |
| TUSKEGEE AIRMEN INC MAJOR GENERAL IRIENE TROWELL-HARRIS CHAPTER | ||||||||
| 1032 FIRST STREET BUILDING 112 | NEW WINDSOR | NY | 12553 | N/A | PC | OPERATING SUPPORT | $1,300 | SUITE 118 |
| UNITED WAY OF THE DUTCHESS-ORANGE REGION | ||||||||
| 75 MARKET STREET | POUGHKEEPSIE | NY | 12601 | N/A | PC | OPERATING SUPPORT | $270 | |
| WALKWAY OVER THE HUDSON | ||||||||
| 87 HAVILAND ROAD | HIGHLAND | NY | 12528 | N/A | PC | OPERATING SUPPORT | $2,500 | |
| WENDY WALK FJC | ||||||||
| 11400 WEST OLYMPIC BOULEVARD SUITE | LOS ANGELES | CA | 90064 | N/A | PC | OPERATING SUPPORT | $10,000 | 600 |
| WOODSTOCK FARM SANCTURY | ||||||||
| 2 RESCUE ROAD | HIGH FALLS | NY | 12440 | N/A | PC | OPERATING SUPPORT | $5,228 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $2,481,022 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (11 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| ACCESS SUPPORTS FOR LIVING FOUNDATION | |||||||
| 15 FORTUNE ROAD WEST | MIDDLETOWN | NY | 10941 | N/A | PC | OPERATING SUPPORT | $800,000 |
| CARE DIMENSIONS | |||||||
| 75 SYLVAN STREET SUITE B-102 | DANVERS | MA | 01923 | N/A | PC | OPERATING SUPPORT | $250,000 |
| CORNERSTONE FAMILY HEALTHCARE | |||||||
| 147 LAKE STREET | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $100,000 |
| FOUNDATION FOR NEUROLOGICAL DISEASES | |||||||
| 10 STATE STREET | NEWBURYPORT | MA | 01950 | N/A | PC | OPERATING SUPPORT | $1,800,000 |
| KOL YISRAEL | |||||||
| 429 MIDDLE NECK ROAD | GREAT NECK | NY | 11023 | N/A | PC | OPERATING SUPPORT | $2,050,000 |
| MSMC - DOMINICAN CENTER | |||||||
| 330 POWELL AVENUE | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $2,500,000 |
| MSMC MATH SCI & TECH CTR | |||||||
| 330 POWELL AVENUE | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $2,700,000 |
| NATIONAL PURPLE HEART HALL OF HONOR | |||||||
| 374 TEMPLE HILL ROAD | NEW WINDSOR | NY | 12553 | N/A | PC | OPERATING SUPPORT | $150,000 |
| NEWBURGH ARMORY UNITY CENTER | |||||||
| 321 SOUTH WILLIAM STREET | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $75,000 |
| ORANGE COUNTY COMMUNITY COLLEGE - NEWBURGH CAMPUS | |||||||
| ONE WASHINGTON CENTER | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $4,500,000 |
| SUNY ORANGE FOUNDATION | |||||||
| ONE WASHINGTON CENTER | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $30,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $14,955,000 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $14,842 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,038,474 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,633,602 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | MISCELLANEOUS INCOME | Desc |
| Exclusion | 01 | ExclusionCd |
| Exclusion | $2,499 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $2,689,417 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $2,689,417 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING AND TAX RETURN PREPARATION | CategoryTxt |
| Amt | $36,000 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $36,000 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (266 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ABB FIN USA INC 2.875% 05/08/2022 (00037B-AB-8) 30,000 QTY | $31,052 | $30,622 |
| ABBVIE INC SR NTS 3.2% 11/06/2022 (00287Y-AP-4) 15,000 QTY | $15,132 | $15,388 |
| AETNA INCSR NTS 2.75% 11/15/2022 (008117-AP-8) 7,000 QTY | $6,726 | $7,110 |
| AFLAC INC SR NTS 3.625% 06/15/2023 (001055-AL-6) 10,000 QTY | $10,247 | $10,517 |
| AFLAC INCSR NTS 2.875% 10/15/2026 (001055-AQ-5) 15,000 QTY | $14,603 | $15,413 |
| AL PWR CO SR NTS 2.45% 03/30/2022 (010392-FQ-6) 20,000 QTY | $19,984 | $20,237 |
| ALLSTATE CORP SR NTS 3.15% 06/15/2023 (020002-AZ-4) 10,000 QTY | $10,276 | $10,379 |
| ALTRIA GROUP INC 2.95% 05/02/2023 (02209S-AP-8) 15,000 QTY | $14,676 | $15,313 |
| AMERICREDIT AUTO TR 2016-3 CL B 1.8% 10/08/2021 (03065D-AE-7) 35,000 QTY | $9,816 | $10,004 |
| AMERIPRISE FINANCIAL INC 2.875% 09/15/2026 (03076C-AH-9) 19,000 QTY | $18,980 | $19,402 |
| AMERIPRISE FINL INC SR NTS 3.7% 10/15/2024 (03076C-AG-1) 10,000 QTY | $10,222 | $10,673 |
| AMERIPRISE FINL INC SR NTS 3.7% 10/15/2024 (03076C-AG-1) 15,000 QTY | $15,244 | $16,009 |
| AMERN EXPRESS CO SR NTS 2.5% 08/01/2022 (025816-BM-0) 25,000 QTY | $24,979 | $25,286 |
| AMERN EXPRESS CO SR NTS 2.5% 08/01/2022 (025816-BM-0) 45,000 QTY | $43,258 | $45,515 |
| AMERN HONDA FIN SR NTS MTN 2.15% 09/10/2024 (02665W-DD-0) 35,000 QTY | $34,990 | $35,026 |
| APPLE INC SR NTS 2.1% 09/12/2022 (037833-DC-1) 15,000 QTY | $14,999 | $15,143 |
| APPLE INC SR NTS 2.85% 05/11/2024 (037833-CU-2) 5,000 QTY | $5,059 | $5,168 |
| APPLE INC SR NTS 3.25% 02/23/2026 (037833-BY-5) 16,000 QTY | $16,312 | $16,929 |
| APPLE INC SR NTS 3.45% 05/06/2024 (037833-AS-9) 45,000 QTY | $45,857 | $47,751 |
| ATMOS ENERGY CORP SR NTS 2.625% 09/15/2029 (049560-AR-6) 15,000 QTY | $14,991 | $15,122 |
| AVALONBAY COMMUNITIES 3.450% 06/01/2025 (05348E-AV-1) 15,000 QTY | $14,551 | $15,840 |
| AVALONBAY COMMUNITIES 3.450% 06/01/2025 (05348E-AV-1) 20,000 QTY | $20,850 | $21,120 |
| AVALONBAY COMMUNITIES MTN 3.200% 01/15/2028 (05348E-BC-2) 15,000 QTY | $14,940 | $15,644 |
| AXIS SPECIALTY FIN 5.875% 06/01/2020 (05463H-AA-9) 15,000 QTY | $15,209 | $15,236 |
| BAKER HUGHES LLC/CO-OBL SR 2.773% 12/15/2022 (05723K-AD-2) 15,000 QTY | $14,706 | $15,292 |
| BAKER HUGHES LLC/CO-OBL SR NTS 2.773% 12/15/2022 (05723K-AD-2) 25,000 QTY | $25,354 | $25,487 |
| BALTIMORE GAS & ELECTRIC 2.400% 08/15/2026 (059165-EG-1) 15,000 QTY | $14,246 | $14,877 |
| BANK OF AMERICA CORP MTN VAR RT 01/20/2023 (06051G-GE-3) 6,000 QTY | $6,012 | $6,118 |
| BANK OF AMERICA CORP MTN VAR RT 01/20/2023 (06051G-GE-3) 8,000 QTY | $8,016 | $8,158 |
| BANK OF AMERICA CORP VAR RT 01/23/2026 (06051G-GZ-6) 40,000 QTY | $41,289 | $41,819 |
| BANK OF AMERICA CORP VAR RT 07/21/2023 (06051G-GQ-6) 100,000 QTY | $100,039 | $101,608 |
| BANK OF AMERICA CORP VAR RT 07/21/2023 (06051G-GQ-6) 15,000 QTY | $15,006 | $15,241 |
| BB&T CORPORATION MTN 2.850% 10/26/2024 (05531F-BB-8) 45,000 QTY | $43,164 | $46,497 |
| BERKSHIRE HATHAWAY INC 2.750% 03/15/2023 (084670-BR-8) 45,000 QTY | $45,555 | $46,116 |
| BK OF AMER CORP SR MTN 3.5% 04/19/2026 (06051G-FX-2) 10,000 QTY | $9,660 | $10,625 |
| BK OF AMER CORP SR NTS MTN 3.3% 01/11/2023 (06051G-EU-9) 12,000 QTY | $12,181 | $12,403 |
| BK OF AMER CORP SR NTS MTN 3.875% 08/01/2025 (06051G-FS-3) 15,000 QTY | $15,481 | $16,108 |
| BK OF AMER CORP SR NTS MTN VAR RT 10/22/2025 (06051G-HW-2) 9,000 QTY | $9,000 | $9,052 |
| BK OF NOVA SCOTIA SR NTS 3.4% 02/11/2024 (064159-MK-9) 20,000 QTY | $20,695 | $20,941 |
| BK OF NOVA SCOTIA SR NTS 3.4% 02/11/2024 (064159-MK-9) 45,000 QTY | $46,055 | $47,116 |
| BK OF NY MELLON CORP SR NTS MTN 2.15% 02/24/2020 (06406H-CZ-0) 5,000 QTY | $4,992 | $5,000 |
| BLACKROCK INC SR NTS 3.5% 03/18/2024 (09247X-AL-5) 15,000 QTY | $15,442 | $15,946 |
| BOEING CO SR NTS 2.3% 08/01/2021 (097023-CL-7) 30,000 QTY | $29,999 | $30,162 |
| BOEING CO SR NTS 2.7% 02/01/2027 (097023-CM-5) 20,000 QTY | $19,946 | $20,255 |
| BOEING CO SR NTS 7.25% 06/15/2025 (097023-AM-7) 10,000 QTY | $11,901 | $12,377 |
| BOSTON PROPERTIES LP 4 1/8% MAY 15 2021 (10112R-AS-3) 15,000 QTY | $15,327 | $15,349 |
| BP CAP MARKETS AMER 3.224% 04/14/2024 (10373Q-AY-6) 60,000 QTY | $58,802 | $62,594 |
| BP CAP MARKETS AMER 4.5% 10/01/2020 (10373Q-AF-7) 25,000 QTY | $25,200 | $25,473 |
| BROOKFIELD FIN INC 4.0% 04/01/2024 (11271R-AA-7) 15,000 QTY | $14,840 | $16,076 |
| BURLINGTN NORTH SANTA FE 3.05% MAR 15 2022 (12189L-AH-4) 20,000 QTY | $19,437 | $20,448 |
| CA REP AUTO TR 2016-1 CL A4 2.24% 10/15/2021 (13057B-AD-2) 50,000 QTY | $11,229 | $11,167 |
| CANADIAN IMPERIAL BK SR NTS 3.5% 09/13/2023 (13607R-AD-2) 15,000 QTY | $15,296 | $15,749 |
| CAP ONE FINL CO SR NTS 3.05% 03/09/2022 (14040H-BL-8) 15,000 QTY | $15,020 | $15,309 |
| CARMAX AUTO OWNER TR 2016-4 CL A3 1.4% 08/15/2021 (14312Q-AC-0) 50,000 QTY | $11,116 | $11,250 |
| CARMAX AUTO OWNER TR 2018-1 CL A3 2.48% 11/15/2022 (14314A-AC-3) 55,000 QTY | $55,131 | $55,217 |
| CHARLES SCHWAB CORP SR NTS 3.2% 01/25/2028 (808513-AU-9) 10,000 QTY | $10,030 | $10,495 |
| CHARLES SCHWAB CORP SR NTS 3.225% 09/01/2022 (808513-AG-0) 5,000 QTY | $5,192 | $5,160 |
| CITIGROUP INC SR NTS 3.2% 10/21/2026 (172967-KY-6) 95,000 QTY | $93,927 | $98,467 |
| CITIGROUP INC SR NTS VAR RT 04/24/2025 (172967-MF-5) 5,000 QTY | $5,000 | $5,200 |
| CITIGROUP INC SR NTS VAR RT 07/24/2023 (172967-LM-1) 15,000 QTY | $14,968 | $15,260 |
| CME GROUP INC 3.000% 03/15/2025 (12572Q-AG-0) 20,000 QTY | $19,878 | $20,760 |
| COMCAST CORP 2.350% 01/15/2027 (20030N-BW-0) 20,000 QTY | $18,314 | $19,960 |
| COMCAST CORP 3.150% 03/01/2026 (20030N-BS-9) 15,000 QTY | $15,461 | $15,711 |
| COMCAST CORP 3.150% 03/01/2026 (20030N-BS-9) 2,000 QTY | $1,880 | $2,095 |
| COMCAST CORP 3.375% 02/15/2025 (20030N-BL-4) 20,000 QTY | $19,585 | $21,089 |
| COMCAST CORP 3.95% 10/15/2025 (20030N-CS-8) 3,000 QTY | $2,996 | $3,272 |
| COMERICA INC SR NTS 3.7% 07/31/2023 (200340-AS-6) 15,000 QTY | $15,115 | $15,789 |
| COMERICA INC SR NTS 3.7% 07/31/2023 (200340-AS-6) 30,000 QTY | $30,231 | $31,578 |
| COOPERATIEVE RABOBANK UA MTN 3.875% 02/08/2022 (21685W-DD-6) 25,000 QTY | $25,442 | $26,027 |
| COOPERATIEVE RABOBANK UA MTN 3.875% 02/08/2022 (21685W-DD-6) 45,000 QTY | $45,796 | $46,848 |
| CT LT & PWR 3.2% 03/15/2027 (207597-EJ-0) 15,000 QTY | $14,949 | $15,829 |
| DEUTSCHE BK AG SR NTS MTN 3.375% 05/12/2021 (25152R-5F-6) 10,000 QTY | $10,018 | $10,077 |
| DOMINION ENERGY GAS HLDG SR NTS 3.55% 11/01/2023 (257375-AE-5) 15,000 QTY | $14,894 | $15,544 |
| DRIVE AUTO TR 2018-2 CL C 3.63% 08/15/2024 (26208J-AF-0) 40,000 QTY | $38,281 | $38,161 |
| DTE ELEC CO 2.65% 06/15/2022 (250847-EJ-5) 5,000 QTY | $4,933 | $5,076 |
| DUKE ENERGY FL LLC 2.5% 12/01/2029 (26444H-AH-4) 50,000 QTY | $49,974 | $49,928 |
| ELI LILLY & CO SR NTS 3.375% 03/15/2029 (532457-BV-9) 20,000 QTY | $19,969 | $21,546 |
| ENTERGY ARKANSAS INC 3.050% 06/01/2023 (29364D-AR-1) 13,000 QTY | $13,036 | $13,349 |
| EQUINOR ASA 2.9% 11/08/2020 (85771P-AP-7) 3,000 QTY | $2,999 | $3,025 |
| ERP OPER LP SR NTS 3.0% 04/15/2023 (26884A-BA-0) 15,000 QTY | $15,210 | $15,439 |
| ERP OPER LP SR NTS 3.0% 04/15/2023 (26884A-BA-0) 30,000 QTY | $30,420 | $30,879 |
| EXXON MOBIL CORP SR NTS 3.043% 03/01/2026 (30231G-AT-9) 14,000 QTY | $14,000 | $14,674 |
| FHLMC 1644 CL K 6.75% 12/15/2023 (3133T3-BU-1) 169,000 QTY | $5,568 | $5,276 |
| FHLMC 2177 CL FHVAR RT 08/15/2029 (3133TL-PN-2) 5,000,000 QTY | $21,864 | $22,115 |
| FHLMC 2594 CL YA 4.0% 04/15/2023 (31393Q-4P-4) 5,000,000 QTY | $937 | $923 |
| FHLMC 2626 CL YC FHLMC 2626 CL YC (31393V-KE-0) 213,000 QTY | $22,174 | $21,808 |
| FHLMC 2696 CL DG 5.5% 10/15/2033 (31394K-R8-9) 100,000 QTY | $45,628 | $45,669 |
| FHLMC 2697 CL LG 4.5% 10/15/2023 (31394J-YA-9) 760,000 QTY | $53,235 | $51,407 |
| FHLMC 3237 CL CD 5.5% 09/15/2036 (31397C-DQ-9) 44,000 QTY | $49,445 | $49,739 |
| FHLMC 3249 CL CB 4.25% 12/15/2036 (31397E-DF-9) 1,354,897 QTY | $78,050 | $79,007 |
| FHLMC 3393 CL BY 5.5% 11/15/2037 (31397P-G5-3) 179,600 QTY | $24,725 | $25,518 |
| FHLMC 3664 CL DA 4.0% 11/15/2037 (31398Q-4F-1) 320,000 QTY | $101,691 | $103,987 |
| FHLMC 4213 CL VE 3.5% 06/15/2026 (3137B3-3G-1) 85,000 QTY | $48,480 | $48,406 |
| FHLMC 4274 CL PN 3.5% 10/15/2035 (3137B5-VK-6) 525,000 QTY | $133,674 | $135,965 |
| FHLMC GOLD B18276 4.5% 04/01/20 (312971-FR-0) 365,000 QTY | $645 | $631 |
| FHLMC GOLD B19825 5% 08/01/20 (312972-4J-8) 800,000 QTY | $2,100 | $2,054 |
| FHLMC GOLD D94917 7% 08/01/21 (3128DY-PA-9) 511,332 QTY | $5,178 | $4,701 |
| FHLMC GOLD G11720 4.5% 08/01/20 (31283K-4D-7) 250,000 QTY | $232 | $226 |
| FHLMC GOLD G11728 5.5% 02/01/20 (31283K-4M-7) 250,000 QTY | $1 | $1 |
| FHLMC GOLD G11773 5% 10/01/20 (31283K-6J-2) 630,000 QTY | $1,228 | $1,186 |
| FHLMC GOLD G12185 5% 04/01/21 (3128M1-J6-7) 915,000 QTY | $3,520 | $3,395 |
| FHLMC GOLD G12255 5.5% 07/01/21 (3128M1-MC-0) 355,000 QTY | $2,222 | $2,071 |
| FHLMC GOLD G12277 6% 08/01/21 (3128M1-M2-2) 790,000 QTY | $4,387 | $4,104 |
| FHLMC GOLD G12381 5% 09/01/21 (3128M1-RA-9) 610,000 QTY | $3,578 | $3,440 |
| FHLMC GOLD G12710 5.5% 07/01/22 (3128MB-GT-8) 800,000 QTY | $9,739 | $9,312 |
| FHLMC POOL POOL ZK3791 3.0% 12/01/2026 (3131X7-F8-6) 200,000 QTY | $43,982 | $44,315 |
| FHLMC R003 CL ZA 5.5% 10/15/2035 (31396C-3Y-4) 200,000 QTY | $80,176 | $82,027 |
| FIFTH THIRD BANCORP 2.875% 07/27/2020 (316773-CT-5) 15,000 QTY | $15,054 | $15,062 |
| FNMA 2003-33 CL PG 5.5% 05/25/2033 (31393B-GN-9) 498,000 QTY | $96,716 | $97,971 |
| FNMA 2005-68 CL GC 5.0% 07/25/2035 (31394E-2Q-0) 115,000 QTY | $38,112 | $37,032 |
| FNMA 2005-70 CL KP 5.0% 06/25/2035 (31394E-X6-0) 119,000 QTY | $137,743 | $135,337 |
| FNMA 2008-60 CL A 5.0% 07/25/2038 (31397L-K4-0) 1,300,000 QTY | $79,295 | $83,176 |
| FNMA 2010-19 CL PB 3.0% 12/25/2039 (31398M-XL-5) 1,010,000 QTY | $9,165 | $9,058 |
| FNMA 2010-98 CL BH 5.5% 09/25/2040 (31398N-DR-2) 1,500,000 QTY | $26,487 | $27,256 |
| FNMA 831304 5.5% 01/01/21 (31407H-RZ-1) 365,000 QTY | $2,727 | $2,518 |
| FNMA 845159 4.5% 01/01/21 (31407Y-5U-9) 412,408 QTY | $1,396 | $1,363 |
| FNMA 889717 5.5% 12/01/21 (31410K-PA-6) 490,000 QTY | $3,891 | $3,647 |
| FNMA 890231 5% 07/01/25 (31410L-A8-5) 255,000 QTY | $20,879 | $19,950 |
| FNMA 945910 5.5% 08/01/37 (31413H-KX-5) 1,000,000 QTY | $5,743 | $5,532 |
| FNMA 962034 5% 03/01/23 (31414C-HK-7) 625,000 QTY | $16,481 | $15,762 |
| FNMA 995264 6.5% 12/01/23 (31416B-TV-0) 250,000 QTY | $8,749 | $8,152 |
| FNMA AE0019 5% 07/01/20 (31419A-AV-9) 100,000 QTY | $2 | $2 |
| GEN DYNAMICS CORP 3.875% 07/15/2021 (369550-AR-9) 10,000 QTY | $10,201 | $10,269 |
| GEN DYNAMICS CORP 3.875% 07/15/2021 (369550-AR-9) 15,000 QTY | $15,301 | $15,404 |
| GEN ELEC CO SR NTS MTN 3.15% 09/07/2022 (36962G-6F-6) 13,000 QTY | $13,296 | $13,284 |
| GEN ELEC CO SR NTS MTN 4.625% 01/07/2021 (36962G-4Y-7) 10,000 QTY | $10,207 | $10,223 |
| GEN ELEC CO SR NTS MTN 4.625% 01/07/2021 (36962G-4Y-7) 35,000 QTY | $35,809 | $35,779 |
| GILEAD SCIENCES INC 3.250% 09/01/2022 (375558-BC-6) 15,000 QTY | $15,273 | $15,498 |
| GILEAD SCIENCES INC 3.700% 04/01/2024 (375558-AW-3) 45,000 QTY | $45,929 | $47,689 |
| GNMA 2009-78 CL NC 5.0% 09/20/2039 (38376F-UV-2) 38,000 QTY | $36,421 | $37,070 |
| GNMA 2012-140 CL VW 3.0% 07/20/2042 (38378G-EK-0) 100,000 QTY | $50,272 | $51,398 |
| GNMA 721420 4% 09/15/24 (3620A7-PD-1) 204,000 QTY | $22,139 | $21,737 |
| GOLDMAN SACHS GROUP INC 4.25% 10/21/2025 (38141G-VR-2) 3,000 QTY | $2,979 | $3,255 |
| GOLDMAN SACHS GROUP INC SR 3.85% 01/26/2027 (38141G-WB-6) 75,000 QTY | $78,468 | $79,764 |
| GOLDMAN SACHS GROUP INC SR NTS 3.0% 04/26/2022 (38141G-WC-4) 20,000 QTY | $19,557 | $20,246 |
| GOLDMAN SACHS GROUP INC SR NTS 3.5% 01/23/2025 (38148L-AC-0) 5,000 QTY | $4,998 | $5,242 |
| GOLDMAN SACHS GROUP INC SR NTS VAR RT 07/24/2023 (38141G-WM-2) 10,000 QTY | $9,745 | $10,177 |
| HALLIBURTON CO SR NTS 3.25% 11/15/2021 (406216-AZ-4) 15,000 QTY | $15,175 | $15,300 |
| HOME DEPOT INC 2.125% 09/15/2026 (437076-BN-1) 35,000 QTY | $32,497 | $34,944 |
| HOME DEPOT INC SR NTS 3.9% 12/06/2028 (437076-BW-1) 15,000 QTY | $14,897 | $16,824 |
| HSBC HOLDINGS PLC SR NTS 4.0% 03/30/2022 (404280-AN-9) 15,000 QTY | $15,379 | $15,626 |
| HSBC HOLDINGS PLC SR NTS 4.0% 03/30/2022 (404280-AN-9) 27,000 QTY | $27,514 | $28,127 |
| HSBC HOLDINGS PLC SR NTS 4.875% 01/14/2022 (404280-AL-3) 45,000 QTY | $49,099 | $47,496 |
| HSBC HOLDINGS PLC SR NTS 4.875% 01/14/2022 (404280-AL-3) 5,000 QTY | $5,203 | $5,277 |
| HSBC HOLDINGS PLC SR NTS 5.1% 04/05/2021 (404280-AK-5) 15,000 QTY | $15,264 | $15,553 |
| IN MI PWR SR NTS 3.85% 05/15/2028 (454889-AS-5) 30,000 QTY | $29,906 | $32,738 |
| INTEL CORP SR NTS 2.45% 11/15/2029 (458140-BH-2) 15,000 QTY | $14,980 | $14,936 |
| INTEL CORP SR NTS 3.7% 07/29/2025 (458140-AS-9) 2,000 QTY | $1,997 | $2,161 |
| INTERCONTINENTALEXCHANGE 2.750% 12/01/2020 (45866F-AC-8) 15,000 QTY | $14,991 | $15,101 |
| INVESCO FIN PLC 4.0% 01/30/2024 (46132F-AB-6) 15,000 QTY | $14,949 | $15,933 |
| INVESCO FIN PLC 4.0% 01/30/2024 (46132F-AB-6) 15,000 QTY | $15,646 | $15,933 |
| JOHN DEERE CAP CORP SR NTS MTN 2.7% 01/06/2023 (24422E-UA-5) 15,000 QTY | $14,507 | $15,331 |
| JOHN DEERE CAP CORP SR NTS MTN 2.75% 03/15/2022 (24422E-RM-3) 27,000 QTY | $27,064 | $27,512 |
| KEYCORP SR NTS MTN 5.1% 03/24/2021 (49326E-ED-1) 15,000 QTY | $15,464 | $15,565 |
| LINCOLN NATL CORP SR NTS 4.0% 09/01/2023 (534187-BD-0) 15,000 QTY | $15,243 | $15,961 |
| LINCOLN NATL CORP SR NTS 4.0% 09/01/2023 (534187-BD-0) 5,000 QTY | $5,103 | $5,320 |
| LINCOLN NATL CORP SR NTS 6.25% 02/15/2020 (534187-AY-5) 10,000 QTY | $11,772 | $10,046 |
| LLOYDS BK PLC 6.375% 01/21/2021 (539473-AH-1) 30,000 QTY | $31,254 | $31,341 |
| MANULIFE FINANCIAL CORP 4.150% 03/04/2026 (56501R-AC-0) 6,000 QTY | $6,093 | $6,599 |
| MANULIFE FINL CORP SR NTS 4.9% 09/17/2020 (56501R-AB-2) 10,000 QTY | $10,128 | $10,199 |
| MANULIFE FINL CORP SR NTS 4.9% 09/17/2020 (56501R-AB-2) 15,000 QTY | $15,193 | $15,298 |
| MARSH & MCLENNAN COS INC SR 3.3% 03/14/2023 (571748-BA-9) 15,000 QTY | $15,016 | $15,510 |
| MEAD JOHNSON NUTRITION C 4.125% 11/15/2025 (582839-AH-9) 20,000 QTY | $21,587 | $21,840 |
| MEAD JOHNSON NUTRITION C 4.125% 11/15/2025 (582839-AH-9) 30,000 QTY | $30,865 | $32,759 |
| MEDTRONIC INC 3.5% 03/15/2025 (585055-BS-4) 15,000 QTY | $15,168 | $16,064 |
| MERCK & CO INC 2.350% 02/10/2022 (58933Y-AQ-8) 15,000 QTY | $14,496 | $15,152 |
| METLIFE INC 4.368% 09/15/2023 (59156R-BB-3) 30,000 QTY | $31,765 | $32,510 |
| MITSUBISHI UFJ FIN GRP 2.998% 02/22/2022 (606822-AL-8) 20,000 QTY | $20,187 | $20,375 |
| MITSUBISHI UFJ FIN GRP 2.998% 02/22/2022 (606822-AL-8) 30,000 QTY | $30,207 | $30,562 |
| MORGAN STANLEY 2.800% 06/16/2020 (61761J-B3-2) 30,000 QTY | $30,001 | $30,111 |
| MORGAN STANLEY SR MTN 3.875% 01/27/2026 (61746B-DZ-6) 45,000 QTY | $45,493 | $48,293 |
| MORGAN STANLEY SR NTS MTN 3.7% 10/23/2024 (61761J-VL-0) 60,000 QTY | $59,364 | $63,701 |
| MUFG AMERICAS HLDGS CORP SR 3.0% 02/10/2025 (553794-AC-2) 24,000 QTY | $24,018 | $24,460 |
| NATL RURAL UTIL COOP 3.9% 11/01/2028 (637432-NQ-4) 30,000 QTY | $30,959 | $32,984 |
| NBCUNIVERSAL MEDIA LLC 4.375% 04/01/2021 (63946B-AE-0) 25,000 QTY | $28,120 | $25,779 |
| NOMURA HOLDINGS INC 6.7% MAR 04 2020 (65535H-AB-5) 15,000 QTY | $15,089 | $15,116 |
| NORTHN STATES PWR-MINN 2.6% 05/15/2023 (665772-CK-3) 15,000 QTY | $15,006 | $15,212 |
| NUCOR CORP SR NTS 4.125% 09/15/2022 (670346-AL-9) 15,000 QTY | $15,599 | $15,737 |
| NUTRIEN LTD 3.625% 03/15/2024 (67077M-AC-2) 20,000 QTY | $19,822 | $20,875 |
| NUTRIEN LTD 4.875% 03/30/2020 (67077M-AB-4) 10,000 QTY | $10,711 | $10,065 |
| OCCIDENTAL PETRLM COR SR NTS 4.1% 02/01/2021 (674599-BY-0) 15,000 QTY | $15,528 | $15,259 |
| OCCIDENTAL PETROLEUM COR 3.500% 06/15/2025 (674599-CG-8) 10,000 QTY | $10,069 | $10,324 |
| ONCOR ELEC DELIVERY SR NTS 2.95% 04/01/2025 (68233J-AZ-7) 30,000 QTY | $29,561 | $30,657 |
| ONEBEACON US HOLDINGS IN 4.6% 11/09/2022 (68245J-AB-6) 10,000 QTY | $10,105 | $10,542 |
| ORACLE CORP SR NTS 2.4% 09/15/2023 (68389X-BL-8) 45,000 QTY | $45,031 | $45,722 |
| ORACLE CORPSR NTS 2.5% 10/15/2022 (68389X-AP-0) 20,000 QTY | $19,932 | $20,361 |
| ORIX CORP 2.900% 07/18/2022 (686330-AH-4) 15,000 QTY | $15,079 | $15,284 |
| ORIX CORP SR NTS 3.7% 07/18/2027 (686330-AJ-0) 30,000 QTY | $29,870 | $31,818 |
| PFIZER INC SR NTS 3.45% 03/15/2029 (717081-ET-6) 15,000 QTY | $14,965 | $16,143 |
| PHILIP MORRIS INTL INC SR NTS 2.125% 05/10/2023 (718172-BU-2) 20,000 QTY | $19,780 | $20,048 |
| PHILIP MORRIS INTL INC SR NTS 2.5% 11/02/2022 (718172-CD-9) 10,000 QTY | $9,644 | $10,143 |
| PNC FINL SERVICE SR NTS 5.125% 02/08/2020 (693476-BJ-1) 15,000 QTY | $15,040 | $15,042 |
| PNC FINL SERVICES SR NTS STEP CPN 11/09/2022 (693475-AL-9) 5,000 QTY | $4,954 | $5,117 |
| POTOMAC ELECTRIC POWER 3.600% 03/15/2024 (737679-DG-2) 15,000 QTY | $15,435 | $15,795 |
| PRECISION CASTPARTS CORP SR 3.25% 06/15/2025 (740189-AM-7) 15,000 QTY | $15,015 | $15,823 |
| PRIN FINL GRP 3.125% 05/15/2023 (74251V-AH-5) 13,000 QTY | $12,982 | $13,337 |
| PROGRESSIVE CORP 2.450% 01/15/2027 (743315-AR-4) 6,000 QTY | $5,998 | $6,018 |
| PROLOGIS LP4.25% 08/15/2023 (74340X-AW-1) 15,000 QTY | $15,765 | $16,055 |
| PRUDENTIAL FINL INC SR MTN 3.878% 03/27/2028 (74432Q-CC-7) 15,000 QTY | $15,000 | $16,430 |
| PRUDENTIAL FINL INC SR NTS MTN 5.375% 06/21/2020 (74432Q-BM-6) 25,000 QTY | $25,319 | $25,392 |
| PUB STORAGE SR NTS 3.385% 05/01/2029 (74460D-AD-1) 10,000 QTY | $9,981 | $10,610 |
| QUALCOMM INC SR NTS 3.25% 05/20/2027 (747525-AU-7) 19,000 QTY | $18,950 | $19,976 |
| REALTY INCOME CORP 3.650% 01/15/2028 (756109-AU-8) 15,000 QTY | $14,975 | $16,159 |
| REALTY INCOME CORP 3.875% 07/15/2024 (756109-AQ-7) 15,000 QTY | $14,993 | $15,992 |
| RLTY INCOME CORP SR NTS 3.0% 01/15/2027 (756109-AS-3) 15,000 QTY | $13,970 | $15,476 |
| ROYAL BK OF CANADA SR NTS MTN 2.5% 01/19/2021 (78012K-KU-0) 5,000 QTY | $4,994 | $5,035 |
| S&P GLOBAL INC 2.5% 12/01/2029 (78409V-AP-9) 15,000 QTY | $14,975 | $14,987 |
| SAN DIEGO G & E 2.5% 05/15/2026 (797440-BU-7) 14,000 QTY | $13,955 | $13,915 |
| SANTANDER DRIVE TR 2016-3 CL C 2.46% 03/15/2022 (80284R-AF-6) 40,000 QTY | $18,229 | $18,372 |
| SANTANDER DRIVE TR 2017-3 CL C 2.76% 12/15/2022 (80284Y-AF-1) 55,000 QTY | $54,794 | $55,174 |
| SANTANDER UK GROUP HLDGS SR 3.125% 01/08/2021 (80281L-AD-7) 15,000 QTY | $15,030 | $15,128 |
| SHELL INTERNATIONAL FIN 3.250% 05/11/2025 (822582-BD-3) 40,000 QTY | $40,140 | $42,297 |
| SIERRA PACIFIC POWER CO 3.375% 08/15/2023 (826418-BJ-3) 30,000 QTY | $30,935 | $30,902 |
| SIMON PPTY GROUP LP SR NTS 2.45% 09/13/2029 (828807-DF-1) 5,000 QTY | $4,947 | $4,915 |
| SIMON PPTY GROUP LP SR NTS 2.5% 09/01/2020 (828807-CU-9) 10,000 QTY | $9,878 | $10,024 |
| SIMON PPTY GROUP LP SR NTS 3.75% 02/01/2024 (828807-CR-6) 25,000 QTY | $25,690 | $26,601 |
| SIMON PROPERTY GROUP LP 3.375% 10/01/2024 (828807-CS-4) 20,000 QTY | $19,804 | $21,047 |
| SOUTHN COSR NTS 2.35% 07/01/2021 (842587-CS-4) 15,000 QTY | $14,744 | $15,071 |
| SOUTHWESTERN ELEC POWER 3.550% 02/15/2022 (845437-BM-3) 15,000 QTY | $15,218 | $15,349 |
| ST STR CORP 3.1% 05/15/2023 (857477-AL-7) 10,000 QTY | $9,984 | $10,312 |
| ST STR CORP SR NTS 3.55% 08/18/2025 (857477-AT-0) 10,000 QTY | $10,273 | $10,745 |
| ST STR CORP SR NTS 3.55% 08/18/2025 (857477-AT-0) 15,000 QTY | $15,771 | $16,117 |
| ST STR CORP SR NTS VAR RT 05/15/2023 (857477-AZ-6) 20,000 QTY | $19,393 | $20,270 |
| SUMITOMO MITSUI FINL GRP 2.058% 07/14/2021 (86562M-AE-0) 30,000 QTY | $29,642 | $30,036 |
| SUMITOMO MITSUI FINL GRP SR 3.102% 01/17/2023 (86562M-AX-8) 50,000 QTY | $49,171 | $51,255 |
| SUMITOMO MITSUI FINL GRP SR NTS 2.784% 07/12/2022 (86562M-AQ-3) 15,000 QTY | $15,020 | $15,252 |
| TORONTO-DOMINION BK SR NTS MTN 2.125% 04/07/2021 (89114Q-BG-2) 11,000 QTY | $10,981 | $11,064 |
| TORONTO-DOMINION BK SR NTS MTN 2.125% 04/07/2021 (89114Q-BG-2) 14,000 QTY | $13,976 | $14,081 |
| TORONTO-DOMINION BK SR NTS MTN 3.15% 09/17/2020 (89114Q-C7-1) 65,000 QTY | $64,986 | $65,570 |
| TOTAL CAP INTL SA 3.455% 02/19/2029 (89153V-AQ-2) 15,000 QTY | $15,000 | $16,241 |
| TOTAL CAP INTL SA 3.75% 04/10/2024 (89153V-AL-3) 15,000 QTY | $15,583 | $16,053 |
| TOTAL CAP SA 4.125% 01/28/2021 (89152U-AF-9) 15,000 QTY | $15,295 | $15,365 |
| TRUIST BK SR NTS MTN 3.2% 04/01/2024 (86787E-BC-0) 30,000 QTY | $30,169 | $31,190 |
| TRUIST FIN CORP SR NTS 2.7% 01/27/2022 (867914-BM-4) 15,000 QTY | $14,988 | $15,200 |
| TRUIST FIN CORP SR NTS MTN 2.625% 06/29/2020 (05531F-AU-7) 15,000 QTY | $15,023 | $15,040 |
| TWDC ENTERPRISES 18 CORP MTN 2.55% 02/15/2022 (25468P-CT-1) 15,000 QTY | $14,793 | $15,234 |
| TWDC ENTERPRISES 18 CORP MTN 2.55% 02/15/2022 (25468P-CT-1) 25,000 QTY | $24,525 | $25,390 |
| UNITEDHEALTH GROUP INC SR 2.95% 10/15/2027 (91324P-DE-9) 12,000 QTY | $11,900 | $12,467 |
| UNITEDHEALTH GROUP INC SR NTS 3.375% 11/15/2021 (91324P-BT-8) 25,000 QTY | $25,501 | $25,601 |
| US BANCORP MTN 3.0% 07/30/2029 (91159H-HW-3) 15,000 QTY | $14,999 | $15,482 |
| US TREAS 1.625% 04/30/23 (912828-R2-8) 290,000 QTY | $278,158 | $289,780 |
| US TREAS 1.75% 02/28/22 (912828-J4-3) 290,000 QTY | $281,796 | $290,983 |
| US TREAS 1.75% 04/30/22 (912828-WZ-9) 215,000 QTY | $211,829 | $215,720 |
| US TREAS 1.75% 05/15/23 (912828-VB-3) 90,000 QTY | $87,015 | $90,286 |
| US TREAS 2.125% 02/29/24 (912828-W4-8) 520,000 QTY | $513,612 | $529,199 |
| US TREAS 2.125% 12/31/21 (912828-G8-7) 230,000 QTY | $230,890 | $232,344 |
| US TREAS 2.25% 11/15/24 (912828-G3-8) 305,000 QTY | $310,118 | $312,695 |
| US TREAS 2.625% 08/15/20 (912828-NT-3) 350,000 QTY | $349,852 | $352,100 |
| US TREAS 2.625% 11/15/20 (912828-PC-8) 250,000 QTY | $252,280 | $252,083 |
| US TREAS 3.625% 02/15/21 (912828-PX-2) 320,000 QTY | $327,369 | $326,963 |
| VA ELEC & PWR CO SR NTS 3.45% 02/15/2024 (927804-FQ-2) 14,000 QTY | $14,106 | $14,662 |
| VERIZON COMMUNICATIONS SR NTS 2.625% 08/15/2026 (92343V-DD-3) 4,000 QTY | $3,990 | $4,058 |
| WALMART INC SR NTS 3.25% 07/08/2029 (931142-EN-9) 10,000 QTY | $9,988 | $10,718 |
| WELLPOINT INC 3.3% JAN 15 2023 (94973V-BA-4) 15,000 QTY | $15,135 | $15,512 |
| WELLS FARGO & CO MTN 3.45% 02/13/2023 (94974B-FJ-4) 30,000 QTY | $29,991 | $31,061 |
| WELLS FARGO & CO SR MTN VAR RT 10/30/2025 (95000U-2H-5) 25,000 QTY | $25,000 | $25,000 |
| WELLS FARGO & CO SR NTS MTN 3.75% 01/24/2024 (95000U-2C-6) 35,000 QTY | $36,570 | $36,967 |
| WELLS FARGO & CO SR NTS MTN VAR RT 10/30/2025 (95000U-2H-5) 10,000 QTY | $10,000 | $10,000 |
| WELLS FARGO & COMPANY 3.069% 01/24/2023 (949746-SK-8) 35,000 QTY | $35,248 | $35,719 |
| WELLS FARGO & COMPANY 4.100% 06/03/2026 (94974B-FY-1) 30,000 QTY | $30,238 | $32,325 |
| WESTPAC BANKING CORP 2.100% 05/13/2021 (961214-CV-3) 15,000 QTY | $14,928 | $15,041 |
| WESTPAC BNKG CORP SR NTS 2.35% 02/19/2025 (961214-EH-2) 15,000 QTY | $15,072 | $15,022 |
| WESTPAC BNKG CORP SR NTS 2.35% 02/19/2025 (961214-EH-2) 20,000 QTY | $20,097 | $20,029 |
| WESTPAC BNKG CORP SR NTS 2.85% 05/13/2026 (961214-CX-9) 30,000 QTY | $27,846 | $30,703 |
| WORLD FINL NETWORK TR 2016-A CL A 2.03% 04/15/2025 (981464-FJ-4) 100,000 QTY | $99,875 | $99,884 |
| WORLD FINL NETWORK TR 2017-A CL A 2.12% 03/15/2024 (981464-FZ-8) 55,000 QTY | $54,527 | $54,990 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (2 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| BIOGEN INC (BIIB) 1,200.000 SHARES | $458,448 | $356,076 |
| INVITATION HOMES INC | $424,182 | $646,423 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (55 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| AESSF III PRIVATE INVESTORS OFFSHORE, L.P. | AT COST | $443,016 | $532,324 |
| AIF (APOLLO) VIII PRIVATE INVESTORS OFFSHORE, L.P. | AT COST | $570,086 | $886,230 |
| APOLLO VII PRIVATE INVESTORS ONSHORE (TAX EXEMPT) LLC | AT COST | $0 | $67,382 |
| BCP VI PRIVATE INVESTORS OFFSHORE,LP | AT COST | $41,907 | $379,331 |
| BLACKSTONE GSO PRIVATE INVESTORS, L.P. (OFFSHORE) | AT COST | $0 | $45,477 |
| BSREP II (BROOKFIELD) PRIVATE INVESTORS OFFSHORE, L.P. | AT COST | $534,942 | $708,559 |
| CADUCEUS ASIA CPI PRIVATE INVESTORS OFFSHORE, LP | AT COST | $179,670 | $397,427 |
| CCMP III PRIVATE INVESTORS OFFSHORE, L.P. | AT COST | $304,976 | $444,679 |
| CERBERUS VI PRIVATE INVESTORS OFFSHORE, L.P. | AT COST | $652,301 | $708,535 |
| COATUE EARLY STAGE FUND PRIVATE INVESTORS (CAYMAN), L.P. | AT COST | $286,692 | $290,803 |
| DODGE & COX INCOME (DODIX) 69,045.320 SHARES | AT COST | $966,405 | $968,706 |
| EDGEWOOD GROWTH FD-INS (EGFIX) 51,939.398 SHARES | AT COST | $1,163,961 | $2,000,706 |
| FIDELITY 500 INDEX FD-AI (FXAIX) 37,001.572 SHARES | AT COST | $3,476,483 | $4,144,916 |
| FIDELITY INTL INDX-INST PRM (FSPSX) 51,713.149 SHARES | AT COST | $2,049,612 | $2,221,597 |
| GIF V PRIVATE INVESTORS OFFSHORE LP | AT COST | $0 | $165,837 |
| GOLDENTREE OFFSHORE FUND, LTD | AT COST | $52,483 | $137,937 |
| GSO PRIVATE INVESTORS OFFSHORE III SICAV-RAIF S.C.S | AT COST | $100,437 | $109,218 |
| HIGHBRIDGE MEZZANINE PARTNERS, L.P | AT COST | $0 | $104,598 |
| HPS - CORE SENIOR LENDING OFFSHORE FUND (PB), L.P. | AT COST | $588,917 | $631,467 |
| HPS MEZZANINE PRIVATE INVESTORS OFFSHORE 2019, L.P. | AT COST | $4,610 | $4,610 |
| HPS MEZZANINE PRIVATE INVESTORS OFFSHORE II L.P. | AT COST | $0 | $165,637 |
| ISHARES 20+ YEAR TREASURY BO (TLT) 6,954.000 SHARES | AT COST | $982,120 | $942,128 |
| ISHARES 7-10 YEAR TREASURY B (IEF) 8,994.000 SHARES | AT COST | $940,916 | $991,318 |
| ISHARES TIPS BOND ETF (TIP) 4,541.000 SHARES | AT COST | $509,194 | $529,344 |
| JPM BTABLDRS DEV ASIA X-JPN (BBAX) 20,115.000 SHARES | AT COST | $514,912 | $521,180 |
| JPM EQ INC FD - USD - R6 (OIEJX) 53,276.748 SHARES | AT COST | $711,326 | $1,035,700 |
| JPM U.S. REAL ESTATE INCOME AND GROWTH DOMESTIC LP | AT COST | $1,244,782 | $993,194 |
| JPM US I&G DOMESTIC REIT INC | AT COST | $1,000 | $1,000 |
| JPMORGAN BETABUILDERS CANADA (BBCA) 39,594.000 SHARES | AT COST | $975,774 | $1,029,840 |
| JPMORGAN BETABUILDERS EUROPE ETF (BBEU) 63,491.000 SHARES | AT COST | $1,564,336 | $1,624,735 |
| JPMORGAN BETABUILDERS JAPAN ETF (BBJP) 57,008.000 SHARES | AT COST | $1,296,219 | $1,398,976 |
| KKR ASIAN FUND II PRIVATE INVESTORS OFFSHORE, LP | AT COST | $247,213 | $530,616 |
| KKR ASIAN FUND PRIVATE INVESTORS OFFSHORE L.P. | AT COST | $0 | $8,856 |
| LC ASIA 3 PRIVATE INVESTORS OFFSHORE L.P. | AT COST | $373,980 | $390,511 |
| LIGHT STREET XENON, LTD. SERIES A2 | AT COST | $950,000 | $764,079 |
| LION CAPITAL II PRIVATE INVESTORS OFFSHORE, L.P. | AT COST | $228,564 | $18,761 |
| LOCUST WOOD CAPITAL OFFSHORE, LTD | AT COST | $50,000 | $56,980 |
| PEG DIGITAL GROWTH FUND OFFSHORE LP | AT COST | $0 | $36,116 |
| PEG DIGITAL GROWTH FUND OFFSHORE SPECIAL II LP | AT COST | $882,401 | $777,779 |
| PROVIDENCE VII PRIVATE INVESTORS, LP (OFFSHORE) | AT COST | $42,303 | $444,494 |
| PROVIDENCE VIII PRIVATE INVESTORS OFFSHORE, L.P. | AT COST | $134,126 | $131,305 |
| PSAM WORLD ARB FUND LIMITED | AT COST | $573,167 | $1,214,022 |
| RIVERSTONE GLOBAL ENERGY AND POWER OFFSHORE IV, LP | AT COST | $42,663 | $124,188 |
| RIVERSTONE GLOBAL ENERGY AND POWER PRIVATE INVESTORS V, LP (OFFSHORE) | AT COST | $626,013 | $460,915 |
| SCULPTOR OF II PRIVATE INVESTORS OFFSHORE LTD. | AT COST | $340,896 | $601,444 |
| SIX CIRCLES INTERNATIONAL UNCONSTRAINED EQUITY (CIUEX) 204,060.188 SHARES | AT COST | $1,877,209 | $1,956,937 |
| SIX CIRCLES U.S. UNCONSTRAINED EQUITY FUND (CUSUX) 346,975.063 SHARES | AT COST | $3,408,406 | $3,858,363 |
| SIX CIRCLES ULTRA SHORT DURATION FUND (CUSDX) 97,402.600 SHARES | AT COST | $975,000 | $973,052 |
| SLA PRIVATE INVESTORS OFFSHORE, L.P. | AT COST | $705,525 | $733,885 |
| SPDR S&P 500 ETF TRUST (SPY) 25,055.000 SHARES | AT COST | $5,053,465 | $8,064,202 |
| STARWOOD SOF XI PRIVATE INVESTORS OFFSHORE 2, L.P. | AT COST | $120,897 | $138,729 |
| THE WINTON FUND LIMITED TRANCHE B | AT COST | $925,000 | $1,003,104 |
| VANGUARD TOTAL INTL BND-ADM (VTABX) 102,603.240 SHARES | AT COST | $2,313,891 | $2,320,885 |
| VINTAGE EUROPEAN OPPORTUNITY FUND OFFSHORE, LP | AT COST | $279,723 | $392,821 |
| YORK CREDIT OPPORTUNITIES UNIT TRUST CLASS B | AT COST | $277,782 | $467,300 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | GENERAL AND ADMINISTRATIVE LEGAL COUNSEL | CategoryTxt |
| Legal Fees | $48,266 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $48,266 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| DUES AND SUBSCRIPTIONS | $220 | $0 | $220 |
| FILING FEES | $3,000 | $0 | $3,000 |
| OTHER PROGRAM EXPENSES | $14,907 | $0 | $14,907 |
| OTHER INVESTMENT AND BANK FEES | $210 | $210 | $0 |
| OTHER EXPENSES THRU SCHEDULE K-1'S | $0 | $22,347 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Net Investment IncomeNetInvestmentIncomeAmt | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| OTHER INCOME THRU SCHEDULE K-1'S | $327 | ||
| MISCELLANEOUS INCOME | $2,499 | $2,499 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| ADMINISTRATIVE SERVICES | $37,000 | $0 | $37,000 |
| INVESTMENT MANAGEMENT AND ADVISORY | $129,810 | $129,810 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FEDERAL EXCISE TAX | CategoryTxt |
| Amt | $159,526 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |