WILLIAM & ELAINE KAPLAN FAMILY CHARITABLE FOUNDATION: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- WILLIAM & ELAINE KAPLAN FAMILY CHARITABLE FOUNDATION (EIN 22-2470361)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-11-15
- IRS object ID
- 202103199349103695
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-11-15T14:35:37-06:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 271728945 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PKF O'CONNOR DAVIES LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 500 MAMARONECK AVENUE | AddressLine1Txt |
| City | HARRISON | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 105281633 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 222470361 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE WILLIAM AND ELAINE KAPLAN FAMILY | BusinessNameLine1Txt |
| Business Name Line2 | PRIVATE FOUNDATION | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | WILL | BusinessNameControlTxt |
| Phone | 8455655400 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | CO PKFOD LLP 11 BALMVILLE ROAD | AddressLine1Txt |
| City | NEWBURGH | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 125502047 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | DAVID MARKS | PersonNm |
| Person Title | TREASURER | PersonTitleTxt |
| Phone | 8455655400 | PhoneNum |
| Signature | 2021-11-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | DAVID | PersonFirstNm |
| Person Last | MARKS | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | THOMAS F BLANEY CPA | PreparerPersonNm |
| PTIN | P00234022 | PTIN |
| Phone | 9143818900 | PhoneNum |
| Preparation | 2021-11-15 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Change | Yes (X) | AddressChangeInd |
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $61,968,968 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $5,951 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $5,951 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $777,759 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $829,445 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,436,085 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $23,835,946 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,384,629 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $15,637 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $1,962 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $2,235,432 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $2,221,987 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $60,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $60,000 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $71,048 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $71,048 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $19,000 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $19,000 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $202,428 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $174,803 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $27,625 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $60,000 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $0 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Occupancy Rev And Expnss | $30,000 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $0 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $30,000 | OccupancyDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $30,458 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $18,365 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $30,235 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $472,934 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $193,168 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $237,908 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $3,201,702 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $3,201,702 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $3,674,636 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $193,168 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $3,439,610 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$1,439,204 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $2,028,819 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $71,657 | CashBOYAmt |
| Cash EOY | $648,477 | CashEOYAmt |
| Cash EOYFMV | $648,477 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $858,441 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $143,272 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $143,272 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $0 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $2,981,552 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $3,100,550 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $882,630 | CorporateStockBOYAmt |
| Corporate Stock EOY | $882,629 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $934,431 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $8,637,650 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $5,680,480 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $6,041,615 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $40,585,301 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $39,260,065 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $51,100,623 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $51,035,679 | TotalAssetsBOYAmt |
| Total Assets EOY | $49,596,475 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $61,968,968 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $51,035,679 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $49,596,475 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $51,035,679 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $49,596,475 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $51,035,679 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $49,596,475 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $51,035,679 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$1,439,204 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $49,596,475 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $49,596,475 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (32 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | $22,566,260 | $21,479,422 | $1,086,838 | $1,086,838 | |
| GOLDENTREEE OFFSHORE LTD. | $103,129 | $37,001 | $66,128 | $66,128 | P |
| LOCUST WOOD CAPITAL OFFSHORE, LTD. | $56,980 | $50,000 | $6,980 | $6,980 | P |
| WINTON FUTURES FUND LTD | $806,318 | $925,000 | -$118,682 | -$118,682 | P |
| YORK CREDIT OPPORTUNITIES UNIT TRUST | $129,029 | $89,991 | $39,038 | $39,038 | P |
| AESSF III PRIVATE INVESTORS OFFSHORE, L.P. | -$967 | -$967 | P | ||
| AIF VIII PRIVATE INVESTORS OFFSHORE, L.P. | -$9,308 | -$9,308 | P | ||
| AP X PRIVATE INVESTORS OFFSHORE, L.P. | -$17,674 | -$17,674 | P | ||
| BCP VI PRIVATE INVESTORS OFFSHORE, LP | $53,853 | $53,853 | P | ||
| BLACKSTONE GSO PRIVATE INVESTORS, L.P. (OFFSHORE) | -$2,145 | -$2,145 | P | ||
| BSREP II (BROOKFIELD) PRIVATE INVESTORS OFFSHORE, L.P. | -$13,506 | -$13,506 | P | ||
| CCMP III PRIVATE INVESTORS OFFSHORE, L.P. | -$5,139 | -$5,139 | P | ||
| CERBERUS VI PRIVATE INVESTORS OFFSHORE, L.P. | -$1,298 | -$1,298 | P | ||
| COATUE EARLY STAGE FUND PRIVATE INVESTORS (CAYMAN), L.P. | -$1,585 | -$1,585 | P | ||
| GIF V PRIVATE INVESTORS OFFSHORE LP | $11,250 | $11,250 | P | ||
| GSO PRIVATE INVESTORS OFFSHORE III | -$1,505 | -$1,505 | P | ||
| HPS MEZZANINE PRIVATE INVESTORS OFFSHORE II L.P. | -$372 | -$372 | P | ||
| HPS MEZZANINE PRIVATE INVESTORS OFFSHORE 2019 L.P. | -$3,040 | -$3,040 | P | ||
| KKR ASIAN FUND PRIVATE INVESTORS OFFSHORE L.P. | $19,749 | $19,749 | P | ||
| KKR ASIAN FUND II PRIVATE INVESTORS OFFSHORE, L.P. | -$1,985 | -$1,985 | P | ||
| LC ASIA 3 PRIVATE INVESTORS OFFSHORE | -$1,147 | -$1,147 | P | ||
| LION CAPITAL II PRIVATE INVESTORS OFFSHORE, L.P. | -$8,167 | -$8,167 | P | ||
| PEG DIGITAL GROWTH FUND OFFSHORE SPECIAL II LP | -$5,491 | -$5,491 | P | ||
| PEG DIGITAL GROWTH FUND OFFSHORE LP | $5,937 | $5,937 | P | ||
| PROVIDENCE VIII PRIVATE INVESTORS OFFSHORE, L.P. | -$1,118 | -$1,118 | P | ||
| PROVIDENCE VII PRIVATE INVESTORS, LP (OFFSHORE) | $105,362 | $105,362 | P | ||
| RIVERSTONE GLOBAL ENERGY AND POWER OFFSHORE IV, LP | -$1,622 | -$1,622 | P | ||
| RIVERSTONE GLOBAL ENERGY AND POWER PRIVATE INVESTORS V, LP (OFFSHORE) | $7,105 | $7,105 | P | ||
| SLA PRIVATE INVESTORS OFFSHORE | -$763 | -$763 | P | ||
| STARWOOD SOF XI PRIVATE INVESTORS OFFSHORE 2, L.P. | -$638 | -$638 | P | ||
| THRU SCHEDULE K-1'S | $4,311 | $4,311 | P | ||
| CAPITAL GAINS DIVIDENDS | $174,230 | $174,230 | $174,230 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,384,629 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $28,201 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $28,201 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $28,201 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $62,277 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $40,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $102,277 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $74,076 | OverpaymentAmt |
| Applied To ES Tax | $74,076 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DAVID MARKS TREASURER | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 8455655400 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O PKFOD LLP 11 BALMVILLE ROAD | AddressLine1Txt |
| City | NEWBURGH | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 125502047 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (1) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (10 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| WILLIAM KAPLAN | ||||||||
| C/O PKFOD LLP 11 BALMVILLE RD | NEWBURGH | NY | 12550 | DIRECTOR, CHAIRMAN | 1.00 | $0 | $0 | $0 |
| JOAN P KAPLAN | ||||||||
| C/O PKFOD LLP 11 BALMVILLE RD | NEWBURGH | NY | 12550 | DIRECTOR, PRESIDENT | 8.00 | $60,000 | $0 | $0 |
| AMY KAPLAN | ||||||||
| C/O PKFOD LLP 11 BALMVILLE RD | NEWBURGH | NY | 12550 | DIRECTOR, VICE PRESIDENT | 1.00 | $0 | $0 | $0 |
| DAVID MARKS | ||||||||
| C/O PKFOD LLP 11 BALMVILLE RD | NEWBURGH | NY | 12550 | DIRECTOR, TREASURER | 1.00 | $0 | $0 | $0 |
| RICHARD J DRAKE ESQ | ||||||||
| C/O PKFOD LLP 11 BALMVILLE RD | NEWBURGH | NY | 12550 | DIRECTOR, SECRETARY | 1.00 | $0 | $0 | $0 |
| DR HAROLD KAPLAN | ||||||||
| C/O PKFOD LLP 11 BALMVILLE RD | NEWBURGH | NY | 12550 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| A VINCENT MAZZIE | ||||||||
| C/O PKFOD LLP 11 BALMVILLE RD | NEWBURGH | NY | 12550 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| JAMES O'DONNELL | ||||||||
| C/O PKFOD LLP 11 BALMVILLE RD | NEWBURGH | NY | 12550 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| SISTER ANN SAKAC | ||||||||
| C/O PKFOD LLP 11 BALMVILLE RD | NEWBURGH | NY | 12550 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| GLEN L HELLER ESQ | ||||||||
| C/O PKFOD LLP 11 BALMVILLE RD | NEWBURGH | NY | 12550 | ASSISTANT SECRETARY | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JPMORGAN CHASE | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1111 POLARIS PARKWAY | AddressLine1Txt |
| City | COLUMBUS | CityNm |
| State Abbreviation | OH | StateAbbreviationCd |
| ZIP | 43240 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT ADVISORY | ServiceTypeTxt |
| Compensation | $151,416 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $58,402,400 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,388,018 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $59,790,418 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $59,790,418 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $896,856 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $58,893,562 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $2,944,678 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $2,944,678 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $28,201 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $28,201 | TotalTaxAmt |
| Distributable Before Adj | $2,916,477 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $2,916,477 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $2,916,477 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $3,439,610 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $3,439,610 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $3,439,610 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $2,916,477 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr4 | $1,476,497 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $1,056,258 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $63,018 | ExcessDistributionCyovYr2Amt |
| Total Excess Distribution Cyov | $2,595,773 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $3,439,610 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $2,916,477 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $523,133 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $3,118,906 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $3,118,906 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $1,476,497 | ExcessFromYear4Amt |
| Excess From Year3 | $1,056,258 | ExcessFromYear3Amt |
| Excess From Year2 | $63,018 | ExcessFromYear2Amt |
| Excess From Current Year | $523,133 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (94 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| A BETTER CHANCE OF WESTPORT | ||||||||
| PO BOX 2153 | WESTPORT | CT | 06880 | N/A | PC | OPERATING SUPPORT | $2,000 | |
| ACCESS SUPPORTS FOR LIVING FOUNDATION | ||||||||
| 15 FORTUNE ROAD | WEST MIDDLETOWN | NY | 10941 | N/A | PC | CHILDREN CAN'T WAIT | $100,000 | |
| ACCESS SUPPORTS FOR LIVING FOUNDATION | ||||||||
| 15 FORTUNE ROAD | WEST MIDDLETOWN | NY | 10941 | N/A | PC | OPERATING SUPPORT | $500 | |
| ACCESS SUPPORTS FOR LIVING FOUNDATION | ||||||||
| 15 FORTUNE ROAD | WEST MIDDLETOWN | NY | 10941 | N/A | PC | OPERATING SUPPORT | $15,000 | |
| ACCESS SUPPORTS FOR LIVING FOUNDATION | ||||||||
| 15 FORTUNE ROAD | WEST MIDDLETOWN | NY | 10941 | N/A | PC | OPERATING SUPPORT | $100,000 | |
| BETHEL WOODS CENTER FOR THE ARTS | ||||||||
| 200 HURT ROAD | BETHEL | NY | 12720 | N/A | PC | OPERATING SUPPORT | $47,000 | |
| BEVERLY CHILDREN'S LEARNING CENTER | ||||||||
| 550 CABOT STREET | BEVERLY | MA | 01915 | N/A | PC | OPERATING SUPPORT | $75,000 | |
| CARE DIMENSIONS | ||||||||
| 75 SYLVAN STREET STE B-102 | DANVERS | MA | 01923 | N/A | PC | OPERATING SUPPORT | $50,000 | |
| CATHOLIC CHARITIES OF ORANGE SULLIVAN | ||||||||
| 280 BROADWAY | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $2,000 | |
| CENTER FOR DISABILITY SERVICES OF NY | ||||||||
| 314 SOUTH MANNING BLVD | ALBANY | NY | 12208 | N/A | PC | START UP RECOVERY FOUNDATION | $18,000 | |
| CENTER FOR PREVENTION OF CHILD ABUSE | ||||||||
| 35 VAN WAGNER ROAD | POUGHKEEPSIE | NY | 12603 | N/A | PC | COVID-19 | $5,000 | |
| CENTER FOR PREVENTION OF CHILD ABUSE | ||||||||
| 35 VAN WAGNER ROAD | POUGHKEEPSIE | NY | 12603 | N/A | PC | COVID-19 | $1,000 | |
| CHABAD OF ORANGE COUNTY | ||||||||
| SUITE 1 | CHESTER | NY | 10918 | N/A | PC | OPERATING SUPPORT | $18,000 | |
| CITY OF NEWBURGH PBA | ||||||||
| 55 BROADWAY | NEWBURGH | NY | 12550 | N/A | PC | RESTRICTED GRANT | $8,000 | |
| COLUMBIA SCHOOL OF SOCIAL WORK | ||||||||
| 1255 AMSTERDAM AVE | NEW YORK | NY | 10027 | N/A | PC | COMPLICATED GRIEF | $10,000 | |
| COMMUNITY FOUNDATION OF ORANGE & SULLIVAN | ||||||||
| 30 SCOTTS CORNERS DRIVE STE 230 | MONTGOMERY | NY | 12549 | N/A | PC | PRESENTING PHILANTHROPY SPONSOR | $68,000 | |
| COMMUNITY FOUNDATION OF ORANGE & SULLIVAN | ||||||||
| 30 SCOTTS CORNERS DRIVE STE 230 | MONTGOMERY | NY | 12549 | N/A | PC | OPERATING SUPPORT | $5,000 | |
| COMMUNITY FOUNDATION OF ORANGE & SULLIVAN | ||||||||
| 30 SCOTTS CORNERS DRIVE STE 230 | MONTGOMERY | NY | 12549 | N/A | PC | PRESIDENT'S CIRCLE | $16,000 | |
| CONGREGATION AGUDAS ISRAEL | ||||||||
| 290 NORTH STREET | NEWBURGH | NY | 12550 | N/A | PC | COVID 19 RELIEF FUND | $55,200 | |
| CONGREGATION AGUDAS ISRAEL | ||||||||
| 290 NORTH STREET | NEWBURGH | NY | 12550 | N/A | PC | COVID 19 RELIEF FUND | $26,800 | |
| CORNERSTONE FAMILY HEALTHCARE | ||||||||
| 147 LAKE STREET | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $15,000 | |
| VARIOUS INDIVIDUALS | ||||||||
| C/O PKFOD LLP 32 FOSTERTOWN RD | NEWBURGH | NY | 12550 | NONE | I | INDIGENT PERSONS - COVID-19 PANDEMIC GIFTS TO 112 INDIVIDUALS | $32,755 | |
| CRONOMER VALLEY FIRE DEPARTMENT | ||||||||
| 296 N PLAN RD | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $1,000 | |
| DUTCHESS DEBS ASSOCIATION | ||||||||
| 17 KENDELL DR | WAPPINGERS FALLS | NY | 12590 | N/A | PC | OPERATING SUPPORT | $7,500 | |
| EDUCATION FOUNDATION OF OCCC | ||||||||
| 115 SOUTH STREET | MIDDLETOWN | NY | 10940 | N/A | PC | OPERATING SUPPORT | $250,000 | |
| ENCOUNTER CHURCH INC | ||||||||
| 647 STATION ROAD | ROCK TAVERN | NY | 12575 | N/A | PC | COVID 19 FOOD DISTRIBUTION | $1,700 | |
| FEEDING WESTCHESTER | ||||||||
| 200 CLEARBROOK RD | ELMSFORD | NY | 10523 | N/A | PC | OPERATING SUPPORT | $1,800 | |
| FOOD BANK OF THE HUDSON VALLEY | ||||||||
| 195 HUDSON STREET CORNWALL | HUDSON | NY | 12520 | N/A | PC | OPERATING SUPPORT | $18,000 | |
| FOOD BANK OF THE HUDSON VALLEY | ||||||||
| 195 HUDSON STREET CORNWALL | HUDSON | NY | 12520 | N/A | PC | FARM TO FORK FEAST - FUND A MISSION | $7,500 | |
| FOUNDATION FOR NEUROLOGICAL DISEASE | ||||||||
| 10 STATE STREET | NEWBURYPORT | MA | 01950 | N/A | PC | OPERATING SUPPORT | $100,000 | |
| GARRISON ART CENTER | ||||||||
| 23 GARRISONS LANDING | GARRISON | NY | 10524 | N/A | PC | OPERATING SUPPORT | $500 | |
| GIFT OF LIFE MARROW REGISTRY | ||||||||
| 5901 BROKE SOUND PARKWAY NW SUITE | BOCA RATON | FL | 33487 | N/A | PC | STEPS FOR LIFE 5K SOUTH FLORIDA | $3,600 | 600 |
| GOLDBACKS YOUTH FOOTBALL LEAGUE | ||||||||
| 201 FULLERTON AVE | NEWBURGH | NY | 12550 | N/A | PC | FIELD RENOVATIONS | $15,000 | |
| GREATER NEWBURGH SYMPHONY ORCHESTRA | ||||||||
| 2011 DUPONT AVENUE | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $6,000 | |
| GREATER NEWBURGH SYMPHONY ORCHESTRA | ||||||||
| 2011 DUPONT AVENUE | NEWBURGH | NY | 12550 | N/A | PC | PRESENTING SEASON SPON/1ST CIRCLE CHAIR | $10,000 | |
| HABITAT FOR HUMANITY OF GREATER NEWBURGH | ||||||||
| 125 WASHINGTON STREET | NEWBURGH | NY | 12550 | N/A | PC | HV GIVES | $1,000 | |
| HISTORICAL SOCIETY OF NEWBURGH BAY | ||||||||
| 189 MONTGOMERY ST | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $500 | |
| HOSPICE OF ORANGE & SULLIVAN COUNTIES | ||||||||
| 800 STONY BROOK COURT | NEWBURGH | NY | 12550 | N/A | PC | TEITELBAUM SILVER LEAF | $1,000 | |
| HOSPICE OF ORANGE & SULLIVAN COUNTIES | ||||||||
| 800 STONY BROOK COURT | NEWBURGH | NY | 12550 | N/A | PC | 2 TABLES GALA | $4,500 | |
| HOSPICE OF ORANGE & SULLIVAN COUNTIES | ||||||||
| 800 STONY BROOK COURT | NEWBURGH | NY | 12550 | N/A | PC | MEMORIAL - PATRCIA SERGI | $6,500 | |
| HUDSON HIGHLANDS NATURE MUSEUM | ||||||||
| 120 MUSER DR | CORNWALL | NY | 12518 | N/A | PC | PATHFINDER MEMBERSHIP | $1,150 | |
| HUDSON VALLEY COUNCIL BSA | ||||||||
| 6 JEANNE DR | NEWBURGH | NY | 12550 | N/A | PC | FRED JAJORK GOLF - 2 GOLFERS | $500 | |
| HUDSON VALLEY COUNCIL BSA | ||||||||
| 6 JEANNE DR | NEWBURGH | NY | 12550 | N/A | PC | EVENT SPONSOR - JOHN SERGI | $10,000 | |
| INSPIRE FOUNDATION | ||||||||
| 2 FLETCHER STREET | GOSHEN | NY | 10924 | N/A | PC | GALA TABLE | $1,500 | |
| JEWISH COMMUNITY OF AMHURST | ||||||||
| 742 MAIN STREET | AMHURST | MA | 01002 | N/A | PC | MEMORIAL - EDEN RICH | $1,000 | |
| JEWISH FAMILY SERVICES | ||||||||
| 720 ROUTE 17M | MIDDLETOWN | NY | 10940 | N/A | PC | OPERATING SUPPORT | $1,000 | |
| JEWISH FEDERATION OF GREATER OC | ||||||||
| 292 NORTH STREET | NEWBURGH | NY | 12550 | N/A | PC | MEMORIAL OF GILDA RIEGER | $7,200 | |
| KOL YISRAEL | ||||||||
| 429 MIDDLE NECK ROAD | GREAT NECK | NY | 11023 | N/A | PC | OPERATING SUPPORT | $6,000 | |
| KOL YISRAEL | ||||||||
| 429 MIDDLE NECK ROAD | GREAT NECK | NY | 11023 | N/A | PC | COVID-19 RELIEF FUNDS | $1,000 | |
| KOL YISRAEL | ||||||||
| 429 MIDDLE NECK ROAD | GREAT NECK | NY | 11023 | N/A | PC | AIR QUALITY SERVICE INC | $18,400 | |
| KOL YISRAEL | ||||||||
| 429 MIDDLE NECK ROAD | GREAT NECK | NY | 11023 | N/A | PC | KAPLAN CAPITAL FUND | $8,000 | |
| KOL YISRAEL | ||||||||
| 429 MIDDLE NECK ROAD | GREAT NECK | NY | 11023 | N/A | PC | 2020 GRANT INSTALLMENT | $300,000 | |
| KOL YISRAEL | ||||||||
| 429 MIDDLE NECK ROAD | GREAT NECK | NY | 11023 | N/A | PC | ASBESTOS #2 OF #5 | $50,000 | |
| LEADERSHIP ORANGE | ||||||||
| PO BOX 26 | ROCK TAVERN | NY | 12575 | N/A | PC | SCHOLARSHIP MAX COARTES | $1,300 | |
| LEE ARCHER RED TAIL FLYING ACADEMY | ||||||||
| 1032 1ST ST BLDG 118 | NEW WINDSOR | NY | 12553 | N/A | PC | OPERATING SUPPORT | $101,500 | |
| MEALS ON WHEELS OF GREATER NEWBURGH | ||||||||
| 35 CERONE PLACE | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $5,000 | |
| ST PATRICK'S MID-HUDSON PARADE COMMITTEE INC | ||||||||
| PO BOX 45 | CHESTER | NY | 10918 | N/A | PC | PLATINUM SPONSOR | $1,000 | |
| MOUNT SAINT MARY COLLEGE | ||||||||
| 330 POWELL AVE | NEWBURGH | NY | 12550 | N/A | PC | EDUCATIONAL RESEARCH | $16,000 | |
| MOUNT SAINT MARY COLLEGE | ||||||||
| 330 POWELL AVE | NEWBURGH | NY | 12550 | N/A | PC | FOURSOME - GOLF OUTING | $1,100 | |
| MOUNT SAINT MARY COLLEGE | ||||||||
| 330 POWELL AVE | NEWBURGH | NY | 12550 | N/A | PC | CONTINENTAL BREAKFAST, GOLF SPONSOR | $288,100 | |
| NATIONAL ORG OF ADULT ADDICTIONS & RECOV | ||||||||
| 93 COUNTY HOUSE RD | MILLBROOK | NY | 12545 | N/A | PC | OPERATING SUPPORT | $10,000 | |
| NEWBURGH ARMORY UNITY CENTER | ||||||||
| 321 SOUTH WILLIAM STREET | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $208,992 | |
| NEWBURGH JEWISH COMMUNITY CENTER | ||||||||
| 290 NORTH STREET | NEWBURGH | NY | 12550 | N/A | PC | COVID 19 RELIEF FUND | $3,000 | |
| NEWBURGH JEWISH COMMUNITY CENTER | ||||||||
| 290 NORTH STREET | NEWBURGH | NY | 12550 | N/A | PC | MEMORIAL - MARILYN HAUCK | $500 | |
| NATIONAL PURPLE HEART HALL OF HONOR | ||||||||
| 374 TEMPLE HILL RD | NEW WINDSOR | NY | 12553 | N/A | PC | OPERATING SUPPORT | $100,000 | |
| NEWBURGH ZION LIONS | ||||||||
| 180 SOUTH STREET | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $10,000 | |
| ORANGE COUNTY ARTS COUNCIL | ||||||||
| 23 WHITE OAK DRIVE | CHESTER | NY | 10918 | N/A | PC | JARRETT MARKEL BRIT CAMP (ART SUPPLIES) | $3,700 | |
| ORANGE COUNTY CHAMBER OF COMMERCE | ||||||||
| 40 MATTHEWS ST 104 | GOSHEN | NY | 10924 | N/A | PC | 4 TABLES SNOW BALL | $7,200 | |
| ORANGE COUNTY CITIZENS FOUNDATION | ||||||||
| 23 WHITE OAK DRIVE | CHESTER | NY | 10918 | N/A | PC | OPERATING SUPPORT | $29,000 | |
| ORANGE COUNTY CITIZENS FOUNDATION | ||||||||
| 23 WHITE OAK DRIVE | CHESTER | NY | 10918 | N/A | PC | COVID-19 | $10,000 | |
| REHOBATH CHRISTIAN CENTER | ||||||||
| 36 NORTH STREET | MIDDLETOWN | NY | 10940 | N/A | PC | OPERATING SUPPORT | $2,200 | |
| CONGREGATION BETH YAM | ||||||||
| 4501 MEETING STREET | HEAD ISLAND | SC | 29926 | N/A | PC | RUTH HILSON FUND | $1,800 | |
| SAFE HARBORS OF THE HUDSON | ||||||||
| 111 BROADWAY | NEWBURGH | NY | 12550 | N/A | PC | COVID-19 | $3,500 | |
| SAFE HARBORS OF THE HUDSON | ||||||||
| 111 BROADWAY | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $5,500 | |
| SETEBAID SERVICES INC | ||||||||
| 1157 WESTBRANCH HWY | WINDFIELD | PA | 17889 | N/A | PC | SETEBAID CAMP | $25,000 | |
| SHARON LIONS CLUB INC | ||||||||
| PO BOX 548 27 MAIN STREET | SALISBURY | CT | 06068 | N/A | PC | MEMORIAL - EDEN RICH | $1,000 | |
| SHEPHERD'S KITCHEN | ||||||||
| 271 BROADWAY | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $2,500 | |
| ST LUKES CORNWALL HEALTH SYSTEM FOUNDATION INC | ||||||||
| 70 DUBOIS ST | NEWBURGH | NY | 12550 | N/A | PC | DIAMOND SPONSOR | $56,000 | |
| ST LUKES CORNWALL HEALTH SYSTEM FOUNDATION INC | ||||||||
| 70 DUBOIS ST | NEWBURGH | NY | 12550 | N/A | PC | AS DIRECTED NURSE APP | $18,178 | |
| ST GEORGE'S CHURCH | ||||||||
| 105 GRAND ST | NEWBURGH | NY | 12550 | N/A | PC | FOOD PANTRY | $2,500 | |
| ST LUKES CORNWALL HOSPITAL | ||||||||
| 70 DUBOIS ST | NEWBURGH | NY | 12550 | N/A | PC | OUTREACH - RESTRICTED COMMUNITY | $1,800 | |
| STORM KING ART CENTER | ||||||||
| 1 MUSEUM ROAD | NEW WINDSOR | NY | 12553 | N/A | PC | OPERATING SUPPORT | $40,000 | |
| STORM KING ART CENTER | ||||||||
| 1 MUSEUM ROAD | NEW WINDSOR | NY | 12553 | N/A | PC | CURATOR & DIRECTOR RENEWAL | $7,500 | |
| THE SULLIVAN ARC GREATER HUDSON VALLEY | ||||||||
| 162 E BROADWAY | MONTICELLO | NY | 12701 | N/A | PC | HONOR OF ADAM POMERANTZ | $1,800 | |
| ORANGE COUNTY COMMUNITY COLLEGE - NEWBURGH CAMPUS | ||||||||
| ONE WASHINGTON CENTER | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $13,225 | |
| TEMPLE BETH JACOB | ||||||||
| 290 NORTH STREET | NEWBURGH | NY | 12550 | N/A | PC | COVID 19 RELIEF FUND | $3,000 | |
| TEMPLE BETH JACOB | ||||||||
| 290 NORTH STREET | NEWBURGH | NY | 12550 | N/A | PC | HIGH HOLIDAY APPEAL | $3,600 | |
| TEMPLE BETH JACOB | ||||||||
| 290 NORTH STREET | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $1,800 | |
| THE METROPOLITAN MUSEUM OF ART | ||||||||
| 1000 5TH AVENUE | NEW YORK | NY | 10028 | N/A | PC | MEMBERSHIP | $600 | |
| THE METROPOLITAN MUSEUM OF ART | ||||||||
| 1000 5TH AVENUE | NEW YORK | NY | 10028 | N/A | PC | EXPLORE RENEWAL | $180 | |
| TOWN OF NEWBURGH | ||||||||
| 1496 ROUTE 300 | NEWBURGH | NY | 12550 | N/A | PC | FOR TOWN TO PURCHASE LAND | $700,000 | |
| TOWN OF NEWBURGH EMS | ||||||||
| 97 SOUTH PLANK ROAD | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $1,000 | |
| UNITED WAY OF THE DUTCHESS-ORANGE REGION | ||||||||
| 75 MARKET STREET | POUGHKEEPSIE | NY | 12601 | N/A | PC | OPERATING SUPPORT | $270 | |
| WHITNEY MUSEUM OF AMERICAN ART | ||||||||
| 99 GANSEVOORT STREET | NEW YORK | NY | 10014 | N/A | PC | OPERATING SUPPORT | $252 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $3,201,702 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (12 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| CARE DIMENSIONS | |||||||
| 75 SYLVAN STREET SUITE B-102 | DANVERS | MA | 01923 | N/A | PC | OPERATING SUPPORT | $200,000 |
| FOUNDATION FOR NEUROLOGICAL DISEASES | |||||||
| 10 STATE STREET | NEWBURYPORT | MA | 01950 | N/A | PC | OPERATING SUPPORT | $1,600,000 |
| KOL YISRAEL | |||||||
| 429 MIDDLE NECK ROAD | GREAT NECK | NY | 11023 | N/A | PC | OPERATING SUPPORT | $1,700,000 |
| MSMC - DOMINICAN CENTER | |||||||
| 330 POWELL AVENUE | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $2,250,000 |
| MSMC - PSYCH CENTER | |||||||
| 330 POWELL AVENUE | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $110,000 |
| MSMC MATH SCI & TECH CTR | |||||||
| 330 POWELL AVENUE | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $2,400,000 |
| NATIONAL PURPLE HEART HALL OF HONOR | |||||||
| 374 TEMPLE HILL ROAD | NEW WINDSOR | NY | 12553 | N/A | PC | OPERATING SUPPORT | $50,000 |
| NEWBURGH ARMORY UNITY CENTER | |||||||
| 321 SOUTH WILLIAM STREET | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $75,000 |
| ORANGE COUNTY COMMUNITY COLLEGE - NEWBURGH CAMPUS | |||||||
| ONE WASHINGTON CENTER | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $4,000,000 |
| PHILANTHROPY NEW YORK | |||||||
| 320 EAST 43RD STREET | NEW YORK | NY | 10017 | N/A | PC | OPERATING SUPPORT | $26,400 |
| CONGREGATION AGUDAS ISRAEL | |||||||
| 290 NORTH STREET | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $200,000 |
| OCCUPATIONS INC | |||||||
| 21 GRAND STREET | NEWBURGH | NY | 12550 | N/A | PC | OPERATING SUPPORT | $800,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $13,411,400 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $5,951 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $777,759 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,957 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,436,085 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (2 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|
| FEDERAL EXCISE TAX REFUND | 01 | $8,680 |
| RESCINDED GRANT | 01 | $5,000 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $2,235,432 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $2,235,432 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING AND TAX RETURN PREPARATION | CategoryTxt |
| Amt | $19,000 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $19,000 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (230 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ABB FIN USA INC 2.875% DUE 05/08/22 (00037BAB8) 30,000.000 QTY | $30,160 | $31,009 |
| ABBVIE INC NTS B/E 3.200% DUE 11/06/22 (00287YAP4) 15,000.000 QTY | $15,117 | $15,705 |
| AETNA INC NTS B/E 2.750% DUE 11/15/22 (008117AP8) 7,000.000 QTY | $6,726 | $7,259 |
| AFLAC INC B/E 2.875% DUE 10/15/26 (001055AQ5) 15,000.000 QTY | $14,603 | $16,595 |
| AFLAC INC B/E 3.625% DUE 06/15/23 (001055AL6) 10,000.000 QTY | $10,216 | $10,782 |
| ALABAMA POWER CO NTS B/E 2.450% DUE 03/30/22 (010392FQ6) 20,000.000 QTY | $19,984 | $20,495 |
| ALLY MASTER OWNER TRUST 2.7000% DUE 01/17/23 (02005AGP7) 27,000.000 QTY | $27,149 | $27,024 |
| ALTRIA GROUP INC B/E 2.950% DUE 05/02/23 (02209SAP8) 15,000.000 QTY | $14,676 | $15,807 |
| AMER WATER CPTL CORP B/E 2.950% DUE 09/01/27 (03040WAQ8) 5,000.000 QTY | $5,182 | $5,528 |
| AMERICAN EXPRESS CO NTS 2.500% (025816BM0) 70,000.000 QTY | $68,237 | $72,224 |
| AMERICAN HONDA FIN 2.150% DUE 09/10/24 (02665WDD0) 35,000.000 QTY | $34,990 | $37,062 |
| AMERIPRISE FINANCIAL INC 2.875% DUE 09/15/26 (03076CAH9) 19,000.000 QTY | $18,980 | $21,004 |
| AMERIPRISE FINANCIAL INC 3.700% DUE 10/15/24 (03076CAG1) 25,000.000 QTY | $25,385 | $27,881 |
| APPLE INC B/E 3.250% DUE 02/23/26 (037833BY5) 16,000.000 QTY | $16,264 | $17,955 |
| APPLE INC NTS B/E 2.100% DUE 09/12/22 (037833DC1) 15,000.000 QTY | $14,999 | $15,464 |
| APPLE INC NTS B/E 2.850% (037833CU2) 5,000.000 QTY | $5,046 | $5,391 |
| APPLE INC NTS B/E 3.450% (037833AS9) 45,000.000 QTY | $45,792 | $49,554 |
| ATMOS ENERGY CORP B/E 1.500% DUE 01/15/31 (049560AT2) 20,000.000 QTY | $19,913 | $19,985 |
| ATMOS ENERGY CORP NTS 2.625% DUE 09/15/29 (049560AR6) 15,000.000 QTY | $14,991 | $16,471 |
| AVALONBAY COMMUNITIES 3.200% DUE 01/15/28 (05348EBC2) 15,000.000 QTY | $14,940 | $16,699 |
| AVALONBAY COMMUNITIES 3.450% DUE 06/01/25 (05348EAV1) 15,000.000 QTY | $14,551 | $16,697 |
| BAKER HUGHES A GE CO LLC 2.773% DUE 12/15/22 (05723KAD2) 40,000.000 QTY | $39,943 | $41,776 |
| BALTIMORE GAS & ELEC CO 2.400% DUE 08/15/26 (059165EG1) 27,000.000 QTY | $27,233 | $29,214 |
| BANK OF AMER CORP 3.124% DUE 01/20/23 (06051GGE3) 8,000.000 QTY | $8,013 | $8,230 |
| BANK OF AMER CORP 3.300% DUE 01/11/23 (06051GEU9) 12,000.000 QTY | $12,123 | $12,723 |
| BANK OF AMER CORP NTS 3.366% DUE 01/23/26 (06051GGZ6) 40,000.000 QTY | $41,179 | $44,036 |
| BANK OF AMER CORP NTS 3.500% DUE 04/19/26 (06051GFX2) 10,000.000 QTY | $9,660 | $11,333 |
| BANK OF NOVA SCOTIA NTS 3.400% DUE 02/11/24 (064159MK9) 65,000.000 QTY | $66,435 | $70,731 |
| BB&T CORP MED TERM NTS 2.850% DUE 10/26/24 (05531FBB8) 60,000.000 QTY | $59,338 | $64,928 |
| BERKSHIRE HATHAWAY INC 2.750% DUE 03/15/23 (084670BR8) 45,000.000 QTY | $45,385 | $47,257 |
| BK OF AMER CORP 2.816% DUE 07/21/23 (06051GGQ6) 15,000.000 QTY | $15,004 | $15,576 |
| BK OF AMER CORP 3.559% DUE 04/23/27 (06051GHT9) 75,000.000 QTY | $83,715 | $84,683 |
| BK OF AMER CORP B/E 3.875% DUE 08/01/25 (06051GFS3) 15,000.000 QTY | $15,400 | $17,097 |
| BK OF AMER CORP NTS B/E 2.456% (06051GHW2) 9,000.000 QTY | $9,000 | $9,594 |
| BK OF NY MELLON CORP NTS 2.661% DUE 05/16/23 (06406RAC1) 20,000.000 QTY | $20,665 | $20,611 |
| BLACKROCK INC B/E 1.900% DUE 01/28/31 (09247XAR2) 15,000.000 QTY | $15,002 | $15,701 |
| BLACKROCK INC NTS B/E 3.500% DUE 03/18/24 (09247XAL5) 15,000.000 QTY | $15,341 | $16,476 |
| BOEING CO 7.250% DUE 06/15/25 (097023AM7) 10,000.000 QTY | $11,577 | $12,269 |
| BOEING CO NTS B/E 2.300% DUE 08/01/21 (097023CL7) 30,000.000 QTY | $29,999 | $30,275 |
| BOSTON PROPERTIES INC 4.125% DUE 05/15/21 (10112RAS3) 15,000.000 QTY | $15,089 | $15,062 |
| BP CPTL MARK AMER INC 3.224% DUE 04/14/24 (10373QAY6) 60,000.000 QTY | $59,220 | $64,906 |
| BROOKFIELD FIN LLC NTS 4.000% DUE 04/01/24 (11271RAA7) 15,000.000 QTY | $14,840 | $16,465 |
| BURLINGTON NTHN SANTA FE 3.400% DUE 09/01/24 (12189LAT8) 15,000.000 QTY | $16,455 | $16,458 |
| BURLINGTON NTHN SANTA FE CORP 3.050% DUE 03/15/22 (12189LAH4) 20,000.000 QTY | $19,437 | $20,509 |
| CAN IMPERIAL BANK NTS 3.500% DUE 09/13/23 (13607RAD2) 15,000.000 QTY | $15,219 | $16,285 |
| CANADIAN IMPERIAL BANK 2.250% DUE 01/28/25 (13607GLZ5) 31,000.000 QTY | $30,997 | $32,929 |
| CAPITAL ONE FINANCIAL CO 3.050% DUE 03/09/22 (14040HBL8) 15,000.000 QTY | $15,011 | $15,459 |
| CARMAX AUTO OWNER TRUST 2.4800% DUE 11/15/22 (14314AAC3) 55,000.000 QTY | $12,434 | $20,258 |
| CHARLES SCHWAB CORP B/E 3.200% DUE 01/25/28 (808513AU9) 10,000.000 QTY | $10,027 | $11,324 |
| CHARLES SCHWAB CORP NTS 3.225% DUE 09/01/22 (808513AG0) 5,000.000 QTY | $5,037 | $5,242 |
| CHUBB INA HLDGS INC NTS 1.375% DUE 09/15/30 (171239AG1) 35,000.000 QTY | $34,922 | $34,936 |
| CITIGROUP INC B/E 3.200% DUE 10/21/26 (172967KY6) 95,000.000 QTY | $93,774 | $105,825 |
| CITIGROUP INC DEP SHS 2.876% DUE 07/24/23 (172967LM1) 15,000.000 QTY | $14,968 | $15,582 |
| CITIGROUP INC NTS B/E 3.352% DUE 04/24/25 (172967MF5) 30,000.000 QTY | $32,022 | $32,615 |
| CME GROUP INC 3.000% DUE 03/15/25 (12572QAG0) 20,000.000 QTY | $19,878 | $21,927 |
| COCA-COLA CO/THE NTS B/E 1.450% DUE 06/01/27 (191216CU2) 5,000.000 QTY | $4,994 | $5,165 |
| COLUMBIA PIPELINE GROUP 4.500% DUE 06/01/25 (198280AF6) 50,000.000 QTY | $54,088 | $57,502 |
| COMCAST CORP B/E 2.350% DUE 01/15/27 (20030NBW0) 20,000.000 QTY | $18,314 | $21,520 |
| COMCAST CORP B/E 3.150% DUE 03/01/26 (20030NBS9) 17,000.000 QTY | $17,270 | $18,980 |
| COMCAST CORP NEW B/E 3.375% DUE 02/15/25 (20030NBL4) 20,000.000 QTY | $19,585 | $22,112 |
| COMCAST CORP NTS B/E 3.100% DUE 04/01/25 (20030NDJ7) 30,000.000 QTY | $33,043 | $33,009 |
| COMCAST CORP NTS B/E 3.950% (20030NCS8) 3,000.000 QTY | $2,996 | $3,447 |
| COMERICA INC NTS B/E 3.700% DUE 07/31/23 (200340AS6) 45,000.000 QTY | $45,292 | $48,548 |
| CONNECTICUT LIGHT & PWR 3.200% DUE 03/15/27 (207597EJ0) 15,000.000 QTY | $14,949 | $16,835 |
| COSTCO WHSL CORP NTS B/E 1.375% DUE 06/20/27 (22160KAN5) 20,000.000 QTY | $19,955 | $20,606 |
| DEUTSCHE BK AG NTS B/E 3.375% DUE 5/12/21 (25152R5F6) 10,000.000 QTY | $10,013 | $10,090 |
| DOMINION GAS HLDGS LLC 3.550% DUE 11/01/23 (257375AE5) 15,000.000 QTY | $14,894 | $16,162 |
| DRIVE AUTO RECIEVABLES TRUST 3.6300% DUE 08/15/24 (26208JAF0) 40,000.000 QTY | $226 | $1,150 |
| DUKE ENERGY FLORIDA LLC 2.500% (26444HAH4) 50,000.000 QTY | $49,974 | $54,585 |
| ELI LILLY & CO B/E 3.375% DUE 03/15/29 (532457BV9) 20,000.000 QTY | $19,969 | $23,219 |
| ENTERGY ARK INC B/E 3.050% DUE 06/01/23 (29364DAR1) 13,000.000 QTY | $13,004 | $13,706 |
| ERP OPERATING LP B/E 3.000% DUE 04/15/23 (26884ABA0) 45,000.000 QTY | $45,443 | $47,385 |
| EXXON MOBIL CORP B/E 3.043% DUE 03/01/26 (30231GAT9) 14,000.000 QTY | $14,000 | $15,512 |
| EXXON MOBIL CORP NTS B/E 2.019% DUE 08/16/24 (30231GBC5) 15,000.000 QTY | $15,700 | $15,793 |
| FANNIE MAE 5.0000% DUE 07/25/38 (31397LK40) 1,300,000.000 QTY | $66,352 | $70,915 |
| FANNIE MAE 5.5000% DUE 09/25/40 (31398NDR2) 1,500,000.000 QTY | $16,823 | $17,943 |
| FHLMC PL D94917 7.0000% DUE 08/01/21 (3128DYPA9) 511,332.000 QTY | $1,480 | $1,109 |
| FHLMC PL G12185 5.0000% DUE 04/01/21 (3128M1J67) 915,000.000 QTY | $58 | $21 |
| FHLMC PL G12255 5.5000% DUE 07/01/21 (3128M1MC0) 355,000.000 QTY | $97 | $373 |
| FHLMC PL G12277 6.0000% DUE 08/01/21 (3128M1M22) 790,000.000 QTY | $500 | $896 |
| FHLMC PL G12381 5.0000% DUE 09/01/21 (3128M1RA9) 610,000.000 QTY | $608 | $409 |
| FHLMC PL G12710 5.5000% DUE 07/01/22 (3128MBGT8) 800,000.000 QTY | $829 | $4,015 |
| FHLMC PL ZK3791 3.0000% DUE 12/01/26 (3131X7F86) 200,000.000 QTY | $23,703 | $32,482 |
| FHLMC POOL 09 5.5000% DUE 11/15/37 (31397PG53) 179,600.000 QTY | $21,156 | $22,403 |
| FHR 1644 K 6.7500% DUE 12/15/23 (3133T3BU1) 169,000.000 QTY | $3,295 | $2,941 |
| FHR 2177 FH 0.6586% DUE 08/15/29 (3133TLPN2) 5,000,000.000 QTY | $16,960 | $17,165 |
| FHR 2626 YC 5.0000% DUE 06/15/23 (31393VKE0) 213,000.000 QTY | $13,454 | $12,352 |
| FHR 2696 DG 5.5000% DUE 10/15/33 (31394KR89) 100,000.000 QTY | $38,707 | $37,103 |
| FHR 2697 LG 4.5000% DUE 10/15/23 (31394JYA9) 760,000.000 QTY | $33,735 | $30,876 |
| FHR 3237 CD 5.5000% DUE 09/15/36 (31397CDQ9) 60,000.000 QTY | $67,555 | $68,136 |
| FHR 3249 CB 4.2500% DUE 12/15/36 (31397EDF9) 1,391,897.000 QTY | $80,004 | $84,426 |
| FHR 4213 VE 3.5000% DUE 06/15/26 (3137B33G1) 85,000.000 QTY | $42,293 | $41,789 |
| FHR 4274 PN 3.5000% DUE 10/15/35 (3137B5VK6) 525,000.000 QTY | $98,383 | $99,678 |
| FHR 4774 LP 3.5000% DUE 09/15/46 (3137F4VQ2) 60,000.000 QTY | $36,860 | $35,912 |
| FHR R003 ZA 5.5000% DUE 10/15/35 (31396C3Y4) 200,000.000 QTY | $64,567 | $67,169 |
| FNMA PL 831304 5.5000% DUE 01/01/21 (31407HRZ1) 365,000.000 QTY | $94 | $94 |
| FNMA PL 845159 4.5000% DUE 01/01/21 (31407Y5U9) 412,408.000 QTY | $5 | $5 |
| FNMA PL 889717 5.5000% DUE 12/01/21 (31410KPA6) 490,000.000 QTY | $283 | $565 |
| FNMA PL 890231 5.0000% DUE 07/01/25 (31410LA85) 255,000.000 QTY | $4,524 | $14,604 |
| FNMA PL 962034 5.0000% DUE 03/01/23 (31414CHK7) 625,000.000 QTY | $2,410 | $8,088 |
| FNMA PL 995264 6.5000% DUE 12/01/23 (31416BTV0) 250,000.000 QTY | $774 | $4,803 |
| FNMA POOL 05-68G 5.0000% DUE 07/25/35 (31394E2Q0) 115,000.000 QTY | $26,193 | $23,811 |
| FNR 2003-33 PG 5.5000% DUE 05/25/33 (31393BGN9) 498,000.000 QTY | $77,648 | $80,000 |
| FNR 2005-70 KP 5.0000% DUE 06/25/35 (31394EX60) 119,000.000 QTY | $126,208 | $123,154 |
| FREDDIE MAC 4.0000% DUE 11/15/37 (31398Q4F1) 320,000.000 QTY | $89,273 | $92,727 |
| GENERAL DYNAMICS CORP 3.875% DUE 07/15/21 (369550AR9) 25,000.000 QTY | $25,178 | $25,254 |
| GENL ELEC CAP CORP B/E 3.150% DUE 09/07/22 (36962G6F6) 13,000.000 QTY | $13,222 | $13,580 |
| GILEAD SCIENCES INC B/E 3.700% DUE 04/01/24 (375558AW3) 45,000.000 QTY | $45,773 | $49,047 |
| GILEAD SCIENCES INC NTS 3.250% DUE 09/01/22 (375558BC6) 15,000.000 QTY | $15,206 | $15,665 |
| GM FIN CONS ATMB TR 2020-3 0.4500% DUE 04/16/25 (362590AC5) 50,000.000 QTY | $49,989 | $50,201 |
| GNMA PL 721420X 4.0000% DUE 09/15/24 (3620A7PD1) 204,000.000 QTY | $3,847 | $13,619 |
| GNR 2009-78 NC 5.0000% DUE 09/20/39 (38376FUV2) 38,000.000 QTY | $27,885 | $26,901 |
| GNR 2012-140 VW 3.0000% DUE 07/20/42 (38378GEK0) 100,000.000 QTY | $13,508 | $8,479 |
| GOLDMAN SACHS GROUP INC 2.905% MATURES 07/24/23 (38141GWM2) 10,000.000 QTY | $9,745 | $10,386 |
| GOLDMAN SACHS GROUP INC 3.000% DUE 04/26/22 (38141GWC4) 20,000.000 QTY | $19,557 | $20,162 |
| GOLDMAN SACHS GROUP INC 3.500% DUE 01/23/25 (38148LAC0) 5,000.000 QTY | $4,998 | $5,518 |
| GOLDMAN SACHS GROUP INC 3.850% DUE 01/26/27 (38141GWB6) 75,000.000 QTY | $78,017 | $85,590 |
| GOLDMAN SACHS GROUP INC 4.250% DUE 10/21/25 (38141GVR2) 3,000.000 QTY | $2,979 | $3,440 |
| HALLIBURTON CO CALL @MAKE 3.250% DUE 11/15/21 (406216AZ4) 15,000.000 QTY | $15,082 | $15,257 |
| HOME DEPOT INC B/E 2.125% DUE 09/15/26 (437076BN1) 35,000.000 QTY | $32,497 | $37,722 |
| HOME DEPOT INC NTS B/E 3.900% DUE 12/06/28 (437076BW1) 15,000.000 QTY | $14,897 | $18,048 |
| HSBC HLDGS PLC B/E 4.000% DUE 03/30/22 (404280AN9) 42,000.000 QTY | $42,559 | $43,894 |
| HYUNDAI AUTO REC TRUST 1.9400% DUE 02/15/24 (44891JAC2) 30,000.000 QTY | $30,435 | $30,551 |
| INDIANA MICH PWR CO NTS 3.850% DUE 05/15/28 (454889AS5) 30,000.000 QTY | $29,906 | $35,226 |
| INTEL CORP B/E 3.700% DUE 07/29/25 (458140AS9) 2,000.000 QTY | $1,997 | $2,263 |
| INTEL CORP NTS B/E 2.450% DUE 11/15/29 (458140BH2) 15,000.000 QTY | $14,980 | $16,271 |
| INTUIT INC NTS B/E 0.950% DUE 07/15/25 (46124HAB2) 30,000.000 QTY | $29,976 | $30,377 |
| INVESCO FIN PLC B/E 4.000% DUE 01/30/24 (46132FAB6) 30,000.000 QTY | $30,441 | $32,930 |
| JOHN DEERE CAPITAL CORP 2.750% DUE 03/15/22 (24422ERM3) 27,000.000 QTY | $26,991 | $27,804 |
| JOHN DEERE CPTL 2.700% DUE 01/06/23 (24422EUA5) 15,000.000 QTY | $14,507 | $15,724 |
| KEYCORP MED TERM NTS B/E 5.100% DUE 3/24/21 (49326EED1) 15,000.000 QTY | $15,087 | $15,157 |
| LINCOLN NATL CORP B/E 4.000% DUE 09/01/23 (534187BD0) 20,000.000 QTY | $20,255 | $21,816 |
| LLOYDS BANK PLC NTS B/E 6.375% DUE 1/21/21 (539473AH1) 30,000.000 QTY | $30,593 | $30,081 |
| LOCKHEED MARTIN CORP B/E 1.850% DUE 06/15/30 (539830BP3) 35,000.000 QTY | $36,306 | $36,720 |
| MANULIFE FINANCIAL CORP 4.150% DUE 03/04/26 (56501RAC0) 6,000.000 QTY | $6,079 | $6,979 |
| MARSH & MCLENNAN COS INC 3.300% DUE 03/14/23 (571748BA9) 15,000.000 QTY | $15,012 | $15,881 |
| MEAD JOHNSON NUTRITION 4.125% DUE 11/15/25 (582839AH9) 50,000.000 QTY | $52,222 | $57,691 |
| MEDTRONIC INC B/E 3.500% DUE 03/15/25 (585055BS4) 11,000.000 QTY | $11,101 | $12,344 |
| MERCK & CO INC NTS B/E 2.350% DUE 02/10/22 (58933YAQ8) 15,000.000 QTY | $14,496 | $15,344 |
| METLIFE INC B/E 4.368% DUE 09/15/23 (59156RBB3) 30,000.000 QTY | $31,304 | $33,233 |
| MICROSOFT CORP B/E 3.300% DUE 02/06/27 (594918BY9) 15,000.000 QTY | $17,216 | $17,116 |
| MITSUBISHI UFJ FIN GRP 3.741% DUE 03/07/29 (606822BH6) 75,000.000 QTY | $85,893 | $87,919 |
| MITSUBISHI UFJ FINL GROUP INC 2.998% DUE 02/22/22 (606822AL8) 20,000.000 QTY | $20,100 | $20,599 |
| MORGAN STANLEY B/E 4.000% DUE 07/23/25 (6174468C6) 25,000.000 QTY | $28,324 | $28,609 |
| MORGAN STANLEY NTS B/E 3.700% (61761JVL0) 60,000.000 QTY | $59,364 | $66,768 |
| MORGAN STANLEY NTS B/E 3.875% DUE 01/27/26 (61746BDZ6) 45,000.000 QTY | $45,418 | $51,618 |
| MUFG AMERICAS HLDGS CORP 3.000% DUE 02/10/25 (553794AC2) 24,000.000 QTY | $24,009 | $26,209 |
| NATL RURAL UTILS COOP 3.900% DUE 11/01/28 (637432NQ4) 30,000.000 QTY | $30,863 | $35,230 |
| NORTHERN TRUST CORP NTS 1.950% DUE 05/01/30 (665859AV6) 15,000.000 QTY | $14,943 | $15,635 |
| NTHN STATES PWR CO B/E 2.600% DUE 05/15/23 (665772CK3) 15,000.000 QTY | $15,005 | $15,625 |
| NUCOR CORP B/E 4.125% DUE 09/15/22 (670346AL9) 15,000.000 QTY | $15,381 | $15,805 |
| NUTRIEN LTD NTS B/E 3.625% DUE 03/15/24 (67077MAC2) 20,000.000 QTY | $19,822 | $21,693 |
| ONCOR ELEC DELIVERY NTS 2.950% DUE 04/01/25 (68233JAZ7) 30,000.000 QTY | $29,552 | $32,827 |
| ONE GAS INC NTS B/E 2.000% DUE 05/15/30 (68235PAH1) 5,000.000 QTY | $4,974 | $5,215 |
| ONEBEACON US HOLDINGS IN 4.600% DUE 11/09/22 (68245JAB6) 10,000.000 QTY | $10,092 | $10,642 |
| ORACLE CORP B/E 2.500% DUE 10/15/22 (68389XAP0) 20,000.000 QTY | $19,932 | $20,789 |
| ORACLE CORP NTS B/E 2.400% DUE 09/15/23 (68389XBL8) 45,000.000 QTY | $44,989 | $47,318 |
| ORIX CORP NTS 2.900% DUE 07/18/22 (686330AH4) 15,000.000 QTY | $15,048 | $15,546 |
| ORIX CORP NTS B/E 3.700% DUE 07/18/27 (686330AJ0) 30,000.000 QTY | $29,861 | $34,216 |
| PACCAR FINANCIAL CORP 0.800% DUE 06/08/23 (69371RQ82) 10,000.000 QTY | $9,986 | $10,107 |
| PFIZER & CO INC B/E 3.450% DUE 03/15/29 (717081ET6) 15,000.000 QTY | $14,965 | $17,532 |
| PHILIP MORRIS INTL INC 2.125% DUE 05/10/23 (718172BU2) 20,000.000 QTY | $19,780 | $20,780 |
| PHILIP MORRIS INTL INC 2.500% DUE 11/02/22 (718172CD9) 10,000.000 QTY | $9,644 | $10,378 |
| PINNACLE WEST CPTL CORP 1.300% DUE 06/15/25 (723484AH4) 23,000.000 QTY | $23,355 | $23,365 |
| PNC FINL SERV GRP INC WT 3.450% DUE 04/23/29 (693475AW5) 30,000.000 QTY | $34,575 | $34,581 |
| POTOMAC ELEC PWR CO B/E 3.600% DUE 03/15/24 (737679DG2) 15,000.000 QTY | $15,336 | $16,277 |
| PRECISION CASTPARTS CORP 3.250% DUE 06/15/25 (740189AM7) 15,000.000 QTY | $15,012 | $16,574 |
| PRINCIPAL FINANCIAL GROU 3.125% DUE 05/15/23 (74251VAH5) 13,000.000 QTY | $12,982 | $13,818 |
| PROGRESSIVE CORP B/E 2.450% DUE 01/15/27 (743315AR4) 6,000.000 QTY | $5,998 | $6,495 |
| PROLOGIS B/E 1.250% DUE 10/15/30 (74340XBR1) 10,000.000 QTY | $9,962 | $9,902 |
| PRUDENTIAL FINL INC 3.878% DUE 03/27/28 (74432QCC7) 15,000.000 QTY | $15,000 | $17,637 |
| PRUDENTIAL FINL INC NTS 1.500% (74432QCH6) 15,000.000 QTY | $15,213 | $15,564 |
| PUBLIC STORAGE B/E 3.385% DUE 05/01/29 (74460DAD1) 10,000.000 QTY | $9,981 | $11,445 |
| QUALCOMM INC NTS B/E 3.250% DUE 05/20/27 (747525AU7) 19,000.000 QTY | $18,950 | $21,566 |
| RABOBK NEDERL&MED TERM NTS 03.875% DUE 02/08/22 (21685WDD6) 70,000.000 QTY | $70,655 | $72,787 |
| REALTY INCOME CORP B/E 3.000% DUE 01/15/27 (756109AS3) 15,000.000 QTY | $13,970 | $16,597 |
| REALTY INCOME CORP B/E 3.650% DUE 01/15/28 (756109AU8) 15,000.000 QTY | $14,975 | $17,113 |
| REALTY INCOME CORP B/E 3.875% DUE 07/15/24 (756109AQ7) 15,000.000 QTY | $14,993 | $16,583 |
| ROYAL BK OF CANADA MED TERM NTS 2.500% DUE 1/19/21 (78012KKU0) 5,000.000 QTY | $4,994 | $5,004 |
| S&P GLOB INC B/E 2.500% DUE 12/01/29 (78409VAP9) 15,000.000 QTY | $14,975 | $16,360 |
| SAN DIEGO GAS & ELEC NTS 2.500% DUE 05/15/26 (797440BU7) 14,000.000 QTY | $13,955 | $15,185 |
| SANTANDER DRIVE AUTO 2.9300% DUE 12/15/22 (80284YAF1) 55,000.000 QTY | $2,300 | $6,057 |
| SANTANDER DRIVE AUTO RECEIVABL 3.2100% 09/15/23 (80285HAE0) 150,000.000 QTY | $51,971 | $66,302 |
| SANTANDER UK GROUP HLDGS 3.125% DUE 1/8/21 (80281LAD7) 15,000.000 QTY | $15,001 | $15,003 |
| SCHLUMBERGER FIN CANADA 1.400% DUE 09/17/25 (80685XAC5) 15,000.000 QTY | $14,982 | $15,426 |
| SHELL INTL FIN NTS B/E 3.250% DUE 05/11/25 (822582BD3) 40,000.000 QTY | $40,114 | $44,337 |
| SIERRA PAC POWER CO B/E 3.375% DUE 08/15/23 (826418BJ3) 30,000.000 QTY | $30,779 | $32,055 |
| SIMON PPTY GROUP LP B/E 2.450% DUE 09/13/29 (828807DF1) 5,000.000 QTY | $4,947 | $5,252 |
| SIMON PPTY GROUP LP B/E 3.375% DUE 10/01/24 (828807CS4) 20,000.000 QTY | $19,804 | $21,748 |
| SIMON PPTY GROUP LP NTS 3.750% DUE 02/01/24 (828807CR6) 25,000.000 QTY | $25,527 | $27,079 |
| SOUTHERN CO NTS B/E 2.350% DUE 07/01/21 (842587CS4) 15,000.000 QTY | $14,744 | $15,118 |
| SOUTHWESTERN ELEC PWR CO 3.550% DUE 02/15/22 (845437BM3) 15,000.000 QTY | $15,117 | $15,402 |
| STATE STREET CORP B/E 3.100% DUE 05/15/23 (857477AL7) 10,000.000 QTY | $9,984 | $10,633 |
| STATE STREET CORP B/E 3.550% DUE 08/18/25 (857477AT0) 25,000.000 QTY | $25,868 | $28,380 |
| STATE STREET CORP NTS 2.653% DUE 05/15/23 (857477AZ6) 20,000.000 QTY | $19,393 | $20,625 |
| SUMITOMO MITSUI FINL GRP 2.058% DUE 07/14/21 (86562MAE0) 30,000.000 QTY | $29,642 | $30,629 |
| SUMITOMO MITSUI FINL GRP 2.784% DUE 07/12/22 (86562MAQ3) 15,000.000 QTY | $15,012 | $15,551 |
| SUMITOMO MITSUI FINL GRP 3.102% DUE 01/17/23 (86562MAX8) 50,000.000 QTY | $49,171 | $52,751 |
| SUNTRUST BANK NTS B/E 3.200% DUE 04/01/24 (86787EBC0) 30,000.000 QTY | $30,131 | $32,564 |
| SUNTRUST BANKS INC NTS 2.700% DUE 01/27/22 (867914BM4) 15,000.000 QTY | $14,988 | $15,354 |
| TEXAS INSTRUMENTS INC 1.750% DUE 05/04/30 (882508BJ2) 15,000.000 QTY | $15,044 | $15,556 |
| THE DETROIT EDISON CO 2.650% DUE 06/15/22 (250847EJ5) 5,000.000 QTY | $4,933 | $5,136 |
| TJX COS INC B/E 2.250% (872540AQ2) 15,000.000 QTY | $16,050 | $16,173 |
| TORONTO-DOMINION BANK 0.750% DUE 09/11/25 (89114QCK2) 20,000.000 QTY | $19,954 | $20,075 |
| TORONTO-DOMINION BK 2.125% DUE 4/7/21 (89114QBG2) 25,000.000 QTY | $24,958 | $25,123 |
| TOTAL CAPITAL INTL SA 3.455% DUE 02/19/29 (89153VAQ2) 15,000.000 QTY | $15,000 | $17,367 |
| TOTAL CAPITAL INTL SA 3.750% DUE 04/10/24 (89153VAL3) 15,000.000 QTY | $15,452 | $16,584 |
| TOTAL CPTL SA NTS B/E 4.125% DUE 1/28/21 (89152UAF9) 15,000.000 QTY | $15,021 | $15,037 |
| TOYOTA MOTOR CRDT CORP 1.800% DUE 02/13/25 (89236TGT6) 35,000.000 QTY | $36,511 | $36,701 |
| UNITED HEALTH GROUP INC 03.375% DUE 11/15/21 (91324PBT8) 25,000.000 QTY | $25,050 | $25,462 |
| UNITED HEALTH GROUP INC 1.250% DUE 01/15/26 (91324PDW9) 15,000.000 QTY | $14,942 | $15,463 |
| UNITEDHEALTH GROUP INC 2.950% DUE 10/15/27 (91324PDE9) 12,000.000 QTY | $11,900 | $13,472 |
| US BANCORP B/E 3.000% (91159HHW3) 15,000.000 QTY | $14,999 | $16,754 |
| US BANCORP NTS B/E 1.450% DUE 05/12/25 (91159HHZ6) 57,000.000 QTY | $56,934 | $59,155 |
| VERIZON COMMUNICATIONS 2.625% (92343VDD3) 4,000.000 QTY | $3,990 | $4,383 |
| VIRGINIA ELEC & POWER CO 3.450% DUE 02/15/24 (927804FQ2) 14,000.000 QTY | $14,090 | $15,103 |
| VISA INC NTS B/E 1.900% DUE 04/15/27 (92826CAL6) 10,000.000 QTY | $9,972 | $10,643 |
| WALMART INC B/E 3.250% DUE 07/08/29 (931142EN9) 10,000.000 QTY | $9,988 | $11,638 |
| WALT DISNEY COMPANY/THE 2.550% DUE 02/15/22 (25468PCT1) 40,000.000 QTY | $39,318 | $40,974 |
| WELLPOINT INC NTS B/E 3.300% DUE 01/15/23 (94973VBA4) 15,000.000 QTY | $15,112 | $15,866 |
| WELLS FARGO & CO 2.406% DUE 10/30/25 (95000U2H5) 35,000.000 QTY | $35,000 | $37,008 |
| WELLS FARGO & CO 3.750% DUE 01/24/24 (95000U2C6) 35,000.000 QTY | $36,198 | $38,209 |
| WELLS FARGO & CO 4.100% DUE 06/03/26 (94974BFY1) 30,000.000 QTY | $30,204 | $34,393 |
| WELLS FARGO & CO NTS B/E 3.069% DUE 01/24/23 (949746SK8) 35,000.000 QTY | $35,169 | $35,999 |
| WELLS FARGO & CO NTS B/E 3.450% DUE 02/13/23 (94974BFJ4) 30,000.000 QTY | $29,991 | $31,793 |
| WESTPAC BANKING CORP B/E 2.850% DUE 05/13/26 (961214CX9) 30,000.000 QTY | $27,846 | $33,310 |
| WESTPAC BANKING CORP NTS 2.350% DUE 02/19/25 (961214EH2) 35,000.000 QTY | $35,137 | $37,586 |
| WESTPAC BANKING CORP NTS B/E 2.1% DUE 5/13/21 (961214CV3) 15,000.000 QTY | $14,928 | $15,104 |
| WORLD FINANCIAL NETWORK 2.0300% DUE 04/15/25 (981464FJ4) 100,000.000 QTY | $99,875 | $100,751 |
| WORLD OMNI AUTO RECV TR 0.4800% DUE 11/17/25 (98163CAD2) 50,000.000 QTY | $49,987 | $50,174 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (2 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| BIOGEN INC (BIIB) 1,200.000 SHARES | $458,448 | $293,832 |
| INVITATION HOMES INC REIT (INVH) 21,569.000 SHARES | $424,181 | $640,599 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $2,981,552 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $3,100,550 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (48 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| AESSF III PRIVATE INVESTORS OFFSHORE, LP | AT COST | $363,239 | $447,548 |
| AIF (APOLLO) VIII PRIVATE INVESTORS OFFSHORE, LP | AT COST | $443,889 | $760,093 |
| AP X PRIVATE INVESTORS OFFSHORE, LP | AT COST | $12,000 | $12,000 |
| APOLLO VII PRIVATE INVESTORS ONSHORE (TAX EXEMPT), LLC | AT COST | $0 | $37,056 |
| BCP VI PRIVATE INVESTORS, LP | AT COST | $0 | $236,601 |
| BLACKROCK HIGH YIELD BOND (BHYIX) 254,799.782 SHARES | AT COST | $1,690,086 | $1,984,890 |
| BLACKSTONE GSO PRIVATE INVESTORS, LP (OFFSHORE) | AT COST | $0 | $12,770 |
| BSREP II (BROOKFIELD) PRIVATE INVESTORS OFFSHORE, LP | AT COST | $506,989 | $730,790 |
| CADUCEUS ASIA CPI PRIVATE INVESTORS OFFSHORE, LP | AT COST | $49,254 | $310,982 |
| CCMP III PRIVATE INVESTORS OFFSHORE, LP | AT COST | $291,016 | $474,562 |
| CERBERUS VI PRIVATE INVESTORS OFFSHORE, LP | AT COST | $652,278 | $802,542 |
| COATUE EARLY STAGE FUND PRIVATE INVESTORS (CAYMAN), LP | AT COST | $643,718 | $657,887 |
| DODGE & COX INCOME FUND (DODIX) 64,266.471 SHARES | AT COST | $899,377 | $941,504 |
| EDGEWOOD GROWTH FD INS (EGFIX) 43,739.482 SHARES | AT COST | $1,445,526 | $2,264,393 |
| FIDELITY 500 INDEX FUND (FXAIX) 86,825.672 SHARES | AT COST | $9,089,285 | $11,302,098 |
| GIF V PRIVATE INVESTORS OFFSHORE, LP | AT COST | $0 | $154,820 |
| GOLDENTREE OFFSHORE FUND, LTD. | AT COST | $15,482 | $84,067 |
| GSO PRIVATE INVESTORS OFFSHORE III SICAV-RAIF S.C.S | AT COST | $138,832 | $134,426 |
| HIGHBRIDGE MEZZANINE PARTNERS, LP (OFFSHORE) | AT COST | $0 | $102,245 |
| HPS - CORE SENIOR LENDING OFFSHORE FUND (PB), LP | AT COST | $619,662 | $677,569 |
| HPS MEZZANINE PRIVATE INVESTORS OFFSHORE 2019, LP | AT COST | $252,716 | $275,969 |
| HPS MEZZANINE PRIVATE INVESTORS OFFSHORE II, LP | AT COST | $0 | $164,784 |
| ISHARES 20+ YEAR TREASURY BO (TLT) 7,603.000 SHARES | AT COST | $1,117,393 | $1,199,221 |
| ISHARES MSCI USA QUALITY FACTOR (QUAL) 19,018.000 SHARES | AT COST | $1,857,884 | $2,210,082 |
| JPM U.S. REAL ESTATE INCOME AND GROWTH DOMESTIC, LP | AT COST | $1,244,783 | $952,967 |
| JPM US I&G DOMESTIC GROWTH REIT INC. | AT COST | $1,000 | $1,000 |
| JPMORGAN HIGH YIELD R6 (JHYUX) 139,211.801 SHARES | AT COST | $893,084 | $991,188 |
| KKR ASIAN FUND II PRIVATE INVESTORS OFFSHORE, LP | AT COST | $200,324 | $423,751 |
| KKR ASIAN FUND PRIVATE INVESTORS OFFSHORE, LP | AT COST | $0 | $1,744 |
| LC ASIA3 PRIVATE INVESTORS OFFSHORE, LP | AT COST | $388,460 | $341,887 |
| LIGHT STREET XENON, LTD. SERIES A2 | AT COST | $950,000 | $1,132,335 |
| LION CAPITAL II PRIVATE INVESTORS OFFSHORE, LP | AT COST | $225,839 | $27,188 |
| PEG DIGITAL GROWTH FUND OFFSHORE SPECIAL II, LP | AT COST | $759,075 | $345,802 |
| PEG DIGITAL GROWTH FUND OFFSHORE, LP | AT COST | $0 | $30,108 |
| PIMCO INVESTMENT GRADE CREDIT BOND (PIGIX) 92,525.215 SHARES | AT COST | $1,013,121 | $1,044,610 |
| PROVIDENCE VII PRIVATE INVESTORS, LP (OFFSHORE) | AT COST | $0 | $346,763 |
| PROVIDENCE VIII PRIVATE INVESTORS OFFSHORE, LP | AT COST | $309,878 | $278,915 |
| PSAM WORLD ARB FUND LIMITED | AT COST | $573,167 | $1,322,103 |
| RIVERSTONE GLOBAL ENERGY AND POWER OFFSHORE IV, LP | AT COST | $1,049 | $46,843 |
| RIVERSTONE GLOBAL ENERGY AND POWER PRIVATE INVESTORS V, LP | AT COST | $655,256 | $268,421 |
| SCULPTOR OF II PRIVATE INVESTORS OFFSHORE LTD. | AT COST | $340,896 | $691,254 |
| SLA PRIVATE INVESTORS OFFSHORE, LP | AT COST | $839,217 | $840,700 |
| SPDR S&P 500 ETF (SPY) 25,055.000 SHARES | AT COST | $5,053,465 | $9,367,563 |
| STARWOOD SOF XI PRIVATE INVESTORS OFFSHORE 2, LP | AT COST | $292,848 | $305,396 |
| VANGUARD TOTAL INTERNATIONAL BOND INDEX (VTABX) 80,494.271 SHARES | AT COST | $1,832,984 | $1,882,761 |
| VINTAGE EUROPEAN OPPORTUNITY FUND OFFSHORE, LP | AT COST | $199,454 | $342,826 |
| WCM FOCUSED INTL GROWTH FUND (WCMIX) 159,559.694 SHARES | AT COST | $3,209,748 | $3,949,102 |
| YORK CREDIT OPPORTUNITIES UNIT TRUST CLASS B | AT COST | $187,791 | $186,497 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | GENERAL AND ADMINISTRATIVE LEGAL COUNSEL | CategoryTxt |
| Legal Fees | $71,048 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $71,048 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| BANK FEES | $223 | $223 | $0 |
| FILING FEES | $1,500 | $0 | $1,500 |
| OTHER EXPENSES THRU SCHEDULE K-1'S | $0 | $18,142 | $0 |
| PROGRAM EXPENSES | $28,735 | $0 | $28,735 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (4 entries)
| DescDesc | Net Investment IncomeNetInvestmentIncomeAmt | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| OTHER INCOME THRU SCHEDULE K-1'S | $5 | ||
| SECURITIES LITIGATION PROCEEDS | $1,957 | $1,957 | $1,957 |
| FEDERAL EXCISE TAX REFUND | $8,680 | $8,680 | |
| RESCINDED GRANT | $5,000 | $5,000 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| ADMINISTRATIVE SERVICES | $27,625 | $0 | $27,625 |
| INVESTMENT MANAGEMENT AND ADVISORY | $174,803 | $174,803 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FEDERAL EXCISE TAX PAID | CategoryTxt |
| Amt | $60,000 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |