2026-05-01T08:46:16-05:00 2025-06-30 991856619 GRANT THORNTON ADVISORS LLC 53 STATE STREET SUITE 1600 BOSTON MA 02109 990 2024-07-01 872786093 CALIFORNIA INSTITUTE FOR IMMUNOLOGY AND IMMUNOTHERAPY CALI 4342277095 11755 WILSHIRE BOULEVARD 1400 LOS ANGELES CA 90025 ERIC ESRAILIAN PRESIDENT 4342277095 2026-05-01 1 1 ERIN COUTURE P01390592 6177237900 2024 2025-03-06 01:10:19Z ERIC ESRAILIAN 11755 WILSHIRE BOULEVARD 1400 LOS ANGELES CA 90025 20000000 0 X HTTPS://WWW.CALIMMUNOLOGY.ORG X 2021 CA MEDICAL SCIENCES RESEARCH INSTITUTE DEDICATED TO THE STUDY OF THE IMMUNE SYSTEM 10 10 0 12 0 0 1000000 20000000 0 0 0 0 0 0 1000000 20000000 0 0 0 0 0 0 0 0 0 462208 1589595 462208 1589595 537792 18410405 1008545 19508100 295841 360191 712704 19147909 TO HARNESS THE POWER OF THE HUMAN IMMUNE SYSTEM AND ADVANCED COMPUTING TECHNOLOGIES TO CREATE AND TRANSLATE SCIENTIFIC DISCOVERIES INTO NEXT GENERATION VACCINES AND THERAPIES FOR PREVENTION, CONTROL AND CURE OF CHRONIC DISEASES, ENABLING LONGER AND HEALTHIER LIVES. 0 0 THE INSTITUTE IS A MEDICAL SCIENCES RESEARCH INSTITUTE DEDICATED TO THE STUDY OF THE IMMUNE SYSTEM AND ITS VARIED ROLES IN THE PATHOGENESIS AND POTENTIAL TREATMENT OF A WIDE VARIETY OF DISEASES. WITH A MISSION TO DEEPLY DECODE THE WORKINGS OF THE HUMAN IMMUNE SYSTEM TO PROMOTE HEALTH, COMBAT DISEASE AND PROLONG LIFE, THE INSTITUTE WAS ESTABLISHED TO CREATE A MULTIDISCIPLINARY MEDICAL RESEARCH INSTITUTE TO COORDINATE RESEARCH INTO THE HUMAN IMMUNE SYSTEM ACROSS UNIVERSITIES AND RESEARCH INSTITUTIONS IN CALIFORNIA. THE INSTITUTE ALSO PLANS TO ENGAGE IN THE CONTINUOUS AND ACTIVE CONDUCT OF MEDICAL RESEARCH IN COLLABORATION WITH VARIOUS NONPROFIT HOSPITALS. 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 5 0 1 0 0 0 0 0 0 0 0 0 0 0 X 10 10 1 0 1 0 0 1 1 1 1 0 0 1 1 1 1 1 1 0 0 0 CA X ARMANINO ADVISORY LLC 9253024326 2700 CAMINO RAMON SUITE 350 SAN RAMON CA 94583 X GARY MICHELSON BOARD CHAIR/DIRECTOR 5.00 1.00 X X 0 0 0 ERIC ESRAILIAN PRESIDENT/DIRECTOR 1.00 1.00 X X 0 0 0 MEYER LUSKIN TREASURER/DIRECTOR 1.00 1.00 X X 0 0 0 ARIE BELLDEGRUN DIRECTOR 1.00 1.00 X 0 0 0 STEVEN DUBINETT DIRECTOR 1.00 1.00 X 0 0 0 JULIO FRENK DIRECTOR 1.00 1.00 X 0 0 0 JOHN MAZZIOTTA DIRECTOR 1.00 1.00 X 0 0 0 MICHAEL MILKEN DIRECTOR 1.00 1.00 X 0 0 0 SEAN PARKER DIRECTOR 1.00 1.00 X 0 0 0 ROGER WAKIMOTO DIRECTOR 1.00 1.00 X 0 0 0 SUSAN DAWSON SECRETARY 5.00 1.00 X 0 0 0 0 0 0 0 0 0 0 GIBSON DUNN & CRUTCHER LLP 333 SOUTH GRAND AVENUE LOS ANGELES CA 900713197 LEGAL 1070581 ARNOLD & PORTER KAYE SCHOLER 601 MASSACHUSETTS AVE NW WASHINGTON DC 20001 LEGAL 200400 SULLIVAN & CROMWELL LLP 125 BROAD STREET NEW YORK NY 100042498 LEGAL 154022 3 20000000 20000000 20000000 0 0 0 1425003 1425003 41836 41836 97619 97619 805 805 23836 23836 LICENSE FEES 496 496 1589595 0 1589595 0 1008545 19503538 0 4562 1008545 19508100 295841 360191 295841 360191 X 0 0 0 0 712704 19147909 712704 19147909 1008545 19508100 18410405 24800 0 X 0 1 X 1 0 X 1108746 1000000 20000000 22108746 1108746 1000000 20000000 22108746 22108746 22108746 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 20000000 0 20000000 0 20000000 1589595 0 1589595 0 1589595 FORM 990, PART VI, SECTION A, LINE 2 SUSAN DAWSON AND SEAN PARKER BUSINESS RELATIONSHIP FORM 990, PART VI, SECTION A, LINE 4 THE INSTITUTE SIGNED AN AFFILIATION AGREEMENT WITH THE REGENTS OF THE UNIVERSITY OF CALIFORNIA, A CALIFORNIA CORPORATION, BY AND ON BEHALF OF UCLA AND UCLA HEALTH (THE "UNIVERSITY"), WHICH REQUIRED CERTAIN CHANGES TO THE INSTITUTE'S GOVERNING DOCUMENTS. ACCORDINGLY, THE INSTITUTE AMENDED ITS BYLAWS SUCH THAT THE BOARD SHALL CONSIST OF SIX "FOUNDERS DIRECTORS," WHO ARE APPOINTED AND REMOVED BY THE CALIFORNIA INSTITUTE FOR IMMUNOLOLGY AND IMMUNOTHERAPY FOUNDERS, LLC (THE "FOUNDERS DESIGNATOR"), AND FOUR "UCLA DIRECTORS" WHO ARE APPOINTED AND REMOVED BY THE UNIVERSITY. THE BOARD MAY, BY MAJORITY APPROVAL OF EACH OF THE FOUNDERS DIRECTORS AND THE UCLA DIRECTORS, ADD AN ELEVENTH DIRECTOR FROM ANOTHER AFFILIATED RESEARCH INSTITUTION. THE INSTITUTE'S GOVERNING DOCUMENTS WERE FURTHER AMENDED PER THE AFFILIATION AGREEMENT TO (1) REFLECT SPECIFIED RIGHTS OF THE UCLA DIRECTORS (ACTING UNANIMOUSLY) TO VETO CERTAIN ACTIONS THAT COULD ADVERSELY AFFECT THE UNIVERSITY OR THE MISSION OF THE INSTITUTE, (2) ESTABLISH A BOARD OF GOVERNORS AS AN ADVISORY COMMITTEE, (3) CREATE AN INSTITUTE DIRECTOR POSITION, (4) ADD AN ANNUAL RESEARCH COMPLIANCE WORK PLAN REQUIREMENT, AND (5) PROVIDE THAT, SUBJECT TO UCLA'S VETO RIGHTS, THE BOARD MAY ADOPT, AMEND, OR REPEAL THE INSTITUTE'S GOVERNING DOCUMENTS AT ANY MEETING OF THE BOARD BY A MAJORITY OF THE DIRECTORS THEN IN OFFICE, WITH WRITTEN CONSENT OF THE FOUNDERS DESIGNATOR. FORM 990, PART VI, SECTION A, LINE 7A SEE PART VI, SECTION A, LINE 4 ABOVE FORM 990, PART VI, SECTION A, LINE 7B SEE PART VI, SECTION A, LINE 4 ABOVE. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS REVIEWED BY THE LEGAL COUNSEL AND THEN DISTRIBUTED TO THE BOARD OF DIRECTORS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE INSTITUTE HAS A CONFLICT OF INTEREST POLICY THAT REQUIRES DIRECTORS, OFFICERS, KEY EMPLOYEES AND OTHER DESIGNATED INDIVIDUALS TO DISCLOSE IF THEY HAVE A PERSONAL INTEREST OR RELATIONSHIP IN A TRANSACTION INVOLVING THE INSTITUTE, WHETHER DIRECTLY OR INDIRECTLY THROUGH A FAMILY MEMBER, CONTROLLED ENTITY OR BUSINESS OR INVESTMENT RELATIONSHIP. ANY INDIVIDUAL WITH A PERSONAL INTEREST OR RELATIONSHIP IN A TRANSACTION INVOLVING THE INSTITUTE MUST BE RECUSED FROM THE DISCUSSIONS AND APPROVAL FOR THAT TRANSACTION. THE TRANSACTION MUST BE REVIEWED BY DISINTERESTED PERSONS WHO DO NOT HAVE A PERSONAL INTEREST IN THE TRANSACTION UNDER REVIEW, AND SUCH DISINTERESTED PERSONS MAY APPROVE THE TRANSACTION AFTER DETERMINING THAT THE TERMS ARE FAIR AND REASONABLE TO THE INSTITUTE. THE INSTITUTE MAY ALSO CONSIDER WHETHER THERE ARE ALTERNATIVE TRANSACTIONS OR ARRANGEMENTS THAT ARE REASONABLY AVAILABLE UNDER THE CIRCUMSTANCES THAT DO NOT PRESENT A POTENTIAL CONFLICT OF INTEREST. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST WHEN REQUIRED BY FEDERAL OR STATE LAW. CALIFORNIA INSTITUTE OF IMMUNOLOGY AND IMMUNOTHERAPY FOUNDERS LLC 2700 CAMINO RAMON SUITE 350 SAN RAMON CA 94583 882383224 PROFESSIONAL SERVICES CA N/A NONE 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0