2025-03-10T08:15:53-05:00 2024-04-30 135565206 KPMG LLP 60 SOUTH STREET BOSTON MA 02111 990 2023-05-01 980052780 BROCK UNIVERSITY BROC 9056885550 1812 SIR ISAAC BROCK WAY ST CATHARINES ON CA L2S 3A1 JOSHUA TONNOS CFO & AVP FINANCE 9056885550 2025-03-07 1 1 CASSANDRA WYATT P01943677 6179881000 2023 2025-03-06 01:10:19Z LESLEY RIGG 1812 SIR ISAAC BROCK WAY ST CATHARINES ON CA L2S 3A1 301442026 0 X WWW.BROCKU.CA X 1964 CA SEE SCHEDULE O. 26 19 6049 900 0 0 85872381 91224937 151695723 149181424 8908648 10081668 40443694 42110472 286920446 292598501 20769981 19346153 0 0 179786711 190019266 0 0 2232540 88977937 92035028 289534629 301400447 -2614183 -8801946 619206705 603069505 424543237 417251812 194663468 185817693 X SEE SCHEDULE O. 0 0 237294404 19346153 178556514 INCORPORATED IN 1964, BROCK UNIVERSITY HAS CONTINUALLY DEVELOPED RIGOROUS UNDERGRADUATE AND GRADUATE PROGRAMS, INCLUDING EXPERIENTIAL LEARNING OPPORTUNITIES. BROCK IS A COMPREHENSIVE UNIVERSITY WITH STRONG ACADEMIC PROGRAMMING AND CUTTING-EDGE RESEARCH DONE IN WORLD-CLASS FACILITIES. BROCK OFFERS MORE THAN 130 UNDERGRADUATE AND GRADUATE PROGRAMS.TOTAL STUDENT HEADCOUNT FOR 2023-24 WAS OVER 18,900 STUDENTS. BROCK HAS 7 ACADEMIC FACULTIES; APPLIED HEALTH SCIENCES, GOODMAN SCHOOL OF BUSINESS, EDUCATION, HUMANITIES, MATHEMATICS AND SCIENCE, SOCIAL SCIENCES, AND GRADUATE STUDIES. BROCK HAS A TOTAL FACULTY OF 600, AND 8 RESEARCH CHAIRS. 12023018 12243771 RESEARCHBROCK'S TRANSDISCIPLINARY COMMUNITY-BASED, RESEARCH SUPPORTS THE REGION'S EMERGING INDUSTRY CLUSTERS, SUCH AS BIOMANUFACTURING, DIGITAL MEDIA, GREEN TECHNOLOGY, AND LIFE SCIENCES. THROUGH THE MAIN RESEARCH INSTITUTES AND CENTRES AT BROCK, WE FOSTER INTELLECTUAL ENVIRONMENTS IN WHICH RESEARCHERS ACROSS DISCIPLINES COMBINE THEIR EXPERTISE TO CREATE NEW FORMS OF INQUIRY AND NEW TYPES OF SOLUTIONS. MOST OF BROCK'S EXTERNAL RESEARCH REVENUE IS FROM THE TRI-COUNCIL (CIHR, NSERC, AND SSHRC). 249317422 1 1 0 0 0 0 0 1 0 1 1 0 0 0 1 0 1 0 1 1 1 0 1 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 1 X 0 0 6049 0 0 1 CA 0 0 0 0 0 0 0 0 X 26 19 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 X JOSH TONNOS 9056885550 1812 SIR ISAAC BROCK WAY ST CATHARINES ONTARIO CA L2S 3A1 ANTENEH AYANSO FACULTY TRUSTEE 40.00 0.00 X 202549 0 18660 DON CYR FACULTY TRUSTEE 40.00 0.00 X 175970 0 19221 DAN MALLECK FACULTY TRUSTEE 35.00 0.00 X 130146 0 15910 MATTHEW MELYNK STAFF TRUSTEE 35.00 0.00 X 87245 0 12074 TRECIA MCLENNON STAFF TRUSTEE (UNTIL 5/11/23) 35.00 0.00 X 29993 0 7214 ANNE MCCOURT TRUSTEE 1.00 0.00 X 0 0 0 ARTI FREEMAN TRUSTEE 1.00 0.00 X 0 0 0 BRIAN LANG TRUSTEE 1.00 0.00 X 0 0 0 CHRISTINE SAWCHUK TRUSTEE 1.00 0.00 X 0 0 0 DEBBIE ZIMMERMANN TRUSTEE 1.00 0.00 X 0 0 0 GREG BERTI TRUSTEE 1.00 0.00 X 0 0 0 GREG PLATA TRUSTEE (UNTIL 11/29/23) 1.00 0.00 X 0 0 0 JOANNA ROBERTO TRUSTEE 1.00 0.00 X 0 0 0 JONATHAN DAVEY TRUSTEE 1.00 0.00 X 0 0 0 KEVIN MAGEE TRUSTEE 1.00 0.00 X 0 0 0 KRISTIAN KNIBUTAT TRUSTEE 1.00 0.00 X 0 0 0 MARK ARTHUR TRUSTEE 1.00 0.00 X 0 0 0 MARY DESOUSA TRUSTEE (UNTIL 06/30/23) 1.00 0.00 X 0 0 0 NYARAYI KAPISAVANHU TRUSTEE 1.00 0.00 X 0 0 0 REJEANNE AIMEY TRUSTEE 1.00 0.00 X 0 0 0 ROBERT WELCH TRUSTEE 1.00 0.00 X 0 0 0 STEPHANIE THOMPSON TRUSTEE 1.00 0.00 X 0 0 0 HILARY PEARSON CHANCELLOR 1.00 0.00 X X 0 0 0 LAURA LANE STAFF TRUSTEE (AS OF 7/1/23) 35.00 0.00 X 68468 0 9158 RAKHA ZABIN STUDENT TRUSTEE (UNTIL 4/30/24) 1.00 0.00 X 14402 0 0 CARLEIGH CHARLTON STUDENT TRUSTEE (AS OF 3/1/24) 1.00 0.00 X 2715 0 0 LESLEY RIGG PRESIDENT & VC (AS OF 11/1/22) 35.00 0.00 X X 263714 0 19234 ALLIE HUGHES TRUSTEE (AS OF 12/5/23) 1.00 0.00 X 0 0 0 MARLEEN MCMASTER TRUSTEE (AS OF 7/1/23) 1.00 0.00 X 0 0 0 JAMES MAXWELL-BARILLAS STUDENT TRUSTEE (UNTIL 12/30/23) 1.00 0.00 X 0 0 0 LYNN WELLS PROVOST & VP 35.00 0.00 X 199290 0 19234 TIM KENYON INTERIM PROVOST & VP (AS OF 1/1/24) 35.00 0.00 X 183376 0 19234 CHABRIOL COLEBATCH SECRETARY (UNTIL 12/31/23) 35.00 0.00 X 136137 0 16496 SIMON BURKE SECRETARY (THRU 7/13/23) 35.00 0.00 X 131803 0 15393 JENNIFER GUARASCI ACTING VP, ADMIN (AS OF 5/5/23) 35.00 0.00 X 152478 0 17945 MICHELLE MCGINN ACTING VP, RESEARCH (AS OF 1/1/24) 35.00 0.00 X 154744 0 18149 JOSH TONNOS CFO & AVP FINANCIAL SERVICES 35.00 0.00 X 141176 0 16928 YVONNE ROUSSEL SECRETARY (AS OF 1/1/24) 35.00 0.00 X 0 0 0 DIRK DE CLERCQ PROFESSOR 40.00 0.00 X 268099 0 19220 MARTIN KUSY PROFESSOR 40.00 0.00 X 242056 0 5036 BARBARA SAINTY PROFESSOR 40.00 0.00 X 215103 0 15887 JENNIFER LI ASSOCIATE DEAN 40.00 0.00 X 213340 0 19220 USMAN RAJA ASSOCIATE DEAN 40.00 0.00 X 205262 0 18399 GREG FINN FORMER PROVOST & VP ACADEMIC 35.00 0.00 X 102379 0 13454 KEN CHAN FORMER VP, ADMIN (UNTIL 4/30/23) 35.00 0.00 X 180963 0 19235 TOM DUNK FORMER INTERIM PROVOST & VP ACADEMIC 40.00 0.00 X 169703 0 18946 3671111 0 354247 669 1 1 0 GARDA 54 CENTENNIAL PKWY NORTH HAMILTON ONTARIO CA L8E 1H6 SECURITY 654489 WORKDAY LIMITED KINGS BUILDING 152-155 CHURCH ST DUBLIN EI D07 A0TN SOFTWARE 536105 GLACIER COMMUNICATIONS INC 65 BROADWAY 1802 NEW YORK NY 10006 MARKETING 415224 TELUS HEALTH (CANADA) LTD 25 YORK ST 29TH FL TORONTO ONTARIO CA M5J 2V5 COUNSELING/CONSULTING 401306 TR HINAN 1501 PELHAM ST FONTHILL ONTARIO CA LOS 1E4 ENGINEERING/CONSTRUCTION 371456 21 78839 83934935 7211163 124689 91224937 STUDENT FEES 611710 136937653 136937653 RESEARCH 611310 12243771 12243771 149181424 10017968 10017968 259483 259483 936983 684261 252722 252722 252722 5184900 5121200 63700 63700 63700 39635 78839 60229 -20594 -20594 3996267 2977835 1018432 1018432 ANCILLARY 611710 25787407 25787407 SUNDRY 611310 14813022 14813022 40600429 292598501 190800285 0 10573279 175436 175436 19170717 19170717 2255168 508665 1746503 154985341 134644360 19464192 876789 10655344 9158594 1437335 59415 10243398 8804514 1381766 57118 11880015 10211236 1602535 66244 179424 125352 54072 53780 5122 48658 423146 423146 2387429 1739060 626211 22158 1549374 1383942 120864 44568 1470900 1040409 414949 15542 4387193 3206881 1051621 128691 13413388 5208331 8135350 69707 2987847 2713539 128589 145719 398036 349454 43990 4592 7317765 438228 6879537 25870226 25437264 395603 37359 1019308 40707 978276 325 RESEARCH 12035957 12023017 12940 OTHER OPERATING SUPPLY 6378387 5990950 135768 251669 STUDENT RECRUITMENT 1629540 1629540 MEMBERSHIP DUES 1026673 887362 130078 9233 9506655 4424742 4638502 443411 301400447 249317422 49850485 2232540 50747818 54435689 4039888 4657557 24041545 19119137 1201068 1060858 654529 693141 687076297 331584127 375972309 355492170 155258934 160725165 7290614 6885788 619206705 603069505 19408476 23567712 197337210 189865691 185929393 181595466 21868158 22222943 424543237 417251812 X 76486 76030 194586982 185741663 194663468 185817693 619206705 603069505 X -8801946 5053055 423146 483 -5520513 X 0 1 X 1 0 X 81753667 90980266 89110530 85872381 91224937 438941781 81753667 90980266 89110530 85872381 91224937 438941781 46813554 392128227 6288791 10727466 7417703 9680584 11214434 45328978 22185 1157 8121 0 0 31463 484302222 919135878 0.80970 0.82250 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 62700 X 0 96120256 303728 8093036 2609492 6719404 95188123 93451783 868824 5181115 3413467 -32001 96120256 100781112 507496 -1786788 2535668 3514369 93451783 74690884 2380709 15215846 2364603 -10858276 100781112 79734363 1011848 -1162407 2192813 2700107 74690884 0.06870 0.93130 0.00000 0 0 2368013 38726563 41094576 1630565 439971479 190945597 250656447 91115851 54349394 36766457 59975286 38182153 21793133 53288540 48106983 5181557 355492170 ACCRUED BENEFIT OBLIGATION 22222943 22222943 297370311 5053055 -3259080 1793975 295576336 -2977835 -2977835 292598501 303955136 2977835 2977835 300977301 423146 423146 301400447 PART III, LINE 4: CONTRIBUTED WORKS OF ART ARE RECORDED AS REVENUE AND EXPENSE, AT FAIR MARKET VALUE, AT THE DATE OF CONTRIBUTION. ARTWORK PURCHASES ARE EXPENSED AS ACQUIRED. THE CONTRIBUTED WORKS OF ART ENHANCE PROGRAM DELIVERY OF MANY DEGREE PROGRAMS (VISUAL ARTS, HISTORY, CLASSICS, COMPARATIVE LITERATURES & ARTS, AND MEDIEVAL AND RENAISSANCE STUDIES). PART V, LINE 4: THE ENDOWMENT FUNDS ARE RESTRICTED CONTRIBUTIONS RECEIVED BY THE UNIVERSITY AND UNRESTRICTED DONATIONS ARE INTERNALLY DESIGNATED BY THE BOARD OF TRUSTEES. THE PRINCIPAL IS REQUIRED TO BE MAINTAINED INTACT. THE INVESTMENT INCOME GENERATED FROM THE ENDOWMENT MUST BE USED IN ACCORDANCE WITH THE VARIOUS PURPOSES ESTABLISHED BY DONORS OR THE BOARD OF TRUSTEES. PART XI, LINE 2D - OTHER ADJUSTMENTS: ACTUARIAL GAIN/LOSS IN EMPLOYEE FUTURE BENEFITS -649,594. INTERNALLY ALLOCATED FOR ENDOWMENT SPENDING -2,609,486. PART XI, LINE 4B - OTHER ADJUSTMENTS: COST OF GOODS SOLD RELATED TO THE CAMPUS BOOKSTORE -2,977,835. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD RELATED TO THE CAMPUS BOOKSTORE 2,977,835. PART V, LINE 1F: ADMINISTRATIVE EXPENSES INCLUDE THE ADJUSTMENT RELATED TO THE CHANGE IN THE FOREIGN EXCHANGE RATES FROM THE PRIOR YEAR TO CURRENT YEAR. 1 1 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 BROCK UNIVERSITY IS SUBJECT TO THE ONTARIO HUMANS RIGHTS CODE, WHICH IS A PROVINCIAL LAW FOR FREEDOM FROM DISCRIMINATION WHEREBY EVERY PERSON HAS A RIGHT TO EQUAL TREATMENT WITHOUT DISCRIMINATION BECAUSE OF RACE, ANCESTRY, PLACE OF ORIGIN, COLOUR, ETHNIC ORIGIN, CITIZENSHIP, SEX, SEXUAL ORIENTATION, AGE, MARTIAL STATUS, FAMILY STATUS OR DISABILITY. SEE HUMAN RIGHTS POLICY AVAILABLE ONLINE. (HTTPS://BROCKU.CA/HUMAN-RIGHTS/HUMAN-RIGHTS/POLICIES-REPORTS/). THE UNIVERSITY PUBLICIZES ITS NONDISCRIMINATORY POLICY ON ITS APPLICATIONS. SCHEDULE E, PART I, LINE 4 LPART I, LINE 4A - BROCK UNIVERSITY DOES NOT ENGAGE IN RACIALLY DISCRIMINATORY POLICIES. BROCK UNIVERSITY IS SUBJECT TO THE ONTARIO HUMAN RIGHTS CODE, WHICH IS A PROVINCIAL LAW FOR FREEDOM FROM DISCRIMINATION BECAUSE OF RACE, ANCESTRY, PLACE OF ORIGIN, COLOR, ETHNIC ORIGIN, CITIZENSHIP, SEX, SEXUAL ORIENTATION, AGE, MARITAL STATUS, FAMILY STATUS, OR DISABILITY. PART I, LINE 4B - BROCK UNIVERSITY DOES NOT ENGAGE IN RACIALLY DISCRIMINATORY POLICIES WHEN MAKING SCHOLARSHIP AND FINANCIAL ASSISTANCE DECISIONS. BROCK UNIVERSITY IS SUBJECT TO THE ONTARIO HUMAN RIGHTS CODE, WHICH IS A PROVINCIAL LAW FOR FREEDOM FROM DISCRIMINATION BECAUSE OF RACE, ANCESTRY, PLACE OF ORIGIN, COLOR, ETHNIC ORIGIN, CITIZENSHIP, SEX, SEXUAL ORIENTATION, AGE, MARITAL STATUS, FAMILY STATUS, OR DISABILITY. SCHEDULE E, PART I, LINE 6 BROCK UNIVERSITY RECEIVES GRANTS FROM THE CANADIAN FEDERAL GOVERNMENT AND THE ONTARIO PROVINCIAL GOVERNMENT. SCHEDULE E, PART I, LINE 7 BROCK UNIVERSITY CONDUCTED NSEE CANADA (NATIONAL SURVEY OF STUDENT ENGAGEMENT) IN 2023 IN ORDER TO ENSURE THAT IT IS ENROLLING MEANINGFUL NUMBERS OF RACIAL MINORITY GROUPS. 1 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 2 6049 PROGRAM SERVICE EXPENSE EDUCATION & RESEARCH 229971267 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES MANAGEMENT AND GENERAL EDUCATION & RESEARCH 49850484 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES FUNDRAISING EXPENSES EDUCATION & RESEARCH 2232541 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES NON-US INVESTMENTS INVESTMENT 160725165 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES PROGRAM SERVICE EXPENSE SCHOLARSHIP 14738123 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, PROGRAM SERVICE EXPENSE SCHOLARSHIP 107142 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, PROGRAM SERVICE EXPENSE SCHOLARSHIP 637026 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM PROGRAM SERVICE EXPENSE SCHOLARSHIP 248294 MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, PROGRAM SERVICE EXPENSE SCHOLARSHIP 953975 RUSSIA AND NEIGHBORING STATES - ARMENIA, AZERBIJAN, BELARUS, PROGRAM SERVICE EXPENSE SCHOLARSHIP 170622 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, PROGRAM SERVICE EXPENSE SCHOLARSHIP 169088 SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, PROGRAM SERVICE EXPENSE SCHOLARSHIP 1247090 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, PROGRAM SERVICE EXPENSE SCHOLARSHIP 899356 2 6049 0 0 2 6049 458510042 3440131 461950173 SCHOLARSHIP NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 7384 14738123 CHECK OR EFTS SCHOLARSHIP CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 24 107142 CHECK OR EFTS SCHOLARSHIP EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 186 637026 CHECK OR EFTS SCHOLARSHIP EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIU 40 248294 CHECK OR EFTS SCHOLARSHIP MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 158 953975 CHECK OR EFTS SCHOLARSHIP RUSSIA AND NEIGHBORING STATES - ARMENIA, AZERBIJAN, BELARUS, 17 170622 CHECK OR EFTS SCHOLARSHIP SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 32 169088 CHECK OR EFTS SCHOLARSHIP SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, 400 1247090 CHECK OR EFTS SCHOLARSHIP SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 229 899356 CHECK OR EFTS 0 0 0 0 0 1 PART I, LINE 2: GRANTS ARE RECORDED UPON RECEIPT INTO SEPARATE GENERAL LEDGER ACCOUNTS. THE ACTIVITIES IN THESE ACCOUNTS ARE MONITORED AND REVIEWED BY THE OFFICE OF RESEARCH SERVICES AND THE FINANCE DEPARTMENT. THE OFFICE OF RESEARCH SERVICES IN CONJUNCTION WITH THE RESEARCHER ASSIGNED TO EACH GRANT PROVIDE OVERSIGHT OF THE ACCOUNTS AND THE ACTIVITY CONTAINED WITHIN. GRANTS AND OTHER ASSISTANCE TO INDIVIDUALS OUTSIDE THE U.S. CONSISTS OF STUDENT AWARDS AND SCHOLARSHIPS. THE OFFICE OF THE REGISTRAR AND STUDENT AWARDS AND FINANCIAL AID ADMINISTERS AND MONITORS ALL AWARDS AND SCHOLARSHIPS. GOLF TOURNAMENT 102957 78839 24118 10008 454 26911 969 HOMECOMING 15517 15517 6445 11 12042 3 805 743 111 1730 118474 78839 39635 10008 454 27716 7188 122 14741 60229 -20594 1 SCHOLARSHIPS 26 175436 PART I, LINE 2: GRANTS AND OTHER ASSISTANCE TO INDIVIDUALS IN THE U.S. CONSISTS OF STUDENT AWARDS AND SCHOLARSHIPS PAID TO U.S. STUDENTS. THE OFFICE OF THE REGISTRAR AND STUDENT AWARDS AND FINANCIAL AID ADMINISTERS AND MONITORS ALL AWARDS AND SCHOLARSHIPS. X X 1 1 X X X X 1 1 0 0 0 0 0 0 0 DIRK DE CLERCQ PROFESSOR 267549 0 0 0 550 0 14184 0 5036 0 287319 0 0 0 LESLEY RIGG PRESIDENT & VC (AS OF 11/1/22) 235969 0 0 0 27745 0 14183 0 5051 0 282948 0 0 0 MARTIN KUSY PROFESSOR 242056 0 0 0 0 0 0 0 5036 0 247092 0 0 0 JENNIFER LI ASSOCIATE DEAN 212790 0 0 0 550 0 14183 0 5037 0 232560 0 0 0 BARBARA SAINTY PROFESSOR 214218 0 0 0 885 0 14184 0 1703 0 230990 0 0 0 USMAN RAJA ASSOCIATE DEAN 204377 0 0 0 885 0 13364 0 5035 0 223661 0 0 0 ANTENEH AYANSO FACULTY TRUSTEE 201999 0 0 0 550 0 13624 0 5036 0 221209 0 0 0 LYNN WELLS PROVOST & VP 198847 0 0 0 443 0 14184 0 5050 0 218524 0 0 0 TIM KENYON INTERIM PROVOST & VP (AS OF 1/1/24) 182933 0 0 0 443 0 14183 0 5051 0 202610 0 0 0 KEN CHAN FORMER VP, ADMIN (UNTIL 4/30/23) 60178 0 0 0 120785 0 14184 0 5051 0 200198 0 0 0 DON CYR FACULTY TRUSTEE 175420 0 0 0 550 0 14184 0 5037 0 195191 0 0 0 TOM DUNK FORMER INTERIM PROVOST & VP ACADEMIC 169153 0 0 0 550 0 13909 0 5037 0 188649 0 0 0 MICHELLE MCGINN ACTING VP, RESEARCH (AS OF 1/1/24) 154302 0 0 0 442 0 13098 0 5051 0 172893 0 0 0 JENNIFER GUARASCI ACTING VP, ADMIN (AS OF 5/5/23) 152035 0 0 0 443 0 12894 0 5051 0 170423 0 0 0 JOSH TONNOS CFO & AVP FINANCIAL SERVICES 140733 0 0 0 443 0 11877 0 5051 0 158104 0 0 0 CHABRIOL COLEBATCH SECRETARY (UNTIL 12/31/23) 135694 0 0 0 443 0 11445 0 5051 0 152633 0 0 0 GREG FINN FORMER PROVOST & VP ACADEMIC 102132 0 0 0 247 0 8403 0 5051 0 115833 0 0 0 PART I, LINE 1A DURING LESLEY RIGG'S ROLE AS PRESIDENT & VICE CHANCELLOR OF THE UNIVERSITY, SHE WAS PROVIDED HOUSING AND VEHICLE ALLOWANCES. THESE AMOUNTS FOR THE HOUSING ALLOWANCE AND VEHICLE ALLOWANCE ARE REPORTED IN COLUMN (B)(III). SOME ASSOCIATE VICE-PRESIDENTS HAVE A PROFESSIONAL ALLOWANCE ACCOUNT THAT IS USED FOR PROFESSIONAL DEVELOPMENT, TRAINING AND OTHER DISCRETIONARY SPENDING. EACH FACULTY MEMBER HAS A PROFESSIONAL EXPENSE REIMBURSEMENT ACCOUNT THAT IS USED FOR PROFESSIONAL DEVELOPMENT, ATTENDING CONFERENCES, TRAINING OR RESEARCH MATERIALS. THE AMOUNT RECEIVED EACH YEAR IS SET OUT IN THE COLLECTIVE AGREEMENT (COLLECTIVE AGREEMENTS - HUMAN RESOURCES (BROCKU.CA)). PART I, LINES 4A-B DURING THE YEAR SEVERANCE PAYMENTS WERE MADE TO THE FOLLOWING INDIVIDUAL IN THE AMOUNT LISTED BELOW: KEN CHAN $120,642 BROCK UNIVERSITY IS A CANADIAN INSTITUTION THAT IS GENERALLY NOT SUBJECT TO THE PROVISIONS OF INTERNAL REVENUE CODE SECTION 457. THE UNIVERSITY HAS A SUPPLEMENTAL RETIREMENT PLAN THAT IS AVAILABLE ONLY TO THE UNIVERSITY PRESIDENT AND IS SEPARATE FROM THE UNIVERSITY'S GENERAL PENSION PLAN. ACCORDINGLY, SCHEDULE J, PART I, LINE 4B HAS BEEN CHECKED "YES", INDICATING THAT THE UNIVERSITY HAS THE EQUIVALENT OF A NONQUALIFIED SUPPLEMENTAL RETIREMENT PLAN. THE UNIVERSITY CONTRIBUTES TO THE PRESIDENT'S SUPPLEMENTAL RETIREMENT PLAN ACCOUNT ON JANUARY 31ST OF EVERY YEAR. THE AMOUNT OF COMPENSATION DEFERRED UNDER THIS PLAN HAS BEEN INCLUDED IN THE SCHEDULE J, PART II, COLUMN (C) AMOUNT FOR THE CURRENT PRESIDENT. PART II: THE AMOUNTS REPORTED ON PART II ARE THOSE AMOUNTS RENDERED TO THE UNVERSITY OUTSIDE OF THE UNITED STATES AND ARE NOT AMOUNTS REPORTED AS COMPENSATION TO FOREIGN PERSONS NOR FOR SERVICES REQUIRED TO BE REPORTED ON FORMS W-2, 1099, OR 1042-S. X 1013 APPRAISED BY LIBRARY X 2 46532 FMV ON DATE DONATED X 5 62700 3RD PARTY APPRAISAL X INSURANCE 3 13216 INSURANCE RECEIPT X MISCELLANEOUS 1 1228 3RD PARTY APPRAISAL 0 1 0 PART I, COLUMN (B): THE NUMBER IN PART I COLUMN, (B) REPRESENTS THE NUMBER OF CONTRIBUTIONS RECEIVED. FORM 990, PART I, LINE 1 & PART III, LINE 1: BROCK FLOURISHES THROUGH THE SCHOLARLY, CREATIVE AND PROFESSIONAL ACHIEVEMENTS OF OUR STUDENTS, FACULTY AND STAFF. ALTHOUGH WE SHARE A COMMON PURPOSE, WE RECOGNIZE AND HONOUR KNOWLEDGE PURSUED THROUGH DIVERSE PERSPECTIVES AND APPROACHES. OUR ACADEMIC MISSION IS TO NURTURE AND SUPPORT OUR STUDENTS AND FACULTY IN THE DISCOVERY OF KNOWLEDGE THROUGH EXEMPLARY SCHOLARSHIP, TEACHING, AND SERVICE. WE PROVIDE UNDERGRADUATE, GRADUATE AND PROFESSIONAL EDUCATION OF THE HIGHEST QUALITY. OUR GRADUATE PROGRAMS ENHANCE BROCK'S GROWING REPUTATION FOR EXCELLENCE IN TEACHING, RESEARCH, CREATIVITY AND INNOVATION. WE PROVIDE A TRANSFORMATIVE EXPERIENCE FOR OUR STUDENTS INSIDE AND OUTSIDE THE CLASSROOM BY HELPING TO DEVELOP THEIR FULL POTENTIAL AS EDUCATED AND ENGAGED CITIZENS IN LOCAL AND GLOBAL COMMUNITIES. BROCK GRADUATES GO OUT INTO THE WORLD AS LEADERS, WITH A TRACK RECORD OF ENTERING FULFILLING CAREERS ACROSS ALL DISCIPLINES. BROCK UNIVERSITY WORKS TO ENHANCE THE ECONOMIC, SOCIAL, CULTURAL AND INTELLECTUAL LIVES OF THE COMMUNITIES AROUND US, NIAGARA, ONTARIO, CANADA AND GLOBALLY, AND TO DEMONSTRATE THE VITAL WAYS IN WHICH WE CONTRIBUTE TO THE WELL-BEING AND BETTERMENT OF SOCIETY IN THE 21ST CENTURY. FORM 990, PART I, LINE 5: BROCK UNIVERSITY HAS NO EMPLOYEES IN THE UNITED STATES AND DOES NOT FILE A FORM W-3. FORM 990, PART V, LINE 2A: BROCK UNIVERSITY HAS NO EMPLOYEES IN THE UNITED STATES AND DOES NOT FILE A FORM W-3. ALL OF BROCK UNIVERSITY'S EMPLOYEES ARE CANADIAN RESIDENTS. THE UNIVERSITY REPORTS THESE EMPLOYEES ON CANADA FORM T4 SUMMARY, WHICH IS THE EQUIVALENT OF UNITED STATES' FEDERAL FORM W-3. FORM 990, PART V, LINE 3B: THE UNIVERSITY DOES NOT FILE A FORM 990-T TO REPORT UNRELATED BUSINESS TAXABLE INCOME BECAUSE NONE OF THE UNRELATED BUSINESS TAXABLE INCOME IS EFFECTIVELY CONNECTED WITH THE CONDUCT OF A TRADE OR BUSINESS WITHIN THE UNITED STATES, AND NONE OF THE UNRELATED BUSINESS TAXABLE INCOME IS DERIVED FROM SOURCES WITHIN THE UNITED STATES. FORM 990, PART V, LINE 7: THE UNIVERSITY MAY RECEIVE CONTRIBUTIONS FROM TAXPAYERS WHO CLAIM A TAX DEDUCTION ON THEIR U.S. INCOME TAX RETURN. HOWEVER, SINCE THE UNIVERSITY IS AN ENTITY THAT IS ORGANIZED AND OPERATING IN CANADA, ANY TAX DEDUCTIONS CLAIMED ON A U.S. INCOME TAX RETURN IS CLAIMED UNDER THE UNITED STATES-CANADA INCOME TAX TREATY AND NOT UNDER INTERNAL REVENUE CODE SECTION 170(C). FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS PREPARED AND REVIEWED BY FINANCIAL SERVICES. IT IS AVAILABLE TO ANY SENIOR ADMINISTRATOR OR BOARD OF TRUSTEE MEMBER UPON REQUEST. THE FORM 990 IS ALSO REVIEWED BY OUTSIDE TAX ADVISORS. FORM 990, PART VI, SECTION B, LINE 12C THE ASSOCIATE VICE-PRESIDENT OF PEOPLE AND CULTURE IS RESPONSIBLE FOR MAINTAINING COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY (UNIVERSITY POLICIES (BROCKU.CA)). SENIOR MANAGEMENT MUST ENSURE THIS POLICY IS MADE KNOWN TO MEMBERS WITHIN THEIR RESPECTIVE UNITS. THE ASSOCIATE VICE-PRESIDENT OF PEOPLE AND CULTURE REPORTS ALL CONFIRMED CONFLICTS TO THE APPROPRIATE COMMITTEE OF THE BOARD OF TRUSTEES. THE BOARD OF TRUSTEES CONFLICT OF INTEREST POLICY IS AVAILABLE AT BOARD RESOURCES - UNIVERSITY SECRETARIAT (BROCKU.CA). THE CHAIR OF THE BOARD IS RESPONSIBLE FOR ENSURING COMPLIANCE AND DOES THIS BY REGULAR TRAINING OF BOARD MEMBERS ON CONFLICTS OF INTEREST AND BY ENSURING THERE IS A CALL FOR DISCLOSURE OF ANY CONFLICTS AT THE BEGINNING OF EACH BOARD, COMMITTEE AND SUBCOMMITTEE MEETING. FORM 990, PART VI, SECTION B, LINE 15 ALL COMPENSATION FOR SENIOR EMPLOYEES IS MANAGED THROUGH THE PEOPLE AND CULTURE DEPARTMENT AND APPROVED BY THE HUMAN RESOURCES COMMITTEE OF THE BOARD OF TRUSTEES. COMPENSATION IS DETERMINED WITH CONSIDERATION OF RELEVANT COMPARATORS. DECISIONS ARE DOCUMENTED IN MEETING MINUTES, WHICH OUTLINE THE BOARD'S APPROVAL. FORM 990, PART VI, SECTION C, LINE 19 THE UNIVERSITY'S BYLAWS, POLICIES AND FINANCIAL STATEMENTS ARE ALL AVAILABLE ON THE UNIVERSITY'S WEBSITE (WWW.BROCKU.CA). FORM 990, PART XI, LINE 9: INTERNALLY ALLOCATED FOR ENDOWMENT SPENDING -2,609,486. EFFECTS OF FOREIGN EXCHANGE RATES -2,261,433. PENSION OBLIGATION -649,594.