2026-05-14T16:16:30-05:00 2025-06-30 873707167 CBIZ ADVISORS LLC 685 THIRD AVENUE NEW YORK NY 10017 990 2024-07-01 112030172 YOUNG ADULT INSTITUTE INC YOUN 2122736100 220 EAST 42ND STREET NEW YORK NY 10017 GARY MILCHMAN ACTING CEO 2122736100 2026-05-15 1 1 AARON FOX P01365820 2125038800 2026-05-11 2024 2025-03-06 01:10:19Z YAI GARY MILCHMAN 220 EAST 42ND STREET NEW YORK NY 10017 308573969 0 X WWW.YAI.ORG X 1957 NY YAI'S MISSION IS TO EMPOWER PEOPLE WITH INTELLECTUAL AND DEVELOPMENTAL DISABILITIES (I/DD) TO LIVE THE LIVES THEY TRULY DESIRE. WE PROVIDE A WIDE RANGE OF SUPPORTS AND SERVICES THAT ARE PERSON CENTERED AND PERSON DIRECTED. BY SEEING BEYOND DISABILITIES, WE PROMOTE OPPORTUNITIES FOR PEOPLE WITH I/DD TO LIVE, LOVE, WORK, AND LEARN IN THEIR COMMUNITIES. OUR SUPPORTS AND SERVICES COVER THE LIFESPAN AND INCLUDE RESIDENTIAL OPPORTUNITIES, DAY SERVICES, EMPLOYMENT SERVICES, COMMUNITY HABILITATION, FAMILY SUPPORT PROGRAMS, THERAPIES, RESPITE, AND RECREATION. 11 10 4554 185 4564060 0 15784763 20413808 226417967 264862513 -145555 371593 11162005 11796630 253219180 297444544 0 0 0 0 180296821 201386728 0 0 1210377 74586307 90891010 254883128 292277738 -1663948 5166806 217016307 214693750 209695283 202397981 7321024 12295769 X YAI'S MISSION IS TO EMPOWER PEOPLE WITH INTELLECTUAL AND DEVELOPMENTAL DISABILITIES (I/DD) TO LIVE THE LIVES THEY TRULY DESIRE. WE PROVIDE A WIDE RANGE OF SUPPORTS AND SERVICES THAT ARE PERSON CENTERED AND PERSON DIRECTED. BY SEEING BEYOND DISABILITIES, WE PROMOTE OPPORTUNITIES FOR PEOPLE WITH I/DD TO LIVE, LOVE, WORK, AND LEARN IN THEIR COMMUNITIES. OUR SUPPORTS AND SERVICES COVER THE LIFESPAN AND INCLUDE RESIDENTIAL OPPORTUNITIES, DAY SERVICES, EMPLOYMENT SERVICES, COMMUNITY HABILITATION, FAMILY SUPPORT PROGRAMS, THERAPIES, RESPITE, AND RECREATION. 0 0 181519727 191453329 RESIDENTIAL SERVICES - WE PROVIDE RESIDENTIAL SERVICES TO PEOPLE IN SETTINGS THAT REFLECT THEIR DESIRES AND NEEDS. WE OPERATE GROUP HOMES THAT PROVIDE 24-HOUR SUPERVISION AS WELL AS APARTMENTS FOR THOSE WHO ARE MORE INDEPENDENT AND REQUIRE LESS SUPPORTS. WE AIM TO HAVE PEOPLE WITH I/DD LIVE IN THE LEAST RESTRICTIVE SETTING POSSIBLE AND SUPPORT THEM WITH INDEPENDENT LIVING. 64795594 63099361 DAY AND COMMUNITY SERVICES - DAY HABILITATION OFFERS INDIVIDUALIZED AND GROUP ACTIVITIES DESIGNED TO TEACH LIFE SKILLS, BUILD RELATIONSHIPS, PROMOTE INDEPENDENCE AND PROVIDE ENGAGEMENT IN THE COMMUNITY. IN ADDITION, TRAINED SPECIALISTS PROVIDE INDIVIDUALIZED SKILLS TRAINING IN THE HOME AND THE COMMUNITY. FOCUS IS ON A PERSON'S STRENGTHS AND CRITICAL SKILLS FOR DEVELOPMENT, INCLUDING BUILDING SKILLS AND INDEPENDENCE IN THE AREAS OF SELF CARE, SOCIAL SKILLS DEVELOPMENT, MONEY MANAGEMENT, LIFE SAFETY, HOUSEHOLD TASKS, ENJOYING THE COMMUNITY, AND JOB SUCCESS. 9674501 7297666 CLINICAL PROGRAMS - YAI OPERATES ARTICLE 16 CLINICS WHICH PROVIDE PSYCHOLOGICAL TESTING AND EVALUATIONS, MENTAL HEALTH SERVICES, NUTRITION, AND OCCUPATIONAL, PHYSICAL, AND SPEECH THERAPIES. 2791633 6557118 EMPLOYMENT INITIATIVE SERVICES - HELP PEOPLE WITH DEVELOPMENTAL AND LEARNING DISABILITIES PREPARE FOR AND FIND EMPLOYMENT OPPORTUNITIES IN THEIR COMMUNITIES. THROUGH INDIVIDUAL AND GROUP EMPLOYMENT COUNSELING, EMPLOYMENT SERVICES PROVIDES EDUCATION ON HOW TO BUILD A RESUME, TO DEVELOP INTERVIEWING SKILLS, TO LEARN HOW TO CONDUCT ONESELF ON THE JOB, AND GAIN NEW EMPLOYMENT SKILLS THROUGH INTERNSHIPS IN RETAIL, OFFICE SERVICES, MAINTENANCE AND OTHER WORK SETTINGS IN THE COMMUNITY. 2791633 6557118 258781455 1 1 0 1 0 0 0 0 0 0 1 0 0 1 1 1 0 1 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 564 0 1 4554 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 11 10 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X REGINA REALE CFO 2122736100 220 EAST 42ND STREET NEW YORK NY 10017 ALINA RAMOS TRUSTEE 1.00 1.00 X 0 0 0 DAVID B STAFFORD VICE CHAIR 1.00 1.00 X X 0 0 0 FREDERICK ROYAL III TRUSTEE 1.00 1.00 X 0 0 0 HOLLY MACDONALD TRUSTEE 1.00 1.00 X 0 0 0 JEFFERY A MORDOS CHAIR 1.00 1.00 X X 0 0 0 JEFFREY LIEBERMAN ESQ SECRETARY 1.00 1.00 X X 0 0 0 KEVIN HOGAN TREASURER 1.00 1.00 X X 0 0 0 LEWIS LINDENBERG ESQ TRUSTEE 1.00 1.00 X 0 0 0 MARLA MZ GOODMAN TRUSTEE 1.00 1.00 X 0 0 0 NEEL SATA TRUSTEE 1.00 1.00 X 0 0 0 RICHARD PAUL ROSENBAUM TRUSTEE 1.00 1.00 X 0 0 0 GARY MILCHMAN ACTING CEO 40.00 X 241990 0 42955 KEVIN CAREY CEO (UNTIL 6/30/25) 40.00 X 554586 0 210834 VANDA ANGELILLO ACTING CFO 40.00 X 233306 0 31276 ANAND SHAH GENERAL COUNSEL 40.00 X 300353 0 35900 ANTHONY OTTRANDO CHIEF HR OFFICER 40.00 X 330330 0 75465 KRISTEN ELKINS CHIEF COMPLIANCE OFFICER 40.00 X 223092 0 75764 RAVI DAHIYA CHIEF STRATEGY OFFICER 40.00 X 311740 0 86588 SILVIA VALDOVINOS ALCANTAR DIRECTOR - PROGRAM NURSING 40.00 X 332419 0 8596 2527816 0 567378 123 0 1 0 D-J AMBULETTE SERVICE DBA CITICARE 1200 ZEREGA AVE BRONX NY 10462 AMBULATORY SERVICES 7246607 ATC HEALTHCARE SERVICES LLC 1983 MARCUS AVE SUITE E-122 LAKE SUCCESS NY 11042 TEMP SERVICES 1636323 BEACON PROTECTION GROUPLLC 41 VREELAND AVENUE TOTOWA NJ 07512 SECURITY/PHONE SERVICES 683930 CLIFTON BUDD & DEMARIA LLP 350 FIFTH AVENUE 61ST F NEW YORK NY 10118 LEGAL SERVICES 482631 ERA LOCUMS LLC 3226 PETUNIA COURT SAN DIEGO CA 92117 TEMP SERVICES 405265 18 87900 18766999 1558909 16213 20413808 RESIDENTIAL SERVICES 623990 191453329 191453329 DAY AND COMMUNITY SERVICES 621400 63099361 63099361 CLINICAL SERVICES 621400 7297666 7297666 EDUCATIONAL SERVICES 611710 3012157 3012157 264862513 391697 391697 3704493 0 3704493 3704493 3704493 11064537 11084641 -20104 -20104 -20104 27900 87900 44784 -16884 -16884 MANAGEMENT SERVICE FEES 561000 4564060 4564060 MISCELLANEOUS 900099 2334460 2334460 TICKET SALES 900099 1070584 1070584 139917 139917 8109021 297444544 268407474 4564060 4059202 1528315 1528315 163661014 153825939 9331602 503473 1874343 1867830 6513 13986149 13070355 873115 42679 20336907 18706764 1568540 61603 1975205 1975205 202300 202300 138200 138200 62288 62288 7857235 7449984 300579 106672 171693 171693 3717082 2472423 1192727 51932 4626566 1981419 2642619 2528 19506558 13235491 6271067 12832856 12753018 79630 208 3268747 1592779 1675968 4019005 3551910 467095 6157174 5380103 776990 81 BAD DEBT EXPENSE 8490498 7158169 1332329 PRGM. RECR. & SUPPLIES 6227172 6191907 35265 REPAIRS & MAINTENANCE 5628487 4783040 845447 FOOD 3807186 3807186 2202758 953138 814932 434688 292277738 258781455 32285906 1210377 1514757 541385 919135 1490703 425192 995192 45857338 45012700 3022980 2250672 149814352 97731308 52444901 52083044 7880858 12603648 1249602 103701544 99716406 217016307 214693750 33265563 31184207 41324460 38743028 17917765 17247644 117187495 115223102 209695283 202397981 X 5711469 10587409 1609555 1708360 7321024 12295769 217016307 214693750 X 5166806 371182 -563243 X X 0 1 X 1 1 1 X 11585775 5781176 9220864 15784763 20413808 62786386 175233381 207190560 223308337 226417967 264862513 1097012758 186819156 212971736 232529201 242202730 285276321 1159799144 22046 14848 18006 27129 19668 101697 0 22046 14848 18006 27129 19668 101697 1159697447 954229 843746 1449851 3998899 4096190 11342915 954229 843746 1449851 3998899 4096190 11342915 2798162 2313627 3635315 3301343 3567281 15615728 190571547 216129109 237614367 249502972 292939792 1186757787 0.97720 0.97810 0.00960 0.00720 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: FUNDRAISING - 2020 AMOUNT: $ 10,500. 2021 AMOUNT: $ 40,500. 2022 AMOUNT: $ 27,900. 2023 AMOUNT: $ 45,900. 2024 AMOUNT: $ 27,900. MISCELLANEOUS - 2020 AMOUNT: $ 384,936. 2021 AMOUNT: $ 183,360. 2022 AMOUNT: $ 4,558. 2023 AMOUNT: $ 1,194,935. 2024 AMOUNT: $ 2,334,460. INSURANCE REIMBURSEMENT - 2020 AMOUNT: $ 60,927. 2021 AMOUNT: $ 333,572. 2022 AMOUNT: $ 41,038. 2023 AMOUNT: $ 179,766. 2024 AMOUNT: $ 114,887. TICKET SALES - 2021 AMOUNT: $ 942,793. 2024 AMOUNT: $ 1,070,584. REGISTRATION FEES - 2021 AMOUNT: $ 2,355. 2024 AMOUNT: $ 9,000. OTHER ADMIN - 2021 AMOUNT: $ 132,264. CONSULTING INCOME - 2021 AMOUNT: $ 159,495. 2022 AMOUNT: $ 9,500. PRIOR YEAR INCOME - 2020 AMOUNT: $ 1,495,622. 2021 AMOUNT: $ 392,843. 2022 AMOUNT: $ 202,163. SAUDI ARABIA REVENUE - 2020 AMOUNT: $ 453,709. 2022 AMOUNT: $ 384,004. TENANT BUYOUT - 2020 AMOUNT: $ 100,000. DSRIP REVENUE - 2020 AMOUNT: $ 180,367. 2021 AMOUNT: $ 31,735. PROJECT SHINE - 2020 AMOUNT: $ 112,101. 2021 AMOUNT: $ 94,710. 2022 AMOUNT: $ 86,154. AUTISM CONFERENCE - 2022 AMOUNT: $ 8,481. ENTERPRISE CAR RENTAL REBATE PROGRAM - 2022 AMOUNT: $ 454,208. 2023 AMOUNT: $ 748,189. FINANCIAL RECOVERIES - 2022 AMOUNT: $ 56,553. INTERNATIONAL PROGRAM - 2022 AMOUNT: $ 19,700. PCARD REBATE PROGRAM - 2022 AMOUNT: $ 33,428. PROFESSIONAL DEVELOPMENT - 2022 AMOUNT: $ 26,783. MAC-CAMPING - 2022 AMOUNT: $ 88,349. YAI ARTS CULTURE - 2022 AMOUNT: $ 1,542,496. 2023 AMOUNT: $ 1,132,553. SETTLEMENT ESTIMATE INTEREST - 2022 AMOUNT: $ 650,000. BUS TRANSPORTATION - 2024 AMOUNT: $ 10,450. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 0 0 0 0 1 261565 1 0 261565 0 PART II-B, LINE 1: THE ORGANIZATION LOBBIES NEW YORK STATE, NEW YORK CITY, CALIFORNIA AND NEW JERSEY OFFICIALS FOR BUDGET FUNDING INITIATIVES AND TO SUPPORT DEVELOPMENTAL DISABILITIES ISSUES. 1 5166801 3535135 3213063 5488873 0 13614251 13614251 80031979 61732563 18299416 34283563 19761159 14522404 14823929 11558337 3265592 7060630 4679249 2381381 52083044 SECURITY DEPOSITS 761859 DEBT SERVICE RESERVE 3345863 DUE FROM NETWORK AGENCIES 7094332 LEASE RIGHT TO USE ASSET 88513765 OTHER ASSETS 587 99716406 DUE TO FUNDING SOURCES 5379853 OTHER LIABILITIES 9471784 ACCRUED PENSION 3024074 REFUNDABLE ADVANCES 3384193 LEASE LIABILITY 93963198 115223102 X 357513842 371182 59767523 60138705 297375137 62288 7119 69407 297444544 354080845 61865395 61865395 292215450 62288 62288 292277738 PART IV, LINE 2B: IN 1997, YAI ESTABLISHED TWO COMMUNITY TRUSTS THAT PROVIDE FAMILIES WITH THE ASSURANCE AND SECURITY OF KNOWING THAT THEIR FAMILY MEMBERS WITH INTELLECTUAL AND DEVELOPMENT DISABILITIES WILL BE PROVIDED FOR, EVEN IF THEY ARE NO LONGER AVAILABLE TO CARE FOR THEM. THE PROGRAM WILL ASSURE THAT A FAMILY MEMBER WITH INTELLECTUAL AND DEVELOPMENT DISABILITIES WILL RECEIVE SUPPLEMENTAL CARE AND SERVICES WHILE RETAINING PUBLIC BENEFITS. CONSUMER BANK ACCOUNTS ARE MAINTAINED BY THE INDIVIDUAL PROGRAMS WHERE THE CONSUMER RESIDES. EACH CONSUMER HAS A BANK LEDGER AND AN IN-HOUSE LEDGER. THE BANK LEDGER RECORDS ALL THE DEPOSITS AND WITHDRAWALS THAT TAKE PLACE IN THE ACCOUNT. THE IN-HOUSE LEDGER PROVIDES THE DETAIL ON HOW CONSUMER SPENDS MONEY THAT IS WITHDRAWN FROM THEIR ACCOUNT. PART X, LINE 2: THE AGENCY BELIEVES IT HAS NO UNCERTAIN TAX POSITIONS AS OF JUNE 30, 2025 AND 2024 IN ACCORDANCE WITH ASC TOPIC 740, "INCOME TAXES," WHICH PROVIDES STANDARDS FOR ESTABLISHING AND CLASSIFYING ANY TAX PROVISIONS FOR UNCERTAIN TAX POSITIONS. PART XI, LINE 2D - OTHER ADJUSTMENTS: RELATED ENTITIES' REVENUE 67,436,369. CONSOLIDATING ELIMINATION -7,668,846. PART XI, LINE 4B - OTHER ADJUSTMENTS: INDIRECT FUNDRAISING EXPENSE 7,119. PART XII, LINE 2D - OTHER ADJUSTMENTS: RELATED ENTITIES' EXPENSES 69,541,360. CONSOLIDATING ELIMINATION -7,668,846. INDIRECT FUNDRAISING EXPENSE -7,119. GOLF TOURNAMENT 115800 87900 27900 33549 1166 3290 6779 115800 87900 27900 33549 1166 3290 6779 44784 -16884 X X X X X 0 1 0 0 0 0 0 1 0 KEVIN CAREY CEO (UNTIL 6/30/25) 460449 0 0 0 94137 0 161775 0 49059 0 765420 0 86077 0 ANTHONY OTTRANDO CHIEF HR OFFICER 270048 0 0 0 60282 0 65313 0 10152 0 405795 0 58828 0 RAVI DAHIYA CHIEF STRATEGY OFFICER 259481 0 0 0 52259 0 61963 0 24625 0 398328 0 40924 0 SILVIA VALDOVINOS ALCANTAR DIRECTOR - PROGRAM NURSING 286540 0 0 0 45879 0 8596 0 0 0 341015 0 0 0 ANAND SHAH GENERAL COUNSEL 299679 0 0 0 674 0 31885 0 4015 0 336253 0 0 0 KRISTEN ELKINS CHIEF COMPLIANCE OFFICER 222626 0 0 0 466 0 42697 0 33067 0 298856 0 0 0 GARY MILCHMAN ACTING CEO 195425 0 10423 0 36142 0 41782 0 1173 0 284945 0 34176 0 VANDA ANGELILLO ACTING CFO 202630 0 30000 0 676 0 12162 0 19114 0 264582 0 0 0 PART I, LINE 4B KEVIN CAREY RECEIVED A DISTRIBUTION OF $86,077 FROM A NON-QUALIFIED 457(F) RETIREMENT PLAN, AND IT IS REPORTED IN COLUMN B (III) AND F. THE FOLLOWING INDIVIDUALS RECEIVED THE FOLLOWING DISTRIBUTIONS: -ANTHONY OTTRANDO $58,828 -RAVI DAHIYA $40,924 -GARY A MILCHMAN $34,176 KEVIN CAREY, RAVI DAHIYA, GARY MILCHMAN, ANTHONY OTTRANDO, ANAND SHAH, KRISTEN ELKINS, AND VANDA ANGELILLO RECEIVED CONTRIBUTIONS TO THE 457(F) PLAN AND IT IS INCLUDED IN COLUMN C. PART I, LINE 7 THE AMOUNT ON SCHEDULE J, PART II REPRESENTS BONUS PAID. THE CEO'S BONUS WAS APPROVED BY THE BOARD EXECUTIVE COMPENSATION COMMITTEE AND THE FULL BOARD. PART II, COLUMN B(III) FOR RAVI DAHIYA, CPO, AND KEVIN CAREY CEO OTHER COMPENSATION INCLUDES INCLUDE PERSONAL USE OF THE ORGANIZATION'S CAR. THAT AMOUNT IS INCLUDED ON PART II, COLUMN B(III). SILVIA VALDOVINOS ALCANTAR RECEIVED A SETTLEMENT PAYMENT AND IT IS REPORTED IN COLUMN B(III). A DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 649905T63 2010-06-30 13087712 ACQUIRING, RENOVATION AND EQUIPPING FACILITIES 0 1 1 B DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 64990BVQ3 2016-02-10 9421406 ACQUIRING, RENOVATION AND EQUIPPING FACILITIES 0 1 1 C DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 64990GFQ0 2018-08-15 2140015 ACQUIRING, RENOVATION AND EQUIPPING FACILITIES 0 1 1 D DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 64990GLA8 2019-04-10 6381994 ACQUIRING, RENOVATION AND EQUIPPING FACILITIES 0 1 1 A 12681667 13087712 492000 261734 12333978 0 0 1 1 B 4280000 9421406 376636 188428 8856342 1 0 1 1 C 345000 2140014 67836 42800 2029378 0 0 0 1 D 1040000 6381994 205335 127640 6049019 0 0 0 1 A 0 0 0 0 0 0 1 B 0 0 0 0 0 0 1 C 0 0 0 0 0 0 1 D 0 0 0 0 0 0 1 A 0 1 0 1 0 0 0 0 1 B 0 1 0 1 0 0 0 0 1 C 0 1 0 1 0 0 0 0 1 D 0 1 0 1 1 1 0 0 0 0 1 A 1 B 1 C 1 D 1 A DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 64990GD41 2020-04-28 8964441 ACQUIRING, RENOVATION AND EQUIPPING FACILITIES 0 1 1 B DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 65000BBS6 2021-06-23 5699686 ACQUIRING, RENOVATION AND EQUIPPING FACILITIES 0 1 1 C BUILD NYC RESOURCE CORPORATION 454040561 12008EQW9 2020-12-17 5946040 ACQUIRING, RENOVATION AND EQUIPPING FACILITIES 0 1 1 D BUILD NYC RESOURCE CORPORATION 454040561 12008ESN7 2022-06-15 3310233 ACQUIRING, RENOVATION AND EQUIPPING FACILITIES 0 1 1 A 850000 8964441 271505 179289 8513647 0 0 0 1 B 600000 5699686 177290 113994 5408402 0 0 0 1 C 370000 5946040 426000 89191 5430849 0 0 0 1 D 265000 3310233 256352 150248 2903633 0 0 0 1 A 0 0 0 0 0 0 1 B 0 0 0 0 0 0 1 C 0 0 0 0 0 0 1 D 0 0 0 0 0 0 1 A 0 1 0 1 0 0 0 0 1 B 0 1 0 1 0 0 0 0 1 C 0 1 0 1 0 0 0 0 1 D 0 1 0 1 0 0 0 0 1 A 1 B 1 C 1 D 1 A DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 65000BF78 2023-07-28 7512406 ACQUIRING, RENOVATION AND EQUIPPING FACILITIES 0 1 1 A 20000 7512406 256352 150248 7105806 0 0 0 1 A 0 0 0 0 0 0 1 A 0 1 0 1 0 0 0 0 1 A 1 FORM 990, PART VI, SECTION B, LINE 11B YAI EXECUTIVE MANAGEMENT WORKS WITH THE AUDIT FIRM AND OUTSIDE COUNSEL TO PREPARE THE DRAFT 990 FOR BOARD REVIEW. A COPY OF THE COMPLETED FORM 990 IS PRESENTED TO THE BOARD MEMBERS IN ADVANCE OF A TELEPHONIC OR REGULAR MEETING OF THE BOARD. THE BOARD MEMBERS ARE AFFORDED THE OPPORTUNITY TO ASK QUESTIONS AND REQUEST CHANGES (IF THERE ARE PERCEIVED FACTUAL INACCURACIES). THE FINAL FORM 990 IS APPROVED AS PRESENTED OR, IF APPLICABLE, AS CHANGED, BY A MAJORITY VOTE OF THE MEMBERS PRESENT AT THE MEETING PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C ON AN ANNUAL BASIS EACH OFFICER, DIRECTOR, TRUSTEE, AND KEY EMPLOYEE COMPLETES A CONFLICT OF INTEREST DISCLOSURE QUESTIONNAIRE. AN AMENDED FORM MUST BE FILED IN THE EVENT OF A MATERIAL CHANGE OF CIRCUMSTANCES. THE COMPLETED FORM SHALL BE REVIEWED BY THE CHIEF FINANCIAL OFFICER AND THE CHIEF COMPLIANCE OFFICER AND ANY OTHER STAFF, AS NECESSARY, TO DISCERN IF THERE MAY BE A CONFLICT OF INTEREST IN THE CONDUCT OF AGENCY BUSINESS OR THAT MAY CREATE AN APPEARANCE OF INVOLVING A CONFLICT OF INTEREST. THE CHIEF COMPLIANCE OFFICER SHALL REPORT TO THE BOARD AT LEAST ANNUALLY ON ANY DISCLOSED CONFLICT OF INTEREST. IN THE EVENT THERE IS A CONFLICT OF INTEREST, PURSUANT TO THE CONFLICT OF INTEREST POLICY, THE PERSON WHO HAS THE CONFLICT RECUSES HIMSELF/HERSELF FROM ANY DECISION AND DOES NOT PARTICIPATE IN ANY CONFLICT OF INTEREST DECISION. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD HAS ADOPTED A COMPENSATION POLICY (THE "POLICY") FOR COVERED INDIVIDUALS. PURSUANT TO THE POLICY, AN EXECUTIVE COMPENSATION COMMITTEE ("ECC") OF INDEPENDENT DIRECTORS WAS ESTABLISHED TO REVIEW THE COMPENSATION OF ALL EMPLOYEES SPECIFIED AS HAVING A SUBSTANTIAL INFLUENCE OVER THE AGENCY AND WHO RECEIVE REMUNERATION FROM THE AGENCY, INCLUDING THE AGENCY'S SENIOR EXECUTIVES. THE ECC IS ADVISED BY INDEPENDENT COMPENSATION CONSULTANTS AND SEPARATELY RETAINED COUNSEL, WHO OPINE TO THE ECC THAT THE LEVEL OF COMPENSATION PAID AND THE PROCESS BY WHICH COMPENSATION IS ESTABLISHED MEET APPLICABLE IRS REASONABLENESS AND "SAFE HARBOR" STANDARDS. "INTERMEDIATE SANCTIONS" RULES, THE OUTSIDE COMPENSATION CONSULTANTS AND COUNSEL PROVIDE DATA ON COMPENSATION PROVIDED AT COMPARABLE ORGANIZATIONS TO ENSURE THAT THE AGENCY PAYS ONLY REASONABLE COMPENSATION, AND DOES NOT COMPENSATE IN EXCESS OF MARKET NORMS. THE ECC MAKES RECOMMENDATIONS TO THE FULL BOARD. THE ECC'S DECISIONS ARE SUBJECT TO APPROVAL BY THE FULL BOARD PRIOR TO IMPLEMENTATION. IN RESPONSE TO VARIOUS ECONOMIC CHALLENGES, THE BOARD HAS SUBSTANTIALLY REVISED THE AGENCY'S EXECUTIVE MANAGEMENT COMPENSATION POLICIES AND PRACTICES, INCLUDING THE AGENCY'S WRITTEN COMPENSATION PHILOSOPHY AND POLICY. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: BENEFIT OBLIGATION IN EXCESS OF PLAN ASSETS -563,243. FORM 990, PART XII, LINE 2C: YAI HAS A COMMITTEE THAT ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT. YAI HAS NOT CHANGED ITS OVERSIGHT PROCESS OR INDEPENDENT ACCOUNTANTS. FORM 990: PART IX, STATEMENT OF FUNCTIONAL EXPENSES THE COSTS OF PROVIDING PROGRAM AND SUPPORTING SERVICES OF THE AGENCY HAVE BEEN SUMMARIZED ON A FUNCTIONAL BASIS. ACCORDINGLY, CERTAIN COSTS HAVE BEEN ALLOCATED AMONG THE PROGRAMS AND GENERAL SUPPORTING SERVICES BENEFITED. INCLUDED IN MANAGEMENT AND GENERAL ARE COSTS ASSOCIATED WITH PROVIDING MANAGEMENT SERVICES FOR OTHER AGENCIES WHICH REIMBURSE YAI FOR SERVICES PROVIDED. PREMIER HEALTH CARE INC 220 EAST 42ND STREET NEW YORK NY 10017 133916271 OUTPATIENT DIAGNOSTIC & TREATMENT CENTER. NY 501(C)(3) LINE 10 YOUNG ADULT INSTITUTE INC 1 INTERNATIONAL INSTITUTE FOR PEOPLE WITH DISABILITIES OF PUERTO RICOINC 220 EAST 42ND STREET NEW YORK NY 10017 131648579 CREATES EMPLOYMENT OPPORTUNITIES FOR DISABLED PEOPLE NY 501(C)(3) LINE 10 YOUNG ADULT INSTITUTE INC 1 INTERNATIONAL ACADEMY OF HOPE 825 7TH AVENUE NEW YORK NY 10019 463901238 SCHOOL FOR THOSE WITH BRAIN INJURIES NY 501(C)(3) LINE 10 YOUNG ADULT INSTITUTE INC 1 MANHATTAN STAR ACADEMY 220 EAST 42ND STREET NEW YORK NY 10019 134069634 DYNAMIC SCHOOL ENVIRONMENT THAT ENCOURAGES TO STRENGTH NY 501(C)(3) LINE 10 YOUNG ADULT INSTITUTE INC 1 0 0 0 0 0 0 0 0 1 1 0 1 0 1 0 1 1 0 0 INTERNATIONAL ACADEMY OF HOPE L 1632520 COST INTERNATIONAL ACADEMY OF HOPE J 3140905 COST MANHATTAN STAR ACADEMY L 1046143 COST PREMIER HEALTH CARE INC L 1285690 COST PREMIER HEALTH CARE INC J 563588 COST PREMIER HEALTH CARE INC P 1108228 COST MANHATTAN STAR ACADEMY Q 5515634 COST INTERNATIONAL ACADEMY OF HOPE Q 7646754 COST