2026-05-13T10:09:04-05:00 2025-06-30 135565207 KPMG LLP MISSION TOWERS I 3975 FREEDOM CIRCLE DR SANTA CLARA CA 95054 990 2024-07-01 953814185 RADY CHILDREN'S HOSPITAL RESEARCH CENTER RADY 8585761700 3020 CHILDRENS WAY MC 5001 SAN DIEGO CA 921234282 JAMES J ULI JR CFO/TREASURER 8585761700 2026-05-07 1 0 HOLLY MOEN P01800653 4083675764 2026-05-12 2024 2025-03-06 01:10:19Z RADY CHILDREN'S INSTITUTE FOR GENOMIC MEDICINE JAMES J ULI JR 3020 CHILDRENS WAY MC 5001 SAN DIEGO CA 921234282 33950579 0 X WWW.RCHSD.ORG X 1982 CA RADY CHILDREN'S HOSPITAL RESEARCH CENTER WAS FORMED TO ENGAGE IN SCIENTIFIC MEDICAL RESEARCH ON BEHALF OF RADY CHILDREN'S HOSPITAL SAN DIEGO. 21 19 100 0 0 0 9926957 8786505 13107338 11370393 1283922 1134415 50000 57999 24368217 21349312 0 0 0 0 14852689 14939543 0 0 79507 16996807 14304181 31849496 29243724 -7481279 -7894412 35168992 39770624 8967615 4189570 26201377 35581054 X THE INSTITUTE SEEKS TO: TRANSLATE RESEARCH FINDINGS INTO NEW CLINICAL TESTS AND TREATMENTS TO IMPROVE PATIENT OUTCOMES, ENHANCE THE KNOWLEDGE IN THIS FIELD AMONG CURRENT AND FUTURE HEALTHCARE PROVIDERS, AND GENERATE AND SHARE DATA AND DISCOVERIES WITH OTHER RESEARCHERS. 0 0 16987109 11370393 SEE SCHEDULE O 16987109 1 1 0 0 0 0 0 0 0 1 1 1 0 1 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 31 0 1 100 1 0 0 0 0 0 0 0 0 0 0 X 21 19 0 0 1 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X JAMES J ULI JR 8585761700 3020 CHILDRENS WAY MC 5001 SAN DIEGO CA 921234282 DAVID F HALE CHAIR 4.00 4.00 X X 0 0 0 TINA S NOVA PHD VICE CHAIR 4.00 0.00 X X 0 0 0 GDIEGO MIRALLES MD BOARD MEMBER (UNTIL 6/2025) 2.00 4.00 X 0 0 0 SDOUGLAS HUTCHESON BOARD MEMBER 2.00 10.00 X 0 0 0 PAUL J HERING BOARD MEMBER 2.00 12.00 X 0 0 0 HENRY L NORDHOFF BOARD MEMER 2.00 4.00 X 0 0 0 MICHAEL P PECKHAM BOARD MEMBER (UNTIL 12/2024) 2.00 4.00 X 0 0 0 DAVID A BRENNER MD BOARD MEMBER 2.00 0.00 X 0 0 0 HARRY M RADY BOARD MEMBER 2.00 4.00 X 0 0 0 KENNETH F BUECHLER PHD BOARD MEMBER 2.00 0.00 X 0 0 0 DONALD B KEARNS MD BOARD MEMBER 2.00 0.00 X 0 0 0 LONNA WILLIAMS STOLPER BOARD MEMBER 2.00 0.00 X 0 0 0 GABRIEL G HADDAD MD BOARD MEMBER 2.00 0.00 X 0 0 0 TRINDL REEVES BOARD MEMBER (UNTIL 12/2024) 2.00 2.00 X 0 0 0 MICHAEL A FRIEDMAN MD BOARD MEMBER 2.00 4.00 X 0 0 0 JOSEPH BEERY BOARD MEMBER 2.00 4.00 X 0 0 0 KATHY LYNCH BOARD MEMBER 2.00 0.00 X 0 0 0 SCOTT KAHN PHD BOARD MEMBER 2.00 0.00 X 0 0 0 JUSTIN GOVER BOARD MEMBER 2.00 0.00 X 0 0 0 WILLIAM KOMAN BOARD MEMBER 2.00 0.00 X 0 0 0 DONALD J ROSENBERG ESQ BOARD MEMBER 2.00 4.00 X 0 0 0 TIM SCOTT BOARD MEMBER 2.00 0.00 X 0 0 0 PATRICK FRIAS MD EX OFFICIO 1.00 39.00 X X 0 2518676 44864 CHARLES B DAVIS EVP, REGIONAL PRESIDENT, SAN DIEGO 2.00 38.00 X X 0 1003648 38044 STEPHEN F KINGSMORE MD DSC PRESIDENT AND CHIEF EXECUTIVE OFFICER, RCIGM 40.00 0.00 X 1096224 0 27247 ANGELA M VIEIRA SECRETARY (UNTIL 12/2024) 2.00 38.00 X 0 742932 156544 BELINDA SANTOS-RAMIREZ ASSISTANT SECRETARY 2.00 38.00 X 0 151454 16000 KIMBERLY CRIPE CO-PRESIDENT & CEO (BEGIN 1/2025) 1.00 39.00 X 0 2413249 31405 JILL STRICKLAND SR VP, CAO 1.00 39.00 X 0 898556 33381 JAMES ULI JR SVP, CFO, TREASURER 1.00 39.00 X 0 1131345 22310 WENDY BENSON VP, CHIEF STRATEGY & INNOVATION OFFICER 40.00 0.00 X 520777 0 24241 LYNN M PEREZ SVP & EXEC DIR, GENOMICS OPS 40.00 0.00 X 704318 0 24800 JAY GABRIEL CLO & SECRETARY (BEGIN 1/2025) 1.00 39.00 X 0 898091 49577 KATARZYNA ELLSWORTH SR DIR, CLINICAL OPS - RCIGM 40.00 0.00 X 279401 0 29926 LUCIA GUIDUGLI DIR, LABORATORY - RCIGM 40.00 0.00 X 240314 0 14528 LAKSHMINARASIMHA MADHAVRAO SR DIR, BIOINFORMATICS - RCIGM 40.00 0.00 X 361182 0 7683 RUSSELL NOFSINGER SR DIR, BUS DEV - RCIGM 40.00 0.00 X 380726 0 8480 JENNIFER SCHLEIT DIR, LABORATORY - DRY LAB OPS 40.00 0.00 X 235355 0 0 STEPHEN JENNINGS SR VP, SR VP, CHIEF EXTERNAL AFFAIRS OFFICER (UNTI 0.00 40.00 X 0 809257 100057 GAIL L KNIGHT MD SR VP, CMO 0.00 40.00 X 0 1021257 14328 3818297 11588465 643415 37 1 1 0 ILLUMINA INC 5200 ILLUMINA WAY SAN DIEGO CA 92122 EQUIPMENT SERVICES 3623222 UCSD REGENTS 9500 GILMAN DR LA JOLLA CA 92093 MEDICAL SERVICES 960557 COOLEY LLP 3 EMBARCADERO CENTER SAN FRANCISCO CA 94111 LEGAL SERVICES 877109 HILLIARD ADVISORS INC 238 LAKE SHERWOOD DR THOUAND OAKS CA 91361 CONSULTING SERVICES 561300 TEKSYSTEMS INC PO BOX 198568 ATLANTA GA 30384 CONSULTING SERVICES 273600 15 3013701 479419 5293385 8786505 SEQUENCING REVENUE 611430 11239161 11239161 CONFERENCING REVENUE 621511 131232 131232 11370393 468028 468028 13267654 12601267 666387 666387 666387 REFERRAL FEES 900099 50000 50000 SPEAKING HONORARIUMS 900099 7999 7999 57999 21349312 11370393 0 1192414 X 1628189 494104 1067626 66459 10855783 6099646 4756137 2455571 1297130 1145393 13048 468272 468272 9621 9621 5464905 2499968 2964937 89879 89879 19899 19899 1790655 1353043 437612 1556116 1244893 311223 163112 163112 347064 304027 43037 1218701 792156 426545 LAB SUPPLIES 2902171 2902142 29 OTHER EXPENSES 170776 170776 SHIPPING 57330 57330 DUES AND SUBSCRIPTIONS 44880 44880 800 800 29243724 16987109 12177108 79507 3368162 832204 239491 165324 3714015 2566007 607500 802556 527098 541817 12119646 9396638 4317103 2723008 19571505 25886870 2824118 2824118 0 3428720 35168992 39770624 8957615 1505821 10000 2683749 8967615 4189570 X 6150229 13303262 20051148 22277792 26201377 35581054 35168992 39770624 X -7894412 2274089 15000000 X 1 X 1 X 1 1 1 X X 1 RADY CHILDRENS HOSPITAL SAN DIEGO 951691313 3 0 0 9799236 1 0 9799236 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 PART IV, SECTION A, LINE 1: RADY CHILDREN'S HOSPITAL RESEARCH CENTER (RCHRC), ALONG WITH THE OTHER EXEMPT ORGANIZATIONS LISTED ON SCHEDULE R, PART II, ARE A PART OF RADY CHILDREN'S HEALTH. CREATED IN 1982, RCHRC ENGAGES IN SCIENTIFIC MEDICAL RESEARCH AND CONDUCTS CLINICAL RESEARCH IN DISEASES AND DISORDERS AFFECTING CHILDREN AND ADOLESCENTS. THIS RESEARCH IS FUNDED, IN PART, BY PHILANTHROPIC CONTRIBUTIONS RAISED BY RADY CHILDREN'S HOSPITAL FOUNDATION AND SUPPORT FROM RADY CHILDREN'S HOSPITAL SAN DIEGO (RCHSD). RCHSD AND RCHRC ARE UNDER THE COMMON OWNERSHIP AND CONTROL OF THE PARENT CORPORATION AND SOLE STATUTORY MEMBER OF EACH, RADY CHILDREN'S HEALTH. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 171586068 105887508 10887514 2916814 89287 285354989 149503802 12913822 14266782 4885893 212445 171586068 150096490 2941477 2637022 5964478 206709 149503802 144331521 15072302 -2487608 6699197 120528 150096490 114591220 4258030 29121590 3568781 70538 144331521 0.44463 0.47355 0.08182 1 1 1 2097125 1604647 492478 10022521 7791991 2230530 2723008 INVESTMENTS IN SECURITIES 2824118 F 2824118 RECEIVABLES FROM AFFILIATES 3428720 3428720 X PART V, LINE 4: RADY CHILDREN'S BOARD DESIGNATED ENDOWMENT FUNDS SUPPORT THE HIGHEST AND MOST URGENT NEEDS OF THE ORGANIZATION AS DETERMINED BY ITS BOARD OF TRUSTEES. IN ADDITION, DONOR DESIGNATED (OR RESTRICTED) ENDOWMENT FUNDS SUPPORT A WIDE RANGE OF INITIATIVES IDENTIFIED BY DONORS. PART X, LINE 2: RADY CHILDREN'S HEALTH RECOGNIZES AND MEASURES THE TAX BENEFIT FROM UNCERTAIN TAX POSITIONS ONLY IF IT IS MORE LIKELY THAN NOT THAT THE TAX POSITION WILL BE SUSTAINED, BASED SOLELY ON ITS TECHNICAL MERITS, WITH THE TAXING AUTHORITY HAVING FULL KNOWLEDGE OF ALL RELEVANT INFORMATION. RCHRC RECORDS LIABILITIES FOR UNRECOGNIZED TAX BENEFITS FROM UNCERTAIN TAX POSITIONS AS DISCRETE TAX ADJUSTMENTS IN THE FIRST PERIOD THAT THE MORE LIKELY THAN NOT THRESHOLD IS NOT MET. RCH HAS NOT TAKEN ANY SIGNIFICANT UNCERTAIN TAX POSITIONS THEREFORE NO LIABILITY (OR ASSET) HAS BEEN RECOGNIZED AS OF JUNE 30, 2025. X 1 1 1 1 0 0 0 0 0 0 0 PATRICK FRIAS MD EX OFFICIO 0 1409191 0 657743 0 451742 0 10350 0 34514 0 2563540 0 0 KIMBERLY CRIPE CO-PRESIDENT & CEO (BEGIN 1/2025) 0 1330701 0 790183 0 292365 0 16534 0 14871 0 2444654 0 70483 JAMES ULI JR SVP, CFO, TREASURER 0 794247 0 215496 0 121602 0 10350 0 11960 0 1153655 0 0 STEPHEN F KINGSMORE MD DSC PRESIDENT AND CHIEF EXECUTIVE OFFICE 739742 0 194480 0 162002 0 10350 0 16897 0 1123471 0 0 0 CHARLES B DAVIS EVP, REGIONAL PRESIDENT, SAN DIEGO 0 700613 0 179473 0 123562 0 34076 0 3968 0 1041692 0 0 GAIL L KNIGHT MD SR VP, CMO 0 687652 0 198576 0 135029 0 10350 0 3978 0 1035585 0 0 JAY GABRIEL CLO & SECRETARY (BEGIN 1/2025) 0 598826 0 180316 0 118949 0 19364 0 30213 0 947668 0 19490 JILL STRICKLAND SR VP, CAO 0 631640 0 171090 0 95826 0 10350 0 23031 0 931937 0 0 STEPHEN JENNINGS SR VP, SR VP, CHIEF EXTERNAL AFFAIRS 0 534311 0 158269 0 116677 0 66306 0 33751 0 909314 0 0 ANGELA M VIEIRA SECRETARY (UNTIL 12/2024) 0 556067 0 113465 0 73400 0 139589 0 16955 0 899476 0 0 LYNN M PEREZ SVP & EXEC DIR, GENOMICS OPS 513261 0 151472 0 39585 0 10350 0 14450 0 729118 0 0 0 WENDY BENSON VP, CHIEF STRATEGY & INNOVATION OFFI 390707 0 74176 0 55894 0 10350 0 13891 0 545018 0 0 0 RUSSELL NOFSINGER SR DIR, BUS DEV - RCIGM 191973 0 20228 0 168525 0 6583 0 1897 0 389206 0 0 0 LAKSHMINARASIMHA MADHAVRAO SR DIR, BIOINFORMATICS - RCIGM 180510 0 20948 0 159724 0 6800 0 883 0 368865 0 0 0 KATARZYNA ELLSWORTH SR DIR, CLINICAL OPS - RCIGM 250251 0 20840 0 8310 0 8133 0 21793 0 309327 0 0 0 LUCIA GUIDUGLI DIR, LABORATORY - RCIGM 221543 0 15288 0 3483 0 7105 0 7423 0 254842 0 0 0 JENNIFER SCHLEIT DIR, LABORATORY - DRY LAB OPS 217884 0 15111 0 2360 0 0 0 0 0 235355 0 0 0 BELINDA SANTOS-RAMIREZ ASSISTANT SECRETARY 0 140414 0 10870 0 170 0 15082 0 918 0 167454 0 0 PART I, LINE 1A: RADY CHILDREN'S HOSPITAL RESEARCH CENTER (RCHRC) PROVIDED A DISCRETIONARY SPENDING ACCOUNT TO THREE OFFICERS LISTED ON FORM 990, PART VII. THE AMOUNT PROVIDED WAS INCLUDED IN EACH OF THE INDIVIDUAL'S TAXABLE INCOME. PART 1, LINE 3: RADY CHILDREN'S HOSPITAL RESEARCH CENTER (RCHRC) RELIED ON A RELATED ORGANIZATION, RADY CHILDREN'S HEALTH (RCH), THAT USES ONE OR MORE OF THE METHODS DESCRIBED IN SCHEDULE J, PART I, LINE 3, TO ESTABLISH THE ORGANIZATION'S TOP MANAGEMENT OFFICIAL'S COMPENSATION. SEE FORM 990, PART VI, SECTION B, LINE 15 FOR ADDITIONAL INFORMATION. PART I, LINE 4A: LAKSHMINARASIMHA MADHAVRAO RECEIVED A SEVERANCE PAYMENT OF $127,670 AND RUSSEL NOFSINGER RECEIVED A SEVERANCE PAYMENT OF $132,662 IN 2024. PART I, LINE 4B: THE SUBSIDIARIES OF RADY CHILDREN'S HEALTH HAVE ESTABLISHED VARIOUS NON-QUALIFIED PLANS PURSUANT TO 457(F) OF THE INTERNAL REVENUE CODE. THE PURPOSE OF THIS PLAN IS TO INCENTIVIZE ELIGIBLE SENIOR MANAGEMENT EMPLOYEES IN RECOGNITION OF THE FACT THAT THEY ARE REQUIRED TO DEVOTE SIGNIFICANT AMOUNTS OF TIME, SKILL, AND ENERGY TO THE ORGANIZATION. THE AMOUNTS INCLUDED IN SCHEDULE J, PART II COLUMN (C) ARE SUBJECT TO SUBSTANTIAL FUTURE SERVICE REQUIREMENTS TO THE ORGANIZATION AND ARE SUBJECT TO SUBSTANTIAL RISK OF FORFEITURE. ONCE VESTED, THE AMOUNTS UNDER THIS PLAN ARE REPORTED ON FORM W-2 AS TAXABLE COMPENSATION TO THE INDIVIDUALS. THE FOLLOWING INDIVIDUALS RECEIVED PAYMENTS FROM THE PLAN DURING CALENDAR YEAR 2024: ANGELA VIEIRA ($232,933), CHARLES DAVIS, MD ($108,562), GAIL KNIGHT, MD ($120,029), JAMES ULI ($106,603), JAY GABRIEL ($72,752), JILL STRICKLAND ($80,826), KATARZYNA ELLSWORTH ($7,860), KIMBERLY CRIPE ($264,989), LAKSHMINARASIMHA MADHAVRAO ($6,483), LUCIA GUIDUGLI ($3,483), LYNN PEREZ ($24,585), PATRICK FRIAS ($398,132), RUSSELL NOFSINGER ($8,821), STEPHEN JENNINGS ($101,677), STEPHEN KINGSMORE ($147,002), WENDY BENSON ($43,894), AND JENNIFER SCHLEIT ($2,360). FORM 990, PART III, LINE 4A: PROGRAM SERVICE ACCOMPLISHMENTS THE ENTITY WAS ORIGINALLY ESTABLISHED 1) TO ENGAGE IN SCIENTIFIC MEDICAL RESEARCH TO FIND CURES AND TREATMENTS FOR DISEASES AND DISORDERS WHICH AFFECT CHILDREN; 2) TO DEVELOP CLINICAL PROGRAMS AND TECHNIQUES FOR THE TREATMENT OF CHILDREN WITH PHYSIOLOGICAL OR MENTAL DISORDERS, AND FOR HANDICAPPED CHILDREN; 3) TO ENGAGE IN, CARRY ON, AND CONDUCT CLINICAL RESEARCH TO DISCOVER AND IMPLEMENT MULTIDISCIPLINARY METHODS AND TECHNIQUES FOR THE DIAGNOSIS AND TREATMENT OF PEDIATRIC AND ADOLESCENT ONSET OF DISEASES, DISORDERS, AND LEARNING DISABILITIES; 4) TO RESEARCH ADULT ONSET DISEASES, DISORDERS, AND DISABILITIES FOR WHICH THIS CORPORATION DEVELOPS SPECIAL TECHNIQUES OR EXPERTISE BASED ON ITS EXPERIENCE WITH PEDIATRIC AND ADOLESCENT PATIENTS; AND 5) TO PUBLISH THESES, BULLETINS, DISSERTATIONS AND OTHER WORKS IN PEDIATRIC HEALTH CARE AND DIAGNOSIS WRITTEN BY PERSONNEL OF THIS CORPORATION OR OTHERS, AND TO OTHERWISE DISSEMINATE AND MAKE FREELY AVAILABLE TO THE GENERAL PUBLIC THE RESULTS AND APPLICATIONS OF THE FUNDAMENTAL AND APPLIED RESEARCH AND ANALYTICAL STUDIES PERFORMED BY THIS CORPORATION. FORM 990, PART VI, SECTION A, LINE 4 GOVERNING DOCUMENTS WERE AMENDED TO NAME THE NEW PARENT AS RADY CHILDREN'S HEALTH. FORM 990, PART VI, SECTION A, LINE 6 THROUGH DECEMBER 31, 2024, RADY CHILDREN'S HOSPITAL AND HEALTH CENTER (RCHHC) WAS THE SOLE MEMBER AS THAT TERM IS DEFINED IN CALIFORNIA CORPORATIONS CODE 5056 ("MEMBER") OF RADY CHILDREN'S HOSPITAL RESEARCH CENTER (RCHRC). ON JANUARY 1, 2025, RCHHC MERGED WITH CHILDREN'S HEALTHCARE OF CALIFORNIA (CHC) TO FORM RADY CHILDREN'S HEALTH (RCH) AS THE SURVIVING ENTITY AND SOLE MEMBER OF RCHRC AND SUBSIDIARIES FORMERLY CONTROLLED BY RCHHC AND CHC. FORM 990, PART VI, SECTION A, LINE 7A THE RCHRC BOARD OF DIRECTORS CONSISTS OF THOSE INDIVIDUALS SERVING AS THE BOARD OF TRUSTEES OF THE MEMBER, ONLY THE MEMBER MAY REMOVE A DIRECTOR, THE FOLLOWING ACTIONS OF THE RCHRC BOARD REQUIRE "PRIOR WRITTEN APPROVAL" OF THE MEMBER TO BE EFFECTIVE: - ANY AMENDMENT, REVISION, MODIFICATION OF THE ARTICLES OF INCORPORATION OR THE BYLAWS - ANY CHANGE IN THE NATURE OF THE BUSINESS ACTIVITIES OF RCHRC - APPROVAL OF OPERATING AND CAPITAL BUDGETS OF RCHRC - BORROWING ANY AMOUNT OR INCURRING ANY DEBT IN THE AMOUNT OF $100,000 OR MORE - MAKING OR INCURRING ANY UNBUDGETED EXTRAORDINARY OR NON-RECURRING EXPENSE OR EXPENDITURE OF $100,000. THE RCHRC BOARD CANNOT AUTHORIZE OR DIRECT ANY OFFICER OF RCHRC TO PERFORM OR COMMIT ANY OF THE FOLLOWING ACTS, WITHOUT PRIOR WRITTEN APPROVAL OF THE MEMBER: - BORROW MONEY IN RCHRC'S NAME OR UTILIZE PROPERTY OWNED BY RCHRC AS SECURITY FOR LOANS, EXCEPT IN THE ORDINARY COURSE OF BUSINESS - MAKE, EXECUTE, OR DELIVER ANY ASSIGNMENT FOR THE BENEFIT OR CREDITORS, OR ANY BOND, CONFESSION, JUDGMENT, CHATTEL MORTGAGE, SECURITY AGREEMENT, DEED, GUARANTY, INDEMNITY BOND, SURETY BOND, CONTRACT TO SELL OR BILL OF SALE OF THE PROPERTY OF RCHRC, EXCEPT IN THE ORDINARY COURSE OF BUSINESS. - ACQUIRE, PURCHASE, DEVELOP, IMPROVE, SELL, LEASE OR MORTGAGE ANY CORPORATE REAL ESTATE OR ANY INTEREST THEREIN OR ENTER INTO ANY CONTRACT FOR ANY SUCH PURPOSE. - MAKE ANY LOAN OR INVESTMENT OF ANY RCHRC ASSETS, OR ENTER INTO ANY CONTRACT OR INCUR ANY LIABILITY ON BEHALF OF RCHRC OTHER THAN FOR FAIR CONSIDERATION OR IN THE ORDINARY COURSE OF BUSINESS RELATING TO ITS NORMAL DAILY OPERATION. FORM 990, PART VI, SECTION A, LINE 7B PLEASE REFER TO LINE 7A EXPLANATION FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WAS REVIEWED BY THE CFO AND THEN PROVIDED TO THE ORGANIZATION'S AUDIT AND COMPLIANCE COMMITTEE FOR REVIEW. FOLLOWING REVIEW BY THE COMMITTEE, THE RETURNS WERE FINALIZED, SIGNED AND SUBMITTED TO THE INTERNAL REVENUE SERVICE. A COMPLETE COPY OF THE FORM 990 WAS PROVIDED TO EACH VOTING BOARD MEMBER PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C ON AN ANNUAL BASIS AND UPON ELECTION OR APPOINTMENT, THE POLICY AND DISCLOSURE STATEMENT IS DISTRIBUTED TO ALL BOARD MEMBERS, OFFICERS, AND KEY EMPLOYEES AND MEDICAL STAFF LEADERS. ALL COMPLETED AND SIGNED STATEMENTS ARE RETURNED TO THE CORPORATE COMPLIANCE OFFICER FOR REVIEW. IF A PERSON DISCLOSES A POTENTIAL OR ACTUAL CONFLICT, THE PERSON WITH THE CONFLICT OF INTEREST IS EXCLUDED FROM ANY DISCUSSION OR APPROVAL OF ANY SUCH RELATED TRANSACTIONS. FINANCIAL INTEREST DISCLOSURES BY BOARD MEMBERS AND OFFICERS ARE BROUGHT TO THE RCH/RCHRC BOARD OF TRUSTEES OR THE AUDIT AND COMPLIANCE COMMITTEE FOR REVIEW AND, AS NEEDED, APPROPRIATE ACTION. FINANCIAL INTEREST DISCLOSURES BY KEY EMPLOYEES AND MEDICAL STAFF LEADERS ARE REVIEWED BY THE CORPORATE COMPLIANCE OFFICER AND REFERRED TO THE PRESIDENT AND CHIEF EXECUTIVE OFFICER OR TO THE RCHHC BOARD OF TRUSTEES. THE CORPORATE COMPLIANCE COMMITTEE AND THE AUDIT AND COMPLIANCE COMMITTEE A SUMMARY OF ALL DISCLOSURES AND ACTION TAKEN, IF ANY, ALL OTHER EMPLOYEES ARE REQUIRED TO COMPLETE A DISCLOSURE STATEMENT ON AN ANNUAL BASIS THAT IS REVIEWED BY THE CORPORATE COMPLIANCE OFFICER. FORM 990, PART VI, SECTION B, LINE 15 RADY CHILDREN'S HEALTH AND ITS SUBSIDIARIES, WORKING THROUGH THE BOARD COMPENSATION COMMITTEE HAS A PROCESS FOR ESTABLISHING, REVIEWING AND APPROVING COMPENSATION OF OFFICERS AND KEY EMPLOYEES OF THE ORGANIZATION ON A NO LESS THAN AN ANNUAL BASIS. THE COMPENSATION COMMITTEE IS COMPRISED OF INDEPENDENT, LAY MEMBERS OF THE BOARD OF TRUSTEES. PRIOR TO CONDUCTING ITS REVIEW, THE CHAIR OF THE COMPENSATION COMMITTEE DETERMINES WHETHER ANY MEMBER HAS A CONFLICT OF INTEREST WITH RESPECT TO THE MATTER(S) UNDER REVIEW. IF THERE IS A CONFLICT, THE CONFLICTED MEMBER RECUSES HIMSELF/HERSELF AND IS NOT PRESENT DURING DISCUSSION OR VOTE ON THE ARRANGEMENT UNDER REVIEW. IN DETERMINING AND APPROVING THE COMPENSATION, THE COMMITTEE CONSIDERS ALL COMPONENTS OF COMPENSATION. IT CONSIDERS COMPARABILITY DATA AND RETAINS AN INDEPENDENT COMPENSATION CONSULTANT TO PROVIDE COMPARABILITY DATA TO THE COMMITTEE. TOTAL COMPENSATION IS TARGETED TO BE BETWEEN THE 50TH AND 75TH PERCENTILE OF THE COMPARABILITY DATA. THE COMMITTEE'S DELIBERATIONS AND DECISIONS ARE DOCUMENTED IN MINUTES THAT ARE REVIEWED AT ITS NEXT MEETING. THE COMMITTEE'S WRITTEN RECORDS INCLUDE THE (1) TERMS OF THE ARRANGEMENT WITH THE DISQUALIFIED PERSON (INCLUDING THE DATE THE ARRANGEMENT WAS APPROVED); (2) A LIST OF MEMBERS PRESENT DURING THE DISCUSSION OF THE TRANSACTION (AND HOW THE MEMBERS VOTED WHEN IT WAS APPROVED); AND (3) A DESCRIPTION OF THE COMPARABLE DATA RELIED ON BY THE COMMITTEE AND HOW IT WAS OBTAINED. FORM 990, PART VI, SECTION C, LINE 19 THE FEDERAL TAX LAWS DO NOT MANDATE THAT THE ORGANIZATION'S GOVERNING DOCUMENTS AND CONFLICTS OF INTEREST POLICY BE MADE AVAILABLE FOR PUBLIC INSPECTION. THE ORGANIZATION MAKES ITS FINANCIAL STATEMENTS AVAILABLE UPON REQUEST AND THEY ARE ALSO ATTACHED TO THIS FORM 990. FORM 990, PART IX, LINE 11G AGENCY STAFF: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 489,118. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 489,118. BIOREPOSITORY SERVICES: PROGRAM SERVICE EXPENSES 111,962. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 111,962. CONSULTING SERVICES: PROGRAM SERVICE EXPENSES 140,932. MANAGEMENT AND GENERAL EXPENSES 682,099. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 823,031. LEASED LABOR: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 1,150,191. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,150,191. MEDICAL SERVICES: PROGRAM SERVICE EXPENSES 584,193. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 584,193. OTHER: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 117,827. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 117,827. PHYSICIANS & MEDICAL DOCTORS: PROGRAM SERVICE EXPENSES 1,340,402. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,340,402. REPAIRS AND MAINTENANCE: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 525,702. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 525,702. RESEARCH: PROGRAM SERVICE EXPENSES 195,446. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 195,446. SEQUENCING SERVICES: PROGRAM SERVICE EXPENSES 127,033. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 127,033. FORM 990, PART XI, LINE 9: INTERCOMPANY TRANSFER FROM RCHSD 15,000,000. 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