2026-05-13T17:02:44-05:00 2025-06-30 135565207 KPMG LLP 515 BROADWAY ALBANY NY 022072974 990 2024-07-01 150532081 SYRACUSE UNIVERSITY SYRA 3154433765 640 SKYTOP ROAD SKYTOP OFFICE BLDG SYRACUSE NY 132445300 BRETT PADGETT SVP & CFO 3154433037 2026-05-14 1 0 GENEVA FURLANO P01877392 5184274600 2026-05-10 2024 2025-03-06 01:10:19Z KENT SYVERUD CROUSE HINDS HALL SYRACUSE NY 13244 2588114891 0 X WWW.SYRACUSE.EDU X 1870 NY SYRACUSE UNIVERSITY IS A NON-PROFIT RESEARCH UNIVERSITY DEVOTED TO EDUCATION, RESEARCH AND PUBLIC ENGAGEMENT. 48 47 17116 1477 11331337 1670018 104857504 89590014 1616454854 1687230478 143412198 191190750 167835 523548 1864892391 1968534790 457294778 477328221 0 0 753210686 785628229 0 0 29792209 521597633 490137415 1732103097 1753093865 132789294 215440925 4676447711 5433960735 1347096905 1805275469 3329350806 3628685266 X ORGANIZATION'S MISSIONAS A UNIVERSITY WITH THE CAPACITY TO ATTRACT AND ENGAGE THE BEST SCHOLARS FROM AROUND THE WORLD, YET SMALL ENOUGH TO SUPPORT A PERSONALIZED AND ACADEMICALLY RIGOROUS STUDENT EXPERIENCE, SYRACUSE UNIVERSITY FACULTY AND STAFF SUPPORT STUDENT SUCCESS BY:- ENCOURAGING GLOBAL STUDY, EXPERIENTIAL LEARNING, INTERDISCIPLINARYSCHOLARSHIP, CREATIVITY, AND ENTREPRENEURIAL ENDEAVORS- BALANCING PROFESSIONAL STUDIES WITH AN INTENSIVE LIBERAL ARTS EDUCATION- PROMOTING A CULTURE OF INNOVATION AND DISCOVERY- SUPPORTING FACULTY, STAFF, AND STUDENT COLLABORATION IN CREATIVE ACTIVITY AND RESEARCH THAT ADDRESS EMERGING OPPORTUNITIES AND SOCIETAL NEEDS- MAINTAINING PRIDE IN OUR LOCATION AND HISTORY AS A PLACE OF ACCESS, ENGAGEMENT, INNOVATION, AND IMPACT. 0 0 951213466 467453748 INSTRUCTION AND DEPARTMENTAL RESEARCH:EXPENDITURES IN THIS AREA INCLUDE SALARIES AND BENEFITS FOR FACULTY, SCHOLARSHIPS AND GRANTS TO STUDENTS, AND SUPPORT FOR FACILITIES AND EQUIPMENT, CONDUCTED FOR THE BENEFIT OF APPROXIMATELY 16,000 UNDERGRADUATE AND 6,600 GRADUATE AND LAW STUDENTS ENROLLED AT SYRACUSE UNIVERSITY. 329832072 9874473 1385821678 STUDENT SERVICES:EXPENDITURES IN THIS AREA INCLUDE SUPPORT SERVICES FOR THE UNIVERSITY'S UNDERGRADUATE FRESHMEN AND SOPHOMORES. THE UNIVERSITY HAS A TWO-YEAR RESIDENCE REQUIREMENT FOR FRESHMEN AND SOPHOMORES WITH THE PRIMARY PURPOSE OF CONTRIBUTING TO THE STUDENTS' EMOTIONAL AND PHYSICAL WELL-BEING AND THEIR INTELLECTUAL, AND SOCIAL DEVELOPMENT OUTSIDE THE FORMAL INSTRUCTION PROGRAM. 89983758 129622106 SPONSORED RESEARCH AND OTHER RELATED ACTIVITIES:EXPENDITURES IN THIS AREA INCLUDE RESEARCH AND SIMILAR ACTIVITY FUNDED BY GRANTS FROM THE PUBLIC, PRIVATE, AND NON-PROFIT SECTORS. 296535423 171786694 OTHER PROGRAM SERVICE EXPENDITURES SUPPORT SYRACUSE UNIVERSITY'S ACADEMIC AND RESEARCH INITIATIVES THROUGH PROVISION OF ACADEMIC SUPPORT, STUDENT SERVICES AND GENERAL INSTITUTIONAL SUPPORT, THE CRITICAL COMPONENTS TO SEAMLESS DELIVERY AND TO MEETING THE NEEDS AND EXPECTATIONS OF SYRACUSE UNIVERSITY'S STUDENTS AND FACULTY. 296535423 171786694 1667564719 1 1 0 1 0 0 0 1 1 1 1 1 0 0 1 1 0 1 1 1 1 0 1 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 1 0 0 1 1 1 1 0 0 1 X 31408 0 1 17116 1 1 1 1 CI FR IT SP UK 0 0 0 1 1 0 0 0 0 1 0 X 48 47 0 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AK AZ CA CO FL KY ME MD MA MI NH NC OH OR SC WA X JEAN B GALLIPEAU 3154433765 640 SKYTOP RD SYRACUSE NY 13244 KENT SYVERUD CHANCELLOR AND PRESIDENT 60.00 0.00 X X 1268926 0 576516 PATRICK J AHEARN TRUSTEE 1.00 0.00 X 0 0 0 RICHARD M ALEXANDER VICE CHAIR 3.00 0.00 X 0 0 0 STEVEN W BALLENTINE TRUSTEE 3.00 0.00 X 0 0 0 SHARON R BARNER TRUSTEE 1.00 0.00 X 0 0 0 STEVEN W BARNES VICE CHAIR 3.00 0.00 X 0 0 0 STEVEN R BECKER TRUSTEE 1.00 0.00 X 0 0 0 NAOMI BERGMAN TRUSTEE 1.00 0.00 X 0 0 0 ANDREW T BERLIN TRUSTEE 1.00 0.00 X 0 0 0 ALONNA BERRY TRUSTEE 1.00 0.00 X 0 0 0 MICHAEL E BLACKSHEAR TRUSTEE 1.00 0.00 X 0 0 0 CHRISTINE A CARONA TRUSTEE 3.00 0.00 X 0 0 0 VINCENT H COHEN JR TRUSTEE 1.00 0.00 X 0 0 0 STEVEN L EINHORN TRUSTEE 1.00 0.00 X 0 0 0 CLIFFORD J ENSLEY TRUSTEE 3.00 0.00 X 0 0 0 HAROLD A FETNER TRUSTEE 3.00 0.00 X 0 0 0 SHELLY L FISHER TRUSTEE 3.00 0.00 X 0 0 0 ELISABETH FONTENELLI TRUSTEE 3.00 0.00 X 0 0 0 PETER GIANESINI JR TRUSTEE 1.00 0.00 X 0 0 0 RAJ-ANN REKHI GILL TRUSTEE 3.00 0.00 X 0 0 0 NEIL A GOLD TRUSTEE 1.00 0.00 X 0 0 0 BRIAN D GROSSMAN TRUSTEE 1.00 0.00 X 0 0 0 STEPHEN H HAGERTY TRUSTEE 1.00 0.00 X 0 0 0 DEBORAH A HENRETTA TRUSTEE 1.00 0.00 X 0 0 0 ALLEGRA F IVEY TRUSTEE 1.00 0.00 X 0 0 0 RICHARD M JONES TRUSTEE 1.00 0.00 X 0 0 0 LAWRENCE S KRAMER VICE CHAIR 3.00 0.00 X 0 0 0 JOHN A LALLY TRUSTEE 1.00 0.00 X 0 0 0 CHRISTINE E LARSEN VICE CHAIR 3.00 0.00 X 0 0 0 DEBORAH R LEONE TRUSTEE 3.00 0.00 X 0 0 0 JEANNINE L LOSTRITTO TRUSTEE 1.00 0.00 X 0 0 0 RAQUEL-ANN MCNABB TRUSTEE 1.00 0.00 X 0 0 0 GISELE A MARCUS TRUSTEE 1.00 0.00 X 0 0 0 PATRICIA H MAUTINO TRUSTEE 3.00 0.00 X 0 0 0 SANDRA CORDOVA MICEK TRUSTEE 1.00 0.00 X 0 0 0 MICHAEL A NEWHOUSE TRUSTEE 1.00 0.00 X 0 0 0 TONIA O'CONNOR TRUSTEE 1.00 0.00 X 0 0 0 RONALD P O'HANLEY TRUSTEE 3.00 0.00 X 0 0 0 EDWARD PETTINELLA TRUSTEE 1.00 0.00 X 0 0 0 LOUISE PHANSTIEL TRUSTEE 3.00 0.00 X 0 0 0 KENNETH A PONTARELLI TRUSTEE 3.00 0.00 X 0 0 0 DOUGLAS A PRESENT TRUSTEE 3.00 0.00 X 0 0 0 KIRTHIGA U REDDY TRUSTEE 1.00 0.00 X 0 0 0 JONATHAN RESNICK TRUSTEE 1.00 0.00 X 0 0 0 FRANK RYAN IV TRUSTEE 1.00 0.00 X 0 0 0 JEFFREY M SCRUGGS BOARD CHAIRMAN 10.00 0.00 X 0 0 0 MICHAEL T TIRICO VICE CHAIR 3.00 0.00 X 0 0 0 KATHLEEN A WALTERS CHAIR EMERITUS 2.00 0.00 X 0 0 0 MICHAEL R VENUTOLO TRUSTEE 1.00 0.00 X 0 0 0 DAVID N WATSON TRUSTEE 1.00 0.00 X 0 0 0 HOWARD E WOOLLEY TRUSTEE 3.00 0.00 X 0 0 0 DAVID M ZASLAV TRUSTEE 1.00 0.00 X 0 0 0 J MICHAEL HAYNIE VC STRAT. INITIATIVES & INNOVATION 60.00 0.00 X 866515 0 145622 GABE NUGENT SVP & GENERAL COUNSEL 60.00 0.00 X 877538 0 35234 BRETT PADGETT SVP & CHIEF FINANCIAL OFFICER 60.00 0.00 X 833206 0 61700 MARY OPPERMAN SVP & UNIVERSITY SECRETARY 60.00 0.00 X 464729 0 53782 LOIS AGNEW INTERIM VICE CHANCELLOR & PROVOST 60.00 0.00 X 379744 0 61445 ALLEN GROVES SVP & CHIEF STUDENT EXPERIENCE OFF. 60.00 0.00 X 488058 0 54144 BEHZAD MORTAZAVI DEAN OF ARTS & SCIENCE 60.00 0.00 X 431489 0 45361 FRANCIS BROWN FOOTBALL HEAD COACH 60.00 0.00 X 3073809 0 62435 ADRIAN AUTRY BASKETBALL HEAD COACH 60.00 0.00 X 2136694 0 62956 ELIJAH ROBINSON FOOTBALL DEFENSIVE COORDINATOR 60.00 0.00 X 1519716 0 62488 CANDACE CAMPBELL JACKSON SVP AND CHIEF OF STAFF 60.00 0.00 X 1035992 0 158177 FELISHA LEGETTE-JACK BASKETBALL HEAD COACH 60.00 0.00 X 928200 0 61899 GRETCHEN RITTER FMR VC, PROVOST & CHF ACADEMIC OFF. 60.00 0.00 X 854433 0 44761 MICHELE WHEATLY FORMER VICE CHANCELLOR & PROVOST 60.00 0.00 X 331615 0 56756 LISA DOLAK FORMER SVP & UNIV SEC/PROF 60.00 0.00 X 229680 0 34441 KARIN RUHLANDT FORMER DEAN OF ARTS & SCI 60.00 0.00 X 143716 0 30970 15864060 0 1608687 1141 1 1 1 BOHLIN CYWINSKI JACKSON 8 WEST MARKET ST SUITE 1200 WILKES BARRE PA 187011809 ARCHITECTS 4618595 LEGENDS SALES & MARKETING LLC 61 BROADWAY SUITE 2400 NEW YORK NY 10006 MARKETING 2350000 ERNST & YOUNG US LLP 200 PLAZA DRIVE SECAUCUS NJ 07094 ACCOUNTANTS 1633333 ASHLEY MCGRAW ARCHITECTS PC 125 E JEFFERSON ST SYRACUSE NY 13202 ARCHITECTS 1526944 PROSKAUER ROSE LLP 11 TIMES SQUARE NEW YORK NY 100368299 ATTORNEYS 1472793 86 82635 89507379 14383513 89590014 STUDENT SERVICES 611600 1385821678 1385821678 SPONSORED RESEARCH 611600 129622106 129622106 AUXILIARY - RELATED 611710 59430972 59430972 AUXILIARY - UNRELATED 541900 6025894 6025894 SHERATON SU HOTEL / CO 721110 3788307 3788307 102541521 102541521 1687230478 78190686 1510947 76679739 189990 189990 1063469 626487 436982 436982 436982 731813754 616148824 2664866 115664930 -2664866 113000064 113000064 30311 82635 139924 -109613 -109613 ALUMNI TOURS 541800 6189 6189 6189 1968534790 1677416277 11331337 190197162 272602 272602 463303628 463303628 13751991 13751991 7208859 1045967 4867945 1294947 1216137 1216137 597976525 565469409 18070126 14436990 44471675 41648450 1670758 1152467 97513110 90537824 3685875 3289411 37241923 34857737 1416776 967410 280797 280797 7199530 1430725 5750839 17966 680840 680840 733218 733218 6820416 6820416 44246381 42232811 1141325 872245 6781832 6121067 366828 293937 67590715 65405620 1225948 959147 19680757 18605951 602652 472154 663977 663977 75236099 70043010 2916503 2276586 47810323 46127328 935030 747965 5218899 4864512 196740 157647 29409810 29409810 100127682 97018108 1804746 1304828 2609948 2609948 EQUIP NOT CAPITALIZED 20505564 20505564 COGS - AUXILIARIES 19760685 19747371 13314 ROOM AND BOARD 15093188 15093188 UNRELATED BUSINESS INC 1160109 1160109 18526645 14848766 2129370 1548509 1753093865 1667564719 55736937 29792209 39604580 38946625 258007593 205941080 112028769 125724659 25182364 38227112 105053 7612 5579346 2201334 59477758 58422357 3515191365 1743423437 1621756405 1771767928 1070468573 1494817666 1476556111 1689442463 7581227 5350670 99932 3111229 4676447711 5433960735 258603701 225464581 71179354 74554773 733783433 1182036344 10127075 5097272 202687529 244819966 70715813 73302533 1347096905 1805275469 X 2087135209 2283196471 1242215597 1345488795 3329350806 3628685266 4676447711 5433960735 X 215440925 86861788 -2968253 X 0 1 X 1 1 1 X 66987589 148013654 95341963 104857504 89590014 504790724 66987589 148013654 95341963 104857504 89590014 504790724 54625680 450165044 23457230 35546829 37975077 63344904 77933198 238257238 173145 6393987 5188137 3853074 1758249 17366592 760414554 7559098002 0.59200 0.63700 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 0 0 0 0 1 8259 0 1 733218 741477 0 PART II-B, LINE 1: THE OFFICE OF GOVERNMENT AND COMMUNITY RELATIONS (GCR) IS THE UNIVERSITY'S DESIGNATED POINT OF CONTACT FOR GOVERNMENT OFFICIALS AND THEIR STAFF. GCR ENSURES ALL CONTACT WITH PUBLIC OFFICIALS IS COMPLIANT WITH LOBBYING RULES AND REGULATIONS AT ALL LEVELS OF FEDERAL, STATE AND LOCAL GOVERNMENT. THEY ARE THE DESIGNATED POINT OF CONTACT FOR GOVERNMENT OFFICIALS, AND ARE RESPONSIBLE FOR COORDINATING AN EFFECTIVE GOVERNMENT RELATIONS PROGRAM. COMMUNICATION CAN BE IN THE FORM OF PHONE CALLS, IN PERSON MEETINGS OR FORMAL LETTERS. STAFFING WITHIN THE OFFICE OF GCR INCLUDES MANAGEMENT AND STAFF AS NEEDED. MERCURY GROUP ASSISTED THE UNIVERSITY WITH LOBBYING ACTIVITIES AT THE STATE LEVEL REGARDING COLLEGIATE ATHLETICS, LEGISLATION FOR TAP AND INCLUSIVE PROGRAMS, VETERANS PROGRAMMING AND CONTINUED SUPPORT TO SU IN THIS SECTOR. MERCURY GROUP ASSISTED THE UNIVERSITY WITH LOBBYING ACTIVITIES AT THE FEDERAL LEVEL BY ENGAGING WITH ADMINISTRATION OFFICIALS WITH JURISDICTION OVER RELEVANT EDUCATION POLICIES; IDENTIFYING SYRACUSE UNIVERSITY PROGRAMS OF INTEREST TO THE ADMINISTRATION INCLUDING DEFENSE PARTNERSHIPS, D'ANIELLO INSTITUTE FOR VETERANS AND MILITARY FAMILIES, AND FEDERAL WORKFORCE TRAINING INITIATIVES; WORK TO GENERATE SUPPORT FOR FUNDING AND GRANT REQUESTS; ADDRESS MISCONCEPTIONS AND HELP THE UNIVERSITY REACT TO POSSIBLE THREATS TO FUNDING AND THE UNIVERSITY'S REPUTATION; PROVIDE STRATEGIC RECOMMENDATIONS ON HOW TO POSITION THE UNIVERSITY AND DIFFERENTIATE IT FROM OTHER INSTITUTIONS; ADVISE ON HOW THE UNIVERSITY CAN USE ITS INSTITUTE FOR DEMOCRACY, JOURNALISM AND CITIZENSHIP TO AMPLIFY ITS FEDERAL AGENDA. VAN SCOYOC ASSOCIATES (VSA) PROVIDES CONSULTING AND LOBBYING SERVICES IN SUPPORT OF D'ANIELLO INSTITUTE FOR VETERANS AND MILITARY FAMILIES PROGRAMMING FOR SERVICEMEMBER, VETERAN AND MILITARY-CONNECTED COMMUNITY MEMBERS TO ASSIST IN THE TRANSITION FROM MILITARY TO CIVILIAN LIFE. THIS INCLUDES CAREER TRAINING AND EMPLOYMENT ASSISTANCE. VSA SUPPORTS LOBBYING ACTIVITY ON VETERANS CONNECTED PROGRAMMING AND BUDGET MATTERS RELATING TO CONGRESSIONAL APPROPRIATIONS, AND THE DEPARTMENT OF DEFENSE TRANSITION ASSISTANCE PROGRAM. IN ADDITION, VSA ADVISES ON POLICY MATTERS RELATED TO COMMUNITY BASED COORDINATED CARE FOR VETERANS AND THEIR FAMILIES. BROWN & WEINRAUB, PLLC PROVIDES LEGISLATIVE AND REGULATORY REPRESENTATION AND HAS ADVOCATED AND SUPPORTED WORK ON SEVERAL PROPOSED LEGISLATIVE BILLS AND FUNDING OPPORTUNITIES AT THE STATE LEVEL, TO INCLUDE COLLEGIATE ATHLETICS, CAPITAL PROJECTS, AND CONTINUED SUPPORT TO SU IN THIS SECTOR. CORNERSTONE GOVERNMENT AFFAIRS PROVIDES STRATEGIC CONSULTING AND ADVOCACY SERVICES TO ASSIST IN DEALING WITH FEDERAL GOVERNMENT AND GOVERNMENTAL AND REGULATORY AUTHORITIES. THEY ARE DEVELOPING AND IMPLEMENTING AN INDIVIDUALIZED PLAN FOR EACH PRIORITY INITIATIVE, IDENTIFYING OPPORTUNITIES AND OFFERING STRATEGIC ADVICE ON HOW BEST TO BUILD AND MARKET SYRACUSE'S CORE CAPACITIES AND COMPETE EFFECTIVELY. THEY ARE PURSUING CONGRESSIONALLY-DIRECTED FUNDING AND APPROPRIATIONS STRATEGIES THAT ALIGN WITH SYRACUSE'S PRIORITIES AND INITIATIVES. THEY ARE RAISING THE PROFILE OF SYRACUSE ON CAPITOL HILL AND WITHIN THE EXECUTIVE BRANCH. CORNERSTONE GOVERNMENT AFFAIRS ALSO WILL PURSUE LEGISLATIVE AND APPROPRIATIONS STRATEGIES IN SUPPORT OF SU'S INSTITUTE FOR VETERANS AND MILITARY FAMILIES' (IVMF) PRIMARY POLICY PILLARS; RAISING THE PROFILE OF THE IVMF AND SYRACUSE UNIVERSITY AS NATIONAL THOUGHT LEADERS ON VETERANS' ISSUES; SUPPORT THE DEVELOPMENT AND EXECUTION OF TARGETED ADVOCACY CAMPAIGNS TO ADVANCE FEDERAL LEGISLATION CONSISTENT WITH IVMF PRIORITIES; PREPARE IVMF LEADERS AND STAFF FOR TESTIMONY BEFORE CONGRESSIONAL COMMITTEES. HILL EAST GROUP LLC PROVIDES LOBBYING AND CONSULTING SERVICES TO INCLUDE FEDERAL ADVOCACY AND POLICY MONITORING RELATED TO UNIVERSITY INITIATIVES AND DEVELOPMENT. 1236750 43983242 X X X X X CLASSROOM TEACHING 0 0 1 X 2074832075 31814619 217181720 19173779 52180535 5581083 2246893017 1876437296 34486018 235064438 17699849 48679712 4776116 2074832075 1759953565 30282458 151640935 16226077 44802872 4410713 1876437296 1818491336 82808934 -82206835 14762131 39799754 4577985 1759953565 1394057542 47938659 431356270 13978154 36923886 3959095 1818491336 0.47680 0.52320 1 0 43885632 43885632 3031409350 1378745402 1652663948 162636215 131401109 31235106 277260168 233276926 43983242 1771767928 HEDGE FUNDS 938206935 F PRIVATE EQUITY FUNDS 745240636 F COMMINGLED FUNDS 5994892 F 1689442463 ASSET RETIREMENT OBLIGATIONS 25770736 ACCRUED POSTRETIREMENT BENEFIT 44749325 REFUNDABLE GOVERNMENT LOANS 2782472 73302533 X 1576475091 86861788 -475476760 -388614972 1965090063 6820416 -3375689 3444727 1968534790 1277223401 8278073 8278073 1268945328 6820416 477328121 484148537 1753093865 PART III, LINE 4: SYRACUSE UNIVERSITY HAS A COLLECTION OF ART, HISTORICAL TREASURES AND OTHER SIMILAR ASSETS, INCLUDING FINE ART AND ETHNOGRAPHIC OBJECTS, LEGAL BOOKS, ARCHIVAL RECORDS, LIBRARY COLLECTIONS AND SPECIAL COLLECTIONS. THE PRIMARY PURPOSE OF THE UNIVERSITY'S COLLECTIONS IS TO COLLECT AND PRESERVE THE CULTURAL AND HISTORICAL RECORD FOR GENERATIONS OF STUDENTS AND SCHOLARS. THE SYRACUSE UNIVERSITY ART MUSEUM - THE SYRACUSE UNIVERSITY ART MUSEUM IS AN ACADEMIC MUSEUM THAT ACQUIRES AND PRESERVES IMPORTANT WORKS OF ART AND USES ITS EXTENSIVE COLLECTION TO SERVE AS A MUSEUM-LABORATORY FOR EXPLORATION, EXPERIMENTATION, AND DISCUSSION. THE MUSEUM STRIVES TO FOSTER PERSPECTIVES BY UNITING STUDENTS ACROSS CAMPUS WITH EACH OTHER AND THE LOCAL AND GLOBAL COMMUNITY, ENGAGING WITH ARTWORK TO BRING US TOGETHER AND EXAMINING THE FORCES THAT KEEP US APART. IT WELCOMES ALL VISITORS TO EXPERIENCE ITS EXHIBITIONS AND PUBLIC PROGRAMS THAT PROMOTE ORIGINAL RESEARCH, CREATIVE THINKING, AND INCREASED MINDFULNESS. SYRACUSE UNIVERSITY COLLEGE OF LAW LIBRARY - THE LAW LIBRARY COLLECTION IS COMPRISED OF HISTORICAL AND CONTEMPORARY LAW BOOKS THAT SUPPORT TEACHING, LEARNING, AND RESEARCH, AND OF THE INDEXES AND FINDING AIDS THAT ENABLE DISCOVERY, ANALYSIS, AND UNDERSTANDING OF BOTH THEORETICAL LEGAL CONCEPTS AND THE PRACTICAL APPLICATION OF THOSE CONCEPTS IN A COMPLEX LEGAL ENVIRONMENT. UNIVERSITY ARCHIVES - THE SYRACUSE UNIVERSITY ARCHIVES, PART OF THE SPECIAL COLLECTIONS RESEARCH CENTER, IS DEDICATED TO COLLECTING AND PRESERVING RECORDS THAT DOCUMENT THE HISTORY, ORGANIZATION, POLICIES, ACTIVITIES, AND PEOPLE OF THE UNIVERSITY, AND MAKING THOSE RECORDS AVAILABLE TO FACULTY, STAFF, STUDENTS AND RESEARCHERS INTERESTED IN THE HISTORY OF THE UNIVERSITY. THE UNIVERSITY ARCHIVES ACCEPTS MATERIALS FROM THE SCHOOLS AND COLLEGES, CAMPUS OFFICES, ALUMNI, FACULTY, THE UNIVERSITY'S STUDENT AND ALUMNI ORGANIZATIONS, AND THE GENERAL PUBLIC. TO BE ELIGIBLE FOR INCLUSION, THE RECORDS MUST DOCUMENT THE HISTORY OF AND/OR THE CREATOR'S RELATIONSHIP WITH THE UNIVERSITY. ARCHIVAL RECORDS INCLUDE BUT ARE NOT LIMITED TO THE RECORDS OF THE BOARD OF TRUSTEES, SCHOOLS, COLLEGES, DEPARTMENTS AND OTHER CAMPUS OFFICERS; PAPERS OF FACULTY, STAFF, AND ALUMNI; UNIVERSITY PUBLICATIONS; PHOTOGRAPHIC MATERIALS AND AUDIO AND MOVING IMAGE RECORDINGS; MASTERS THESSES AND DISSERTATIONS; AND MEMORABILIA. LIBRARY - THE IDEA OF THE LIBRARY - A REFUGE FOR HUMAN KNOWLEDGE - IS TIMELESS. SYRACUSE UNIVERSITY LIBRARY'S COLLECTIONS SPAN 4,000 YEARS AND RANGE FROM SUMERIAN CUNEIFORM TABLETS TO 21ST CENTURY DIGITAL DATA SETS. EVEN WHILE THE TYPES AND FORMS OF KNOWLEDGE CHANGE, THE LIBRARY STRIVES TO KEEP PACE, NEVER LOSING SIGHT OF ITS PURPOSE: TO COLLECT, PRESERVE, AND PROVIDE ACCESS TO THE CULTURAL RECORD FOR GENERATIONS OF STUDENTS, FACULTY, AND SCHOLARS. SPECIAL COLLECTIONS - THE SPECIAL COLLECTIONS RESEARCH CENTER COLLECTS, MAINTAINS AND PROVIDES ACCESS TO DISTINGUISHED COLLECTIONS OF RARE BOOKS, MANUSCRIPTS, AND OTHER ARCHIVAL AND PRIMARY SOURCE MATERIALS. SYRACUSE UNIVERSITY STUDENTS, FACULTY, STAFF, ALONG WITH THE LOCAL AND GLOBAL COMMUNITY HAVE AVAILABLE TO THEM MORE THAN 150,000 PRINTED WORKS AND 4,000 ARCHIVAL COLLECTIONS, INCLUDING RARE BOOKS, MANUSCRIPTS, DOCUMENTS, LETTERS, DIARIES, DRAWINGS, PHOTOGRAPHS, MEMORABILIA, AUDIO AND MOVING IMAGE RECORDINGS AND BORN DIGITAL MATERIAL. PART IV, LINE 2B: THE UNIVERSITY MAINTAINS A LIMITED NUMBER OF AGENCY FUNDS, WHICH IT HOLDS AS CUSTODIAN OR FISCAL AGENT FOR STUDENT ORGANIZATIONS AND/OR OUTSIDE ORGANIZATIONS AS AN ACCOMODATION TO THE ORGANIZATION. THE ORGANIZATIONS ARE THEN ALLOWED TO UTILIZE THE UNIVERSITY'S FINANCIAL SYSTEMS AND RESOURCES TO PROCESS TRANSACTIONS AGAINST THESE FUNDS. PART V, LINE 4: THE UNIVERSITY ENDOWMENT CONSISTS OF APPROXIMATELY 2,600 INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES; INCLUDING BOTH DONOR RESTRICTED ENDOWMENT FUNDS AND FUNDS DESIGNATED BY THE UNIVERSITY TO FUNCTION AS ENDOWMENTS. SPENDING FROM THE UNIVERSITY'S ENDOWMENTS ARE RESTRICTED TO THE VARIOUS PURPOSES SPECIFIED BY THE ORIGINAL DONOR. A MAJORITY OF THE FUNDS PROVIDE SCHOLARSHIPS AND FINANCIAL ASSISTANCE TO UNDERGRADUATE, GRADUATE AND LAW SCHOOL STUDENTS. SOME OF THE OTHER USES OF THE FUNDS INCLUDE, BUT ARE NOT LIMITED TO, SUPPORT FOR FELLOWSHIPS, THE CREATION AND FUNDING OF DEPARTMENT CHAIRS AND PROFESSORSHIPS, SUPPORT FOR VARIOUS UNIVERSITY CENTERS, AND SUPPORT FOR THE UNIVERSITY'S TEACHING AND RESEARCH ACTIVITIES. THE UNIVERSITY'S SPENDING POLICY, WHICH UTILIZES AN ANNUAL DISTRIBUTION PER UNIT BASED ON THE PERCENTAGE APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES, IS DESIGNED TO PROVIDE THE UNIVERSITY A STABLE LEVEL OF FINANCIAL SUPPORT AND TO PRESERVE THE ENDOWMENTS REAL VALUE. PART X, LINE 2: THE UNIVERSITY IS A TAX-EXEMPT ORGANIZATION AS DESCRIBED IN SECTION 501 (C)(3) OF THE INTERNAL REVENUE CODE AND IS GENERALLY EXEMPT FROM INCOME TAXES PURSUANT TO SECTION 501(A) OF THE INTERNAL REVENUE CODE. ORANGE INSURANCE COMPANY, LLC, SYRACUSE ADVANCE HOLDINGS LLC, 601 SOUTH CROUSE AVENUE, LLC, AND SYRACUSE UNIVERSITY HOTEL AND CONFERENCE CENTER LLC ARE WHOLLY OWNED BY THE UNIVERSITY AND ARE REPORTED IN THE UNIVERSITY'S INCOME TAX FILINGS. SYRACUSE UNIVERSITY ALUMNI ASSOCIATION, INC., OF WHICH THE UNIVERSITY IS THE SOLE MEMBER, IS A TAX-EXEMPT ORGANIZATION THAT FILES ITS OWN TAX RETURN. DRUMLINS, INC. IS A TAXABLE SUBSIDIARY OF THE UNIVERSITY AND FILES ITS OWN TAX RETURNS. SYRACUSE UNIVERSITY MADRID IS A DELEGATION OF THE UNIVERSITY IN SPAIN AND IS EXEMPT FROM SPAIN'S CORPORATE TAXES. THE SYRACUSE UNIVERSITY (USA) LONDON PROGRAM, CREATED FOR THE ADVANCEMENT OF EDUCATION, IS A REGISTERED CHARITY UNDER THE LAWS OF ENGLAND. THE INCOME TAX CONSEQUENCES, IF ANY, FROM THESE ENTITIES ARE REFLECTED IN THE CONSOLIDATED FINANCIAL STATEMENTS, AND DO NOT HAVE A MATERIAL EFFECT, INDIVIDUALLY OR IN THE AGGREGATE, ON THE UNIVERSITY'S CONSOLIDATED FINANCIAL STATEMENTS. THE UNIVERSITY BELIEVES IT HAS TAKEN NO SIGNIFICANT UNCERTAIN TAX POSITIONS. PART XI, LINE 2D - OTHER ADJUSTMENTS: REVENUES OF SUBSIDIARIES 4,819,614. POSTRETIREMENT BENEFIT OBLIGATION CHANGE -2,968,253. FINANCIAL AID -477,328,121. PART XI, LINE 4B - OTHER ADJUSTMENTS: RENTAL/FUNDRAISING EXPENSES -766,411. LOSS ON DISPOSAL -2,609,278. PART XII, LINE 2D - OTHER ADJUSTMENTS: EXPENSES OF SUBSIDIARIES 4,902,384. RENTAL/FUNDRAISING EXPENSES 766,411. LOSS ON DISPOSAL 2,609,278. PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 477,328,121. 1 1 0 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 SYRACUSE UNIVERSITY'S NONDISCRIMINATION POLICY AS TO STUDENTS IS DISCLOSED IN ALL OF ITS BROCHURES AND CATALOGS DEALING WITH STUDENT ADMISSIONS, PROGRAMS, AND SCHOLARSHIPS AND IN OTHER WRITTEN ADVERTISING USED TO INFORM PROSPECTIVE STUDENTS OF THE UNIVERSITY'S PROGRAMS. ACCORDINGLY, SYRACUSE UNIVERSITY MEETS THE REQUIREMENTS OF REV. PROC. 75-50 (SEE SECTION 4.03(2)(B)). SYRACUSE UNIVERSITY'S POLICIES CAN ALSO BE FOUND AT: POLICIES.SYR.EDU. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVES FINANCIAL AID AND/OR ASSISTANCE FROM FEDERAL AGENCIES, SUCH AS THOSE PROVIDING FEDERAL DIRECT LOANS ($153,318,936), PELL GRANTS ($19,517,284), FEDERAL WORK STUDY PROGRAM ($3,877,079), AND FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT ($2,839,863). 0 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 840372429 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES HIGHER EDUCATION 120038 EAST ASIA AND THE PACIFIC 0 0 INVESTMENTS 1828613 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES HIGHER EDUCATION 1013675 EAST ASIA AND THE PACIFIC 0 0 GRANTS TO RECIPIENTS 756464 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 INVESTMENTS 53555335 EUROPE (INCLUDING ICELAND & GREENLAND) 4 296 PROGRAM SERVICES HIGHER EDUCATION 42101806 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 GRANTS TO RECIPIENTS 12696405 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 FUNDRAISING 13886 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES HIGHER EDUCATION 90065 MIDDLE EAST AND NORTH AFRICA 0 0 GRANTS TO RECIPIENTS 29266 NORTH AMERICA 0 0 INVESTMENTS 9742707 NORTH AMERICA 0 0 PROGRAM SERVICES HIGHER EDUCATION 390628 RUSSIA AND NEIGHBORING STATES 0 0 PROGRAM SERVICES HIGHER EDUCATION 58020 SOUTH AMERICA 1 2 PROGRAM SERVICES HIGHER EDUCATION 841820 SOUTH AMERICA 0 0 GRANTS TO RECIPIENTS 204323 SOUTH AMERICA 0 0 FUNDRAISING 40314 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES HIGHER EDUCATION 232651 SOUTH ASIA 0 0 PROGRAM SERVICES HIGHER EDUCATION 120112 SUB-SAHARAN AFRICA 0 0 GRANTS TO RECIPIENTS 65533 4 296 1 2 5 298 952444765 11829325 964274090 SCHOLARSHIPS EAST ASIA 61 756464 TUITION DISCOUNT SCHOLARSHIPS EUROPE 1062 12696405 TUITION DISCOUNT SCHOLARSHIPS MIDDLE EAST 2 29266 TUITION DISCOUNT SCHOLARSHIPS SOUTH AMERICA 10 204323 TUITION DISCOUNT SCHOLARSHIPS SUB-SAHARAN AFRICA 2 65533 TUITION DISCOUNT 1 0 1 1 1 1 PART I, LINE 2: MONITORING THE USE OF GRANT FUNDS OUTSIDE THE US SYRACUSE UNIVERSITY PROVIDED MORE THAN $13 MILLION IN INSTITUTIONAL INTERNATIONAL FINANCIAL AID TO STUDENTS IN THE FISCAL YEAR ENDED JUNE 30, 2025. THE AID PROVIDED CONSISTS OF A COMBINATION OF NEED-BASED AND MERIT-BASED GRANTS. MOST SCHOLARSHIPS ARE NEED-BASED. STUDENTS MUST APPLY FOR NEED-BASED FINANCIAL AID AWARDS BY COMPLETING THE FREE APPLICATION FOR FEDERAL STUDENT AID (FAFSA). THIS IS A STANDARD FORM USED IN HIGHER EDUCATION FOR THIS PURPOSE. BOTH NEED-BASED AND MERIT-BASED AID PROVIDED TO STUDENTS IS APPLIED BY THE UNIVERSITY DIRECTLY TO THE STUDENT'S ACCOUNT TO ENSURE THAT THE GRANTS ARE USED FOR THEIR INTENDED PURPOSE. FINANCIAL AID IS GENERALLY LIMITED TO THE AMOUNT OF TUITION, BUT CAN ALSO INCLUDE PARTIAL FUNDING FOR THE PROGRAM FEE (HOUSING AND FIELD TRIPS). PART I, LINE 3: BASIS OF ACCOUNTING THE BASIS OF ACCOUNTING ON THE FINANCIAL STATEMENTS IS ACCRUAL. PART III, COL (C): NUMBER OF RECIPIENTS THE NUMBER OF RECIPIENTS WHO RECEIVED SCHOLARSHIPS WAS DERIVED BY QUERYING THE INDIVIDUAL STUDENT DATABASE IN THE STUDENT BILLING SYSTEM FOR ACADEMIC TERMS WITHIN THE FISCAL YEAR ENDED JUNE 30, 2025. THE QUERY LOOKED FOR TUITION DISCOUNT (FINANCIAL AID) AND OTHER ASSISTANCE USING THE DEFINITION OF SUCH ITEMS AS REPORTED IN THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS. THIS PRODUCED A REPORT OF ALL STUDENTS WHO RECEIVED AID. RECOGNIZING THAT A STUDENT COULD BE RECEIVING AID IN MORE THAN ONE ACADEMIC TERM, THE INFORMATION WAS THEN SORTED BY INDIVIDUAL AND THE STUDENT WAS COUNTED ONLY ONCE. X X X X X X X 1 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY MIRROR AWARDS 99371 82350 17021 133201 31ST ANNUAL GILES 13575 285 13290 6723 0 112946 82635 30311 139924 139924 -109613 1 261 FEARLESS INC PO BOX 112 FLANDERS NJ 07836 474186396 501 (C) (3) 9950 0 SUPPORT AMERICAN HEART ASSOCIATION PO BOX 5026 BOONE IA 50950 135613797 501 (C) (3) 22865 0 SUPPORT CNY COMMUNITY FOUNDATION 431 E FAYETTE ST SYRACUSE NY 13202 150626910 501 (C) (3) 25000 0 SUPPORT CROUSE HEALTH FOUNDATION 735 IRVING AVE SYRACUSE NY 13210 161035427 501 (C) (3) 9250 0 SUPPORT ESF FOUNDATION PO BOX 6486 SYRACUSE NY 13217 156023443 501 (C) (3) 101000 0 SUPPORT INTERFAITH WORKS OF CNY 1010 JAMES ST SYRACUSE NY 13203 161064233 501 (C) (3) 35060 0 SUPPORT LONGHOUSE COUNCIL INC 2803 BREWERTON RD SYRACUSE NY 13211 160966978 501 (C) (3) 22377 0 SUPPORT ONONDAGA HISTORICAL ASSN 321 MONTGOMERY SYRACUSE NY 13202 150533554 501 (C) (3) 5200 0 SUPPORT SAINT AGATHA FOUNDATION 165 TOWNSHIP JENKINSON PA 19046 260012966 501 (C) (3) 9000 0 SUPPORT SOLOMON R GUGGENHEIM MUSEUM 1071 FIFTH AVE NEW YORK NY 10128 135562233 501 (C) (3) 18900 0 SUPPORT THE IMAGE INITIATIVE INC 4165 E GENESEE SYRACUSE NY 13214 611494484 501 (C) (3) 6500 0 SUPPORT FOCUS GREATER SYRACUSE INC 300 S STATE ST SYRACUSE NY 13202 161606023 501 (C) (3) 7500 0 SUPPORT 12 0 PROVISION OF BOOKS AND SUPPLIES 411 316000 FMV BOOKS AND SUPPLIES HEOP 334 1656570 SEOG 2321 2839863 ROOM AND BOARD 642 7785573 SU STUDENT SCHOLARSHIPS AND FINANCIAL AID 15778 450705622 PART I, LINE 2: MONITORING THE USE OF GRANT FUNDS IN THE U.S. SYRACUSE UNIVERSITY PROVIDED APPROXIMATELY $464 MILLION IN INSTITUTIONAL AID TO UNDERGRADUATE AND GRADUATE STUDENTS IN THE FISCAL YEAR ENDED JUNE 30, 2025. THE AID PROVIDED CONSISTS OF A COMBINATION OF NEED-BASED AND MERIT-BASED GRANTS. STUDENTS MUST APPLY FOR THESE FINANCIAL AID AWARDS BY COMPLETING TWO FORMS THAT ESTABLISH ELIGIBILITY FOR NEED-BASED AID: THE COLLEGE SCHOLARSHIP SERVICE FINANCIAL AID PROFILE; AND THE FREE APPLICATION FOR FEDERAL STUDENT AID. THESE ARE STANDARD FORMS USED IN HIGHER EDUCATION FOR THIS PURPOSE. BOTH NEED-BASED AND MERIT-BASED AID PROVIDED TO STUDENTS IS APPLIED BY THE UNIVERSITY DIRECTLY TO THE STUDENT'S ACCOUNT TO ENSURE THAT THE GRANTS ARE USED FOR THEIR INTENDED PURPOSE. MERIT SCHOLARSHIPS ARE GENERALLY LIMITED TO THE AMOUNT OF TUITION. STUDENTS REACHING THE "TUITION LIMIT ARE INELIGIBLE FOR ADDITIONAL SCHOLARSHIPS FROM THE UNIVERSITY. NEED-BASED AID CAN BE USED FOR ALL EDUCATIONAL RELATED EXPENSES IN ADDITION TO TUITION. PART II THE UNIVERSITY PROVIDED FINANCIAL SUPPORT TO 261 FEARLESS, INC., AMERICAN HEART ASSOCIATION, CNY COMMUNITY FOUNDATION, CROUSE HEALTH FOUNDATION, ESF FOUNDATION, FOCUS GREATER SYRACUSE INC., INTERFAITH WORKS OF CNY, LONGHOUSE COUNCIL, INC., ONONDAGA HISTORICAL ASSOCIATION, SAINT AGATHA FOUNDATION, THE SOLOMON R. GUGGENHEIM MUSEUM, AND THE IMAGE INITIATIVE, INC. AND RECEIVED ACKNOWLEDGMENT THAT MONIES REPRESENT CHARITABLE CONTRIBUTIONS FOR THE ORGANIZATION'S EXEMPT PURPOSE. PART III, COLUMN B THE NUMBER OF RECIPIENTS WHO RECEIVED SCHOLARSHIPS WAS DERIVED BY QUERYING THE INDIVIDUAL STUDENT DATABASE IN THE STUDENT BILLING SYSTEM FOR ACADEMIC TERMS WITHIN THE FISCAL YEAR ENDED JUNE 30, 2025. THE QUERY LOOKED FOR TUITION DISCOUNT (FINANCIAL AID) AND OTHER ASSISTANCE USING THE DEFINITION OF SUCH ITEMS AS REPORTED IN THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS. THIS PRODUCED A REPORT OF ALL STUDENTS WHO RECEIVED AID. RECOGNIZING THAT A STUDENT COULD BE RECEIVING AID IN MORE THAN ONE ACADEMIC TERM, THE INFORMATION WAS THEN SORTED BY INDIVIDUAL AND THE STUDENT WAS COUNTED ONLY ONCE PER FINANCIAL AID TYPE. X X X X 1 1 X X X X 1 1 0 0 0 0 0 1 0 FRANCIS BROWN FOOTBALL HEAD COACH 2990779 0 0 0 83030 0 34500 0 27935 0 3136244 0 0 0 ADRIAN AUTRY BASKETBALL HEAD COACH 2089549 0 0 0 47145 0 34500 0 28456 0 2199650 0 0 0 KENT SYVERUD CHANCELLOR AND PRESIDENT 1092571 0 150000 0 26355 0 534500 0 42016 0 1845442 0 0 0 ELIJAH ROBINSON FOOTBALL DEFENSIVE COORDINATOR 1490726 0 0 0 28990 0 34500 0 27988 0 1582204 0 0 0 CANDACE CAMPBELL JACKSON SVP AND CHIEF OF STAFF 481165 0 72900 0 481927 0 134500 0 23677 0 1194169 0 380000 0 J MICHAEL HAYNIE VC STRAT. INITIATIVES & INNOVATION 706759 0 155418 0 4338 0 134500 0 11122 0 1012137 0 0 0 FELISHA LEGETTE-JACK BASKETBALL HEAD COACH 683632 0 220000 0 24568 0 34500 0 27399 0 990099 0 0 0 GABE NUGENT SVP & GENERAL COUNSEL 609795 0 120000 0 147743 0 34500 0 734 0 912772 0 0 0 GRETCHEN RITTER FMR VC, PROVOST & CHF ACADEMIC OFF. 468096 0 0 0 386337 0 34500 0 10261 0 899194 0 0 0 BRETT PADGETT SVP & CHIEF FINANCIAL OFFICER 617039 0 100000 0 116167 0 34500 0 27200 0 894906 0 0 0 ALLEN GROVES SVP & CHIEF STUDENT EXPERIENCE OFF. 423437 0 63750 0 871 0 34500 0 19644 0 542202 0 0 0 MARY OPPERMAN SVP & UNIVERSITY SECRETARY 402887 0 60000 0 1842 0 34500 0 19282 0 518511 0 0 0 BEHZAD MORTAZAVI DEAN OF ARTS & SCIENCE 400451 0 25000 0 6038 0 34500 0 10861 0 476850 0 0 0 LOIS AGNEW INTERIM VICE CHANCELLOR & PROVOST 378625 0 0 0 1119 0 34500 0 26945 0 441189 0 0 0 MICHELE WHEATLY FORMER VICE CHANCELLOR & PROVOST 331615 0 0 0 0 0 34199 0 22557 0 388371 0 0 0 LISA DOLAK FORMER SVP & UNIV SEC/PROF 229680 0 0 0 0 0 23437 0 11004 0 264121 0 0 0 KARIN RUHLANDT FORMER DEAN OF ARTS & SCI 143716 0 0 0 0 0 15057 0 15913 0 174686 0 0 0 PART I, LINE 1A BUSINESS-CLASS TRAVEL UNIVERSITY POLICY ALLOWS, IN CERTAIN SITUATIONS, EMPLOYEES TO TRAVEL VIA BUSINESS CLASS AIRFARE WHILE ON UNIVERSITY BUSINESS IF THE FLIGHT DURATION REQUIREMENT IS MET. THIS POLICY PROVIDES THAT THE "CHANCELLOR, VICE CHANCELLOR AND PROVOST, SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER, SENIOR VICE PRESIDENTS, CHANCELLOR'S EXECUTIVE TEAM AND DEANS MAY MAKE EXCEPTIONS IN THE CASE OF EXTENUATING CIRCUMSTANCES (E.G. DEMANDING FLIGHT SCHEDULE, EXTENDED FLIGHT TIMES) BY GIVING AUTHORIZATION FOR BUSINESS CLASS OR BUSINESS TRAVEL" TO EMPLOYEES THEY OVERSEE. AS A RESULT OF THIS POLICY, CERTAIN OFFICERS, KEY EMPLOYEES, AND HIGHLY COMPENSATED EMPLOYEES INCLUDED IN THIS FILING AT TIMES UTILIZED BUSINESS CLASS AIRFARE FOR UNIVERSITY BUSINESS TRAVEL DURING CALENDAR YEAR 2024. CHARTER TRAVEL CERTAIN SYRACUSE UNIVERSITY HIGHLY COMPENSATED EMPLOYEES UTILIZED CHARTER AIRLINE TRAVEL FOR BUSINESS PURPOSES. CHARTER TRAVEL ELIMINATES THE TIME CONSTRAINTS OF COMMERCIAL AIR TRAVEL, IS COST EFFECTIVE AND PERMITS GREATER SUPERVISION OF STUDENTS. TRAVEL FOR COMPANIONS CERTAIN OFFICERS, KEY EMPLOYEES, AND HIGHLY COMPENSATED EMPLOYEES HAD COMPANION TRAVEL. THIS TRAVEL WAS DETERMINED TO BE BUSINESS OR PERSONAL AND TAXABLE, BASED UPON THE FACTS AND CIRCUMSTANCES OF EACH SPECIFIC INCIDENCE, AND WAS TREATED ACCORDINGLY, FOR REPORTING PURPOSES. HOUSING ALLOWANCE THE CHANCELLOR IS PROVIDED WITH LODGING AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE EMPLOYER. INCLUDED IN SCHEDULE J, PART II, COLUMN (D) IS THE COMPUTED NONTAXABLE MARKET VALUE OF THE CHANCELLOR'S OCCUPANCY OF SUCH PREMISES. HEALTH OR SOCIAL CLUB DUES CERTAIN OFFICERS AND HIGHLY COMPENSATED EMPLOYEES RECEIVED MEMBERSHIPS IN HEALTH OR SOCIAL CLUBS. CLUB DUES ARE DETERMINED TO BE TAXABLE OR NONTAXABLE BASED UPON THE PERCENTAGE OF BUSINESS AND PERSONAL USE AS REPORTED ON CLUB USE CERTIFICATION STATEMENTS SUBMITTED BY THE INDIVIDUALS WITH THE MEMBERSHIPS. THE TAXABLE PORTION WAS INCLUDED IN THE INDIVIDUAL'S COMPENSATION REPORTED ON FORM W2. PART I, LINES 4A-B SEVERANCE PAYMENT THE FOLLOWING INDIVIDUAL RECEIVED A SEVERANCE PAYMENT DURING CALENDAR YEAR 2024: GRETCHEN RITTER: $380,000 NONQUALIFIED 457(F) PLAN CERTAIN OFFICERS OR HIGHLY COMPENSATED EMPLOYEES PARTICIPATE IN DEFERRED COMPENSATION ARRANGEMENTS: CONTRIBUTIONS MADE: J. MICHAEL HAYNIE 100,000 KENT SYVERUD 500,000 CANDACE CAMPBELL-JACKSON 100,000 DISTRIBUTIONS FROM: CANDACE CAMPBELL-JACKSON 476,966 PART I, LINE 7 NONFIXED PAYMENTS CERTAIN FORMER OFFICERS RECEIVED AN OVERLOAD/EXTRA SERVICE/VARIABLE PAY AWARD PAYMENT. AN OVERLOAD/EXTRA SERVICE/VARIABLE PAY AWARD PAYMENT IS FOR RECOGNITION OF SERVICES ABOVE NORMAL JOB RESPONSIBILITIES. THESE PAYMENTS WERE INCLUDED IN THE INDIVIDUAL'S COMPENSATION REPORTED ON FORM W-2. COMPENSATION FOR SERVICES RENDERED TO SYRACUSE UNIVERSITY THE FOLLOWING IS INCLUDED IN THE BASE COMPENSATION REPORTED IN PART II, COLUMN (B) (I) ADRIAN AUTRY'S TOTAL COMPENSATION REPORTED IN PART II, (B) (I) OF $2,089,549 WAS PAID BY SYRACUSE UNIVERSITY WHICH WAS REPORTED ON FORM W-2. ADRIAN AUTRY MEN'S BASKETBALL CAMPS LLC REALIZED A NET LOSS OF $513 FROM CONDUCTING A SUMMER BASKETBALL CAMP WHICH HAS NOT BEEN INCLUDED IN PART II, COLUMN (B) (I) AND WAS NOT REPORTED BY THE UNIVERSITY ON FORM W-2 OR FORM 1099. FRAN BROWN'S TOTAL COMPENSATION REPORTED IN PART II, (B) (I) OF $2,990,779 WAS PAID BY SYRACUSE UNIVERSITY WHICH WAS REPORTED ON FORM W-2. FRANCHISE CUSE CAMP LLC REALIZED A NET LOSS OF $36,299 FROM CONDUCTING A SUMMER FOOTBALL CAMP WHICH HAS NOT BEEN INCLUDED IN PART II, COLUMN (B) (I) AND WAS NOT REPORTED BY THE UNIVERSITY ON FORM W-2 OR FORM 1099. FELICIA LEGETTE-JACK'S TOTAL COMPENSATION REPORTED IN PART II, (B) (I) OF $683,632 INCLUDES $681,993 PAID BY SYRACUSE UNIVERSITY WHICH WAS REPORTED ON FORM W-2 AND NET INCOME OF $1,683 REALIZED BY COACH FL JACK BASKETBALL CAMP LLC FROM CONDUCTING A SUMMER BASKETBALL CAMP WHICH IS NOT REQUIRED TO BE AND WAS NOT REPORTED BY THE UNIVERSITY ON FORM W-2 OR FORM 1099. A TRUST FOR CULTURAL RESOURCES CO OF ONONDAGA 800516646 68276FDS6 2019-12-19 384214494 MULTI-PURPOSE ISSUE REFUNDING BONDS 0 0 0 B ONONDAGA CIVIC DEVELOPMENT CORPORATION 800458240 682832GB0 2020-06-23 151545396 REFUNDING ISSUE 0 0 0 C ONONDAGA CIVIC DEVELOPMENT CORPORATION 800458240 682832LL2 2025-05-01 457640922 NEW MONEY ISSUE FOR CAPITAL PROJECTS 0 0 0 A 384506513 1316494 138182640 245007379 2021 1 1 1 1 B 151545396 506879 151038517 2010 1 0 1 1 C 457640922 3591346 454049576 0 0 0 1 A 0 1 0 1 0 0.00060 0.00000 0.00060 0 0 1 B 0 1 0 1 0 0.00260 0.00000 0.00260 0 0 1 C 0 1 0 1 0 0.00000 0.00000 0.00000 0 0 1 A 0 0 0 1 0 0 0 0 1 B 0 0 0 1 0 0 0 0 1 C 0 1 0 0 0 0 1 TORONTO DOMINION BANK 2.100000000000 1 0 1 A 1 B 1 C 1 SCHEDULE K, PART I, LINE A THIS FINANCING REFUNDED THE FOLLOWING DEBT ISSUANCES (NAME, EIN, CUSIP, DATE ISSUED, AMOUNT): CITY OF SYRACUSE IND DEV AGENCY, 16-1231050, 8717120BU, 12/13/2005, $80.0M CITY OF SYRACUSE IND DEV AGENCY, 16-1231050, 871720BZO, 01/30/2008, $14.9M ONONDAGA COUNTY IND DEV AGENCY, 16-0193714, 682747HG8, 01/30/2008, $26.2M TRUST FOR CULTURAL RESOURCES, 80-0516646, 68276FAL4, 01/14/2010, $30.2M OTHER PRE-2003 DEBT ISSUANCES, $44.5M SCHEDULE K, PART I, LINE B THIS FINANCING REFUNDED THE FOLLOWING DEBT ISSUANCES (NAME, EIN, CUSIP, DATE ISSUED, AMOUNT): CITY OF SYRACUSE IND DEV AGENCY, 16-1231050, 871720BZO, 01/30/2008, $50.0M TRUST FOR CULTURAL RESOURCES, 80-0516646, 68276FAL4, 01/14/2010, $75.5M SCHEDULE K, PART I, COLUMN E AND PART II, LINE 3 DIFFERENCES BETWEEN THE ISSUE PRICE IN PART I AND THE TOTAL PROCEEDS OF ISSUE IN PART II CONSIST SOLELY OF EARNINGS OF CASH WITH TRUSTEE BALANCES. SPECIFIC AMOUNTS OF EARNINGS INCLUDED IN PART II NOT INCLUDED IN PART I ARE AS FOLLOWS: COLUMN A 12/19/2019 ISSUE 292,019 OTHER SPENT PROCEEDS SCHEDULE K, PART II, LINE 11, COLUMN A OTHER SPENT PROCEEDS INCLUDES REFUNDING OF PRIOR PERIOD DEBT AND ASSOCIATED SWAPS IN THE AMOUNT OF $244,148,000, AN ISSUER ADMINISTRATIVE FEE OF $750,000 AND INTEREST INCOME ON UNSPENT PROCEEDS OF $109,379. SCHEDULE K, PART II, LINE 11, COLUMN B OTHER SPENT PROCEEDS INCLUDES REFUNDING OF PRIOR PERIOD DEBT AND ASSOCIATED SWAPS IN THE AMOUNT OF $150,833,500 AND ISSUER ADMINISTRATIVE FEE OF $205,016.82. SCHEDULE K, PART II, LINE 15, COLUMN A PART OF THE PROCEEDS FROM THIS BOND ISSUANCE WERE USED TO PAY OFF TAXABLE COMMERICAL DEBT IN THE AMOUNT OF $30,375,000. SCHEDULE K, PART IV, LINE 2C COLUMN A REBATE COMPUTATION WAS PERFORMED 2/18/2025 FOR THE INITIAL FIVE-YEAR PERIOD ENDED 12/19/2024. NO REBATE LIABILITY WAS DUE. COLUMN B REBATE COMPUTATION WAS PERFORMED 7/25/2025 FOR THE INITIAL FIVE-YEAR PERIOD ENDED 6/23/2025. NO REBATE LIABILITY WAS DUE. SCHEDULE K, PART IV, LINE 5, COLUMN C PROCEEDS FROM THIS ISSUANCE WERE ALLOCATED TO TWO GUARANTEED INVESTMENT CONTRACTS WITH TORONTO DOMINION BANK, N.A. THE FIRST CONTRACT REPRESENTS A CAPITALIZED INTEREST FUND WITH A 2.1 YEAR TERM. THE SECOND CONTRACT REPRESENTS A PROJECT FUND WITH A 2.9 YEAR TERM. RUTH CHEN SPOUSE- K SYVERUD 155572 SU EMPLOYEE 0 AMY FAIRCHILD SPOUSE- G RITTER 271069 SU EMPLOYEE 0 PAMELA YOUNG SPOUSE- B MORTAZAVI 107250 SU EMPLOYEE 0 X 32 639500 APPRAISED VALUE X 597250 APPRAISED VALUE X 203 APPRAISED VALUE X 1 11000 MARKET VALUE X 157 5795757 MARKET VALUE X 1 3170000 APPRAISED VALUE X 7 56633 MARKET VALUE X 3 925756 APPRAISED VALUE X 9 55359 MARKET VALUE X 1 1810 MARKET VALUE X SPONSORED EQUIP 47 3130245 MARKET VALUE 11 0 1 0 PART I, COLUMN (B): NUMBER OF CONTRIBUTIONS SYRACUSE UNIVERSITY IS REPORTING THE NUMBER OF CONTRIBUTIONS IN PART I, COLUMN B. FORM 990, PART VI, SECTION A, LINE 4 DURING FISCAL YEAR ENDED JUNE 30, 2025, THE BYLAWS WERE AMENDED TO HAVE THE BOARD ORGANIZING AND NOMINATING COMMITTEE SERVE AS THE COMPENSATION COMMITTEE. FORM 990, PART VI, SECTION B, LINE 11B THE UNIVERSITY'S PROCESS OF REVIEWING THE FORM 990: THE UNIVERSITY PROVIDED ITS SUBSTANTIALLY COMPLETE FORM 990 TO MEMBERS OF THE TRUSTEES AUDIT AND RISK COMMITTEE. A MEETING WITH THESE COMMITTEE MEMBERS WAS HELD TO REVIEW THE FORM 990 AND ANSWER ANY QUESTIONS THAT WERE RAISED. ONCE FINALIZED, THE COMPLETE COPY OF THE UNIVERSITY'S FINAL FORM 990 (INCLUDING ALL REQUIRED SCHEDULES, AS ULTIMATELY FILED WITH THE IRS) IS PROVIDED TO EACH VOTING MEMBER OF THE BOARD THROUGH A SECURED SYRACUSE UNIVERSITY BOARD OF TRUSTEES WEB PORTAL BEFORE ITS FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE UNIVERSITY'S REGULAR AND CONSISTENT MONITORING AND ENFORCEMENT OF COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY: ARTICLE XI OF SYRACUSE UNIVERSITY'S BYLAWS AND THE TRUSTEE CONFLICT OF INTEREST POLICY REQUIRE AN ANNUAL CONFLICT OF INTEREST QUESTIONNAIRE BE COMPLETED BY EACH TRUSTEE AND OFFICER. ADDITIONALLY, IN ACCORDANCE WITH THE UNIVERSITY'S CONFLICTS OF INTEREST AND COMMITMENT POLICY FOR FACULTY AND STAFF, THE UNIVERSITY REQUIRES ELIGIBLE EMPLOYEES TO COMPLETE A CONFLICT OF INTEREST QUESTIONNAIRE. THESE ANNUAL DISCLOSURE PROCESSES ARE ADMINISTERED THROUGH THE OFFICE OF COMPLIANCE. CONFLICT OF INTEREST DISCLOSURES ARE ASSESSED BASED ON THE PERCEIVED RISK ASSOCIATED WITH THE RELATIONSHIP OR CONFLICT AND THE INDIVIDUAL'S DECISION-MAKING ABILITIES WITHIN THEIR ROLE. ACTUAL AND SOMETIMES EVEN POTENTIAL CONFLICTS ARE ADDRESSED WITH MANAGEMENT PLANS. RELEVANT CONFLICTS ARE REPORTED TO THE AUDIT AND RISK COMMITTEE OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION POLICY COMPENSATION FOR THE CHANCELLOR AND PRESIDENT, OFFICERS, KEY EMPLOYEES AND CERTAIN OTHER COVERED INDIVIDUALS IS ESTABLISHED ACCORDING TO UNIVERSITY POLICIES THAT MEET THE THREE REQUIREMENTS OF THE REBUTTABLE PRESUMPTIONS PROVISIONS UNDER TREAS. REG. 53.4958-6. ON AN ANNUAL BASIS, TYPICALLY IN JUNE, THE UNIVERSITY'S BOARD OPERATING AND NOMINATIONS COMMITTEE (BONC), A SUBCOMMITTEE OF THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES, WHO ARE INDEPENDENT AND FREE OF ANY CONFLICTS OF INTEREST THAT WOULD INTERFERE WITH THEIR EXERCISE OF INDEPENDENT JUDGMENT, MEETS TO REVIEW THE COMPENSATION OF UNIVERSITY LEADERSHIP. THE EXECUTIVE COMMITTEE SETS THE COMPENSATION OF THE CHANCELLOR AFTER A REVIEW OF PERFORMANCE AGAINST PRE-SET GOALS. THE PURPOSE OF THESE REVIEWS IS TO DETERMINE THE REASONABLENESS OF COMPENSATION FOLLOWING RECOMMENDATIONS BY THE UNIVERSITY LEADERSHIP, REVIEW OF NATIONAL, HIGHER EDUCATION COMPENSATION SURVEYS AND INTERNAL COMPENSATION DATA. A RECORD OF THE REVIEW IS RECORDED IN THE MINUTES OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION C, LINE 19 PUBLIC DISCLOSURE SYRACUSE UNIVERSITY'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC ON THE UNIVERSITY'S WEBSITE. FORM 990, PART XI, LINE 9: POSTRETIREMENT BENEFIT OBLIGATION CHANGE -2,968,253. 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