2011-11-15T12:51:36-06:00 2011-06-30 SCHENCK SC 373 N PIONEER RD PO BOX 1809 FOND DU LAC WI 549361809 990 2010-07-01 391024723 MARIAN UNIVERSITY INC MARI 9209237610 45 SOUTH NATIONAL AVENUE FOND DU LAC WI 54935 MARY K KOSMER 9209237610 2011-11-14 1 BRIAN GUNDERSON 9209212953 2010 2016-03-07 17:11:31Z DR STEVEN R DISALVO 45 SOUTH NATIONAL AVENUE FOND DU LAC WI 54935 57039001 0 0928 X WWW.MARIANUNIVERSITY.EDU X 1963 WI SEE SCHEDULE O 18 17 1054 0 85068 0 1950627 3129119 39235358 41058775 970954 1298270 133023 128590 42289962 45614754 10013413 10644268 0 0 15584937 16271292 0 0 247967 14264762 15087233 39863112 42002793 2426850 3611961 42619130 45431073 14729600 13297548 27889530 32133525 X SEE SCHEDULE O 0 0 36582917 10644268 41154302 MARIAN UNIVERSITY IS A CATHOLIC LIBERAL ARTS INSTITUTION PROVIDING A COMBINATION OF EXCELLENT PROFESSIONAL TRAINING WITH A QUALITY LIBERAL ARTS EDUCATION AND SERIOUS COMMITMENT TO THE CONTINUING EDUCATION OF ADULTS ON BOTH THE PROFESSIONAL AND PERSONAL LEVELS. ANNUALLY IT SERVES APPROXIMATELY 3,000 STUDENTS. 36582917 1 1 0 0 0 0 0 0 1 1 0 0 0 1 0 1 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 109 0 1 1054 1 1 1 0 0 0 0 1 1 0 0 0 0 X 18 17 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 WI X MARY KOSMER 9209238089 45 S NATIONAL AVENUE FOND DU LAC WI 54935 JOHN M KORB 1.00 X X 0 0 0 TERRI L EMANUEL 1.00 X 0 0 0 ROBIN D TALBOTT 1.00 X X 0 0 0 DAVID J HORNUNG 1.00 X X 0 0 0 RICHARD J BAKER 1.00 X 0 0 0 MARY NOEL BROWN CSA 1.00 X 0 0 0 JOEL I COHEN 1.00 X 0 0 0 LOUIS DETHOMASIS FSC PHD 1.00 X 0 0 0 STEVEN R DISALVO PHD 40.00 X X 120240 0 35581 ALONZO M KELLY 1.00 X 0 0 0 HERTHA LONGO CSA 1.00 X 0 0 0 WAYNE E MATZKE 1.00 X 0 0 0 JOHN K NELSON 1.00 X 0 0 0 ELIZABETH NUNEZ PHD 1.00 X 0 0 0 ANGELO J SANTINELLI 1.00 X 0 0 0 MARK D SCHWABERO 1.00 X 0 0 0 GARY M SMITH 1.00 X 0 0 0 JEAN STEFFES CSA 1.00 X 0 0 0 ERIC P STONE 1.00 X 0 0 0 ROBERT H STRAUB MD 1.00 X 0 0 0 DAROLD A TREFFERT MD 1.00 X 0 0 0 JOHN E AHERN 1.00 X 0 0 0 RICHARD C KLEINFELDT 1.00 X 0 0 0 RALPH C STAYER 1.00 X 0 0 0 PETER E STONE 1.00 X 0 0 0 STACEY L AKEY 40.00 X 112280 0 19577 MARY KOSMER 40.00 X 105534 0 2708 EDWARD OGLE 40.00 X 9067 0 3626 DANIEL J MALONEY 40.00 X 156986 0 12125 JOHN RANDALL KOETTING 40.00 X 107950 0 8955 PATRICIA O'CONNOR 40.00 X 116504 0 8808 SUZANNE K STODDART 40.00 X 122669 0 9092 LARRY REYNOLDS 40.00 X 118257 0 9053 969487 0 109525 9 0 1 0 SODEXHO INC FOOD SERVICE 4880 PAYSPHERE CIRCLE CHICAGO IL 60674 FOOD SERVICE 1062279 SODEXHO INC AND AFFIL MAINTCONTRACT 4880 PAYSPHERE CIRCLE CHICAGO IL 60674 MAINTENANCE 810933 EDE CORPORATION 3740 W 74TH ST CHICAGO IL 60629 RENOVATIONS 205840 VALLE CONSTRUCTION INC W2432 LOMIRA DR BROWNSVILLE WI 53006 REMODELING 143259 PER MAR SECURITY SERVICES PO BOX 1101 DAVENPORT IA 52805 SECURITY 119792 7 5400 615487 2508232 3129119 TUITION AND FEES - UND 900099 33529523 33529523 GRADUATE PROGRAM TUITI 900099 4744583 4744583 DORMITORY AND APARTMEN 721310 1688936 1688936 BOARD PLAN REVENUE 722210 830745 830745 EAA REVENUE AND STAYER 721310 93665 8597 85068 171323 101000 70323 41058775 223333 223333 12488332 11413395 1074937 1074937 1074937 5683 5400 10852 -5169 -5169 PARKING FEES 900099 38232 38232 STUDENT INTEREST 900099 30483 30483 ADMIN ALLOWANCE 900099 26255 26255 38789 38789 133759 45614754 40998911 85068 1401656 10644268 10644268 577724 518539 52994 6191 14294417 12830017 1311209 153191 289407 245991 40641 2775 28681 25094 3201 386 1081063 973553 95295 12215 54821 54821 70281 70281 740486 450178 281362 8946 991853 975469 10472 5912 380457 183095 197362 791718 791718 587240 567468 19599 173 219919 190607 28623 689 293571 273190 20381 1501881 1378836 123045 HEALTH INSURANCE 1485246 1297538 172464 15244 OTHER PROFESSIONAL 1414668 1361953 52235 480 LEASE PAYMENTS 911685 259545 652140 BOARD PLAN EXPENSE 789606 789606 GRANT EXPENSE 429138 428138 1000 4424663 2398114 1984784 41765 42002793 36582917 5171909 247967 1850 1849 1911678 2858535 3147144 3543847 1451068 1436681 95507 95582 202536 189572 44150243 18070475 26196543 26079768 9612804 11225239 42619130 45431073 2079431 2043383 1205772 1292055 8611043 8402558 2833354 1559552 14729600 13297548 X 17457367 20719571 3284966 4180000 7147197 7233954 27889530 32133525 42619130 45431073 X 3611961 632034 X X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 5885235 86757 1290027 248970 7013049 5513068 57622 576956 262411 0 0 5885235 1.00000 0 0 1661682 1661682 32292375 11567011 20725364 2132381 460153 1672228 7635313 6043311 1592002 428492 428492 26079768 STUDENT AND OTHER DEPOSITS 243184 REFUNDABLE ADVANCES FROM US GOVT 1316368 1559552 45614754 42002793 3611961 632034 632034 4243995 35700910 632034 -10556730 -9924696 45625606 -10852 -10852 45614754 31456915 10852 10852 31446063 10556730 10556730 42002793 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE ORGANIZATION MAINTAINS ENDOWMENT FUNDS IN ORDER TO UTILIZE THE INCOME TO PROVIDE SCHOLARSHIPS TO THE STUDENTS OF THE UNIVERSITY. REVENUE RECONCILIATION SCHEDULE D, PART XII, LINE 2D & 4B SCHOLARSHIP AND GRANTS OF -$10,642,268, WORK STUDY OF $83,263, AND CAMP FEES OF $2,275 REPORTED IN PART IX OF FORM 990 AND REPORTED AS REVENUE IN THE FINANCIAL STATEMENTS TOTALING -$10,556,730. DIRECT FUNDRAISING EXPENSES OF $10,852 REPORTED NET OF FUNDRAISING REVENUES IN PART VIII OF FORM 990 AND AS EXPENSES IN THE FINANCIAL STATEMENTS. EXPENSE RECONCILIATION SCHEDULE D, PART XIII, LINE 2D & 4B DIRECT FUNDRAISING EXPENSES OF $10,852 REPORTED NET OF FUNDRAISING REVENUES IN PART VIII OF FORM 990 AND AS EXPENSES IN THE FINANCIAL STATEMENTS. SCHOLARSHIP AND GRANTS OF $10,642,268, WORK STUDY OF -$83,263, AND CAMP FEES OF -$2,275 REPORTED IN PART IX OF FORM 990 AND REPORTED AS REVENUE IN THE FINANCIAL STATEMENTS TOTALING $10,556,730. ORGANIZATION'S LIABILITY FOR UNCERTAINTY IN INCOME TAXES UNDER ASC 740 SCHEDULE D, PART X THE UNIVERSITY IS EXEMPT FROM FEDERAL INCOME TAXES, EXCEPT FOR TAXES PERTAINING TO UNRELATED BUSINESS INCOME, UNDER INTERNAL REVENUE CODE SECTION 501(C)(3) AND HAS BEEN CLASSIFIED AS AN ORGANIZATION THAT IS NOT A PRIVATE FOUNDATION. NO PROVISION HAS BEEN MADE FOR INCOME TAXES IN THE FINANCIAL STATEMENTS BECAUSE THE UNIVERSITY DOES NOT HAVE A SIGNIFICANT AMOUNT OF UNRELATED BUSINESS INCOME. PENALTIES AND INTEREST ASSESSED BY INCOME TAXING AUTHORITIES ARE INCLUDED IN EXPENSES. THE UNIVERSITY HAD NO INTEREST AND PENALTIES RELATED TO INCOME TAXES FOR THE YEAR ENDED JUNE 30, 2011. THE UNIVERSITY'S FEDERAL INCOME TAX RETURNS ARE SUBJECT TO EXAMINATION GENERALLY FOR THREE YEARS AFTER THEY ARE FILED AND ITS STATE INCOME TAX RETURNS GENERALLY FOR FOUR YEARS AFTER THEY ARE FILED. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 MARIAN UNIVERSITY DRAWS STUDENTS NATIONWIDE. MATERIALS USED IN PROMOTIONAL ACTIVITIES AND RECRUITING EFFORTS INCLUDE A STATEMENT THAT MARIAN UNIVERISTY ADMITS STUDENTS OF ANY RACE, COLOR, AND NATIONAL OR ETHNIC ORIGIN. EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVED FROM GOVERNMENTAL AGENCIES THE FOLLOWING FINANCIAL AID: -PELL GRANT SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT -COLLEGE WORK STUDY -PERKINS -TRIO 1 SCHOLARSHIPS AND GRANTS (FINANCIAL AID) 2274 10644268 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: STUDENTS REQUESTING FINANCIAL AID ARE REQUIRED TO FILL OUT A FINANCIAL AID FORM FOR EACH ACADEMIC YEAR.THE FINANCIAL AID OFFICE USES THIS INFORMATION TO DETERMINE WHICH STUDENTS QUALIFY FOR CERTIAN PROGRAMS AND SCHOLARSHIPS (FOR EXAMPLE - PELL, PERKINS, COLLEGE WORK-STUDY, SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT, ETC.). X X X X 0 0 0 0 0 0 0 0 0 STEVEN R DISALVO PHD 120240 0 0 0 0 0 0 0 35581 0 155821 0 0 0 DANIEL J MALONEY 156986 0 0 0 0 0 0 0 12125 0 169111 0 0 0 WISCONSIN HEALTH AND EDUCATIONAL FACILITIES AUTHORITY 391337855 1993-07-07 2500000 STUDENT RESIDENCE AND OTHER CONSTRUCTION 0 0 0 WISCONSIN HEALTH AND EDUCATIONAL FACILITIES AUTHORITY 391337855 97710VLB2 2003-06-26 2885000 REFUND A PRIOR ISSUE 0 0 0 REDEVELOPMENT REVENUE BOND SERIES 2009 391190916 038127BPO 2009-10-08 2927145 EDUCATIONAL BUILDING 0 0 0 REDEVELOPMENT REVENUE BOND SERIES 2010A & 2010B 396005450 2010-04-30 2000000 STUDENT RESIDENCE 0 0 0 2500000 35000 3465000 1993 0 0 1 1 2885000 41912 1 0 1 1 2927145 102865 2824280 2009 0 0 1 1 2000000 35600 1742209 257791 2010 0 0 0 1 0 0 0 0 1 0.00000 0.00000 0.00000 0 0 0 0 0 1 0.00000 0.00000 0.00000 0 0 0 0 0 1 0.00000 0.00000 0.00000 0 0 1 0 0 0 1 0 1 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 ERIC P STONE CURRENT TRUSTEE 4535087 LINE OF CREDIT & BOND PAYABLE 0 BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS SCHEDULE L, PART IV ERIC P. STONE IS AN OFFICER OF MARIAN UNIVERSITY AND OF THE FINANCIAL INSTITUTION THAT MARIAN UNIVERSITY CONTRACTS WITH FOR ITS BANKING SERVICE NEEDS. MARIAN UNIVERSITY DOES NOT DEAL WITH MR. STONE DIRECTLY ON BANKING TRANSACTIONS AND MR. STONE IS NOT PERMITTED TO, NOR DOES HE, VOTE ON ANY BANKING TRANSACTION DECISIONS. THE AMOUNT REPORTED ON SCHEDULE L, PART IV (4,535,087) PERTAINS TO THE EXISTING LINE OF CREDIT WITH THE FINANCIAL INSTITUTION AND 2010 REDEVELOPMENT REVENUE BONDS PAYABLE. ORGANIZATION MISSION STATEMENT FORM 990, PART I, LINE 1 MARIAN UNIVERSITY IS A CATHOLIC APPLIED LIBERAL ARTS INSTITUTION OF HIGHER LEARNING OFFERING UNDERGRADUATE, GRADUATE, AND CONTINUING EDUCATION PROGRAMS. APPROXIMATELY 3,000 STUDENTS ANNUALLY. ORGANIZATION MISSION STATEMENT FORM 990, PART III, LINE 1 - ORGANIZATION'S MISSION MARIAN UNIVERSITY IS A COMMUNITY COMMITTED TO LEARNING, DEDICATED TO SERVICE AND SOCIAL JUSTICE, AND JOINED TOGETHER BY SPIRITUAL TRADITIONS. THE UNIVERSITY IS A CATHOLIC LIBERAL ARTS INSTITUTION OF HIGHER LEARNING COMMITTED TO THE EDUCATION OF THE WHOLE PERSON IN ORDER TO DEVELOP DIMENSIONS OF EXISTENCE IN A HARMONIOUS, INTERRELATED FASHION. STUDENTS ARE PERCEIVED AS ACTIVE INQUIRERS WHO NEED TO DEVELOP THEIR CAPACITIES TO THINK AND LEARN FOR THEMSELVES. AS AN ACADEMIC COMMUNITY, IT IS IMBUED WITH THE JUDAEO-CHRISTIAN TRADITION; IT IS COMMITTED TO THE UNENDING QUEST FOR WIDER KNOWLEDGE OF AND DEEPER INSIGHT INTO THE INDIVIDUAL, THE WORLD, AND GOD. THE UNIVERSITY EMBRACES ITS CALL TO AN AWARENESS OF SOCIAL INJUSTICES AND TO A SENSE OF ACTIVE COMPASSION; THEREFORE, IT IS A COMMUNITY, WHICH REFLECTS TOGETHER TO DISCERN CREATIVE RESPONSES, WHICH PROVIDE THE FOUNDATION FOR AN INFORMED, RESOLUTE STAND. THE UNIVERSITY COMMUNITY, MINDFUL OF BOTH THE TIMELINESS AND THE TIMELY, IS CHARACTERIZED BY SEVERAL UNIQUE FACTORS: DIALOGUE AMONG THE VARIOUS DISCIPLINES, PERSONAL CONCERN FOR INDIVIDUAL STUDENTS, THE COMBINATION OF EXCELLENT PROFESSIONAL TRAINING WITH A QUALITY LIBERAL ARTS EDUCATION, AND A SERIOUS COMMITMENT TO THE CONTINUING EDUCATION OF ADULTS ON BOTH THE PROFESSIONAL AND PERSONAL LEVELS. FORM 990, PART VI, SECTION A, LINE 6 THE CORPORATION HAS TWO CLASSES OF MEMBERS CLASS A (GENERAL SUPERIOR OF THE CONGREGATION AND THOSE PERSONS WHO ARE MEMBERS OF THE GENERAL COUNCIL OF THE CONGREGATION) AND CLASS B (APPOINTED BY CLASS A). FORM 990, PART VI, SECTION A, LINE 7A CLASS A MEMBERS APPOINT CLASS B MEMBERS AND APPROVE THE MEMBERS OF THE GOVERNING BODY. FORM 990, PART VI, SECTION A, LINE 7B TRANSACTIONS OVER $500,000 NEED TO BE APPROVED BY CLASS B. TRANSACTIONS OVER $5,699,000 NEED TO BE APPROVED BY CLASS A. FORM 990, PART VI, SECTION B, LINE 11 A FINAL FORM 990 WAS PROVIDED TO EACH VOTING MEMBER OF THE ORGANIZATION'S GOVERNING BODY, PRIOR TO ITS FILING WITH THE IRS. MANAGEMENT CONDUCTED AN EXTENSIVE REVIEW OF THE 990 AND THE FINANCE COMMITTEE MEMBERS ALSO DID A REVIEW. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REVIEWS THE ANNUAL STATEMENTS AND THEN THE GOVERNING BODY AND MANAGEMENT MONITORS AND MAKES SURE DECISIONS ARE NOT MADE BY INDIVIDUALS POSSESSING A CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION COMMITTEE (SUB COMMITTEE OF THE BOARD OF TRUSTEES) UTILIZED CUPHA DATA, AND AN OUTSIDE CONSULTANT TO DETERMINE A COMPENSATION POLICY AND THEN TO DETERMINE COMPENSATION FOR THE UNIVERSITY'S OFFICERS AND KEY EMPLOYEES. THE COMMITTEE WAS ESTABLISHED DURING THE 2008/2009 FISCAL YEAR. THE DATA GATHERED BY THE COMMITTEE WILL BE USED TO DETERMINE COMPENSATIONS FOR THE PRESIDENT AND NEW KEY EMPLOYEES WHEN HIRED. FORM 990, PART VI, SECTION C, LINE 19 NO DOCUMENTS AVAILABLE TO THE PUBLIC. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 632,034. THE ORGANIZATION'S PROCESS FOR OVERSEEING THE AUDIT OF THE UNIVERSITY'S FINANCIAL STATEMENTS AND THE SELECTION OF AN INDEPENDENT ACCOUNTANT (WHO PERFORMED THE AUDIT OF THE FINANCIAL STATEMENTS) HAS NOT CHANGED FROM THE PRIOR YEAR. FORM 990, PART IX, LINE 24F - ALL OTHER EXPENSES ALL OTHER EXPENSES OF 4,424,663 IS COMPRISED OF THE FOLLOWING: BAD DEBTS: 149,679 CONTINGENCY: 289,659 FINANCE CHARGES: 115,624 FOOD AND DRINK: 228,620 INSURANCE: 126,993 MAINTENANCE AND REPAIR: 319,080 MEMBERSHIPS: 214,822 POSTAGE AND SHIPPING: 203,441 SPECIAL PROGRAMS: 268,606 SUBSCRIPTIONS: 103,658 TUITION REMISSION: 641,857 WORK STUDY: 704,787 MISCELLANEOUS EXPENSE: 1,057,836