2011-11-10T13:12:56-06:00 2010-12-31 CLIFTON GUNDERSON LLP 9515 DEERECO ROAD SUITE 500 TIMONIUM MA 21093 990 2010-01-01 522119011 THE HORIZON FOUNDATION OF HOWARD COUNTY INC HORI 4107150311 10480 LITTLE PATUXENT PARKWAY NO 900 COLUMBIA MD 21044 RICHARD M KRIEG PHD 4107150311 2011-11-10 1 JULIA BUICK CPA 4104530900 2010 2016-03-07 17:11:31Z RICHARD M KRIEG PHD 10480 LITTLE PATUXENT PARKWAY NO 900 COLUMBIA MD 21044 15020679 0 X WWW.THEHORIZONFOUNDATION.ORG X 1998 MD TO PROMOTE AND ENHANCE THE HEALTH AND WELLNESS OF THE HOWARD COUNTY COMMUNITY. 22 21 7 28 -6928 -6928 60000 60000 0 0 71455 1655965 391397 34600 522852 1750565 1304609 1590719 0 0 925367 883560 0 0 0 798885 976662 3028861 3450941 -2506009 -1700376 71853307 80791381 1161470 1627257 70691837 79164124 X THE HORIZON FOUNDATION IS A STRATEGIC, ACTION-ORIENTED PHILANTHROPY DEDICATED TO IMPROVING COMMUNITY HEALTH AND WELLNESS. OUR MISSION IS TO PROMOTE AND ENHANCE THE HEALTH AND WELLNESS OF THE HOWARD COUNTY, MARYLAND COMMUNITY. FOUNDATION FUNDING SUPPORTS AN ARRAY OF INITIATIVES INTENDED TO OVERCOME BARRIERS TO COMMUNITY HEALTH AND WELLNESS, AMELIORATE DISPARITIES IN HEALTH STATUS, AND INCREASE OPPORTUNITIES FOR ALL HOWARD COUNTY RESIDENTS TO LEAD HEALTHIER LIVES. 0 0 615008 28355 COMMUNITY BUILDING - THOSE ACTIVITIES AND EXPENDITURES THAT SUPPORT AND SUSTAIN THE FOUNDATION'S STRATEGIC EFFORTS TO EFFECT POSITIVE CHANGE IN IDENTIFIED PRIORITY AREAS THAT SOLIDIFY, IMPROVE, AND EXPAND, IN CONCERT WITH OTHER ORGANIZATIONS AND GOVERNMENT, THE COMMUNITY'S OVERALL HEALTH AND WELLNESS INFRASTRUCTURE. THIS IS IN AN EFFORT TO INCREASE AND ENHANCE THE HEALTH AND WELLNESS OPPORTUNITIES FOR ALL HOWARD COUNTIANS TO LEAD HEALTHIER LIVES. 2159994 1590719 0 GRANTMAKING AND INITIATIVES - THOSE ACTIVITIES AND EXPENDITURES INTENDED TO STIMULATE POSITIVE CHANGES IN MAJOR HEALTH AND WELLNESS ISSUES THAT AFFECT HOWARD COUNTIANS. GRANTMAKING IS EITHER PROACTIVE ON THE PART OF THE FOUNDATION OR RESPONSIVE TO REQUESTS FROM NON-PROFIT ORGANIZATIONS OR GOVERNMENT AGENCIES. GRANTS SUPPORT ORGANIZATIONAL CAPACITY BUILDING, PLANNING, PROGRAM DEVELOPMENT, PILOT PROGRAMS, AND PROJECTS THAT IMPROVE ORGANIZATIONAL/PROGRAM SUSTAINABILITY. THE FOUNDATION ALSO CONDUCTS PROJECTS, PROGRAMS AND EVENTS THAT FURTHER THE MISSION OF PROMOTING HEALTH AND WELLNESS IN THE HOWARD COUNTY, MARYLAND COMMUNITY. 2775002 1 1 0 0 0 0 0 0 0 1 1 0 0 1 1 1 0 0 0 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 31 0 7 1 1 1 0 0 0 0 0 0 0 0 0 0 X 22 21 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MD X MAUREEN HAYES 4107150311 10480 LITTLE PATUXENT PARKWAY SUITE COLUMBIA MD 21044 SHIRLEY D COLLIER 2.10 X X 0 0 0 ANN B MECH JD RN 1.20 X 0 0 0 RICHARD M KRIEG PHD 40.00 X X 243977 0 172066 ROBERT I JEFFREY 1.20 X 0 0 0 REV WALTER R RODRIQUEZ 0.40 X 0 0 0 STEVEN W SACHS 0.20 X 0 0 0 ROBERT N SHEFF MD 0.70 X 0 0 0 T JAMES TRUBY 0.60 X X 0 0 0 BEVERLY J WHITE-SEALS JD 0.40 X 0 0 0 DR DAVID ANDERSON DPHIL 0.20 X 0 0 0 DAVID BARRETT 0.40 X 0 0 0 JOHN B ISBISTER 0.60 X 0 0 0 MICHAEL H KELEMEN MD 0.30 X 0 0 0 PAMELA J MACK 0.50 X 0 0 0 FLOYD J MALVEAUX MD PHD 0.40 X 0 0 0 MARY ELLEN DUNCAN PHD 0.70 X X 0 0 0 LYNN C COLEMAN 26.00 X 0 0 0 FELICITA SOLA-CARTER 20.00 X 0 0 0 CHARMINE B GORDON 0.80 X 0 0 0 KWANG CHUL WHANG 0.80 X 0 0 0 MARY ANN SCULLY 1.10 X 0 0 0 LOUIS G HUTT JR JD CPA 0.40 X 0 0 0 MAUREEN HAYES 40.00 X 106750 0 53350 350727 0 225416 2 0 1 0 JEAN MOON & ASSOCIATES 11117 WOOD ELVES WAY COLUMBIA MD 21044 PUBLIC RELATIONS 105187 1 60000 60000 1186883 1186883 6100 6100 6100 6100 13739196 13269969 145 469227 -145 469082 -145 -6928 476155 REIMBURSEMENTS 900099 28500 28500 28500 1750565 28355 -6928 1669138 1590719 1590719 416043 249626 166417 331664 175163 156501 28598 14629 13969 70332 33508 36824 36923 20625 16298 31229 23658 7571 90726 68731 21995 87251 87251 298803 226365 72438 78116 44244 33872 7992 7128 864 159814 91586 68228 5613 5485 128 60400 53932 6468 38362 21429 16933 9178 5127 4051 PUBLIC RELATIONS 50197 8807 41390 PRINTING AND PUBLICATIO 25308 22927 2381 PROFESSIONAL DEVELOPMEN 23981 18312 5669 MEMBERSHIP DUES 8459 5750 2709 RECRUITING 1233 1233 3450941 2775002 675939 0 170305 1552572 458088 936158 34382 134241 30256 21754 213233 126786 131450 86447 49342646 59973270 20251080 17952439 1435100 134500 71853307 80791381 104427 111666 662395 1021778 394648 493813 1161470 1627257 X 70484337 78944124 207500 220000 70691837 79164124 71853307 80791381 X -1700376 10172663 X X 0 1 1 X 0 X X 0 0 0 HOWARD COMMUNITY HEALTH FOUNDATION INC 522119018 501(C)(3) 1 1 1 0 1 0 SCHEDULE A, PART IV, SUPPLEMENTAL INFORMATION: SCHEDULE A, PART I, LINE 11H(VII): GRANTS MADE BY THE ORGANIZATION WERE MADE ON THE SUPPORTED ORGANIZATIONS BEHALF AND IN SUPPORT OF IT'S MISSION. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 57356 57356 155877 126786 29091 86447 PERMAL PRIVATE EQUITY HOLDINGS IV, LLP 1509662 F SILVER CREEK LOW VOLATILITY PERFORMANCE FUND II, LLP 2090531 F COLLINS CAPITAL LOW VOLATILITY PERFORMANCE FUND II, LTD 940376 F TUCKERBROOK S/B DISTRESSED FUND 779121 F PERMAL PRIVATE EQUITY OPPORTUNITIES III, LP 2259422 F TUCKERBROOK REAL ASSETS FUND LP 733193 F ARCHSTONE OFFSHORE FUND, LTD 2419840 F LANX OFFSHORE PARTNERS LTD 2579053 F PINE GROVE INVESTMENTS 3152702 F VALSTONE OPPORTUNITY INVESTMENTS 1287122 F PENN SQUARE GLOBAL REAL ESTATE FUND II, LP 201417 F 17952439 DEFERRED COMPENSATION 493813 493813 1750565 3450941 -1700376 8469957 1702706 10172663 8472287 10044771 8469957 8469957 1574814 87251 88500 175751 1750565 3335190 0 3335190 87251 28500 115751 3450941 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE FOUNDATION ADOPTED THE PROVISIONS OF FASB ASC 740-10, ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES (FORMERLY INTERPRETATION NO. 48 (FIN 48)), ON JANARY 1, 2009. MANAGEMENT HAS DETERMINED THAT THE FOUNDATION HAS NO MATERIAL UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE RECOGNITION UNDER FASB ASC 740-10. THE FEDERAL AND STATE INCOME TAX RETURNS FOR THE FOUNDATION FOR 2010, 2009, AND 2008 ARE SUBJECT TO EXAMINATION BY THE IRS AND STATE TAXING AUTHORITIES, GENERALLY FOR THREE YEARS AFTER THEY WERE FILED. PART XII, LINE 4B - OTHER ADJUSTMENTS: CONTRIBUTION INCOME 60,000. REIMBURSEMENTS 28,500. PART XIII, LINE 4B - OTHER ADJUSTMENTS: REIMBURSEMENTS 28,500. CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 0 0 0 0 0 0 0 1 0 1 0 1 0 1 ALZHEIMER'S ASSOCIATION - CENTRAL MD 1850 YORK ROAD SUITE D TIMONIUM MD 21093 521219428 501(C)(3) 20000 PROJECT SPEED ASSOCIATION OF COMMUNITY SERVICES OF HOWARD COUNTY 10480 LITTLE PATUXENT PARKWAY SUITE 920 COLUMBIA MD 21044 521320048 501(C)(4) 29965 TERMS OF LEASE OFFICE SPACE FUNDING FOR THEIR OFFICE SPACE & THE POLICY ANALYSIS CENTER, AND CAPACITY BUILDING SUPPORT. BRIGHT MINDS FOUNDATION 10920 ROUTE 108 ELLICOTT CITY MD 21042 204840080 501(C)(3) 10000 COMPUTERS FOR STUDENTS COMMUNITY ACTION COUNCIL OF HOWARD COUNTY 6751 COL GATEWAY DRIVE BOX 226 COLUMBIA MD 21046 520823083 501(C)(3) 15000 WEATHERIZATION ASSISTANCE PROGRAM & COMMUNITY NEEDS ASSESSMENT DIRECTOR OF FINANCE - HOWARD COUNTY 3430 COURTHOUSE DRIVE ELLICOTT CITY MD 21043 526000965 1.103-1 & 1.103-7(B) 100000 PROVIDE NEEDED SERVICES IN THE NORTH LAUREL-SAVAGE AREA USING A MULTI-SERVICE CENTER DOMESTIC VIOLENCE CENTER 5457 TWIN KNOLLS ROAD SUITE 310 COLUMBIA MD 21045 521115111 501(C)(3) 15000 FUND ORGANIZATIONAL ASSESSMENT & STRATEGIC PLAN GILCHRIST HOSPICE CARE 5537 TWIN KNOLLS ROAD SUITE 433 COLUMBIA MD 21045 521851251 501(C)(3) 25000 CREATION OF INPATIENT HOSPICE UNIT IN HO CO GRASSROOTS CRISIS INTERVENTION CENTER 6700 FREETOWN ROAD COLUMBIA MD 21044 520909351 501(C)(3) 25000 ROUTE ONE DAY RESOURCE CENTER HC DRUGFREE INC 10451 TWIN RIVERS ROAD STE 404 COLUMBIA MD 21044 383702298 501(C)(3) 40000 PREVENTING TEEN ALCOHOL & DRUG ABUSE IN HOWARD COUNTY HEALTHY HOWARD INC 7178 COLUMBIA GATEWAY DRIVE COLUMBIA MD 21046 611549388 501(C)(3) 187000 MEDICAL CARE TO UNINSURED HO CO RESIDENTS HOWARD COUNTY LIBRARY 6600 CRADLEROCK WAY COLUMBIA MD 21045 526000966 501(C)(3) 25000 ENCHANTED GARDEN AT MILLER BRANCH LIBRARY HOWARD COUNTY GENERAL HOSPITAL 5755 CEDAR LANE COLUMBIA MD 21044 522093120 501(C)(3) 100000 PHYSICAL PLANT EXPANSION OF HOSPITAL LOYOLA UNIVERSITY - CLINICAL CENTERS 8890 MCGRAW ROAD COLUMBIA MD 21045 520591623 501(C)(3) 17675 EXPANDING HORIZONS: BROADWAY KIDS MEALS ON WHEELS OF CENTRAL MARYLAND INC 515 SOUTH HAVEN STREET BALTIMORE MD 21224 526074723 501(C)(3) 19022 PART-TIME OUTREACH POSITION - NORTH LAUREL & SAVAGE NAMI - HOWARD COUNTY PO BOX 2064 ELLICOTT CITY MD 21041 521623565 501(C)(3) 20000 HEART (HEALTH EDUCATION AND RECOVERY TEAMS) NEIGHBOR RIDE INC 9250 BENDIX ROAD NORTH COLUMBIA MD 21045 320123282 501(C)(3) 27000 EXPAND AND SUSTAIN NEIGHBOR RIDE'S SENIOR TRANSPORTATION SERVICE ST JOHN BAPTIST CHURCH 9055 TAMAR DRIVE COLUMBIA MD 21045 521330113 501(C)(3) 25000 STRATEGIC COLLABERATION TO INCREASE HIV/AIDS PREVENTION & TESTING TAI SOPHIA INSTITUTE 7750 MONTPELIER ROAD LAUREL MD 20723 521010577 501(C)(3) 12100 HEALTH & WELLNESS WORKSHOPS FOR POPULATIONS AT RISK THE SERENITY CENTER INC 9650 BASKET RING ROAD COLUMBIA MD 21045 521822174 501(C)(3) 29000 WELLNESS INITIATIVE PROGRAM VOICES FOR CHILDREN INC 5550 STERRETT PLACE SUITE 215 COLUMBIA MD 21044 521700254 501(C)(3) 12400 DEVELOPING A SUPPORT NETWORK FOR YOUTH AGING OUT OF FOSTER CARE 19 1 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE SENIOR PROGRAM OFFICER REVIEWS ALL EVALUATIONS, MID-YEAR REPORTS, AND/OR THE FINAL REPORT AND FINAL BUDGET REPORT AS STIPULATED IN THE CONDITIONS PRESENTED IN EACH INDIVIDUALIZED AWARD LETTER. SITE VISITS MAY BE MADE IF THERE ARE QUESTIONS OR CONCERNS. X X X X X 0 1 0 0 0 0 0 0 0 RICHARD M KRIEG PHD 243977 0 0 0 0 0 131665 0 40401 0 416043 0 0 0 MAUREEN HAYES 106750 0 0 0 0 0 12810 0 40540 0 160100 0 0 0 FORM 990, PART VI, SECTION B, LINE 11 THE 990 WILL BE REVIEWED BY THE AUDIT COMMITTEE PRIOR TO FILING. THE CHAIR OF THE AUDIT COMMITTEE WILL PRESENT AUDIT FINDINGS AND REPORT ON THE PREPARATION AND SUBMISSION OF THE 990 TO THE FULL BOARD. THE 990 WILL BE POSTED ON THE BOARD'S GROUP WEBSITE FOR REVIEW BY THE TRUSTEES. NOTIFICATION OF THE 990 POSTING IS SENT TO ALL TRUSTEES VIA E-MAIL. FORM 990, PART VI, SECTION B, LINE 12C THE FOUNDATION HAS A CONFLICT OF INTEREST POLICY THAT IS COMPLETED BY THE TRUSTEES ON AN ANNUAL BASIS. THE COMPLETED FORMS ARE RETURNED TO THE PRESIDENT & CEO WHO REVIEWS THEM ALL AND FOLLOWS UP WITH THE INDIVIDUAL ON ANY POSSIBLE CONFLICTS. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE OF THE FOUNDATION REVIEWS THE PERFORMANCE OF THE PRESIDENT & CEO AND RECOMMENDS TO THE BOARD COMPENSATION TO BE PAID TO THE PRESIDENT. THE EXECUTIVE COMMITTEE CONSISTS OF THE CHAIR, CHAIR-ELECT, SECRETARY, TREASURER AND THE CHAIRS OF THE STANDING COMMITTEES OF THE FOUNDATION (GRANTS & SPECIAL INITIATIVES, FINANCE, AUDIT, AND NOMINATING COMMITTEES) AS WELL AS THE PRESIDENT WHO IS RECUSED FROM THE MEETINGS FOR THESE DELIBERATIONS. THE EXECUTIVE COMMITTEE USES THE SERVICES OF NATIONAL LEVEL OUTSIDE CONSULTANTS WHO SPECIALIZE IN NON-PROFIT AND FOUNDATION EXECUTIVE COMPENSATION. THE CONSULTANTS IDENTIFY THE APPROPRIATE LABOR MARKETS TO REVIEW AND CONSIDER WHETHER TO USE PUBLISHED COMPENSATION SURVEYS, IRS FORM 990S OF SELECT FOUNDATIONS OR A COMBINATION OF SURVEY AND FORM 990S AND HOW TO WEIGH THE DATA FROM EACH. IN ORDER TO PRESENT THE APPROPRIATE DATA FOR ANALYTICAL PURPOSES, THE CONSULTANT USES A COMBINATION OF PUBLISHED DATA, APPROPRIATE COMPARISON ORGANIZATIONS AS WELL AS GEOGRAPHIC DATA. THE CONSULTANT PRESENTS FINDINGS TO THE EXECUTIVE COMMITTEE WHICH THEN RECOMMENDS A SALARY TO THE FULL BOARD. THE INCREASE IS APPROVED BY THE FULL BOARD. FOR OTHER EMPLOYEES, THE FOUNDATION PERIODICALLY OBTAINS THE SERVICES OF A NATIONAL LEVEL COMPENSATION, BENEFITS AND HUMAN RESOURCES CONSULTING FIRM TO CONDUCT A COMPETITIVE COMPENSATION ASSESSMENT AND PROVIDE AN OPINION REGARDING THE REASONABLENESS OF THE CASH COMPENSATION LEVELS FOR EMPLOYEES. THE CONSULTANT REVIEWED COMPENSATION DATA FOR COMPARABLE POSITIONS USING PUBLISHED COMPENSATION SURVEYS AND IRS FORM 990S FOR PEER ORGANIZATIONS. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICIES, AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 8,469,957. PRIOR PERIOD ADJUSTMENTS: 1,702,706. TOTAL TO FORM 990, PART XI, LINE 5: 10,172,663. FORM 990, PART XI, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. HOWARD COMMUNITY HEALTH FOUNDATION 10480 LITTLE PATUXENT PARKWAY COLUMBIA MD 21044 522119018 SUPPORT, PROMOTE & ENHANCE COMMUNITY HEALTH & WELLNESS IN HOWARD COUNTY MD MD 501(C)(3) 7 N/A 0 0 0 0 0 0 0 0 0 0 0 1 0 1 1 0 0 0 0