2011-11-10T10:29:58-05:00 2010-12-31 PRICEWATERHOUSECOOPERS LLP 1301 K STREET NW STE 800W WASHINGTON DC 200053333 990 2010-01-01 530196548 AMERICAN TYPE CULTURE COLLECTION AMER 7033652700 10801 UNIVERSITY BLVD MANASSAS VA 201102209 WIL PRIESTER 2011-11-09 2024141000 2010 2016-03-07 17:11:31Z RAYMOND H CYPESS 10801 UNIVERSITY BLVD MANASSAS VA 201102209 88798142 false X WWW.ATCC.ORG X 1947 DC ATCC'S MISSION IS TO ACQUIRE, AUTHENTICATE, PRESERVE, DEVELOP & DISTRIBUTE BIOLOGICAL MATERIALS, INFORMATION, TECHNOLOGY, AND STANDARDS FOR THE ADVANCEMENT AND APPLICATION OF SCIENTIFIC KNOWLEDGE. 12 11 442 0 781512 0 2248 1778 56200672 49996958 628370 493390 29051384 31713991 85882674 82206117 0 0 0 0 29114832 32028583 0 0 0 47257922 42713105 76372754 74741688 9509920 7464429 112667849 97164814 25965219 27910950 86702630 69253864 X THE AMERICAN TYPE CULTURE COLLECTION (ATCC) IS A GLOBAL NON PROFIT BIOSCIENCE ORGANIZATION WHOSE MISSION IS TO ACQUIRE, AUTHENTICATE, PRESERVE, DEVELOP, AND DISTRIBUTE BIOLOGICAL MATERIALS, INFORMATION, TECHNOLOGY, INTELLECTUAL PROPERTY, AND STANDARDS FOR THE ADVANCEMENT, VALIDATION, AND APPLICATION OF SCIENTIFIC KNOWLEDGE. ATCC PROVIDES THESE SERVICES TO SCIENTISTS IN GOVERNMENT, INDUSTRY, EDUCATION, HEALTHCARE, AND RESEARCH LABORATORIES AROUND THE WORLD. false false 63819294 0 73372893 COLLECTIONS, RESEARCH AND INFORMATICS SERVICES: AN 85 YEAR OLD ONGOING PROGRAM FOR THE ISOLATION, COLLECTION, ACQUISITION AND PROVISION OF AUTHENTIC CULTURES OF LIVING MICROORGANISMS, HUMAN, ANIMAL AND PLANT CELLS, DERIVATIVES INCLUDING GENETIC MATERIALS AND RELATED BIOPRODUCTS IN SUPPORT OF SCIENCE. IN 2010, THE COLLECTION'S SIZE WAS WELL OVER 100,000 STRAINS AND DNA AND RDNA MATERIALS, AND OVER 300,000 BIOLOGICAL ITEMS WERE DISTRIBUTED TO THOUSANDS OF SCIENTISTS WORLDWIDE. IN ADDITION TO THE MATERIALS, ATCC MAINTAINS EXTENSIVE INFORMATION ABOUT THE SPECIMENS, AND RELATED PRESERVATION AND LAB TECHNIQUES THERETO, IN THE COLLECTIONS. THIS INFORMATION IS MADE AVAILABLE TO THE SCIENTIFIC COMMUNITY THROUGH PUBLICATIONS AND THE EXTENSIVE ATCC INTERNET WEB SITE. 1415296 0 2198523 PROFESSIONAL SERVICES: THIS PROGRAM ENCOMPASSES SEVERAL ACTIVITIES RELATED TO THE SUPPORT OF THE ATCC COLLECTIONS, PROVIDING SPECIAL SUPPORT SERVICES TO THE SCIENTIFIC COMMUNITY (1) APPLIED SCIENCES: PROVIDES EXPERT TECHNICAL SUPPORT TO THE SCIENTIFIC COMMUNITY TO PROPERLY IDENTIFY, HANDLE OR OTHERWISE UTILIZE BIOLOGICAL MATERIALS. THESE ACTIVITIES INCLUDE LABORATORY, PROFESSIONAL CONSULTATION, OR TECHNICAL MANAGEMENT SERVICES. (2) PATENT DEPOSIT SERVICES: ATCC PROVIDES STORAGE FACILITIES FOR SAFEGUARDING CULTURES DEPOSITED FOR PATENT PURPOSES. UNDER THE USPTO RULES THESE DEPOSITS MUST BE MADE AVAILABLE, ON ISSUANCE OF THE PATENT, TO FURTHER ENHANCE SCIENTIFIC RESEARCH. ATCC PROVIDES SAFEKEEPING OF THE CULTURES AND DISTRIBUTION TO THE RESEARCH SCIENTISTS. 65234590 true false false false false false false false true true false false false true true false true false false false false false false false false false false false true false false false false false false false false false false false false false true true true false false true 37 0 true 442 true true true false false false false false false false false false X 12 11 false false false false true true true true true false false true true true true true true true true false VA X WILBUR PRIESTER 7033652717 10801 UNIVERSITY BLVD MANASSAS VA 201102209 X RAYMOND CYPESS 37.5 X X 900682 0 194144 JAMES BURNS 0.6 X 23000 0 0 WAYMAN CHEATHAM 0.6 X 34000 0 0 JOHN L CHILD JR 0.6 X 29250 0 0 DIANE GRIFFIN 0.6 X 26500 0 0 PETER HOTEZ 0.6 X 12000 0 0 ELLIOT M LEVINE 0.6 X 21000 0 0 DAVID MCLOUGHLIN 0.6 X 39000 0 0 JAMES MILLER 0.6 X 25750 0 0 EARLE R NESTMAN 0.6 X 28250 0 0 PAUL SCHNECK 0.6 X 19000 0 0 DAVID SHUEY 0.6 X 29250 0 0 FRANK SIMIONE JR 37.5 X 139140 0 30365 WILBUR PRIESTER 37.5 X 256770 0 53740 COHAVA GELBER 37.5 X 249010 0 58346 CARL TIDWELL 37.5 X 229344 0 57921 NANCY WYSOCKI 37.5 X 218198 0 61753 MICHAEL GOVE 37.5 X 195227 0 54400 CARL SLASKI 37.5 X 140631 0 15756 MARY L NICHOLSON 37.5 X 194684 0 19659 JAMES MCARDLE 37.5 X 175628 0 19139 SHARON S CHALLBERG 37.5 X 174104 0 20646 TED MULLINS 37.5 X 147610 0 23808 ROBIN S ROTHROCK 37.5 X 143135 0 17290 3451163 0 626967 35 false true false BIOSEARCH TECHNOLOGIES 81 DIGITAL DRIVE NOVATO CA 94949 BIO PRODUCT SERVICES 3938514 CHESAPEAKE PERL INC 8510 A CORRIDOR ROAD SAVAGE MD 20763 BIO PRODUCT SERVICES 2808160 BE K BUILDING GROUP 8000 TOWERS CRESCENT DR STE 650 VIENNA VA 22182 CONSTRUCTION SVCS 1912308 UNITED PARCEL SERVICE 55 GLENLAKE PARKWAY NE ATLANTA GA 30328 SHIPPING SERVICES 883152 XPAND CORPORATION 1941 ROLAND CLARKE PLACE RESTON VA 20191 INFORMATION TECHNLGY 787598 39 1778 1778 FREIGHT & HANDLING 541700 5218766 5218766 APPLIED SCIENCE 541700 217130 217130 PATENT DEPOSITS & SAFE DEPOSIT FEES 541900 2198523 2198523 FEES AND CONTRACTS FROM GOVT AGENCIES 541700 42362539 42362539 49996958 510058 510058 0 0 5355927 5355927 0 16668 -16668 -16668 -16668 0 0 0 0 32149815 6575357 25574458 25574458 MANAGEMENT FEES 561000 781512 781512 MISCELLANEOUS REVENUE 900099 2094 2094 783606 82206117 75571416 781512 5851411 0 0 0 0 4233030 2339635 1893395 0 21231826 16914256 4317570 1709477 1292530 416947 3127695 2364839 762856 1726555 1305442 421113 0 541502 348277 193225 247777 0 247777 0 0 0 24420066 23280438 1139628 287022 277994 9028 9695430 8781467 913963 0 0 3038407 0 3038407 328415 233100 95315 0 105092 48328 56764 333990 333301 689 0 4402368 4402368 437006 129029 307977 EQUIP RENTAL & MAINTENANCE 3608395 2922603 685792 RECRUITING 522175 0 522175 TRAINING 309040 92841 216199 DUES/SUBSCRIPTIONS 95370 39136 56234 TAXES AND LICENSES 183229 177702 5527 -5842179 -48696 -5793483 74741688 65234590 9507098 0 X 1500 1500 22988787 16112932 12860773 10323068 7822060 6982817 12678516 11851215 828936 494734 80790865 35495747 46471771 45295118 8223818 4901370 791688 1202060 112667849 97164814 3483432 5060680 11552940 12287162 2139274 1849993 5396744 4481353 3392829 4231762 25965219 27910950 X 73868817 57400174 12153473 11173350 680340 680340 86702630 69253864 112667849 97164814 X 7464429 -24913195 X false true true X true true X 23411916 27096819 28363880 48978964 42364317 170215896 23411916 27096819 28363880 48978964 42364317 170215896 0 170215896 2711708 4790961 5095359 5324759 5865985 23788772 0 0 0 0 0 0 31381227 33203312 36969650 37410990 39786328 178751507 372756175 178655445 0.45664 0.44441 X 12833812 26421 1006543 11853690 13845371 60702 1072261 12833812 15298465 60702 1513796 13845371 0.94261 0.05740 0.00000 false false 2985532 2985532 14584969 3470736 11114233 21794835 6947104 14847731 40635115 25077907 15557208 790414 0 790414 45295118 0 INTEREST RATE SWAP AGREEMENT 187278 POSTRETIREMENT LIABILITY 4027665 BUDAPEST TREATY RESERVE 5000 DUE TO AFFILIATE 11819 4231762 PART V: INTENDED USE OF THE ORGANIZATION'S ENDOWMENT FUNDS: IN THE PAST, SOME GOVERNMENT GRANTORS HAVE PLACED RESTRICTIONS ON THE GRANT FUNDS. THESE TEMPORARILY RESTRICTED FUNDS CAN BE USED FOR GRANTS, CAPITAL EXPANSION, AND OTHER CHARITABLE PURPOSES. ATCC'S PERMANENT ENDOWMENT IS RESTRICTED IN SUPPORT OF THE GENERAL OPERATIONS OF ATCC. THE BOARD OF DIRECTORS APPROVES AN OPERATING BUDGET ANNUALLY AND ALL INVESTMENT EARNINGS ON THE PERMANENT ENDOWMENT ARE AVAILABLE TO FUND THE OPERATIONS OF ATCC. PART X, LINES 1 & 2: ATCC HAD NO UNRECOGNIZED TAX BENEFITS OR LIABILITIES AT DECEMBER 31, 2010. FIN 48 FINANCIAL STATEMENT FOOTNOTE FROM IBG & SUBSIDIARIES, OF WHICH ATCC IS THE MATERIAL MEMBER OF THE CONSOLIDATED GROUP: IBG IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND APPLICABLE INCOME TAX REGULATIONS OF THE COMMONWEALTH OF VIRGINIA, EXCEPT FOR INCOME FROM ACTIVITIES NOT RELATED TO ITS TAX-EXEMPT PURPOSES. IBG RECOGNIZES OR DERECOGNIZES TAX POSITIONS ON A "MORE LIKELY THAN NOT" THRESHOLD. THIS APPLIES TO POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. IBG DOES NOT BELIEVE ITS FINANCIAL STATEMENTS INCLUDE ANY UNCERTAIN TAX POSITIONS. X X true true X X X X X true false false true false true false false false RAYMOND CYPESS 579694 0 250000 0 70988 0 187639 0 6505 0 1094826 0 27685 0 FRANK SIMIONE JR 116648 0 18720 0 3772 0 20182 0 10183 0 169505 0 2937 0 WILBUR PRIESTER 226992 0 22580 0 7198 0 37536 0 16204 0 310510 0 0 0 COHAVA GELBER 205953 0 24660 0 18397 0 45710 0 12636 0 307356 0 10681 0 CARL TIDWELL 193490 0 23057 0 12797 0 41131 0 16790 0 287265 0 4993 0 NANCY WYSOCKI 177093 0 23833 0 17272 0 55394 0 6359 0 279951 0 8681 0 MICHAEL GOVE 163705 0 19509 0 12013 0 38414 0 15986 0 249627 0 4225 0 CARL SLASKI 114451 0 6750 0 19430 0 9241 0 6515 0 156387 0 0 0 MARY L NICHOLSON 164115 0 5502 0 25067 0 14210 0 5449 0 214343 0 0 0 JAMES MCARDLE 150760 0 17236 0 7632 0 12739 0 6400 0 194767 0 0 0 SHARON S CHALLBERG 173233 0 0 0 871 0 13947 0 6699 0 194750 0 0 0 TED MULLINS 138915 0 6891 0 1804 0 11573 0 12235 0 171418 0 0 0 ROBIN S ROTHROCK 135537 0 6574 0 1024 0 10997 0 6293 0 160425 0 0 0 PART I, LINE 1A: BUSINESS USE OF PERSONAL RESIDENCE - ATCC PAYS FOR THE TELEPHONE SERVICE, INTERNET, AND SECURITY SYSTEM FOR DR. CYPESS' PERSONAL RESIDENCE. THESE AMOUNTS ARE NOT INCLUDED IN DR. CYPESS' TAXABLE INCOME. THE TELEPHONE SERVICE IS A LINE DEDICATED SOLELY FOR BUSINESS USE. ONLY BUSINESS USE OF THE INTERNET IS REIMBURSED. PERSONAL SERVICES - ATCC PROVIDES DR. CYPESS WITH A CAR AND DRIVER FOR BUSINESS USE. ANY PERSONAL USE OF THESE SERVICES IS REPORTED AS TAXABLE COMPENSATION TO DR. CYPESS. PART I, LINE 4A: DURING 2010, CARL SLASKI RECEIVED A SEVERANCE PAYMENT OF $18,173 AS A RESULT OF HIS SEPARATION FROM SERVICE. PART I, LINE 5A & 6A: ATCC ESTABLISHED A LONG-TERM INCENTIVE PROGRAM, EFFECTIVE JANUARY 1, 2007, TO ATTRACT AND RETAIN KEY EMPLOYEES AND SENIOR EXECUTIVES. THE PROGRAM IS DESIGNED TO PROVIDE CASH BONUSES TO EXECUTIVES AND SENIOR MANAGEMENT OF ATCC WHO HELP THE ORGANIZATION ACHIEVE FINANCIAL AND STRATEGIC GOALS. SUCH LONG-TERM COMPENSATION IS IN ALIGNMENT WITH THE MARKETPLACE. AWARD AMOUNTS ARE CALCULATED BASED ON A PRE-DETERMINED FORMULA TAKING INTO ACCOUNT ATCC'S REVENUES AND NET-EARNINGS. PAYMENT OF THE AWARDS IS MADE THREE YEARS AFTER THE AWARD IS EARNED AND IS MADE COMPLETELY AT THE DISCRETION OF THE BOARD OF DIRECTORS OF ATCC. DURING THE THREE-YEAR ACCRUAL PERIOD, THESE BONUSES ARE REPORTED AS DEFERRED COMPENSATION ON SCHEDULE J, PART II, COLUMN (C). IN 2010, ACTUAL PAYMENTS WERE MADE FOR 2007 PERFORMANCE BONUSES AND ARE REPORTED ON BOTH SCHEDULE J, PART II, COLUMN B AS FORM W-2 WAGES AND SCHEDULE J, PART II, COLUMN (F). PART VI, LINE 6, 7A, & 7B: AMERICAN TYPE CULTURE COLLECTION ("ATCC") IS A CORPORATION ESTABLISHED UNDER THE DISTRICT OF COLUMBIA NON-PROFIT CORPORATION ACT. IT HAS ONE CORPORATE MEMBER, INTERNATIONAL BIORESOURCES GROUP ("IBG"), WHICH IS TAX EXEMPT UNDER 501(C)(3) AND IS A TYPE II SUPPORTING ORGANIZATION UNDER 509(A)(3). IBG HAS THE RIGHT TO ELECT ATCC'S BOARD OF DIRECTORS AND TO VOTE IN ANY CORPORATE PROCEEDING WHICH IS SUBMITTED TO A VOTE OF THE CORPORATE MEMBERSHIP. ATCC'S BOARD OF DIRECTORS HAS THE AUTHORITY TO MANAGE THE BUSINESS AND DO ALL SUCH LAWFUL ACTS AND THINGS AS ARE NOT PROHIBITED BY STATUTE OR BY THE ARTICLES OF INCORPORATION OR ATCC'S BYLAWS. ANY MODIFICATIONS TO THE ARTICLES OF INCORPORATION OR BYLAWS REQUIRE THE APPROVAL OF IBG. PART VI, LINE 11A: THE FORM 990 IS PREPARED BY PRICEWATERHOUSECOOPERS LLP ("PWC"), BASED ON THE INFORMATION PROVIDED BY THE ORGANIZATION'S STAFF. THE BOARD OF DIRECTORS HAS DELEGATED THE REVIEW OF THE FORM 990 TO THE FINANCE AND AUDIT COMMITTEE. PRIOR TO FILING WITH THE IRS, THE FORM 990 IS MAILED TO THE FINANCE AND AUDIT COMMITTEE. ONCE THE FORM 990 IS REVIEWED BY THE COMMITTEE AND IS MADE AVAILABLE TO THE BOARD, PWC SIGNS AS PREPARER AND THE CHIEF FINANCIAL OFFICER SIGNS ON BEHALF OF THE ORGANIZATION. PART VI, LINE 12C: ATCC HAS A CONFLICT OF INTEREST POLICY THAT REQUIRES OFFICERS AND DIRECTORS TO DISCLOSE ANNUALLY, INTERESTS THAT COULD GIVE RISE TO CONFLICTS. THIS POLICY IS CONSISTENTLY MONITORED AND ENFORCED. BOARD MEMBERS WHO HAVE A CONFLICT OF INTEREST DO NOT VOTE ON ANY MATTER RELATED TO THE ISSUE FOR WHICH THEY HAVE A POTENTIAL CONFLICT. PART VI, LINE 15A & 15B: THE COMPENSATION COMMITTEE OF THE IBG BOARD OF DIRECTORS REVIEWS RECOMMENDATIONS BY THE CEO OF ATCC AND GIVES FINAL APPROVAL FOR THE COMPENSATION PROGRAMS FOR ATCC TO INCLUDE MARKET AND RANGE ADJUSTMENTS, MERIT INCREASES, BONUSES AND BENEFITS. A THIRD PARTY ANALYSIS OF TOTAL EXECUTIVE COMPENSATION WAS CONDUCTED FOR CALENDAR YEAR 2009 COMPENSATION AND WILL BE COMPLETED AGAIN FOR CALENDAR YEAR 2011 COMPENSATION. THE COMPENSATION COMMITTEE REVIEWS AND APPROVES COMPENSATION FOR THE CEO AND EXECUTIVES USING DATA FOR SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS WITHIN SIMILAR INDUSTRIES. DOCUMENTATION OF SUCH DISCUSSIONS AND DECISIONS ARE CAPTURED IN THE MEETING MINUTES. PART VI, LINE 19: THE ORGANIZATION DOES NOT MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY OR FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. PART XI, LINE 5: UNREALIZED GAIN $86,805; CAPITAL CONTRIBUTION TO INTERNATIONAL BIORESOURCES GROUP ($25,000,000); TOTAL PART XI, LINE 5 ($24,913,195) HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:RAYMOND CYPESS TITLE:PRESIDENT & CEO HOURS:2 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:JAMES BURNS TITLE:BOARD MEMBER HOURS:1 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:WAYMAN CHEATHAM TITLE:BOARD MEMBER/SECRETARY HOURS:1 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:JOHN L. CHILD, JR. TITLE:BOARD MEMBER HOURS:1 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:DIANE GRIFFIN TITLE:BOARD MEMBER/TREASURER HOURS:1 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:PETER HOTEZ TITLE:BOARD MEMBER HOURS:1 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:ELLIOT M. LEVINE TITLE:BOARD MEMBER HOURS:1 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:DAVID MCLOUGHLIN TITLE:BOARD MEMBER HOURS:1 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:JAMES MILLER TITLE:BOARD MEMBER HOURS:1 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:EARLE R. NESTMAN TITLE:BOARD MEMBER HOURS:1 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:PAUL SCHNECK TITLE:BOARD MEMBER HOURS:1 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:DAVID SHUEY TITLE:BOARD MEMBER HOURS:1 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:WILBUR PRIESTER TITLE:SVP FINANCE & ADMIN/CFO HOURS:2 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:NANCY WYSOCKI TITLE:SR VP, HR & PR HOURS:2 INTERNATIONAL BIORESOURCES GROUP 10801 UNIVERSITY BOULEVARD MANASSAS VA 201102209 753159126 SUPPORT ATCC DC 501(C)(3) 11- TYPE II NA BIONEXUS FOUNDATION 10801 UNIVERSITY BOULEVARD MANASSAS VA 201102209 201512696 SUPPORT ATCC DC 501(C)(3) 11- TYPE II NA BIODOMINION INC 10801 UNIVERSITY BOULEVARD MANASSAS VA 201102209 541805129 LAB SERVICES VA IBG INC C CORP 0 0 0.00000 true false false true false false false false false false false false true true false true true false BIODOMINION INC A 395819 BIODOMINION INC P 921319