2011-11-10T21:09:55-06:00 2010-12-31 LOEB & TROPER LLP 655 THIRD AVENUE 12TH FLOOR NEW YORK NY 10017 990 2010-01-01 911792864 ALZHEIMER'S FOUNDATION OF AMERICA ALZH 8662328484 322 EIGHTH AVENUE NO 7 FL NEW YORK NY 10001 ERIC J HALL 8662328484 2011-11-10 1 FREDERICK H ROTHMAN 2128674000 2010 2016-03-07 17:11:31Z ERIC J HALL 322 EIGHTH AVENUE NO 7 FL NEW YORK NY 10001 6683360 0 X WWW.ALZFDN.ORG X 2002 FL TO PROVIDE OPTIMAL CARE AND SERVICES TO INDIVIDUALS CONFRONTING DEMENTIA AND TO THIER CAREGIVERS AND FAMALIES - THROUGH MEMBER ORGANIZATIONS DEDICATED TO IMPROVING QUALITY OF LIFE. 9 9 30 93 102556 -7025 3793782 6400296 0 0 2726 10313 265044 93186 4061552 6503795 175900 703894 0 0 1448240 1693868 0 0 3257125 1678654 5380633 3302794 7778395 758758 -1274600 2136924 2757111 76390 1999173 2060534 757938 TO PROVIDE OPTIMAL CARE AND SERVICES TO INDIVIDUALS CONFRONTING DEMENTIA AND TO THIER CAREGIVERS AND FAMILIES - THROUGH MEMBER ORGANIZATIONS DEDICATED TO IMPROVING QUALITY OF LIFE. 0 0 3580126 703894 THE ORGANIZATION IS DEDICATED TO MEETING THE EDUCATIONAL SOCIAL AND EMOTIONAL NEEDS OF INDIVIDUALS WITH ALZHEIMERS DISEASE AND PUBLIC AWARENESS ABOUT THE DISEASE AND LENDING EXPERTISE TO HEALTHCARE PROFESSIONALS. 3580126 1 1 0 1 0 0 0 0 0 1 1 1 1 1 1 1 0 0 0 0 1 0 0 1 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 6 0 1 30 1 1 1 0 0 0 0 1 1 0 0 0 0 X 9 9 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 1 0 0 NY AK RI IL MA MI NC OR PA TN VA CA MD WA ME SC OK FL GA HI KY MS NH NJ NM WV AL AZ CO CT MN OH WI X ERIC J HALL 8662328484 322 EIGHTH AVENUE NEW YORK NY 10001 BERT E BRODSKY 0.00 X 0 0 0 BARRY BERG 2.00 X 0 0 0 RICHARD E POWERS MD 2.00 X 0 0 0 GENE SAUNDERS 2.00 X 0 0 0 JEFFREY S GREENER ESQ 2.00 X 0 0 0 HOWARD M APPLEBAUM 2.00 X 0 0 0 TERENCE E SMOLEV ESQ 2.00 X 0 0 0 JOSSELYN B WINSLOW 2.00 X 0 0 0 LUISA ECHEVARRIA 2.00 X 0 0 0 ERIC J HALL 50.00 X 287576 0 20537 CAROL EHRLICH 50.00 X 128338 0 6996 SUSAN PESCHIN 50.00 X 102000 0 0 517914 0 27533 3 0 1 0 0 52425 76269 6271602 6400296 10313 10313 169465 76269 178835 -9370 -9370 8721 730 7991 7991 CARE ADVANTAGE MAGAZIN 511120 94565 94565 94565 6503795 0 102556 943 252320 252320 451574 451574 308113 215679 46217 46217 1223206 916843 181432 124931 36412 27766 5462 3184 126137 93342 18920 13875 596079 100901 495178 15000 15000 2964589 104048 36550 2823991 372241 242021 130220 919762 765485 100970 53307 166864 123479 25030 18355 138063 124281 6891 6891 101711 101711 17829 13193 2675 1961 24614 18214 3692 2708 ENTERTAINMENT 63881 29269 3127 31485 7778395 3580126 941144 3257125 377222 1642773 599988 310217 672175 597952 73295 72565 16812 18385 212729 149261 69449 63468 31818 327983 19933 2136924 2757111 76390 1999173 76390 1999173 X 1760534 493046 300000 264892 2060534 757938 2136924 2757111 X -1274600 -27996 X X 0 1 1 X 0 X 3889229 3660493 3742645 3793782 6494861 21581010 3889229 3660493 3742645 3793782 6494861 21581010 1925661 19655349 19045 26411 7649 2726 10313 66144 217130 235903 196594 375717 169465 1194809 22841963 0.86050 0.66780 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: SPECIAL EVENTS RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 1 47500 1 0 47500 0 EXPLANATION OF OTHER LOBBYING ACTIVITIES: PART II-B, LINE 1I: "AFA'S PUBLIC POLICY OFFICE ADVOCATED IN 2010 FOR THE NATIONAL ALZHEIMER'S PROJECT ACT, LEGISLATION THAT REQUIRES THE DEPARTMENT OF HEALTH AND HUMAN SERVICES TO ORGANIZE EFFORTS ACROSS THE GOVERNMENT TO TREAT AND PREVENT ALZHEIMER'S DISEASE. AFA ALSO WORKED ON IMPLEMENTATION EFFORTS OF SEVERAL HEALTH REFORM INITIATIVES TO IMPROVE THE TREATMENT AND SAFETY OF INDIVIDUALS WITH ALZHEIMER'S DISEASE AND TO INCREASE SUPPORT SERVICES FOR CAREGIVERS. AMONG THESE WERE: NURSING HOME TRANSPARENCY AND PRE-EMPLOYMENT DEMENTIA TRAINING FOR STAFF; DEFINING "DETECTION OF ANY COGNITIVE IMPAIRMENT" IN THE NEW MEDICARE WELLNESS EXAM; FUNDING FOR THE CURES ACCELERATION NETWORK (CAN), WHICH IS INTENDED TO SPEED THE DEVELOPMENT OF NEW TREATMENTS FOR SERIOUS AND COSTLY DISEASES SUCH AS ALZHEIMER'S DISEASE BY CUTTING THE TIME BETWEEN DISCOVERY AND DEVELOPMENT OF DRUGS AND THERAPIES THROUGH NEW GRANT-MAKING MECHANISMS AT NIH. OTHER POLICY EFFORTS INCLUDED: ADVOCATING FOR INCREASED FUNDING FOR THE NATIONAL INSTITUTE ON AGING (NIA) FOR FY 2012; SUPPORTING FEDERAL APPROPRIATIONS FOR AND REAUTHORIZATION OF THE MISSING ALZHEIMER'S DISEASE PATIENT ALERT PROGRAM; AND ENCOURAGING ADEQUATE FEDERAL FUNDING FOR THE LIFESPAN RESPITE PROGRAM AT THE ADMINISTRATION ON AGING. 212729 149261 63468 63468 6503795 7778395 -1274600 -27996 -27996 -1302596 3774523 730 730 3773793 2730002 2730002 6503795 5049123 730 730 5048393 2730002 2730002 7778395 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: AFA COMPLIES WITH THE PROVISION PERTAINING TO UNCERTAIN TAX POSITIONS(ASC 740) AND HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. PART XI, LINE 8 - OTHER ADJUSTMENTS: RESTATEMENT PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF JEWELRY SALES 730. PART XII, LINE 4B - OTHER ADJUSTMENTS: TELETHON EXPENSES 2,730,002. PART XIII, LINE 2D - OTHER ADJUSTMENTS: COST OF JEWELRY SALES 730. PART XIII, LINE 4B - OTHER ADJUSTMENTS: TELETHON EXPENSES 2,730,002. 1 NORTH AMERICA 0 0 GRANTS TO RECIPIENTS LOCATED IN CANADA ALZHEIMER RESEARCH AND ASSISTANCE 451574 0 0 0 451574 0 451574 X NORTH AMERICA RESEARCH FOR ALZHEIMERS 451574 1 0 0 0 0 0 0 PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: SCHEDULE F, PART I, LINE 2: MANAGEMENT OF ALZHEIMER'S FOUNDATION OF AMERICA WENT TO CANADA TO ENSURE THAT THE FUNDS WERE BEING USED APPROPRIATELY. GOLF OUTING 53027 22225 30802 15500 21675 TFC RECEPTION 74469 54044 20425 16500 3800 13553 10 118238 118238 107807 245734 76269 169465 32000 3800 143035 178835 -9370 1 MARIAN CHACE FOUNDATION 10632 LITTLE PATUXENT PKWY COLUMBIA MD 21044 521977883 501(C)(3) 25000 TO DEVELOP TRAINING CURRICULUM FOR CAREGIVERS OF PEOPLE WITH ALZHEIMER'S DISEASE TO DEVELOP TRAINING CURRICULUM FOR CAREGIVERS OF PEOPLE WITH ALZHEIMER'S DISEASE WITH A FOCUS ON USING NON-VERBAL MEANS (MOVEMENT) TO CREATE CALM AND WELL-BEINGTO DEVELOP TRAINING CURRICULUM FOR CAREGIVERS OF PEOPLE WITH ALZHEIMER'S DISEASE MEANS (MOVEMENT) TO CREATE CALM AND WELL-BEING AIJALON INC ADULT DAY HEALTH 454 HAIRSTON WAY STONE MOUNTAIN GA 30088 371441212 501(C)(3) 5000 AIJALON ADULT DAY HEALTH PROGRAM SCHOLARSHIPS TO NEEDY FAMILIES ALEXANDRIA SHERIFF'S OFFICE 2003 MILL ROAD ALEXANDRIA VA 22314 546001103 ALEXANDRIA SHERIFF'S 5000 PURCHASE EQUIPMENT AND PROVIDE ADVERTISING FOR WANDERER RESCUE PROGRAM ALZHEIMER & PARKINSON ASSOCIATION 2300 5TH AVENUE SUITE 150 VERO BEACH FL 32960 592437723 501(C)(3) 5000 SUPPLIES FOR WANDERER RESCUE PROGRAM CARVER COMMUNITY ORGANIZATION INC 400 SE 8TH STREET EVANSVILLE IN 47713 350869030 501(C)(3) 5000 TO SUPPORT ADULT DAY SERVICES CARY MEDICAL CENTER 163 VAN BUREN ROAD CARIBOU ME 04736 010530375 501(C)(3) 5000 CARY MEDICAL CENTER MEMORY CLINIC--EXPANSION OF STAFF AND TRAINING FREDERICK MENNONITE COMMUNITY 2849 BIG ROAD PO BOX 498 FREDERICK PA 19435 232998279 501(C)(3) 5000 SNOEZELEN ROOM - TO PURCHASE EQUIPMENT AND SUPPLIES TO EQUIP A THERAPEUTIC COMFORT ROOM FOR LATE STAGE INDIVIDUALS IN THEIR SKILLED NURSING FACILITY SANTA CLARITA AUTISM ASPERGER NETWORK PO BOX 55542 SANTA CLARITA CA 91385 208231629 501(C)(3) 5000 TO HELP STAFF LOCAL OUTREACH AND COMMUNITY EDUCATION EVENTS ABOUT THE AVAILABILITY OF WANDERER RESCUE PROGRAMS ST JOSEPH NURSING HOME COMPANY OF UTICA INC 2535 GENESEE STREET UTICA NY 13501 160985052 501(C)(3) 5000 COMFORT AND MULTI-SENSORY ROOM - TO PURCHASE EQUIPMENT AND SUPPLIES TO EQUIP A THERAPEUTIC COMFORT ROOM FOR LATE STAGE INDIVIDUALS IN THEIR SKILLED NURSING FACILITY THE LATINO ALZHEIMER'S & MEMORY DISORDERS ALLIANCE 4327 N OTTAWA AVENUE NORRIDGE IL 60706 352288467 501(C)(3) 5000 EN FAMILIA (WITHIN FAMILY)- TO SUPPORT SPANISH LANGUAGE SUPPORT GROUPS FOR LATINO CAREGIVERS OF INDIVIDUAL WITH DEMENTIA VIRGINIA BEACH PROJECT LIFESAVER 926 INDEPENDENCE BOULEVARD VIRGINIA BEACH VA 23455 300319306 VIRGINIA BEACH PROJE 5000 UNDERWRITE THE COSTS UPFRONT FOR FAMILIES: TRANSMITTERS, WRISTBANDS, BATTERIES AND EQUIPMENT NEEDED FOR NEW CLIENTS ENROLLING IN WANDERER SEARCH AND RESCUE PROGRAM WISE & HEALTHY AGING 1527 4TH STREET SANTA MONICA CA 90401 952788014 501(C)(3) 5000 WISE ADULT DAY SERVICE CENTER - TO HELP MAKE ADULT DAY SERVICES MORE AFFORDABLE RANGE RESPITE 1309 20TH STREET SOUTH VIRGINIA MN 55792 411726790 501(C)(3) 5000 TO SUPPORT HOME-BASED MEMORY CARE FOR FAMILIES THAT NEED RELIEF CAREGIVING THE COMMUNITY PROGRAMS CENTER OF LONG ISLAND INC 2210 SMITHTOWN AVENUE RONKONKOMA NY 11779 112539861 501(C)(3) 5000 TO SUPPORT ADULT DAY SERVICES ALZHEIMER'S SERVICES OF CAPE COD AND THE ISLANDS INC 712 MAIN STREET HYANNIS MA 02601 222610246 501(C)(3) 5000 TO SUPPORT RESPITE CARE FOR FAMILY CAREGIVERS OF INDIVIDUALS WITH DEMENTIA THE UNIVERSITY OF CHICAGO--MEMORY CENTER 5841 SOUTH MARYLAND AVENUE MC 6098 CHICAGO IL 60637 362177139 501(C)(3) 5000 CAREGIVER TRAINING ALZHEIMER'S FAMILY ORGANIZATION PO BOX 1939 NEW PORT RICHEY FL 34656 593577101 501(C)(3) 5000 FOR THE RESPITE CARE ASSISTANCE PROGRAM -- FINANCIAL SUPPORT FOR CAREGIVERS THAN CANNOT AFFORD RELIEF CARE FIFTYFORWARD 174 RAINS AVENUE NASHVILLE TN 37203 620566419 501(C)(3) 5000 TO SUPPORT MUSIC THERAPY FOR SENIORS WITH MEMORY LOSS 18 0 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: AFA HAS EXPLICIT GUIDELINES REGARDING ITS GRANTS PROGRAM FOR AFA MEMBER ORGANIZATIONS AND OTHER ORGANIZATIONS IN THE U.S. THESE GUIDELINES REQUIRE RECIPIENTS TO REPORT BACK TO AFA ON THE FUNDED PROJECTS, SPECIFICALLY BY FILLING OUT A GRANT REPORTING FORM WITHIN ONE YEAR OF FUNDS DISBURSAL. THE REPORT MUST BE TWO TO FIVE PAGES AND MUST ANSWER SPECIFIC QUESTIONS REGARDING: ACCOMPLISHMENT OF GOALS, HOW GOALS WERE MET, BENCHMARKS USED TO DETERMINE PROGRESS, PROPOSED ACTIVITIES NOT CARRIED OUT AND PLANS FOR MOVING FORWARD ON THESE ACTIVITIES, CHALLENGES AND HOW THEY WERE ADDRESSED, LESSONS LEARNED, AND IMPACT OF THE PROJECT TO DATE. AFA ALSO ADVISES RECIPIENTS THAT THEIR ORGANIZATIONS ARE RESPONSIBLE FOR RETURNING ANY UNUSED GRANT MONIES TO X 0 0 0 0 0 0 0 0 0 ERIC J HALL 287576 0 0 0 0 0 0 0 20537 0 308113 0 0 0 FORM 990, PART VI, SECTION B, LINE 11 A DRAFT COPY OF THE 990 IS SENT TO THE GOVERNING BODY FOR REVIREW BEFORE THE RETURN IS RELEASED. FORM 990, PART VI, SECTION B, LINE 12C THE ALZHEIMER'S FOUNDATION OF AMERICA HAS A STRONG CONFLICT OF INTEREST POLICY, WHICH IT IS COMMITTED TO ENFORCING. AN ATTORNEY WHO SITS ON AFA'S BOARD OF TRUSTEES OVERSEES THIS POLICY AND ENSURES THAT IT IS CARRIED OUT. NO PERSON WHO HAS A CONFLICT IS INVOLVED IN THE DECISION-MAKING. AFA'S BOARD, UPON BEING ELECTED AS TRUSTEES, AND AFA'S ENTIRE STAFF, UPON HIRING, SIGN OFF ON A FORM THAT LAYS OUT THE CONFLICT OF INTEREST POLICY. AFA OFFICERS REGULARLY REITERATE THIS POLICY TO ITS BOARD OF TRUSTEES AND STAFF, BY CLEARLY INFORMING THEM ABOUT THE CONFLICT OF INTEREST POLICY, DISCUSSING ANY QUESTIONS AND EDUCATING THEM ABOUT THE ISSUE. FORM 990, PART VI, SECTION B, LINE 15A COMPENSATION FOR OFFICERS IS DETERMINED VIA A FORMAL PROCESS CARRIED OUT BY A COMPENSATION COMMITTEE MADE UP OF SEVERAL MEMBERS OF AFA'S BOARD OF TRUSTEES. THE COMMITTEE MEETS ANNUALLY TO EVALUATE THE PERSON'S PERFORMANCE - INDEPENDENTLY AND AS PART OF THE TEAM - IN ACHIEVING GOALS RELATED TO AFA'S PROGRAMS AND SERVICES, AWARENESS-RAISING, FUNDRAISING AND DEVELOPMENT, AND ADVOCACY, AS WELL AS THEIR CONTRIBUTION TO THE CURRENT AND FUTURE OPERATIONS AND GROWTH OF THE ORGANIZATION. KEY EMPLOYEES ALSO UNDERGO AN ANNUAL WRITTEN JOB PERFORMANCE REVIEW, WHICH INVOLVES RATING AND COMMENTING OR CRITICAL INDICATORS SUCH AS QUALITY, CREATIVITY AND PRODUCTIVITY. THE COMMITTEE ANALYZES AVAILABLE COMPENSATION DATA FOR SIMILAR POSITIONS AT NONPROFIT ORGANIZATIONS OF SIMILAR SIZE AND SCOPE IN THE NORTHEAST, AND NEW YORK CITY IN PARTICULAR. IN ADDITION, IN DECEMBER 2010, AFA ENGAGED OUTSIDE CONSULTANTS TO ASSIST IN THIS REVIEW AND DETERMINATION. FORM 990, PART VI, SECTION C, LINE 19 AUDITED FINANCIAL STATEMENTS ARE AVAILABLE ON THE WEBSITE CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: RESTATEMENT -27,996. TOTAL TO FORM 990, PART XI, LINE 5: -27,996. THERE HAS BEEN NO CHANGE IN EITHER THE OVERSIGHT OR SELECTION PROCESS DURING THE TAX YEAR.