2011-10-26T14:06:06-05:00 2011-06-30 LAUTZE & LAUTZE 303 SECOND STREET SUITE 950N SAN FRANCISCO CA 94107 990 2010-07-01 941518656 THE HEAD ROYCE SCHOOL HEAD 5105311300 4315 LINCOLN AVENUE OAKLAND CA 94602 DENNIS MALONE 5105311300 2011-10-26 1 MATTHEW J NOONAN 4155436900 2010 2016-03-07 17:11:31Z ROBERT LAKE 4315 LINCOLN AVENUE OAKLAND CA 94602 27820910 0 X WWW.HEADROYCE.ORG X 1887 CA OPERATION OF A SCHOOL FROM GRADES KINDERGARTEN THROUGH 12TH GRADE. 25 25 432 360 0 0 2290263 1805490 21221289 22717094 4919071 654229 393374 360204 28823997 25537017 2880513 3285885 0 0 13440526 14200852 58626 0 846845 6941127 7358508 23320792 24845245 5503205 691772 77360429 80913685 25526404 25621946 51834025 55291739 X THE MISSION OF HEAD-ROYCE SCHOOL IS TO INSPIRE IN OUR STUDENTS A LIFELONG LOVE OF LEARNING AND EXUBERANCE FOR ACADEMIC EXCELLENCE, TO PROMOTE UNDERSTANDING OF AND RESPECT FOR THE DIVERSITY THAT MAKES OUR SOCIETY STRONG, AND TO ENCOURAGE CONSTRUCTIVE AND RESPONSIBLE, GLOBAL CITIZENSHIP. 0 0 18271199 3285885 23007598 INDEPENDENT, CO-EDUCATIONAL COLLEGE PREPARATORY DAY SCHOOL WITH CLASSES FROM KINDERGARTEN THROUGH TWELFTH GRADE FOR APPROXIMATELY 815 STUDENTS. THIS INCLUDES SUMMER ENRICHMENT, HEADS UP, AND AFTER SCHOOL CHILD CARE PROGRAMS. 18271199 1 1 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 1 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 59 0 432 1 0 0 0 0 0 1 1 0 0 0 0 0 0 0 X 25 25 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X X DENNIS MALONE DIRECTOR OF FINANCE 5105311300 THE HEAD ROYCE SCHOOL 4315 LINCOLN OAKLAND CA 94602 CHARLES FREIBERG 1.00 X 0 0 0 LORI FOGARTY 1.00 X 0 0 0 PETER SMITH 1.00 X 0 0 0 DANIEL CHAO 1.00 X 0 0 0 MARTHA SELLERS 1.00 X 0 0 0 DENISE BASS ALLEN 1.00 X 0 0 0 LAURA BAXTER-SIMONS 1.00 X 0 0 0 SARA BUCKELEW 1.00 X 0 0 0 EVA CAMP 1.00 X 0 0 0 JIM CAVALIERI 1.00 X 0 0 0 BETSY CRABTREE 1.00 X 0 0 0 LEO DORADO 1.00 X 0 0 0 PETER DRAKE 1.00 X 0 0 0 LISA HARDY 1.00 X 0 0 0 LUCINDA LEE KATZ 1.00 X 0 0 0 NEETESH KUMAR 1.00 X 0 0 0 KYM LUGMAN 1.00 X 0 0 0 LILLY MAR-CHEE 1.00 X 0 0 0 EDIE ZUSMAN PRATT 1.00 X 0 0 0 TIM RIPSTEE 1.00 X 0 0 0 JON STREETER 1.00 X 0 0 0 TERRY TAO 1.00 X 0 0 0 SARA BUCKELEW 1.00 X 0 0 0 FRANK WILLIAMS 1.00 X 0 0 0 FRANK YEARY 1.00 X 0 0 0 ROBERT LAKE 40.00 X 104867 0 17432 DENNIS MALONE 40.00 X 208365 0 33301 CARL THIERMANN 40.00 X 153522 0 27505 CRYSTAL LAND 40.00 X 147392 0 26249 SUSAN ABBEY 40.00 X 133192 0 25895 TERRY ALEXANDER 40.00 X 135438 0 27510 RAYMOND LOUIE 40.00 X 136000 0 27545 PAUL CHAPMAN 40.00 X 271059 0 27485 1289835 0 212922 17 1 1 0 SODEXO INC & ASSOCIATES DEPT 43283 LOS ANGELES CA 90088 MAINTENANCE & JANITORIAL 1054231 EPICURIAN GROUP 111 MAIN STREET SUITE 3 LOS ALTOS CA 94022 FOOD SERVICES 715101 ANLEU CONSTRUCTION INC 4504 THOMPSON STREET OAKLAND CA 94601 CONSTRUCTION SERVICES 225729 MICHAEL'S TRANSPORTATION 2029 BENNINGTON DRIVE VALLEJO CA 94591 STUDENT BUS SERVICE 167897 SOLSTICE PRESS 113 FILBERT STREET OAKLAND CA 94607 PRINTING & STATIONERY 147540 6 283345 1522145 1805490 TUITION & FEES 611600 20925054 20925054 SUMMER & AFTER SCHOOL 611600 1144213 1144213 FOOD PROGRAM 611600 647827 647827 22717094 489518 489518 69700 69700 69700 69700 2284086 2119375 164711 164711 164711 103107 283345 103107 0 102004 61411 40593 40593 MISCELLANEOUS INCOME 611600 249911 249911 249911 25537017 23007598 0 723929 3285885 3285885 657699 657699 10994166 8192457 2370712 430997 670083 489936 150925 29222 970080 737733 194887 37460 908824 671127 205554 32143 89541 89541 33907 33907 80770 80770 8797 8797 1482608 1253765 94430 134413 48703 12807 35896 266802 53102 144593 69107 80630 16472 64158 369510 369510 104093 97432 6661 93187 33641 59105 441 543813 543813 1488312 1148232 340080 402687 94509 304594 3584 FOOD PROGRAM 664404 664404 OUTSIDE ACTIVITIES 532609 532609 GENERAL CLASSROOM 349930 349930 PROFESSIONAL DEVELOPMEN 129069 129069 589136 138579 341079 109478 24845245 18271199 5727201 846845 1821 1250 10423076 12145404 445498 42139 61453 104900 47665 45172 509599 619519 61265127 13137379 48882287 48127748 13660784 16302920 3030528 3238256 297718 286377 77360429 80913685 1714864 1737883 9586968 10160000 12000000 11900000 2224572 1824063 25526404 25621946 X 37119550 38615928 683288 505034 14031187 16170777 51834025 55291739 77360429 80913685 X 691772 2765942 X 0 1 1 X 0 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 14118365 261353 2446848 576180 16250386 12636490 1058753 1442820 1019698 14118365 15254051 440826 -2437858 620529 12636490 0.00500 0.99500 0 0 3663689 3663689 53650921 10631406 43019515 3482119 2076625 1405494 468398 429348 39050 48127748 INTEREST RATE SWAP AGREEMENT 1824063 1824063 25537017 24845245 691772 2765942 2765942 3457714 24321060 2765942 2765942 21555118 31609 3950290 3981899 25537017 20863346 0 20863346 31609 3950290 3981899 24845245 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE INTENDED USE OF THE ENDOWMENT FUNDS ARE FOR SCHOLARSHIPS, FELLOWSHIP, COMPENSATION, HEADS UP, AND OTHER VARIOUS PROGRAMS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE SCHOOL HAS ADOPTED THE ACCOUNTING STANDARD ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, WHICH PRESCRIBES A RECOGNITION THRESHOLD AND MEASUREMENT ATTRIBUTE FOR THE FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT OF A TAX POSITION TAKEN, OR EXPECTED TO BE TAKEN, IN A TAX RETURN AND REQUIRES THE AFFIRMATIVE EVALUATION THAT IS MORE-LIKELY-THAN-NOT, BASED ON THE TECHNICAL MERITS OF A TAX POSITION, THAT AN ENTERPRISE IS ENTITLED TO ECONOMIC BENEFITS RESULTING FROM TAX POSITIONS TAKEN IN INCOME TAX RETURNS. FOR TAX EXEMPT ENTITIES, FAVORABLE TAX STATUS ITSELF IS DEEMED TO BE AN UNCERTAINTY, AS EVENTS COULD POTENTIALLY OCCUR TO JEOPARDIZE THEIR TAX-EXEMPT STATUS. IF A TAX POSITION DOES NOT MEET THE MORE-LIKELY-THAN-NOT RECOGNITION THRESHOLD, THE BENEFIT OF THAT POSITION IS NOT RECOGNIZED IN THE FINANCIAL STATEMENTS. THIS STANDARD ALSO REQUIRES ORGANIZATIONS TO DISCLOSE ADDITIONAL QUANTITATIVE AND QUALITATIVE INFORMATION IN THEIR FINANCIAL STATEMENTS ABOUT UNCERTAIN TAX POSITIONS. THE SCHOOL'S EVALUATION ON JUNE 30, 2011 REVEALED NO TAX POSITIONS THAT WOULD HAVE A MATERIAL IMPACT ON THE FINANCIAL STATEMENTS. THE 2007 THROUGH 2010 TAX YEARS REMAIN SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE. IN ADDITION, THE TAX YEARS 2006 THROUGH 2010 REMAIN SUBJECT TO EXAMINATION BY THE CALIFORNIA FRANCHISE TAX BOARD. THE SCHOOL DOES NOT BELIEVE THAT ANY REASONABLY POSSIBLE CHANGES WILL OCCUR WITHIN THE NEXT TWELVE MONTHS THAT WILL HAVE A MATERIAL IMPACT ON THE FINANCIAL STATEMENTS. PART XII, LINE 4B - OTHER ADJUSTMENTS: FOOD PROGRAM EXPENSES 664,405. SCHOLARSHIPS, FINANCIAL AID AND TUITION REMISSION 3,285,885. PART XIII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS, FINANCIAL AID AND TUITION REMISSION 3,285,885. FOOD PROGRAM EXPENSES 664,405. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 THE SCHOOL ADVERTISED ITS NON-DISCRIMINATION POLICY IN THE LEGAL NOTICES SECTION OF THE SAN FRANCISCO CHRONICLE ON MAY 19, 2011. AUCTION 247726 170876 76850 31941 10489 34420 DINNER 60105 54059 6046 6046 1 78621 58410 20211 20211 386452 283345 103107 37987 10489 54631 103107 0 1 FINANCIAL ASSISTANCE 196 2682000 TUITION REMISSION 49 511497 SUPPLEMENTARY AID 103 85892 FINANCIAL AID ENHANCEMENTS 6 6496 OTHER INFORMATION: PART IV: FINANCIAL ASSISTANCE AND TUITION REMISSION IS USED FOR INTERNAL SCHOOL TUITION COSTS. X X 1 1 X X X X 0 0 0 0 0 0 0 0 0 DENNIS MALONE 208365 0 0 0 0 0 15627 0 17674 0 241666 0 0 0 CARL THIERMANN 153522 0 0 0 0 0 11514 0 15991 0 181027 0 0 0 CRYSTAL LAND 147392 0 0 0 0 0 11054 0 15195 0 173641 0 0 0 SUSAN ABBEY 133192 0 0 0 0 0 9989 0 15906 0 159087 0 0 0 TERRY ALEXANDER 135438 0 0 0 0 0 10157 0 17353 0 162948 0 0 0 RAYMOND LOUIE 136000 0 0 0 0 0 10200 0 17345 0 163545 0 0 0 PAUL CHAPMAN 271059 0 0 0 0 0 10165 0 17320 0 298544 0 0 0 PART I, LINE 1A THE SCHOOL OWNS A HOME FOR THE PURPOSE OF PROVIDING HOUSING FOR THE HEAD OF SCHOOL AND HIS FAMILY. ABAG FINANCE AUTHORITY FOR NONPROFIT CORPORATIONS 00037CJC5 2006-11-01 12000000 TO FINANCE THE CONSTRUCTION AND ACQUISITION OF EDUCATIONAL FACILITIES. 0 0 0 12000000 340509 12000000 2007 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 X 10 131029 FAIR MARKET VALUE 0 1 0 FORM 990, PART VI, SECTION B, LINE 11 MEMBERS OF THE FINANCE COMMITTEE REVIEW THE FORM 990 ON BEHALF OF THE GOVERNING BOARD. A COPY OF THE 990 IS MADE AVAILABLE TO ANY BOARD MEMBER WHO WANTS A COPY. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY IS DISTRIBUTED ANNUALLY TO EACH BOARD MEMBER AND TO NEW BOARD MEMBERS AS THEY COME ONTO THE BOARD. FORM 990, PART VI, SECTION B, LINE 15 THE SCHOOL IS A MEMBER OF SEVERAL INDEPENDENT SCHOOL ORGANIZATIONS WHO GATHER AND SHARE SALARY STATISTICS. THE SCHOOL USES THIS INFORMATION FOR COMPARATIVE PURPOSES AND ALSO TAKES INTO CONSIDERATION THE LONGEVITY, EDUCATION, AND PERFORMANCE OF THE INDIVIDUAL. MEMBERS OF THE EXECUTIVE BOARD AND FINANCE COMMITTEE REVIEW TOP MANAGEMENT SALARIES. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE READILY AVAILABLE IN THE HEAD OF SCHOOL'S OFFICE TO INTERESTED PARTIES. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 2,765,942.