2011-08-11T13:37:55-05:00 2010-12-31 JPMS COX PLLC 11300 CANTRELL ROAD SUITE 301 LITTLE ROCK AR 72212 990PF 2010-01-01 710285871 THE WINTHROP ROCKEFELLER FOUNDATION WINT 5013766854 225 EAST MARKHAM STREET NO 200 LITTLE ROCK AR 72201 ANDREA M DOBSON 5013766854 2011-08-08 1 MARY ELLEN VANGILDER 5012275800 2010 2016-02-24 21:20:13Z X 134561780 X 109000 753542 753542 0 2373244 2373244 0 0 0 0 10058225 77539135 10058225 0 0 0 0 0 0 50395 50395 0 13344406 13235406 0 511138 57957 0 453181 373309 0 0 373309 244428 10061 0 234367 18702 0 0 18702 52542 13000 0 39542 968696 761386 0 207310 15374 15374 0 0 251549 19658 0 0 64807 0 0 132452 0 0 132452 27742 890 0 26852 53105 0 0 53105 554791 95336 0 411772 3268635 973662 0 1950592 2535163 5189709 5803798 973662 0 7140301 7540608 12261744 0 4386169 4219959 4219959 1493 36771 1493 1493 81962415 88126741 88126741 34021381 36203297 36203297 519325 135713 339197 383612 383612 5559313 5626678 5626678 126305246 134561780 134561780 178418 220384 8340761 5738652 8519179 5959036 X 117758375 128582899 27692 19845 117786067 128602744 126305246 134561780 117786067 7540608 3298194 128624869 22125 128602744 DREIHAUS SHORT TERM - SEE STMT 15A P 9826600 9278377 548223 548223 DREIHAUS LONG TERM - SEE STMT 15A P 527525 391141 136384 136384 EARNEST SHORT TERM - SEE STMT 15B P 471781 388852 82929 82929 EARNEST LONG TERM - SEE STMT 15B P 9874946 6803261 3071685 3071685 WASHINGTON SHORT TERM - SEE STMT 15C P 1755992 1614828 141164 141164 WASHINGTON LONG TERM - SEE STMT 15C P 2000575 1572981 427594 427594 KR CAPITAL SHORT TERM - SEE STMT 15D P 202631 190807 11824 11824 KR CAPITAL LONG TERM - SEE STMT 15D P 2980277 2586951 393326 393326 MARVIN & PALMER SHORT TERM - SEE STMT 15E P 10120951 9988357 132594 132594 MARVIN & PALMER LONG TERM - SEE STMT 15E P 2247156 1562782 684374 684374 ING SHORT TERM - SEE STMT 15F P 2755968 2704552 51416 51416 ING LONG TERM - SEE STMT 15F P 1702666 1510845 191821 191821 ING SHORT TERM CAPITAL CHANGES P 33 33 33 ING LONG TERM CAPITAL CHANGES P 17 17 17 ING FOREIGN EXCHANGE P 2612 2612 2612 ING TRANSLATION LOSS P 4659 -4659 -4659 INTECH LONG TERM - SEE STMT 15G P 1044516 937242 107274 107274 PIMCO SHORT TERM - SEE STMT 15H P 1100590 1077876 22714 22714 PIMCO LONG TERM - SEE STMT 15H P 5899410 5906790 -7380 -7380 ADVISORY RESEARCH SHORT TERM - SEE STMT 15I P 851664 643757 207907 207907 ADVISORY RESEARCH LONG TERM - SEE STMT 15I P 3249465 2515976 733489 733489 MFB NTGI COMMON DAILY P 1738372 1764029 -25657 -25657 MFB NTGI-QM COM DAILY P 11767418 10345136 1422282 1422282 MFB NTGI COMMON DAILY P 5261628 5245039 16589 16589 NTGI AGGREGATE BOND INDEX - P/T FROM COMMON TRUST P 101223 101223 101223 NTGI-QM S&P 500 - PASSTHROUGH FROM COMMON TRUST P 13476 -13476 -13476 NTGI-QM S&P 500 - PASSTHROUGH FROM COMMON TRUST P 58372 58372 58372 NTGI AGGREGATE BOND INDEX - P/T FROM COMMON TRUST P 512519 512519 512519 PASSTHROUGH: INTECH GROWTH FUND ST - SEE STMT 16A P 411146 411146 411146 PASSTHROUGH: INTECH GROWTH FUND LT - SEE STMT 16A P 335876 335876 335876 PASSTHROUGH: KKR FIN. HOLDINGS ST - SEE STMT 16B P 9896 9896 9896 PASSTHROUGH: KKR FIN. HOLDINGS LT - SEE STMT 16B P 4755 4755 4755 KKR FINANCIAL HOLDINGS P 245729 292580 -46851 -46851 PASSTHROUGH: ATLAS PIPELINE PTNRS - SEE STMT 16C P 157 -157 -157 ATLAS PIPELINE PARTNERS LP P 123048 135916 -12868 -12868 PASSTHROUGH: FUND FOR AR FUTURE - SEE STMT 16D P 97 -97 -97 PASSTHROUGH: ATLAS PIPELINE PTRNS - SEE STMT 16C P 12562 12562 12562 OFFICE EQUIPMENT (DESK) P 1000 4446 -3446 -3446 CAPITAL GAINS DIVIDENDS P 340216 340216 340216 10058225 0 8037938 106264684 0.075641 9439112 127553697 0.074001 7750315 145834976 0.053144 7413466 137279352 0.054003 8690005 131010770 0.066330 0.323119 0.064624 118410948 7652189 122617 7774806 7415301 245235 0 245235 0 245235 225914 30000 255914 10679 10679 0 0 0 0 0 0 0 0 0 0 0 1 1 AR 1 0 0 0 0 1 WWW.WRFOUNDATION.ORG/WWW.GUIDESTAR.ORG ANDREA M DOBSON 5013766854 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 SHERECE WEST 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 40.00 230132 33527 0 ANDREA M DOBSON 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 40.00 174721 33541 0 RALPH CHRISTY 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 2.12 0 0 0 DAN RAINEY 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 3.36 0 0 0 LORI VILLAROSA 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 2.58 0 0 0 LISENNE ROCKEFELLER 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 1.93 0 0 0 CYNTHIA EAST 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 2.62 0 0 0 J BAXTER SHARP 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 3.02 0 0 0 WILLIAM J BYNUM 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 2.68 0 0 0 PAMELA C HAMM 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 40.00 31074 6238 0 DIANA GONZALES WORTHEN 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 2.25 0 0 0 ANDRE GUERRERO 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 2.62 0 0 0 YVETTE MURPHY-ERBY 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 2.16 0 0 0 TOYCE NEWTON 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 2.89 0 0 0 PLEDGER E MONK III 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 2.90 0 0 0 PHILLIP N BALDWIN 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 2.30 0 0 0 REGAN GRUBER MOFFITT 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 40.00 75211 14836 0 CORY ANDERSON 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 40.00 132908 22672 0 ANGELA KREMERS 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 40.00 92554 18079 0 RACHEL ROSENBERG 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 40.00 51063 10048 0 APRIL STEWARD 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 40.00 45564 8739 0 0 KR CAPITAL ADVISORS INC 445 PARK AVENUE STE 1501 NEW YORK NY 10022 INVESTMENT MANAGEMENT 156372 THE NORTHERN TRUST COMPANY 50 SOUTH LASALLE ST CHICAGO IL 60675 INVESTMENT CUSTODY/ MANAGEMENT SERVICES 117094 HEWITT ENNISKNUPP INC AN AON COMPAN 4130 PARKLAKE AVENUE STE 110 RALEIGH NC 27612 INVESTMENT ADVISING 115941 GARLAND A YATES 4 PARK AVENUE STE 200 GAITHERSBURG MD 20877 PROGRAM CONSULTING - PLACE-BASED STRATEGIES 106526 ADVISORY RESEARCH INC 180 N STETSON STE 5500 CHICAGO IL 60601 INVESTMENT MANAGEMENT 91971 2 SEE STATEMENT 18 206730 SEE STATEMENT 18 62659 SEE STATEMENT 18 50108 SEE STATEMENT 18 41793 FUND FOR ARKANSAS' FUTURE(INVESTMENT STILL HELD AS OF 12/31/2010) 75000 FINANCING OZARKS RURAL GROWTH & ECONOMY (FORGE)PRI LOAN GRANTED DURING 2010 200000 275000 116387764 3826396 0 120214160 0 0 120214160 1803212 118410948 5920547 5920547 245235 245235 5675312 183695 5859007 0 5859007 7140301 275000 7415301 0 7415301 5859007 0 0 519313 2717413 2272839 5509565 7415301 0 0 0 5859007 1556294 0 0 7065859 0 0 0 0 0 175750 0 6890109 519313 2717413 2272839 1380544 ONLINE AT WWWWRFOUNDATIONORG 225 EAST MARKHAM STREET SUITE 200 LITTLE ROCK AR 72201 5013766854 SEE STATEMENT 19 SEE STATEMENT 19 SEE STATEMENT 19 SEE STATEMENT 20 VARIOUS LITTLE ROCK AR 72201 SEE STATEMENT 18 5189709 5189709 SEE STATEMENT 20 VARIOUS LITTLE ROCK AR 72201 SEE STATEMENT 18 1407305 1407305 14 753542 14 2373244 511130 132 18 50263 18 10058225 132 13235274 0 13235406 0 0 0 0 0 0 0 0 0 0 X X 1 TRUST UW WINTHROP ROCKEFELLER 2230 COTTONDALE LANE SUITE 6 LITTLE ROCK AR 72202 89000 X 2 ANNIE CASEY FOUNDATION ARKANSAS CHA 701 ST PAUL STREET BALTIMORE MD 21202 20000 X ACCOUNTING FEES - SEE ATTACHED DETAILS 52542 13000 0 39542 OFFICE EQUIPMENT (DESK) PURCHASED 0 NTGI BOND FUND - SEE STATEMENT 12A 11997578 11997578 PIMCO FIXED INCOME FUND - SEE STATEMENT 12B 12191768 12191768 CCM FIXED INCOME FUND - SEE STATEMENT 12C 12013951 12013951 EARNEST 0 0 ARTISAN - SEE STATMENT 11A 6335121 6335121 KR CAPITAL - SEE STATEMENT 11B 19433189 19433189 WASHINGTON - SEE STATEMENT 11C 4793058 4793058 DREIHAUS - SEE STATEMENT 11D 4879766 4879766 GMO INT'L FUND - SEE STATEMENT 11E 6098326 6098326 MARVIN & PALMER - SEE STATEMENT 11F 9638972 9638972 INTECH - SEE STATEMENT 11G 9866417 9866417 ING CLARION REITS - SEE STATEMENT 11H 6200897 6200897 ADVISORY RESEARCH EQUITIES - SEE STATEMENT 11I 9560291 9560291 HERNDON CAPITAL EQUITIES - SEE STATEMENT 11J 11320704 11320704 LEGAL FEES - SEE ATTACHED DETAILS 18702 0 0 18702 PROGRAM RELATED INVESTMENTS 5360043 5429837 5429837 ACCRUED INTEREST RECEIVABLE 177615 175125 175125 WRCT IN LIEU OF GRANT RECEIVABLE 22250 22250 22250 OTHER ASSETS -595 -534 -534 CASH VERSUS ACCRUAL BASIS ON INTEREST 1302 DIAMOND STATE VENTURES II, L.P. 20823 INSURANCE 16547 0 0 16547 POSTAGE 3360 0 0 3360 DUES & SUBSCRIPTIONS 31459 0 0 31459 OFFICE EXPENSES 75115 0 0 75115 PROGRAM EXPENSES 259498 0 0 259498 ACCRUAL TO CASH CONVERSION 0 0 0 -47521 PASSTHROUGH PORTFOLIO DEDUCTIONS 8897 8735 0 0 TRAINING 177 0 0 177 CONVENTIONS AND MEETINGS 3538 0 0 3538 PROFESSIONAL DEVELOPMENT 39698 0 0 39698 EMPLOYEE SEARCH EXPENSE 1454 0 0 1454 TRUSTEE OPERATIONS EXPENSE 28447 0 0 28447 PASSTHROUGH LOSSES - FUND FOR ARKANSAS FUTURE 49068 49068 0 0 PASSTHROUGH LOSSES - DIAMOND STATE VENTURES II, L.P. 23402 23402 0 0 PASSTHROUGH LOSSES - KKR FINANCIAL -641 -641 0 0 PASSTHROUGH LOSSES - ATLAS PIPELINE PARTNERS LP 14772 14772 0 0 NT BOND FUND TRUST MISCELLANEOUS INVESTMENT INCOME 5448 5448 ROYALTY INCOME 132 132 MISCELLANEOUS INCOME- SECURITES SETTLEMENTS 14730 14730 ORDINARY GAIN ON DISPOSAL OF KKR FINANCIAL HOLDINGS 16214 16214 ORDINARY GAIN ON DISPOSAL OF ATLAS PIPELINE PARTNERS LP 13871 13871 UNREALIZED GAINS/(LOSSES) ON INVESTMENTS 3241652 FUND FOR ARKANSAS' FUTURE, LLC 49090 KKR FINANCIAL HOLDINGS LLC 7448 ATLAS PIPELINE PARTNERS LP 4 INVESTMENT OVERSIGHT 115251 115251 0 0 INVESTMENT MGMT FEES - DRIEHAUS 37864 37864 0 0 MANAGEMENT FEES - REITS 60923 60923 0 0 INVESTMENT MGMT FEES - WASHINGTON 42398 42398 0 0 INVESTMENT MGMT FEES - MARVIN & PALMER 67612 67612 0 0 INVESTMENT MGMT FEES - INTECH 44516 44516 0 0 INVESTMENT MGMT FEES - EARNEST 27711 27711 0 0 INVESTMENT MGMT FEES - KR CAPITAL 156372 156372 0 0 INVESTMENT MGMT FEES - NORTHERN TRUST 11694 11694 0 0 INVESTMENT MGMT FEES - ADVISORY RESEARCH 91971 91971 0 0 CUSTODIAL BANK FEES 100854 100854 0 0 AGENCY FEES - DREIHAUS 1054 1054 0 0 ADVISORY FEES - KR CAPITAL 173 173 0 0 TRUSTEE FEES- NT BOND INDEX FUND 2993 2993 0 0 PROGRAM EVALUATION 19313 0 0 19313 CONSULTING FEES 65142 0 0 65142 CONSULTING FEES - PROGRAM 58946 0 0 58946 COMMUNICATIONS SUPPORT - PROGRAM 63909 0 0 63909 FEDERAL EXCISE TAX 231891 0 0 0 FOREIGN TAXES 19658 19658 0 0