2011-07-13T18:15:32-05:00 2010-12-31 WAUGH & GOODWIN LLP 1365 GARDEN OF THE GODS SUITE 150 COLORADO SPRINGS CO 80907 990 2010-01-01 721581977 USA SWIMMING FOUNDATION INC USAS 7198664578 1 OLYMPIC PLAZA COLORADO SPRINGS CO 80909 DEBORAH HESSE 7198664578 2011-07-12 1 KENNETH E WAUGH 7195909777 2010 2016-02-24 21:20:13Z DEBORAH HESSE 1 OLYMPIC PLAZA COLORADO SPRINGS CO 80909 1116466 0 X WWW.SWIMFOUNDATION.ORG X 2004 CO THE USA SWIMMING FOUNDATION SERVICES AS THE PHILANTHROPIC ARM OF USA SWIMMING. 6 6 5 700 0 0 7618389 740354 0 0 2975 14892 -259107 -113367 7362257 641879 376333 532037 0 0 410026 496639 108725 0 585429 435188 1058740 1330272 2087416 6031985 -1445537 13001827 11779110 109401 256055 12892426 11523055 X THE USA SWIMMING FOUNDATION SERVES AS THE PHILANTHROPIC ARM OF USA SWIMMING. ESTABLISHED IN 2004, THE FOUNDATION WORKS TO STRENGTHEN THE SPORT BY SAVING LIVES AND BUILDING CHAMPIONS. WHETHER WE'RE EQUIPPING OUR CHILDREN WITH THE LIFE-SAVING SKILL OF LEARN-TO-SWIM, OR PROVIDING FINANCIAL SUPPORT TO OUR HEROES ON THE U.S. NATIONAL TEAM, THE USA SWIMMING FOUNDATION AIMS TO PROVIDE THE WONDERFUL EXPERIENCE OF SWIMMING TO KIDS AT ALL LEVELS ACROSS THE COUNTRY. THE FOUNDATION ALSO SERVES AS THE HOME FOR OUR NATIONAL AND OLYMPIC TEAM ALUMNI REUNIONS AND REGIONAL EVENTS. THE DEVELOPMENT EFFORTS OF THE USA SWIMMING FOUNDATION AIM TO ESTABLISH AN ENDOWMENT TO STRENGTHEN THE FUTURE OF USA SWIMMING'S PROGRAMS AND SERVICES. 0 0 228694 183016 MAKE A SPLASH ATLANTA - SINCE ITS INCEPTION IN 2007, THE MAKE A SPLASH ATLANTA PROGRAM HAS SEEN MORE THAN 8,000 ENROLLMENTS FOR AT-RISK CHILDREN IN SWIM LESSONS. THE PROGRAM IS PROVIDING A CRITICAL NEED IN THE ATLANTA COMMUNITY, AS STATISTICS SHOW THAT CHILDREN IN POOR AND ETHNIC COMMUNITIES DROWN AT A RATE NEARLY THREE TIMES THE NATIONAL AVERAGE. CONCEIVED AS A PARTNERSHIP BETWEEN THE USA SWIMMING FOUNDATION, THE METRO ATLANTA BOYS & GIRLS CLUBS AND THE ATLANTA FALCONS YOUTH FOUNDATION, MAKE A SPLASH ATLANTA HAS NOT ONLY BROUGHT QUALITY LEARN-TO-SWIM INSTRUCTION TO AN UNDERSERVED POPULATION, BUT IT HAS ALSO SERVED AS A MODEL FOR FUTURE PROGRAMS ALL ACROSS THE COUNTRY. 122697 100000 MAKE A SPLASH HOUSTON - IN COOPERATION WITH HOUSTON-BASED CONOCOPHILLIPS AND 4 MAKE A SPLASH LOCAL PARTNERS IN THE HOUSTON AREA, THE USA SWIMMING FOUNDATION HELPED SCHOLARSHIP OVER 2000 CHILDREN INTO SWIM LESSONS IN 2010. AMONG THE INOVATIVE STRATEGIES EMPLOYED IN THE MAKE A SPLASH HOUSTON PROGRAM WAS THE EXPANSION OF A YMCA PROGRAM THAT TEACHES AT-RISK CHILDREN WHO LIVE IN LOW-INCOME APARTMENT BUILDINGS HOW TO SWIM IN THEIR VERY OWN POOLS, RATHER THAN HAVING TO TRANSPORT THEM TO FACILITIES IN ANOTHER AREA. 186306 59554 MAKE A SPLASH - LOCAL PARTNER PROGRAM - THE MAKE A SPLASH LOCAL PARTNER PROGRAM IS A NETWORK OF GRASSROOTS LEARN TO SWIM PROVIDERS WHO HAVE JOINED THE USA SWIMMING FOUNDATION'S WATER SAFETY INITIATIVE. THIS GROUP INCLUDES 316 LOCAL PARTNERS IN 44 STATES. IN THE CLASSROOM AND POOL, OVER 642,000 ENROLLMENTS HAVE BEEN MADE TO THE MAKE A SPLASH WATER SAFETY INITIATIVE SINCE 2007, AND THE USA SWIMMING FOUNDATION/MAKE A SPLASH HAS HELPED SCHOLARSHIP OVER 24,900 ENROLLMENTS INTO LESSONS. MAKE A SPLASH - LOCAL PARTNER PROGRAM - THE MAKE A SPLASH LOCAL PARTNER PROGRAM IS A NETWORK OF GRASSROOTS LEARN TO SWIM PROVIDERS WHO HAVE JOINED USA SWIMMING FOUNDATION'S WATER SAFETY INITIATIVE. THIS GROUP INCLUDES 212 LOCAL PARTNERS IN 39 STATES. IN THE CLASSROOM AND POOL, OVER 325,000 CHILDREN HAVE BEEN INTRODUCED TO THE MAKE A SPLASH WATER SAFETY INITIATIVE SINCE 2007, AND MAKE A SPLASH SCHOLARSHIPS HAVE HELPED OVER 14,500 CHILDREN INTO LESSONS WHO WOULDN'T HAVE OTHERWISE HAD THAT OPPORTUNITY TO PARTICIPATE. 130262 127667 NATIONAL TEAM - IN 2010, OVER 150 ATHLETES AND COACHES ATTENDED INTERNATIONAL COMPETITIONS AND CAMPS. THE OPERATION GOLD MEET FOR THE SUMMER SWIMMING TEAM (POOL) WAS THE MUTUAL OF OMAHA PAN PACIFIC CHAMPIONSHIPS IN WHICH USA SWIMMING WON A TOTAL OF 47 MEDALS, 25 GOLD, 15 SILVER AND SEVEN BRONZE. AT THE 2010 FINA OPEN WATER WORLD CHAMPIONSHIPS USA SWIMMING ATHLETE EVA FABIAN WON THE 5K RACE AND ALEX MEYER WAS THE 25K CHAMPION. 242234 MAKE A SPLASH PROMOTION - IN ADDITION TO ITS ON-GOING FUNDRAISING EFFORTS TO "SAVE LIVES AND BUILD CHAMPIONS", THE USA SWIMMING FOUNDATION SAW A SUCCESSFUL SECOND-YEAR OF THE MAKE A SPLASH EVENT SERIES. THE WATER SAFETY TOUR FEATURES OLYMPIAN CULLEN JONES AND SPREADS AWARENESS FOR THE IMPORTANCE OF WATER SAFETY. THE SERIES VISITED SIX CITIES IN 2010 - CHICAGO, LOS ANGELES, OMAHA, NEBRASKA, WASHINGTON D.C, SHREVEPORT, LOUISIANA, AND NEW YORK. TO DATE, THE MAKE A SPLASH INITIATIVE HAS REACHED MORE THAN 750,000 CHILDREN NATIONWIDE SINCE ITS INCEPTION. 78873 OTHER PROGRAM SERVICES 451369 127667 989066 1 1 0 0 0 0 0 0 1 1 0 0 0 0 0 1 0 0 0 0 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 1 15 0 5 1 0 0 0 0 0 1 1 0 0 X 6 6 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK AZ AR CA CO CT DC FL GA IL KS ME MD MA MI MN MS MO NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI HI KY X THE FOUNDATION 7198664578 1 OLYMPIC PLAZA COLORADO SPRINGS CO 80909 BILL MAXSON 4.00 X X 0 0 0 DALE NEUBURGER 4.00 X 0 0 0 TRENT STALEY 4.00 X 0 0 0 RON VAN POOL 4.00 X X 0 0 0 JIM WOOD 4.00 X 0 0 0 CAROL ZALESKI 4.00 X 0 0 0 CHUCK WIELGUS 12.00 X 0 585810 195421 CHRIS LABIANCO 60.00 X 222300 0 31155 JAMES HARVEY 6.00 X 0 170323 31245 DEBORAH HESSE 60.00 X 33924 0 565 256224 756133 258386 1 0 1 0 B & D CONSULTING 1050 K STREET NW SUITE 400 WASHINGTON DC DC 20001 CONSULTING 111343 GOLD MEDAL MEDIA LLC 7308 SENECA FALLS LOOP AUSTIN TX 78739 MEDIA 102233 2 308025 432329 3047 740354 14892 14892 361220 308025 474587 -113367 -113367 641879 0 0 -98475 532037 532037 287944 57914 106445 123585 117445 34724 7995 74726 31322 7158 8892 15272 34581 7902 9818 16861 25347 5792 7196 12359 4895 4895 89617 8871 76903 3843 129898 35867 15955 78076 16014 2612 13402 OTHER PROFESSIONAL FEES 621536 215217 227341 178978 PRINTING AND DUPLICATIO 46262 6719 4072 35471 CATERING/ENTERTAINMENT 24462 14479 2208 7775 FREIGHT AND POSTAGE 23799 11001 3557 9241 REPAIRS AND EQUIPMENT 22282 21791 491 79975 29594 39436 10945 2087416 989066 512921 585429 85770 67068 546709 679825 11735601 10094505 66250 89140 87559 73264 27087 26411 3288 676 476650 774632 13001827 11779110 101064 255055 1800 1000 6537 0 109401 256055 X 580276 484540 7363104 6036840 4949046 5001675 12892426 11523055 13001827 11779110 X -1445537 76166 X X 0 1 1 X 0 X X 0 0 0 UNITED STATES SWIMMING INC 204264282 9 1 0 1 127667 1 127667 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 4949046 4647 87982 40000 5001675 4967466 4930 1650 25000 4949046 4967466 4967466 0 0 27087 26411 676 676 OTHER SECURITIES 774632 F 774632 641879 2087416 -1445537 77698 -1532 76166 -1369371 718045 77698 77698 640347 1532 1532 641879 2087416 0 2087416 0 2087416 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: EACH YEAR THE FOUNDATION IS PERMITTED TO USE NO LESS THAN 3% AND NO MORE THAN 5% OF THE ENDOWMENT ASSETS FOR THE MAKE A SPLASH PROGRAM AND THE DIRKS/GOULD COACHES INCENTIVE PROGRAM. GOLDEN GOGGLES AWARDS EVENT 669245 308025 361220 116980 159837 197770 669245 308025 361220 116980 159837 197770 474587 -113367 1 BOYS & GIRLS CLUB OF METRO ATLANTA 100 EDGEWOOD AVE ATLANTA GA 30303 580566123 501(C)(3) 183016 MAKE A SPLASH PROGRAM HARRIS COUNTY AQUATICS PO BOX 300185 HOUSTON TX 77230 760227692 501(C)(3) 30000 MAKE A SPLASH PROGRAM AMERICAN SWIM COACHES 5101 NW 21ST AVE FORT LAUDERDALE FL 33309 650083457 501(C)(3) 5000 MAKE A SPLASH PROGRAM SWIM FITNESS CENTER 350 SPARTA AVE SPARTA NJ 07871 203676925 5000 MAKE A SPLASH PROGRAM YMCA (GREATER) HOUSTON 1600 LOUISIANA HOUSTON TX 77092 741109737 501(C)(3) 60000 MAKE A SPLASH PROGRAM BRADON AQUATICS CENTER 405 BEVERLY BLVD BRANDON FL 33511 591001300 501(C)(3) 5000 MAKE A SPLASH PROGRAM CITY OF HOUSTON PO BOX 1562 HOUSTON TX 77251 746001164 10000 MAKE A SPLASH PROGRAM SAINT ANDREWS SWIM SCHOOL 3900 JOG ROAD BOCA RATON FL 33434 590942383 501(C)(3) 5000 MAKE A SPLASH PROGRAM SWIM SAFARI 11775 SPARKLEBERRY LANE JACKSONVILLE FL 32223 204852158 501(C)(3) 5000 MAKE A SPLASH PROGRAM THE GIFT OF SWIMMING 205 WINDERMERE RD WINTER GARDEN FL 34787 421576859 501(C)(3) 5000 MAKE A SPLASH PROGRAM SWIM GYM AQUATICS 9800 SW 71ST AVE MIAMI FL 33156 202100654 501(C)(3) 5000 MAKE A SPLASH PROGRAMS DUPONT FAMILY Y 12735 GRAN BAY PKWY JACKSONVILLE FL 32258 590638514 501(C)(3) 5000 MAKE A SPLASH PROGRAMS ST AUGUSTINE FAMILY Y 12735 GRAN BAY PKWY JACKSONVILLE FL 32258 590638514 501(C)(3) 5000 MAKE A SPLASH PROGRAMS JOHNSON FAMILY Y 12735 GRAN BAY PKWY JACKSONVILLE FL 32258 590638514 501(C)(3) 5000 MAKE A SPLASH PROGRAMS SOUTHEAST FAMILY Y 5930 SIX MILE LANE LOUISVILLE KY 40218 610444843 501(C)(3) 5000 MAKE A SPLASH PROGRAMS INDIANA UNIVERSITY 1001 E 17TH ST BLOOMINGTON IN 47408 356001673 501(C)(3) 5000 MAKE A SPLASH PROGRAMS CITY OF ENGLEWOOD 1000 ENGLEWOOD PKWY ENGLEWOOD CO 80110 846000583 501(C)(3) 5000 MAKE A SPLASH PROGRAMS THE JOSH PROJECT PO BOX 141015 TOLEDO OH 43614 260504511 501(C)(3) 5000 MAKE A SPLASH PROGRAMS GREAT LAKES AQUATICS 323 GARLAND AVE KALAMAZOO MI 49001 383176939 501(C)(3) 5000 MAKE A SPLASH PROGRAMS YMCA OF BOISE 1050 W STATE ST BOISE ID 83702 820200908 501(C)(3) 5000 MAKE A SPLASH PROGRAMS BOYS & GIRLS CLUB 55 HAWTHORN ST SAN FRANCISCO CA 94105 941156608 501(C)(3) 5000 MAKE A SPLASH PROGRAM DYNAMO PARENTS CLUB 3119 SHALLOWFORD RD ATLANTA GA 30341 571046889 501(C)(3) 5000 MAKE A SPLASH PROGRAM STAMFORD ACADEMY 29 NORTH STREET SAMFORD CT 06902 770641722 501(C)(3) 5000 MAKE A SPLASH PROGRAM 21 2 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE FOUNDATION REQUIRES THE GRANTEES FOR THESE PROGRAMS TO PROVIDE A FINAL REPORT DEMONSTRATING HOW THE GRANT FUNDS WERE SPENT. X X X X 0 0 0 0 0 0 0 1 0 CHUCK WIELGUS 0 535630 0 35000 0 15180 0 180905 0 14516 0 781231 0 0 CHRIS LABIANCO 96396 0 0 0 125904 0 22500 0 8655 0 253455 0 0 0 JAMES HARVEY 0 151823 0 18500 0 0 0 17850 0 13395 0 201568 0 0 PART I, LINE 7 PERFORMANCE BASED COMPENSATION IS PAID TO KEY EMPLOYEES PURSUANT TO THE EMPLOYMENT PRACTICES OF THE FOUNDATION. THIS COMPENSATION IS NOT BASED ON PERFORMANCE OF THE FOUNDATION, BUT INSTEAD IS BASED ON INDIVIDUAL PERFORMANCE OF EACH EMPLOYEE. X PROGRAM/SIGNAGE/INVITATIONS 1 14136 FAIR MARKET VALUE X APPAREL 1 6678 FAIR MARKET VALUE X WINE 1 10000 FAIR MARKET VALUE 0 0 0 FORM 990, PART VI, SECTION B, LINE 11 THE FORM IS EMAILED TO THE BOARD OF DIRECTORS FOR COMMENTS/QUESTIONS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE FOUNDATION REQUIRES EACH DIRECTOR, OFFICER AND KEY EMPLOYEE TO ANNUALLY DISCLOSE ANY POTENTIAL CONFLICT OF INTERESTS AND TO SIGN A CONFLICT OF INTEREST STATEMENT. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD OF DIRECTORS APPOINTS A COMMITTEE TO REVIEW COMPARATIVE COMPENSATION INFORMATION FOR KEY EMPLOYEES BASED ON INDIVIDUALS IN SIMILAR EMPLOYMENT SITUATIONS. BASED ON THIS OUTSIDE DATA COLLECTED, AND EMPLOYEE PERFORMANCE, COMPENSATION LEVELS ARE APPROVED. THE CEO IS COMPENSATED UNDER A MULTI-YEAR EMPLOYMENT CONTRACT, APPROVED BY THE BOARD COMMITTEE, WHICH SPECIFIES ANNUAL INCREASES. FORM 990, PART VI, SECTION C, LINE 19 THE FOUNDATION DOES NOT MAKE ITS GOVERNING DOCUMENTS AND CONFLICT OF INTERST POLICY AVAILABLE TO THE PUBLIC. THE FOUNDATION'S FINANCIAL STATEMENTS ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 77,698. INVESTMENT EXPENSES: -1,532. TOTAL TO FORM 990, PART XI, LINE 5: 76,166. FORM 990, PART XII LINE 2C THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. UNITED STATES SWIMMING INC 1 OLYMPIC PLAZA COLORADO SPRINGS CO 80909 204264282 NATIONAL GOVERNING BODY FOR THE SPORT OF SWIMMING CO 501(C)(3) 509(A)(2) N/A 0 0 1 1 0 0 0 0 0 0 1 0 1 1 1 1 1 0 0 UNITED STATES SWIMMING INC B 127667 CASH UNITED STATES SWIMMING INC C 497263 CASH UNITED STATES SWIMMING INC J 75000 CASH UNITED STATES SWIMMING INC O 400000 ESTIMATE