2011-05-16T13:01:57-05:00 2010-06-30 CBIZ Tofias 350 Massachusetts Avenue Cambridge MA 02139 990 2009-07-01 050306206 JOHNSON & WALES UNIVERSITY JOHN 4015981900 8 ABBOTT PARK PLACE PROVIDENCE RI 02903 WILLIAM MCARDLE 4015981900 2011-05-13 1 6177610600 2009 2016-02-24 21:20:13Z WILLIAM MCARDLE 8 ABBOTT PARK PLACE PROVIDENCE RI 02903 468912760 0 X WWW.jwu.edu X 1914 RI educational activities 18 14 7186 373 5686486 531671 8831955 7854233 386946906 410741966 1964444 -99498 9749350 9403099 407492655 427899800 91785784 104568042 0 170545507 156027604 0 4074890 134265176 134022151 396596467 394617797 10896188 33282003 793461590 809292672 283364586 251790184 510097004 557502488 The mission of Johnson & Wales University is to empower its diverse student body to succeed in today's dynamic world by integrating general education, professional skills and career focused education. 0 0 339827227 104568042 410020187 To this end, the university employs its faculty, services, curricula, and facilities to equip students with the conceptual and practical tools required to become contributing members of society.Core Values:* student centered.* experientially based.* industry relevant.* employment focused.* globally oriented.The University has a total of 16,576 students. = 339827227 1 1 0 1 0 0 1 1 1 1 0 1 1 1 1 0 0 0 1 0 0 1 1 1 1 0 0 0 0 0 1 0 1 1 1 1 0 0 0 1 1 1 0 0 1 20647 0 7186 1 1 1 0 0 0 0 1 1 0 0 0 18 14 0 0 0 0 1 1 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 MA X ALAN RESTIVO 4015981175 8 ABBOTT PARK PLACE PROVIDENCE RI 02903 JOHN J BOWEN 40.00 X X 610540 0 296112 john a yena 21.00 X X 224890 0 24306 GERALD FERNANDEZ 1.00 X 0 0 0 JAMES H HANCE Jr 1.00 X 0 0 0 EDWARD P GRACE III 1.00 X 0 0 0 DON w HUBBLE 1.00 X 0 0 0 WALTER ISENBERG 1.00 X 0 0 0 EMERIL LAGASSE 1.00 X 0 0 0 SYLVIA E ROBINSON 1.00 X 0 0 0 JOHN HAZEN WHITE JR 1.00 X 0 0 0 richard l bready 1.00 X 0 0 0 peter h coors 1.00 X 0 0 0 edward p triangolo jr 1.00 X 0 0 0 william e trueheart 1.00 X 0 0 0 DAVID BROCHU 1.00 X 0 0 0 MICHELE BAILEY DIMARTINO 1.00 X 0 0 0 LAURA FREID 1.00 X 0 0 0 MERRILL W SHERMAN 1.00 X 0 0 0 DANA H GAEBE 1.00 X 0 0 0 GUY B SNOWDEN 1.00 X 0 0 0 WILLIAM R TIEFEL 1.00 X 0 0 0 THOMAS DWYER 40.00 X 427971 0 185371 EMILY GILCREAST 40.00 X 73888 0 13729 WILLIAM MCARDLE 40.00 X 253491 0 78277 BARBARA BENNETT 40.00 X 229856 0 67825 JOSEPH J GREENE JR 40.00 X 193668 0 43439 VEERA S gaul 40.00 X 224447 0 32678 MERLIN A DECONTI JR 40.00 X 208635 0 49082 IRVING SCHNEIDER 40.00 X 282442 0 56129 ROBIN P KRAKOWSKY 40.00 X 252291 0 80055 ARTHUR J GALLAGHER 40.00 X 234925 0 52491 KENNETH F DISAIA 40.00 X 213968 0 44176 AKHIL GUPTA 40.00 X 200170 0 48776 BETTE MATKOWSKI 40.00 X 218116 0 39844 MINNIE L RUNEY 40.00 X 231455 0 47986 TARUN MALIK 40.00 X 197840 0 51836 marie f bernardo 40.00 X 201310 0 39043 loreen m chant 40.00 X 207142 0 48706 larry rice 40.00 X 165288 0 34333 diane d'ambra 40.00 X 158692 0 61747 MORRIS J GAEBE 40.00 X 202814 0 23427 DONNA YENA 40.00 X 188754 0 57150 patricia a mclaughlin 40.00 X 212170 0 28296 john a smithers 40.00 X 200481 0 45883 RONALD MARTEL 40.00 X 196184 0 25789 KENNETH R LEVY 40.00 X 185282 0 83014 CHARLES M COOK 40.00 X 173022 0 38653 6369732 0 1698153 100 1 1 0 bacon construction 241 narragansett park dr east providence RI 02916 construction 16098704 saunders construction inc 6950 south jordan rd centennial CO 80112 construction 5240073 sodexho inc and affiliates p o box 905374 charlotte NC 28290 management services 1928072 longden company inc 446 river rd hudson MA 01749 construction 1806664 ocean state janitorial 243 narragansett park dr east providence RI 02916 janitorial services 1561371 48 17244 490578 4308183 3038228 1334368 7854233 TUITION 611600 321364346 321364346 room and board charges 611600 58302870 58302870 student fees 611600 17801089 17801089 student practicum 611600 7524906 7524906 doubLETREE HOTEL 721110 5748755 5748755 410741966 3461668 -76363 3538031 1348257 724743 623514 623514 -277110 14094 886530 36237134 76650 36824068 3050882 -586934 -2974232 -3561166 -3561166 227443 490578 413267 -185824 -185824 international student 611600 3052196 3052196 bookstore, vending, an 611600 1929952 1929952 interest from student 611600 1444207 1444207 2539054 2251890 287164 8965409 427899800 410020187 5686486 4338894 245682 245682 104322360 104322360 6371583 2377949 3634466 359168 1430975 725200 705775 109780210 92843141 15601871 1335198 11820721 10331101 1299920 189700 18861636 15540057 3012817 308762 7762479 6516844 1122837 122798 1027818 51649 968904 7265 195382 500 194882 267060 267060 426098 426098 2474254 1943151 531103 5075207 4314144 429126 331937 9232720 5799400 3125431 307889 2735717 2735717 65734 65734 23524878 20231395 3058234 235249 6778988 5458963 1089977 230048 8591578 7388757 1116905 85916 24945471 21453105 3242911 249455 2172010 133056 2038954 student services expens 11909407 11876728 32679 FOOD/BEVERAGE/KITCHEN S 10196165 10196165 miscellaneous other 5522767 4078590 1400354 43823 classroom and education 5042856 5013818 7815 21223 taxes 331538 331028 510 13506503 5852993 7407051 246459 394617797 339827227 50715680 4074890 156 114 56713520 40094370 3307601 2575997 52267316 54301249 60672 58172 111900 107861 2620706 2416267 5007896 5741416 714233175 229309602 476445981 484923573 113127246 119138700 79190562 95600039 4608034 4334914 793461590 809292672 76513230 55162922 7496472 6926764 174802042 167442396 540589 536021 12170303 8609745 11841950 13112336 283364586 251790184 X 483803186 533320601 11086809 8816118 15207009 15365769 510097004 557502488 793461590 809292672 X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 1 267060 0 1 600 267660 0 Part II-B, Line 1i: Explanation of Other Lobbying Activities: PORTION OF THE UNIVERSITY'S MEMBERSHIP DUES PAID TO THE AICU (ASSOCIATION OF INDEPENDENT COLLEGES & UNIVERSITIES OF RHODE ISLAND), WHICH IS SPENT ON LOBBYING ACTIVITY. 104930 X X X 0 0 1 187259413 111988 20843270 110339 208104331 228742396 38824 -41663734 -141927 187259413 0.91000 0.07000 0.02000 0 0 51267053 51267053 536670369 160997188 375673181 6654687 2717745 3936942 113935837 65594669 48341168 5705229 5705229 484923573 cash 836505 F BUTTERFIELD FUND SERVICES 5492986 F DAVIDSON KEMPNER 10316922 F WINSTON GROWTH FUND 8925553 F COMMONFUND CEP VI 1224565 F COMMONFUND CEP V 696433 F COMMONFUND CEP VII 944614 F GRACE VENTURE PARTNERS 183646 F PARK STREET CAPITAL V 1735142 F PARK STREET CAPITAL VI 3827382 F PARK STREET CAPITAL VIII 2305891 F WELLINGTON REAL asset PORTfolio 11196789 F 457B 757189 F CASH SURRENDER VALUE 781608 F DREYFUS CASH MANAGEMENT #288 7699 F LANKLER ASSETS 2860286 F LEHMAN BROTHERS 4276349 F NATIONAL STUDENT ORGANIZATION 127012 F PARK STREET NRF II 1762013 F PARK STREET NRF III 1422727 F eaton park overseas fund 5227594 F forester partners class a 3973539 F forester partners class b 9683779 F commonfund cvp viii 316499 F park street CAPITAL nrf iv 234834 F park street CAPITAL ix 1148425 F siguler guff distressed opportunities fund 4129418 F king street capital ltd 2470368 F bennett offshore restructuring fund 5055268 F chilton global natural resources 3679004 F 95600039 student deposits 8017839 annuity deposits 988197 refundable u.s. grants 4106300 13112336 427899800 394617797 33282003 15597752 -329928 15267824 48549827 339754677 15597752 1214588 16812340 322942337 104957463 104957463 427899800 291204850 1550140 1550140 289654710 104963087 104963087 394617797 Part III, Line 4: the culinary arts museum is an educational resource for johnson & wales university, the community at-large, food scholars and the food service industry which seeks to both preserve and interpret culinary and hospitality heritage. it is a showcase for the work of students, faculty, alumni and distinguished visiting chefs. through exhibitions and special events, the museum strives to interpret the evolution of food preparation and presentation, the development of culinary equipment and technology, the diverse menus offered and the places where people partake of food. Part X: Description of Uncertain Tax Positions Under FIN 48: Johnson & Wales University is recognized by the Internal Revenue Service as a University described in Section 501(c)(3) of the Internal Revenue Code and is generally exempt from Federal and state income taxes on related income. The University has identified its tax status as a tax exempt entity and its decision to include or exclude items of income unrelated to its operations as a tax position; however, the University has determined that such tax position does not result in an uncertainty requiring recognition. The University is not currently under examination by any taxing jurisdiction. Its Federal and state income tax returns are generally open for examination for the past 3 years. Part XI, Line 8 - Other Adjustments: adjustment for rounding: 2. change in investment in subsidiaries: -329930. Part XII, Line 2d - Other Adjustments: revenue reported on corporate tax returns of subsidiaries: 354273. special events expense: 135571. rent expense: 724744. Part XII, Line 4b - Other Adjustments: scholarships and financial aid: XXX-XX-XXXX. bad debt netted against contributions on audited statements: 520747. food costs netted against revenues: -5622. subsidiaries income from university eliminated on audited financial stmt: 119980. adjustment for rounding: -2. Part XIII, Line 2d - Other Adjustments: expenses reported on corporate tax return of subsidiaries: 684203. special events expense: 141193. rent expense: 724744. Part XIII, Line 4b - Other Adjustments: scholarships and financial aid: XXX-XX-XXXX. bad debt netted against contributions on audited financial statements: 520747. admin cost allowance netted against income on audited statements: 119980. part IV-2B the university holds money as a custodian for student clubs and potential future programs to be refunded if program is not initiated. part v-4 the university plans to use a portion of the earnings from the endowment to award as scholarships to students having financial need. Also, the endowment will be managed to provide financial stability for the university and be available in times of economic downturn. 1 1 1 johnson & wales university customarily draws a substantial percentage of its students nationwide or worldwide and follows a racially nondiscriminatory policy as to its students. in addition, the university enrolls students of racial minority groups in meaningful numbers. the UNIVERSITY PUBLICIZES ITS RACIALLY NONDISCRIMINATORY POLICY THROUGH NEWSPAPER MEDIA IN PROVIDENCE, RHODE ISLAND (THE PROVIDENCE JOURNAL). the university publicizes its racially nondiscriminatory policy on its web site. we believe that the university's web site generally is used by all segments of the general community that the university serves. The university publishes its nondiscriminatory policy in all of its catalogues and brochures. 1 1 1 1 0 0 0 0 0 0 0 0 1 0 THE UNIVERSITY PARTICIPATES IN THE TITLE IV FINANCIAL AID PROGRAMS AND RECEIVES GRANTS FROM THE U.S. DEPARTMENT OF EDUCATION, THE U.S. SMALL BUSINESS ADMINISTRATION, THE U.S. CORPORATION FOR NATIONAL AND COMMUNITY SERVICE, THE U.S ENVIRONMENTAL PROTECTION AGENCY, THE U.S. DEPARTMENT OF AGRICULTURE, THE U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES, AND THE U.S. NATIONAL ENDOWMENT FOR THE HUMANITIES. 1 east asia & the pacific 4 31 program services student recruiting 578000 europe 1 11 program services student recruiting 56750 south america 0 0 program services study abroad 105600 south asia 1 11 program services student recruiting 26500 middle east & north africa 0 3 program services student recruiting 12750 russia & newly independent 0 3 program services student recruiting 4250 central america and caribbean 0 3 program services student recruiting 10000 east asia and the pacific 0 0 program services study abroad 293713 europe 0 0 program services study abroad 1254913 sub-saharan africa 0 0 program services study abroad 144722 Central America and the Caribbean investing Europe (Including Iceland & Greenland) investing 6 62 2487198 golf tournament 388925 279390 109535 112412 50038 128770 golf tournament 238496 133503 104993 429 25069 4028 62000 1 90600 77685 12915 6628 23893 718021 490578 227443 429 137481 60694 214663 413267 -185824 1 united way of ri 50 valley st providence RI 02909 050276059 501c3 43387 donor-advised philanthropy fund to assist various United Way organizations ri business plan competition 40 westminster st providence RI 02903 562534012 501c3 10000 sponsorship of student-competition event arsht center for the performing arts 1300 biscayne blvd north miami FL 33132 650420871 501c3 22500 sponsorship culinary arts series American Culinary Federation 180 Center Place Way St Augustine FL 32095 382172192 501c3 17500 Sponsorship of National Consultation on Career Development and Workforce Learning Conference charlotte wine and food 1515 mockingbird lane suite 515 charlotte NC 28202 561937731 501c3 5200 sponsorship wine weekend and dinner junior achievement of ri 12 waterman st suite 200 providence RI 02906 050263443 501c3 7700 sponsorship of golf classic north miami police department 700 ne 124th st north miami FL 33161 596000390 6000 sponsorship of community event providence foundation 30 exchange terrace providence RI 02903 237423032 501c3 6000 donation 8 0 Scholarships 13753 104322360 book scholarships Other Information: Part IV: part iii- the university provides assistance in the form of scholarships that are all applied to students' accounts receivable balances at the bursar's office. X X 1 1 X X X X X X 0 1 0 0 0 0 0 0 0 JOHN J BOWEN 548207 0 29500 0 32833 0 251161 0 44951 0 906652 0 0 0 john a yena 220677 0 0 0 4213 0 8947 0 15359 0 249196 0 0 0 THOMAS DWYER 366908 0 29500 0 31563 0 166076 0 19295 0 613342 0 0 0 WILLIAM MCARDLE 219079 0 10000 0 24412 0 61965 0 16312 0 331768 0 0 0 BARBARA BENNETT 198364 0 10000 0 21492 0 37436 0 30389 0 297681 0 0 0 JOSEPH J GREENE JR 176014 0 10000 0 7654 0 26805 0 16634 0 237107 0 0 0 VEERA S gaul 206390 0 10000 0 8057 0 25064 0 7614 0 257125 0 0 0 MERLIN A DECONTI JR 181731 0 10000 0 16904 0 47759 0 1323 0 257717 0 0 0 IRVING SCHNEIDER 235670 0 10000 0 36772 0 39200 0 16929 0 338571 0 0 0 ROBIN P KRAKOWSKY 219889 0 10000 0 22402 0 72199 0 7856 0 332346 0 0 0 ARTHUR J GALLAGHER 208100 0 10000 0 16825 0 35682 0 16809 0 287416 0 0 0 KENNETH F DISAIA 182514 0 20000 0 11454 0 27541 0 16635 0 258144 0 0 0 AKHIL GUPTA 171861 0 10000 0 18309 0 20617 0 28159 0 248946 0 0 0 BETTE MATKOWSKI 197716 0 10000 0 10400 0 23089 0 16755 0 257960 0 0 0 MINNIE L RUNEY 207668 0 10000 0 13787 0 25936 0 22050 0 279441 0 0 0 TARUN MALIK 176014 0 10000 0 11826 0 29952 0 21884 0 249676 0 0 0 marie f bernardo 173322 0 20000 0 7988 0 22450 0 16593 0 240353 0 0 0 loreen m chant 188899 0 10000 0 8243 0 32020 0 16686 0 255848 0 0 0 larry rice 147361 0 10000 0 7927 0 17890 0 16443 0 199621 0 0 0 diane d'ambra 144284 0 10000 0 4408 0 30810 0 30937 0 220439 0 0 0 MORRIS J GAEBE 186005 0 0 0 16809 0 3028 0 20399 0 226241 0 0 0 DONNA YENA 168654 0 10000 0 10100 0 55919 0 1231 0 245904 0 0 0 patricia a mclaughlin 193927 0 10000 0 8243 0 20587 0 7709 0 240466 0 0 0 john a smithers 181207 0 10000 0 9274 0 29221 0 16662 0 246364 0 0 0 RONALD MARTEL 173846 0 10000 0 12338 0 24541 0 1248 0 221973 0 0 0 KENNETH R LEVY 167062 0 10000 0 8220 0 66412 0 16602 0 268296 0 0 0 CHARLES M COOK 169810 0 0 0 3212 0 22697 0 15956 0 211675 0 0 0 Part I, Line 1a Travel for companion - The spouses of certain officers occasionally accompany them on business trips. The spouses are employees of the University and travel in their capacity of employees of the University. -Health or social club dues or initiation fees - Club dues are paid for certain officers of the University in accordance with their employment contracts which are approved by the compensation committee. In all cases, where the benefit is taxable, it is treated as compensation. Part I, Line 4a john bowen and thomas dwyer participate in a supplemental employee retirement plan (serp), which was established under section 457(f) of the irc. the serp was established and approved by the board of trustees in 2006 to reward performance, loyalty, and continuous service of selected executives to age 65. only executives specifically designated by the board qualify for participation, they must remain employed by the institution through age 65 and the benefit supplements other institutional retirement plans such that the recipient will receive total retirement income equal to 75% of final compensation. north carolina capital facilities finance agency 561592154 65818pcv9 2003-04-15 51600798 nccfa 2003a bonds-Purchase of new or improvements to existing facilities. 0 0 colorado educational and cultural facilities authority 840896727 196458sb0 2003-03-15 29997363 co 2003A bonds-Purchase of new or improvements to existing facilities. 0 0 rhode island health and education building corporation 521300173 7622427w9 2003-04-01 50686880 refunding of pre-2003 bond debt 0 0 city of north miami florida educational facilities revenue refunding bonds 596000390 661057aw9 2003-03-15 26089596 refunding of pre-2003 bond debt 0 0 51600798 1612438 49988360 2004 0 0 1 1 29997263 1095447 28901816 2004 0 0 1 1 50686880 49347456 1339424 2004 1 0 1 1 26089596 25302479 787121 2004 0 1 1 1 0 0 1 0 1 0.00000 0.00000 0.00000 1 0 0 1 0 1 0.00000 0.00000 0.00000 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 tarun malik relocation loan X 75000 58172 0 1 1 58172 see schedule o 0 X 5 60192 QUOTED MARKET PRICE X 58 268033 SALE OF COMPARABLE ITEMS X HORSES 6 213000 OPINION OF EXPERT X KITCHEN EQUIPMENT 7 675173 SALE OF COMPARABLE ITEMS X gifts-other 1 2007 SALE OF COMPARABLE ITEMS X auction items 111 115964 SALE OF COMPARABLE ITEMS 6 0 1 0 Method for Determining Number of Contributors: Part I, Column (b): for lines 25, 26, and 27: the number of contributions is the number of items received. part i, column (b) for line 9, 19, and 28: The number of contributions is the number of separate gifts made on separate dates and acknowledged as such to the donor; that is, one donor may have made multiple gifts during the year and each gift may contain multiple items. Form 990, Part VI, Section A, line 6 in addition to the governing board (board of trustees) the university has a group of individuals referred to as "the corporation". the corporation consists of members representing various constituencies and areas of business that are relevant to the institution's mission and purposes. the only duty and authority of the corporation is to elect the members of the board of trustees. Form 990, Part VI, Section A, line 7a in addition to the governing board (board of trustees) the university has a group of individuals referred to as "the corporation". the corporation consists of members representing various constituencies and areas of business that are relevant to the institution's mission and purposes. the only duty and authority of the corporation is to elect the members of the board of trustees. Form 990, Part VI, Section B, line 11 prior to filing, a complete copy of the 990 is provided to the board of trustees. in addition, members of the audit committee meet with accounting management to address any questions. all questions must be addressed to the satisfaction of the committee members prior to filing. Form 990, Part VI, Section B, line 12c On an annual basis, all members of the Board of Trustees, University Officers, and Vice Presidents are required to complete a conflict of interest questionnaire. These questionnaires are reviewed by accounting personnel for business and personal relationships that may result in a conflict of interest situation. A listing of the individuals and related businesses and / or organizations is developed and distributed to Accouts Payable / Procurement personnel with a directive to monitor all of the transactions with any of the listed businesses and / or individuals. Also, as part of the annual independent audit, all transactions with such businesses and / or individuals must be summarized for purposes of the required financial statement disclosure of related party transactions. This provides an added opportunity for management to review such transactions and relationships for propriety. Trustees, officers and senior executives may vote on and / or participate in approving transactions with such businesses and / or individuals in certain prescribed circumstances in which the relationship is clearly disclosed and the transaction is approved by a majority of the disinterested trustees, officers and / or senior executives that are charged with making the decision regarding the transaction in question. Form 990, Part VI, Section B, line 15 The process for determining the compensation of the University's top management official (the University president) as well as the next highest ranking official (the executive vice president) included all of the elements of the rebuttable presumption of reasonableness. The independent compensation committee of the University's Board of Trustees independently engaged a firm of compensation specialists to perform a study to evaluate the compensation levels of similarly qualified persons in functionally comparable positions at similarly situated institutions. This information was used by the committee to evaluate the compensation of these two administrators. The resulting compensation amounts were officially approved by the committee and documented in the meeting minutes as well as in signed employment contracts for each individual. the university president's compensation was also approved by the entire board of trustees. This process occurred in 2005. The president's and executive vice president's contracts are effective through June 30, 2013 and june 30, 2011, respectively. The committee will follow a similar process in order to establish appropriate compensation levels for these individuals for periods beyond the term of the current contracts. Similar compensation studies have been performed for all of the remaining individuals and / or positions reported in Part VII, except for the position of the Assistant Secretary. Most of these studies were performed in January of 2005, while some were performed more recently as new individuals were promoted into certain positions. All of these studies have been repeated in 2010. The compensation for all of these individuals is reviewed by the governing board on an annual basis. Form 990, Part VI, Section C, line 19 The University's financial statements are available to the general public via the University's website. The University's governing documents and conflict of interest policy are not made available to the general public. sch l, part iv, business transactions involving interested persons: (A) NAME OF PERSON: GAEBE & KEZIRIAN (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: DANA H. GAEBE, A FORMER TRUSTEE OF THE UNIVERSITY IS A PARTNER AT THE FIRM (C) AMOUNT OF TRANSACTION: $184,981 (D) DESCRIPTION OF TRANSACTION: LEGAL SERVICES (E) SHARING OF ORGANIZATION REVENUES? = NO (A) NAME OF PERSON: SHAMUT DESIGN & CONSTRUCTION (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: EDWARD GRACE, A TRUSTEE OF THE UNIVERSITY IS A DIRECTOR OF SHAMUT DESIGN (C) AMOUNT OF TRANSACTION: $939,160 (D) DESCRIPTION OF TRANSACTION: CONSTRUCTION SERVICES (E) SHARING OF ORGANIZATION REVENUES? = NO (A) NAME OF PERSON: SARAH C. MALIK (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: FAMILY MEMBER OF OFFICER, TRUSTEE, OR KEY EMPLOYEE (C) AMOUNT OF TRANSACTION: $72,860 (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) SHARING OF ORGANIZATION REVENUES? = NO (A) NAME OF PERSON: KATHLEEN A. HARNEY (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: FAMILY MEMBER OF OFFICER, TRUSTEE, OR KEY EMPLOYEE (C) AMOUNT OF TRANSACTION: $63,765 (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) SHARING OF ORGANIZATION REVENUES? = NO (A) NAME OF PERSON: JAMES C. GREENE (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: FAMILY MEMBER OF OFFICER, TRUSTEE, OR KEY EMPLOYEE (C) AMOUNT OF TRANSACTION: $48,174 (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) SHARING OF ORGANIZATION REVENUES? = NO (A) NAME OF PERSON: IRMA JULIE GREENE (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: FAMILY MEMBER OF OFFICER, TRUSTEE, OR KEY EMPLOYEE (C) AMOUNT OF TRANSACTION: $53,117 (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) SHARING OF ORGANIZATION REVENUES? = NO (A) NAME OF PERSON: BARBARA G. DISAIA (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: FAMILY MEMBER OF OFFICER, TRUSTEE, OR KEY EMPLOYEE (C) AMOUNT OF TRANSACTION: $66,278 (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) SHARING OF ORGANIZATION REVENUES? = NO (A) NAME OF PERSON: DONNA YENA (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: FAMILY MEMBER OF OFFICER, TRUSTEE, OR KEY EMPLOYEE (C) AMOUNT OF TRANSACTION: $188,754 (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) SHARING OF ORGANIZATION REVENUES? = NO (A) NAME OF PERSON: PIYA A. SARAWGI (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: FAMILY MEMBER OF OFFICER, TRUSTEE, OR KEY EMPLOYEE (C) AMOUNT OF TRANSACTION: $63,704 (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) SHARING OF ORGANIZATION REVENUES? = NO (A) NAME OF PERSON: DUKE ENERGY (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: JAMES HANCE, JR., TRUSTEE OF THE UNIVERSITY IS ON THE BOARD OF DIRECTORS OF DUKE ENERGY (C) AMOUNT OF TRANSACTION: $694,110 (D) DESCRIPTION OF TRANSACTION: PURCHASE OF ELECTRICY (E) SHARING OF ORGANIZATION REVENUES? = NO schedule K, part II, line 5, column A the proceeds from this issue included bond issuance costs of $507,214 and proceeds used to pay credit enhancement fees of $1,105,224. schedule K, part II, line 5, column b the proceeds from this issue included bond issuance costs of $467539 and proceeds used to pay credit enhancement fees of $627,908. schedule K, part II, line 5, column c the proceeds from this issue included bond issuance costs of $469,742 and proceeds used to pay credit enhancement fees of $869,682. schedule K, part II, line 5, column d the proceeds from this issue included bond issuance costs of $339,665 and proceeds used to pay credit enhancement fees of $447,547. Form 990, schedule r, part iv: actual trust names have been omitted to protect the privacy of the contributors. such information is available to the irs upon request. CENTER FOR THE ADVANCEMENT OF FOODSERVICE EDUCATION LLC 8 Abbott Park Place PRovidence RI 02903 262837995 resource for foodservice education MD 86787 425063 johnson & wales university JWC Corp 8 abbott park place providence RI 02903 050345038 retail sales RI johnson & wales university C -56137 9333 1.00000 griffin realty enterprises 8 abbott park place providence RI 02903 050467393 real estate rental RI johnson & wales university C -29342 1544207 1.00000 griffin realty of rifl 8 abbott park place providence RI 02903 050517544 real estate rental FL johnson & wales university C -225544 4713339 1.00000 j&w corp 8 abbott park place providence RI 02903 042794637 hold liquor license MA johnson & wales university C -12867 1.00000 j&W university alumni special services 8 abbott park place providence RI 02903 562346934 retail sales RI johnson & wales university C -4431 1.00000 johnson & wales university club 8 abbott park place providence RI 02903 050366691 retail sales RI johnson & wales university C -1610 1105 1.00000 hearthstone travel 8 abbott park place providence RI 02903 042810532 travel agency MA johnson & wales university C -456 1.00000 village melrose realty 8 abbott park place providence RI 02903 050518286 real estate rental FL johnson & wales university C 1.00000 harborside enterprises inc 8 abbott park place providence RI 02903 050507654 real estate rental RI johnson & wales university C 1.00000 charitable remainder annuity trust 8 abbott park place providence RI 02903 656360018 charitable trust RI N/A T 101618 2896196 1.00000 charitable remainder unitrust 8 abbott park place providence RI 02903 656319078 charitable trust RI N/A T 3852 70301 1.00000 charitable remainder unitrust 8 abbott park place providence RI 02903 656285042 charitable trust RI N/A T 3058 42672 1.00000 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 Griffin Realty Enterprises J 102000