2011-05-13T12:29:35-05:00 2010-06-30 Williams-Keepers LLC 2005 West Broadway Suite 100 Columbia MO 65203 990 2009-07-01 710246213 Lyon College LYON 5017939813 PO Box 2317 2300 Highland Road Batesville AR 72501 Kenneth Rueter 8703077326 2011-05-13 1 Stephen C Smith 5734426171 2009 2016-02-24 21:20:13Z Donald Weatherman 2300 HIGHLAND DRIVE BATESVILLE AR 72503 25735753 0 X www.lyon.edu X 1872 AR LYON COLLEGE OFFERS A LIBERAL ARTS EDUCATION OF SUPERIOR QUALITY IN A PERSONALIZED SETTING. A SELECTIVE, INDEPENDENT, UNDERGRADUATE, RESIDENTIAL TEACHING AND LEARNING COMMUNITY AFFILIATED WITH THE PRESBYTERIAN CHURCH (USA). LYON ENCOURAGES THE FREE INTELLECTUAL INQUIRY ESSENTIAL TO SOCIAL, ETHICAL AND SPIRITUAL GROWTH. WITH A RICH SCHOLARLY AND RELIGIOUS HERITAGE, LYON DEVELOPS, IN A CULTURE OF HONOR, RESPONSIBLE CITIZENS AND LEADERS COMMITTED TO CONTINUED PERSONAL GROWTH AND SERVICE. 38 37 481 350 10379 0 4077620 2639796 10256928 14203341 669086 1425426 8833 834271 15012467 19102834 4414180 6426759 0 9106791 7595376 0 612251 7833658 8681292 21354629 22703427 -6342162 -3600593 65921889 65647721 16416715 17706521 49505174 47941200 LYON COLLEGE OFFERS A LIBERAL ARTS EDUCATION OF SUPERIOR QUALITY IN A PERSONALIZED SETTING. A SELECTIVE, INDEPENDENT, UNDERGRADUATE, RESIDENTIAL TEACHING AND LEARNING COMMUNITY AFFILIATED WITH THE PRESBYTERIAN CHURCH (USA). LYON ENCOURAGES THE FREE INTELLECTUAL INQUIRY ESSENTIAL TO SOCIAL, ETHICAL AND SPIRITUAL GROWTH. WITH A RICH SCHOLARLY AND RELIGIOUS HERITAGE, LYON DEVELOPS, IN A CULTURE OF HONOR, RESPONSIBLE CITIZENS AND LEADERS COMMITTED TO CONTINUED PERSONAL GROWTH AND SERVICE. 0 0 11053661 10867087 instruction & other academic programs and academic support - undergraduate and non-credit classes are provided. 6426759 6426759 student aid and student loans - scholarships, work study programs, and loans are made available to enable students to continue their educations. 2285497 3325875 student services & auxillary enterprises - housing, food services, and bookstore activities are provided as a service to those on campus to enhance campus life. 19765917 1 1 0 0 0 0 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 0 0 0 0 1 93 0 481 0 1 1 0 0 0 0 0 0 38 37 1 0 0 0 0 0 0 1 1 0 0 0 1 1 0 0 0 0 0 0 X KENNETH J RUETER 8703077326 2300 HIGHLAND DRIVE Batesville AR 72503 Ms Kay Kelley Arnold 0.50 X 0 0 0 Mr Don Bedell 0.50 X 0 0 0 Mr G Warren Stephenson 0.50 X 0 0 0 Mr Bill W Bristow '72 0.50 X 0 0 0 Dr Vicky L Crittenden '78 0.50 X 0 0 0 Mr Ricky Davis '80 0.50 X 0 0 0 Mr Eddie Drilling 0.50 X 0 0 0 Mr L Dickson Flake 0.50 X 0 0 0 The Reverend Gordon F Garlington II 0.50 X 0 0 0 The Reverend William F Galbraith 0.50 X 0 0 0 Mr Eric Hance '78 0.50 X 0 0 0 Rev Stephen Carey Hancock 0.50 X 0 0 0 Mr Daniel R Haney '08 0.50 X 0 0 0 Ms Tara Reynolds 0.50 X 0 0 0 Mr Paul K Holmes III 0.50 X 0 0 0 Mrs Barbara Hoover 0.50 X 0 0 0 Ms Jordan Lupo 0.50 X 0 0 0 Mr David L Jones '99 0.50 X 0 0 0 Mr Raymond A LaCroix Jr 0.50 X X 0 0 0 Mrs Dianne Lamberth 0.50 X X 0 0 0 MR Frank Lyon JR 0.50 X 0 0 0 Mr Mark Nichols 0.50 X 0 0 0 Ms Sarah L Cricket Oquist '93 0.50 X 0 0 0 Mr Doyle Rog W Rogers Jr 0.50 X 0 0 0 Mr Herbert C Rule III 0.50 X 0 0 0 Mr James L Skip Rutherford III 0.50 X 0 0 0 Mr JD Simpson III 0.50 X 0 0 0 Dr Shane smith 0.50 X 0 0 0 Mrs Mollie Smith 0.50 X 0 0 0 Dr Bill L Tranum 0.50 X 0 0 0 Mr Bill H Walmsley '63 0.50 X 0 0 0 Mr Charles B Whiteside III 0.50 X 0 0 0 Dr Donald V Weatherman 0.50 X 0 0 0 MsDeborah Willhite 0.50 X 0 0 0 Dr R Sloan Wilson 0.50 X 0 0 0 Mr Robert A Young III 0.50 X 0 0 0 Mr Stephen P Williams 0.50 X 0 0 0 Mr Perry Wilson 0.50 X 0 0 0 Donald Weatherman 40.00 X 98771 0 5893 Kenneth Rueter 40.00 X 111135 0 19220 Timothy Bruner 40.00 X 132112 0 17650 F Bruce Johnston 40.00 X 98378 0 21027 John Peek 40.00 X 98375 0 22214 David Heringer 40.00 X 102288 0 7096 Walter B Roettger 40.00 X 130839 0 18784 771898 0 111884 4 1 0 0 SODEXHO INC & AFFILIATES 2300 HIGHLAND ROAD BATESVILLE AR 72501 DINING HALL SERVICES 1939371 Commercial Letter 725 North 213rd St Louis MO 63103 Mailing Service 203540 2 1380896 1258900 97230 2639796 Tuition & Fees 900099 14169393 14169393 INTEREST ON LOANS 900099 23569 23569 dining hall 722320 10379 10379 14203341 1021253 1021253 49603 127556 -77953 -77953 -77953 6840105 6435932 404173 404173 404173 75505 69431 6074 6074 ANNUITIES ADJUSTMENT 900099 678269 678269 MISCELLANEOUS 900099 227881 227881 906150 19102834 14192962 10379 2259697 6426759 6426759 823080 313649 295146 214285 5369633 4476675 705630 187328 1402663 1075622 327041 24888 24888 57555 57555 89054 89054 174035 174035 97582 30470 59208 7904 1754211 635770 1041756 76685 7663 7663 1717151 1358480 357022 1649 451306 417704 17570 16032 13761 13747 14 554171 432622 121549 1389806 1188711 201095 252399 58665 193734 Student Service and Oth 820894 820894 FOOD SERVICE CONTRACT 714548 714548 Allocated Promotion/Mai 0 -68884 68884 DEFERRED MAINTENANCE RE 111492 111492 Allocated Operations/Ma 0 1477547 -1477547 450776 316391 94915 39470 22703427 19765917 2325259 612251 1517794 1197366 1214776 1628161 6913725 6156570 667477 842254 768711 702014 85461 58143 737555 831999 49829626 30783661 20210880 19045965 27060639 29281918 6555134 5768608 189737 134723 65921889 65647721 810806 911590 12972270 14430000 1677 2272 2631962 2362659 16416715 17706521 X -890181 -1160044 5658458 5060717 44736897 44040527 49505174 47941200 65921889 65647721 X 0 0 0 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 32701545 1542177 2491676 562018 1270837 34902543 39480552 615220 -4810915 1762115 821197 32701545 0.03730 0.96270 1 0 788801 788801 1425558 36529094 21119742 16834910 9014339 7889612 1124727 2071834 1774307 297527 19045965 funds held in trust by others 5361021 F real estate/other investments 407587 F 5768608 ANNUITIES PAYABLE 462462 STUDENT DEPOSITS 235623 Conditional Asset Retirement Obliga 756948 Federal Contribution Payable 656174 Accrued Interest Payable 251452 2362659 19102834 22703427 -3600593 1736819 299800 2036619 -1563974 14820627 1736819 196987 1933806 12886821 6216013 6216013 19102834 16384601 196987 196987 16187614 6515813 6515813 22703427 Part V, Line 4: Description of Intended Use of Endowment Funds: THE PURPOSE OF THE ENDOWMENT FUNDS ARE ENDOWED FACULTY CHAIRS, CONCERTS AND LECTURES, FELLOWSHIPS, LIBRARY, FACILITY MAINTENANCE, SCHOLARSHIPS, AND GENERAL UNRESTRICTED PURPOSES. Part XI, Line 8 - Other Adjustments: Change in Interest Rate Swap Agreement: 326689. LOSS ON EXTINGUISHMENT OF DEBT: -26889. Part XII, Line 2d - Other Adjustments: RENTAL EXPENSES NETTED AGAINST INCOME: 127556. AMOUNT REPORTED AS COST OF GOODS SOLD: 69431. Part XII, Line 4b - Other Adjustments: STUDENT FINANCIAL AID: 6426759. Change in Interest Rate Swap: -326689. INVESTMENT FEES: 89054. LOSS ON EXTINGUISHMENT OF DEBT: 26889. Part XIII, Line 2d - Other Adjustments: RENTAL EXPENSES NETTED AGAINST INCOME: 127556. AMOUNT REPORTED AS COST OF GOODS SOLD: 69431. Part XIII, Line 4b - Other Adjustments: STUDENT FINANCIAL AID: 6426759. INVESTMENT FEES: 89054. 1 1 1 all college releases and solicitations include a nondiscrimination policy statement. 1 1 1 1 0 0 0 0 0 0 0 0 1 0 GRANTS AND SCHOLARSHIPS ARE MADE TO STUDENTS ON AN OBJECTIVE BASIS RELATED TO ACADEMIC PERFORMANCE AND FINANCIAL NEED. 1 1 student financial aid 605 6426759 Procedure for Monitoring Grants in the U.S.: Part I, Line 2: Schedule I, Part I, Line 2: Each academic year the Office of Institutional Advancement provides the Office of Financial Aid a detailed list of the College's Endowed Scholarships, along with the current market value of each scholarship, and stated criteria restrictions, if any, required for recipients of those scholarships. The Office of Financial Aid, from that list provided by the Office of Institutional Aid, matches students who receive Institutional Aid with those Endowed Scholarships to which they are eligible. The list of matches is then returned to the Office of Institutional Advancement. X X X X 0 1 X 0 0 0 0 0 0 0 0 0 Walter B Roettger 130839 0 0 0 0 0 6906 0 19078 0 156823 0 0 0 Part I, Line 1b THE CEO/PRESIDENT OF LYON COLLEGE HAS A WRITTEN CONTRACT WHICH IS RENEWED ON AN ANNUAL BASIS. THIS CONTRACT PROVIDES FOR THE PROVISIONS THAT ARE CHECKED IN PART I, 1A (DISCRETIONARY SPENDING ACCOUNT, PERSONAL RESIDENCE, health or social club dues, AND A HOUSEKEEPER FOR PERSONAL SERVICES). THE CONTRACT REQUIRES THE CEO/PRESIDENT TO LIVE ON CAMPUS AND TO OPEN THE RESIDENCE TO STUDENTS, FACULTY, STAFF AND COMMUNITY AS NEEDED TO FURTHER THE COLLEGE'S MISSION. THE COLLEGE FOLLOWS THE PROVISIONS THAT ARE IN THE CONTRACT ALTHOUGH THERE IS NO FORMAL WRITTEN POLICY REGARDING PAYMENT OR REIMBURSEMENT. INDEPENDENCE COUNTY AR PUBLIC HEALTH EDUCATION & HOUSING FACILITIES BOARD 710576691 453430BG4 2006-10-23 5000000 Educational Facilities and expenses 0 1 INDEPENDENCE COUNTY AR PUBLIC HEALTH EDUCATION & HOUSING FACILITIES BOARD 710576691 453430BG6 2003-10-07 5000000 Educational Facilities and expenses 0 1 iNDEPENDENCE COUNTY AR PUBLIC HEALTH EDUCATION & HOUSING FACILITIES BOARD 710576691 453430BH2 2009-09-29 2930000 Refund Prior Issue-Date of Prior Issue 12/01/2001 0 1 iNDEPENDENCE COUNTY AR PUBLIC HEALTH EDUCATION & HOUSING FACILITIES BOARD 710576691 453430BJ8 2010-06-16 1500000 Educational Facilities and expenses 0 1 5000000 28500 4971500 2009 0 0 1 1 5000000 5000000 2006 0 0 1 1 2930000 2930000 39649 2009 1 0 1 1 1500000 28700 1471300 0 0 0 1 0 0 0 0 0 0.00000 0.00000 0.00000 1 0 0 0 0 0 0.00000 0.00000 0.00000 1 0 0 0 0 0 0.00000 0.00000 0.00000 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 FRANK LYON JR TRUSTEE 550748 INTEREST ON BONDS issued by Independence County, Arkansas Public Health, Education,and Housing Facilities Board Sold in a private placement to Mr. Lyon 0 X 6 97230 AVERAGE PRICE, DATE OF G 0 0 0 Form 990, Part VI, Section A, line 2 BOARD MEMBERS DOYLE ROGERS, JR AND BARBARA HOOVER - Family Relationship Form 990, Part VI, Section B, line 11 THE FORM 990 IS REVIEWED BY THE VICE PRESIDENT OF BUSINESS AND FINANCE AND THE CONTROLLER. Form 990, Part VI, Section C, line 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST.