2011-05-13T18:01:33-05:00 2010-12-31 FRANK MEGALE CPA 9 ALDEN AVENUE N VALLEY STREAM NY 115801001 990 2010-01-01 223773177 THE INSTITUTE FOR QUANTITATIVE RESEARCH IN FINANCE INST 5616517515 PO BOX 6194 CHURCH STREET STATION NEW YORK NY 102496194 DALE BERMAN 2127446825 2011-05-13 1 FRANK MEGALE CPA 5162854839 2011-05-13 2010 2016-02-24 21:20:13Z DALE BERMAN PO BOX 6194 CHURCH STREET STATION NEW YORK NY 102496194 936038 0 X WWW.Q-GROUP.ORG X 2000 DE FORUM TO EVALUATE NEW RESEARCH, QUANTITATIVE APPLICATIONS & PROVIDE SOLUTIONS TO IMPROVE INVESTMENT. 22 21 1 0 0 0 0 0 885000 933000 2187 3038 0 0 887187 936038 57000 52500 0 0 38280 39912 0 0 0 791130 854422 886410 946834 777 -10796 814930 758333 583275 513909 231655 244424 TO ENCOURAGE THE STUDY OF FINANCE. SUPPORT BASIC AND APPLIED RESEARCH IN THE FIELD OF FIANCIAL ANALYSIS, AND ENCOURAGE THE USE OF ADVANCED MATHEMATICS AND ECONOMETRIC METHODS IN FINANCIAL MANAGEMENT. 0 0 75376 42500 RESEARCH GRANTS IN THE FIELD OF FINANCIAL QUANTITATIVE ANALYSIS TO SUPPORT HIGH QUALITY RESEARCH THAT WILL BE INFORMATIVE AND USEFUL TO PRACTITIONERS IN INVESTMENT MANAGEMENT. 11215 10000 ROGER F. MURRAY ANNUAL PRIZE COMPETITION AWARDED FOR THE QUALITY OF THE RESEARCH PAPERS UPON WHICH THE PRESENTATION AT THE SEMI-ANNUAL SEMINARS ARE BASED. 703768 SEMINARS COVERING VARIOUS ASPECTS OF QUANTITATIVE RESEARCH WHICH PROVIDE AN UNDERSTANDING AND ANALYSIS OF CURRENT EVENTS IN FINANCE AND ECONOMICS AFFECTING THE FIELD OF QUANTITATIVE ANALYSIS. 790359 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 63 0 1 1 0 0 0 0 0 0 X 22 21 0 0 0 0 1 1 1 1 1 0 0 0 0 0 0 0 0 0 X FRANK MEGALE CPA 5162854839 9 ALDEN AVENUE N VALLEY STREAM NY 115801001 JAMES L FARRELL JR X X 0 0 0 GILBERT HAMMER X X 0 0 0 WILLIAM L FOUSE X X 0 0 0 DALE BERMAN 40.00 X X 37000 0 0 MARK KRITZMAN X 0 0 0 ROGER G CLARKE X 0 0 0 WAYNE H WAGNER X 0 0 0 ARNOLD S WOOD X 0 0 0 MICHELLE R CLAYMAN X 0 0 0 RICHARD M ENNIS X 0 0 0 RALPH P GOLDSTICKER X 0 0 0 JOANNE M HILL X 0 0 0 ROBERT E BUTMAN X 0 0 0 ROBERT GARVY X 0 0 0 JAMES P GORDON X 0 0 0 MICHAEL J HOGAN X 0 0 0 KATRINA F SHERRERD X 0 0 0 LEO GUZMAN X 0 0 0 BRETT HAMMOND X 0 0 0 MARC R REINGANUM X 0 0 0 SANDIP BHAGAT X 0 0 0 RODNEY N SULLIVAN X 0 0 0 37000 0 0 0 0 0 0 0 SPONSOR DUES 900099 909000 909000 SEMINAR FEES 900099 24000 24000 933000 3038 3038 936038 933000 0 3038 52500 52500 37000 18500 18500 2912 1456 1456 26150 26150 677 677 639161 639161 4467 4467 ADMINISTRATION, CLERICA 60574 18581 41993 PRINTING AND PUBLICATIO 47439 4000 43439 COMMITTEES EXPENSES 47031 32921 14110 RESEARCH PROJECTS COORD 20000 20000 WAREHOUSE FILE STORAGE 5683 5683 3240 3240 946834 790359 156475 0 14465 84641 744158 615200 3000 9000 53021 49206 14905 14905 0 0 286 286 814930 758333 70775 49909 128500 92000 384000 372000 583275 513909 X 21655 34424 210000 210000 231655 244424 814930 758333 X -10796 23565 X 0 1 1 X 0 14905 14905 0 0 936038 946834 -10796 23565 23565 12769 936038 0 936038 0 936038 946834 0 946834 0 946834 1 RESEARCH GRANT - DECOMPOSING THE TERM STRUCTURE OF SWAP RATES IN LIGHT OF THE FINANCIAL CRISIS 2 10000 RESEARCH GRANT - WHAT IS RISK NEUTRAL VOLATILITY 1 10000 RESEARCH GRANT - CAPITAL STRUCTURE, DERIVATIVES AND EQUITY MARKET QUALITY 3 10000 RESEARCH GRANT - CAN HEDGE FUNDS TIME MARKET LIQUIDITY 4 10000 RESEARCH GRANT - MACROECONOMIC UNCERTAINTY, DIFFERENCE IN BELIEFS, AND BOND RISK PREMIA 2 10000 ROGER F MURRAY PRIZE - PRIZE COMPETITION TO RECOGNIZE SCIENTIFIC ACHIEVEMENT IN QUANTITATIVE FINANCIAL RESEARCH. AWARDED TO INDIVIDUALS WHO PRESENT RESEARCH AT THE SEMI-ANNUAL SEMINARS. 3 10000 RESEARCH GRANT CANCELLED - UNCOMPLETED 2002 RESEARCH GRANT 3 -7500 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE ORGANIZTION GRANTS FUNDS TO SUPPORT ACADEMIC RESEARCH IN QUANTITATIVE ANALYSIS & FINANCE THAT IS OF INTEREST TO THE INVESTMENT MANAGEMENT COMMUNITY. THE RESEARCH COORDINATOR KEEPS TRACK OF ALL OUTSTANDING RESEARCH PROJECTS & MAINTAINS PROPER CORRESPONDENCE FILES FOR ALL PROJECTS. IF A PROJECT IS NOT PROGRESSING SATISFACTORILY, THE RESEARCH COORDINATOR, IN CONSULTATION WITH THE RESEARCH COMMITTEE, WILL HELP TERMINATE THE PROJECT. THE RESEARCH COORDINATOR COLLECTS THE PAPERS PRODUCED BY ITS SUPPORTED AUTHORS & HELPS THE RESEARCH COMMITTEE DETERMINE WHEN AUTHORS SATISFACTORILY COMPLETE THEIR PROJECTS. FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION IS A NON-STOCK NOT-FOR-PROFIT CORPORATION WITH MEMBERS. THERE ARE NO CLASSES OF MEMBERSHIP. EACH MEMBER IS ENTITLED TO ONE VOTE. THE MEMBERS ELECT THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION A, LINE 7A THERE ARE NO CLASSES OF MEMBERSHIP. EACH MEMBER IS ENTITLED TO ONE VOTE. THE MEMBERS ELECT THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION A, LINE 7B THE BOARD OF DIRECTORS APPROVES THE ADMISSION OF NEW MEMBERS. RATIFICATION OF ADMISSION OF NEW MEMBERS IS REQUIRED BY THE CURRENT MEMBERS. FORM 990, PART VI, SECTION B, LINE 11 THE FINAL VERSION OF THE FORM 990 (INCLUDING REQUIRED SCHEDULES)IS E-MAILED TO THE SECRETARY-TREASURER BEFORE THE FORM IS FILED. THE SECRETARY-TREASURER (WHO IS ALSO ON THE BOARD OF DIRECTORS) REVIEWS THE FORM. THE APPROVED FORM IS THEN SIGNED BY THE SECRETARY-TREASURER. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: PRIOR PERIOD ADJUSTMENTS: 23,565.