2011-05-13T15:47:38-05:00 2010-12-31 REICIN POLLACK & CO LTD 2150 E LAKE COOK ROAD SUITE 430 BUFFALO GROVE IL 600891862 990PF 2010-01-01 364244272 ALBERT AND ANNE MANSFIELD FOUNDATION C/O MARLENE HOPMAYER ALBE 3127511124 999 NORTH LAKE SHORE DRIVE CHICAGO IL 60611 MEME HOPMAYER 3127511124 2011-05-13 1 JEFFREY D BRONSWICK 8478089800 2010 2016-02-24 21:20:13Z X 5239975 X X 225 225 132295 132295 46440 1259661 46440 178960 178960 0 0 0 4192 4192 0 65073 53073 12000 2 2 0 1970 1970 0 2616 -4 2620 73853 59233 14620 159600 159600 233453 59233 174220 -54493 119727 1373 1373 75269 98978 98978 1666 2257 2257 88875 73828 77703 2529169 2622155 3073406 787810 786984 942203 1141994 984715 1044055 4624783 4570290 5239975 0 0 X 4624783 4570290 0 0 0 0 4624783 4570290 4624783 4570290 4624783 -54493 0 4570290 0 4570290 GE CAPITAL 6.875% 11/15/10 P 2008-10-07 2010-11-15 25000 25374 -374 -374 ISHARES DOW JONES REAL ESTATE P 2009-03-27 2010-01-15 73294 78317 -5023 -5023 ISHARES MSCI EAFE EMERGING MKTS P 2008-11-17 2010-05-04 29595 20166 9429 9429 ISHARES MSCI EAFE INDEX P 2007-09-21 2010-01-15 23335 34293 -10958 -10958 ISHARES RUSSELL 2000 INDEX P 2008-11-17 2010-11-15 20706 17217 3489 3489 SHARES S & P 500/BARRA GROWTH P 2007-09-13 2010-05-04 33153 37830 -4677 -4677 SHARES S & P 500/BARRA VALUE P 2009-09-14 2010-12-10 20433 17925 2508 2508 J P MORGAN CHASE 4.5 % 11/15/10 P 2008-05-08 2010-11-15 25000 25439 -439 -439 PIMCO HIGH YLD FUND P 2009-09-11 2010-11-17 31000 28489 2511 2511 S & P 400 MIDCAP FUND P 2002-11-04 2010-01-15 15517 9608 5909 5909 S & P DEPOSIT RECEIPTS P 2005-05-17 2010-01-15 56800 58820 -2020 -2020 SPDR S & P 500 ETF DEPOSIT RECEIPTS P 2005-05-17 2010-05-04 23684 23528 156 156 VANGUARD EMERGING MKTS ETF P 2009-08-05 2010-01-15 14591 12632 1959 1959 VIRTUS EMERGING MKTS P 2002-01-09 2010-01-19 10042 9487 555 555 VIRTUS VALUE EQUITY P 2002-06-03 2010-01-19 20040 22138 -2098 -2098 BERKSHIRE HATHAWAY B P 2010-09-17 2010-10-18 52109 37525 14584 14584 BOEING P 2008-04-03 2010-07-30 17027 19597 -2570 -2570 BURLINGTON NORTHERN P 2009-05-12 2010-01-22 64945 39739 25206 25206 CONOCO PHILLIPS P 2008-12-22 2010-07-28 67582 72092 -4510 -4510 DIAGEO P 2009-03-31 2010-08-24 47695 37835 9860 9860 DIAGEO P 2008-11-06 2010-04-13 41210 33240 7970 7970 DISNEY P 2005-09-06 2010-10-13 24434 17398 7036 7036 EMERSON P 2009-03-26 2010-02-16 46620 32655 13965 13965 HOME DEPOT P 2004-08-12 2010-03-01 36099 38152 -2053 -2053 MOHAWK P 2008-12-05 2010-02-26 42715 40337 2378 2378 PM INTL P 2008-11-10 2010-04-13 32776 26587 6189 6189 PM INTL P 2008-12-02 2010-12-02 27733 19911 7822 7822 PRIVATE BANK P 2009-10-26 2010-03-18 43451 61413 -17962 -17962 ROYAL CARIBBEAN P 2005-10-18 2010-03-19 17862 23845 -5983 -5983 STEAK & SHAKE P 2007-06-11 2010-03-18 11773 9030 2743 2743 UNITED HEALTHCARE P 2008-09-05 2010-03-11 65918 82085 -16167 -16167 CEMEX P 2007-09-11 2010-06-10 4 10 -6 -6 MCDONALDS 5.30% 3/15/17 P 2009-09-30 2010-01-13 26925 27162 -237 -237 IND HSG DEV 5.43% 7/1/11 P 2006-10-18 2010-01-04 15000 15026 -26 -26 GECC 4.35% 3/15/14 P 2005-10-28 2010-10-21 50000 50000 0 0 BNSF 7.125% 12/15/10 P 2009-10-13 2010-12-15 25000 25000 0 0 10 BBBY CALLS 1/16/10 P 2009-08-26 2010-01-13 2356 2165 191 191 4 MOHAWK CALLS 1/16/10 P 2009-04-22 2010-01-19 1764 1764 1764 18 RYL CARIB CALLS 9/18/10 P 2010-03-19 2010-09-20 6449 6449 6449 18 RYL CARIB CALLS 1/22/11 P 2010-09-20 2010-10-07 5322 6738 -1416 -1416 18 RYL CARIB CALLS 3/20/10 P 2009-09-22 2010-03-19 5177 7458 -2281 -2281 ROYAL CARIBBEAN P 2006-05-24 2010-10-07 58586 66958 -8372 -8372 CAPITAL GAINS DIVIDENDS P 939 939 939 46440 0 182484 4174862 0.043710 362215 4749423 0.076265 253652 5881235 0.043129 248927 5606912 0.044396 220207 5458796 0.040340 0.247840 0.049568 4817332 238786 1197 239983 174220 2395 0 2395 0 2395 1720 1720 675 0 0 0 0 0 0 0 0 0 0 1 1 IL 1 0 0 0 0 1 WWW.MANSFIELDFOUNDATION.ORG MARLENE HOPMAYER 3127511124 999 NORTH LAKE SHORE DRIVE CHICAGO IL 60611 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JUSTIN MANSFIELD 1423 SOUTH PLYMOUTH COURT CHICAGO IL 60605 0.00 0 0 0 BRIANA NICHOLS 2835 N CHRISTIANA CHICAGO IL 60618 0.00 0 0 0 ADAM NICHOLS 700 EAST 9TH STREET 12 NEW YORK NY 10009 0.00 0 0 0 MARLENE HOPMAYER 999 NORTH LAKE SHORE DRIVE CHICAGO IL 60611 0.00 0 0 0 BENETTA MANSFIELD 727 S RACINE UNIT B CHICAGO IL 60607 0.00 0 0 0 SEYMOUR MANSFIELD 2837 SUNSET BOULEVARD MINNEAPOLIS MN 55416 0.00 0 0 0 ALEXIS MANSFIELD 2908 N RIVERSIDE DRIVE CHICAGO IL 60618 0.00 0 0 0 MARCY SHINBAUM 343 ROLLING HILLS DRIVE FAIRFIELD CT 06824 0.00 0 0 0 ALEC HOPMAYER 120 EAST CULLERTON AVE 402 CHICAGO IL 60616 0.00 0 0 0 JEFFREY HOPMAYER 525 ARDEN WOOD PLACE BRENTWOOD TN 37027 0.00 0 0 0 NONE 0 NONE 0 0 4724919 163981 1792 4890692 0 0 4890692 73360 4817332 240867 240867 2395 2395 238472 0 238472 0 238472 174220 0 174220 0 174220 238472 2338 0 0 174220 2338 0 0 171882 0 0 0 0 0 0 0 0 66590 0 0 0 FOCUSED PHILANTHROPY CELENE PEURYE 122 FOURTH STREET WILMETTE IL 60091 2026243500 APPLICATIONS SHOULD BE SUBMITTED IN WRITING. N/A N/A DE PAUL UNIV COLLEGE OF LAW 25 E JACKSON BLVD CHICAGO IL 60604 NONE N/A CHARITABLE 10000 HAMLINE UNIV SCHOOL OF LAW 1536 HEWITT AVE MINNEAPOLIS MN 55104 NONE N/A CHARITABLE 5000 JEWISH COMMUNITY ACTION 2375 UNIVERSITY AVE WEST 150 ST PAUL MN 55114 NONE N/A CHARITABLE 8000 JEWISH COUNCIL ON URBAN AFFAIRS 618 S MICHIGAN AVE CHICAGO IL 60605 NONE N/A CHARITABLE 8000 LATINO UNION OF CHICAGO 1619 W 19TH STREET CHICAGO IL 60608 NONE N/A CHARITABLE 8000 MANSFIELD INSTITUTE FOR SOCIAL JUSTICE 430 S MICHIGAN AVENUE CHICAGO IL 60605 NONE N/A CHARITABLE 50000 NORTHEASTERN U SCHOOL OF LAW 400 HUNTINGTON AVE BOSTON MA 02115 NONE N/A CHARITABLE 17600 NORTHWESTERN U SCHOOL OF LAW 357 E CHICAGO AVE CHICAGO IL 60611 NONE N/A CHARITABLE 10000 OPERATION UNDERSTANDING 3000 CONN AVE NW 335 WASHINGTON DC 20008 NONE N/A CHARITABLE 8000 ST PAUL URBAN TENNIS 970 GRAND AVE ST PAUL MN 55105 NONE N/A CHARITABLE 5000 THE READING CONNECTION 2009 NORTH 14TH STREET ARLINGTON VA 22201 NONE N/A CHARITABLE 5000 UNIV OF MINN LAW SCHOOL 229 - 19TH AVENUE SOUTH MINNEAPOLIS MN 55455 NONE N/A CHARITABLE 15000 WM MITCHELL COLLEGE OF LAW 875 SUMMIT AVE ST PAUL MN 55105 NONE N/A CHARITABLE 10000 159600 0 14 225 14 132295 18 46440 0 178960 0 178960 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 4192 4192 0 HARRIS BANK 261115 393209 KOVITZ INVESTMENT GROUP 525869 548994 KOVITZ INVESTMENT GROUP 2622155 3073406 0 0 73828 77703 HARRIS BANK AT COST 984715 1044055 KOVITZ INVESTMENT GROUP-OPTIONS AT COST 0 0 MEETING EXPENSES 2594 0 2594 ILLINOIS CHARITY BUREAU 15 0 15 REIMBURSABLE EXPENSES 15 0 15 MISCELLANEOUS -8 -4 -4 MGMT FEES - HARRIS BANK 13659 13659 0 MGMT FEES - KOVITZ INVESTMENT GROUP,LLC 38328 38328 0 MGMT FEES - CELENE PEURYE 12000 0 12000 CONSULTING FEE 1086 1086 0 EXCISE TAX Y/E 12/31/2009 1694 1694 0 FOREIGN TAXES ON INCOME 276 276 0