2011-05-12T11:44:29-05:00 2010-12-31 PULAKOS CPAS PC 5921 JEFFERSON STREET NE ALBUQUERQUE NM 87109 990PF 2010-01-01 850457010 THORNBURG CHARITABLE FOUNDATION THOR 5059891900 2300 N RIDGETOP RD SANTA FE NM 87506 GARRETT THORNBURG 5059891900 2011-05-10 1 JAMIE FRIDLEY 5053381500 2010 2016-02-24 21:20:13Z X 22593809 X 9798683 193171 39304 380434 380434 142787 5209805 142787 29240 0 10544315 562525 100000 0 75000 1279 0 0 16540 0 12319 117819 0 87319 880739 880739 998558 0 968058 9545757 562525 105396 55539 55539 456 34590 12998476 22629167 22538270 510 510 13138918 22684706 22593809 959 990 959 990 X 0 0 0 0 13137959 22683716 13137959 22683716 13138918 22684706 13137959 9545757 0 22683716 0 22683716 4,587 SHS VALUE FUND P 2010-09-09 139000 164134 -25134 -25134 342,546 SHS LTD. TERM INCOME FUND P 2010-09-09 4546000 4297569 248431 248431 5,856 SHS INTERNATIONAL VALUE FUND P 2010-09-09 148000 171060 -23060 -23060 4,958 SHS INTERNATIONAL GROWTH P 2010-09-09 59000 77121 -18121 -18121 12,609 SHS GLOBAL OPPORTUNITY FUND P 2010-09-09 173000 234105 -61105 -61105 6,236 SHS CORE GROWTH FUND P 2010-09-09 85000 123029 -38029 -38029 CAPITAL GAINS DIVIDENDS P 59805 59805 59805 142787 0 453000 10714674 0.042278 923000 13008112 0.070956 695950 15365612 0.045293 851800 11501180 0.074062 684800 8083350 0.084717 0.317306 0.063461 12827305 814034 5625 819659 968058 X 5625 0 5625 0 5625 5480 5480 X 145 0 0 0 0 0 0 0 0 0 0 1 1 NM 1 0 1 0 0 1 N/A CAROLYN M DOBBS 5054675122 2300 N RIDGETOP RD SANTA FE NM 87506 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 GARRETT THORNBURG 2300 N RIDGETOP RD SANTA FE NM 87506 1.00 0 0 0 LLOYD J THORNBURG 2300 N RIDGETOP RD SANTA FE NM 87506 1.00 0 0 0 CAROLYN M DOBBS 2300 N RIDGETOP RD SANTA FE NM 87506 1.00 0 0 0 SUSANNE BARKER KALANGIS 1714 SAN CRISTOBAL SW ALBUQUERQUE NEW MEXICO OC 40.00 100000 0 0 0 NONE 0 0 12903365 119280 0 13022645 0 0 13022645 195340 12827305 641365 641365 5625 5625 635740 0 635740 0 635740 968058 0 968058 5625 962433 635740 0 0 294841 296721 280259 871821 968058 0 0 0 635740 332318 0 0 1204139 0 0 0 0 0 0 294841 909298 296721 280259 332318 GARRETT THORNBURG X ANTI-DEFAMATION LEAGUE B'NAI BRITH 605 THIRD AVE NEW YORK NY 10158 NONE 501(C ) 3 GENERAL CONTRIBUTION 1000 BROOKS SCHOOL 1160 GREAT POND RD NORTH ANDOVER MA 01845 NONE 501(C ) 3 GENERAL CONTRIBUTION 5000 CREATIVITY FOR PEACE CAMP 917 NICOLE PLACE SANTA FE NM 87505 NONE 501(C ) 3 GENERAL CONTRIBUTION 2000 FOOD DEPOT 1222 SILER RD SANTA FE NM 87507 NONE 501(C ) 3 GENERAL CONTRIBUTION 5000 GERARD'S HOUSE (NAESM) PO BOX 28693 SANTA FE NM 87502 NONE 501(C ) 3 GENERAL CONTRIBUTION 2500 KITCHEN ANGELS 1222 SILER RD SANTA FE NM 87501 NONE 501(C ) 3 GENERAL CONTRIBUTION 5000 KUNM MSC06 3520 1 UNIVERSITY OF NEW MEXI ALBUQUERQUE NM 871310001 NONE 501(C ) 3 GENERAL CONTRIBUTION 2500 LA FAMILIA MEDICAL CENTER 312 MONTEZUMA AVE SANTA FE NM 875012627 NONE 501(C ) 3 GENERAL CONTRIBUTION 10000 MEDECINS SANS FRONTIERES 333 SEVENTH AVENUE 2ND FLOOR NEW YORK NY 100015004 NONE 501(C ) 3 GENERAL CONTRIBUTION 5000 MILITARY RELIGIOUS FREEDOM FOUNDATION 13170-B CENTRAL SE SUITE 255 ALBUQUERQUE NM 87123 NONE 501(C ) 3 GENERAL CONTRIBUTION 15000 MUSEUM OF NEW MEXICO FOUNDATION PO BOX 2065 SANTA FE NM 875044599 NONE 501(C ) 3 GENERAL CONTRIBUTION 50000 NEW WORLD SYMPHONY 541 LINCOLN RD FL 3 MIAMI BEACH FL 33139 NONE 501(C ) 3 GENERAL CONTRIBUTION 5000 OCEANA INC 1350 CONNECTICUT AVE NW 5TH FLOOR WASHINGTON DC 200362188 NONE 501(C ) 3 GENERAL CONTRIBUTION 5000 OPEN HANDS 2976 RODEO PARK DR EAST SANTA FE NM 87505 NONE 501(C ) 3 GENERAL CONTRIBUTION 5000 PLANNED PARENTHOOD INT 434 WEST 33RD ST NEW YORK NY 10001 NONE 501(C ) 3 GENERAL CONTRIBUTION 25000 ROADRUNNER FOOD BANK 2645 BAYLOR SE ALBUQUERQUE NM 87109 NONE 501(C ) 3 GENERAL CONTRIBUTION 5000 SANTA FE INSTITUTE 1399 HYDE PARK ROAD SANTA FE NM 87501 NONE 501(C ) 3 GENERAL CONTRIBUTION 50000 SANTA FE SCHOOL FOR THE ARTS & SCIENCES 5912 JAGUAR DRIVE SANTA FE NM 87507 NONE 501(C ) 3 GENERAL CONTRIBUTION 410239 SHATTUCK - ST MARY'S SCHOOL PO BOX 218 FARIBAULT MN 55021 NONE 501(C ) 3 GENERAL CONTRIBUTION 25000 ST JOHN'S COLLEGE 1160 CAMINO CRUZ BLANCA SANTA FE NM 875044599 NONE 501(C ) 3 GENERAL CONTRIBUTION 10000 THE SCHOOL FOR AMERICAN BALLET 70 LINCOLN CENTER PLAZA NEW YORK NY 10023 NONE 501(C ) 3 GENERAL CONTRIBUTION 10000 THINK NEW MEXICO 1227 PASEO DE PERALTA SANTA FE NM 875012758 NONE 501(C ) 3 GENERAL CONTRIBUTION 10000 WILLIAMS COLLEGE 988 MAIN ST WILLIAMSTOWN MA 01267 NONE 501(C ) 3 GENERAL CONTRIBUTION 20000 YOUTH SHELTER AND FAMILY SERVICES PO BOX 28279 SANTA FE NM 87592 NONE 501(C ) 3 GENERAL CONTRIBUTION 5000 HBS FOUNDATION INC PO BOX 1290 LAKE WORTH FL 33460 NONE 501(C ) 3 GENERAL CONTRIBUTION 2000 ADAPTIVE SKI PROGRAM 1595 CAMINO LA CANADA SANTA FE NM 87501 NONE 501(C ) 3 GENERAL CONTRIBUTION 2500 ST ELIZABETH'S SHELTER 804 ALARID SANTA FE NM 87501 NONE 501(C ) 3 GENERAL CONTRIBUTION 130000 NM ADVANCED PLACEMENT INITIATIVE PO BOX 31088 SANTA FE NM 87594 NONE 501(C ) 3 GENERAL CONTRIBUTION 10000 AMERICAN CIVIL LIBERTIES UNION OF NEW MEXICO FOUNDATION PO BOX 566 ALBUQUERQUE NM 871030566 NONE 501(C ) 3 GENERAL CONTRIBUTION 10000 NM COALITION FOR CHARTER SCHOOLS 610 GOLD AVENUE SW SUITE 224 ALBUQUERQUE NM 87102 NONE 501(C ) 3 GENERAL CONTRIBUTION 14000 SOLACE CRISIS TREATMENT CENTER 6601 VALENTINE WAY SANTA FE NM 875077301 NONE 501(C ) 3 GENERAL CONTRIBUTION 2500 GIRLS INC 301 HILLSIDE AVENUE SANTA FE NM 87501 NONE 501(C ) 3 GENERAL CONTRIBUTION 2500 FINE ARTS FOR CHILDREN AND TEENS 1516 PACHECO STREET SANTA FE NM 875053912 NONE 501(C ) 3 GENERAL CONTRIBUTION 1500 SANTA FE TEEN ART CENTER 1614 PASEO DE PERALTA SANTA FE NM 87501 NONE 501(C ) 3 GENERAL CONTRIBUTION 2500 INTERFAITH COMMUNITY SHELTER PO BOX 22653 SANTA FE NM 87502 NONE 501(C ) 3 GENERAL CONTRIBUTION 2500 PARTNERS IN EDUCATION FOUNDATION 1300 CAMINO SIERRA VISTA SANTA FE NM 87504 NONE 501(C ) 3 GENERAL CONTRIBUTION 2500 UNIVERSITY OF NEW MEXICO FOUNDATION 700 LOMAS NE STE 108 ALBUQUERQUE NM 87102 NONE 501(C ) 3 GENERAL CONTRIBUTION 10000 880739 0 N/A 14 193171 14 380434 18 142787 FEDERAL TAX REFUND 29040 OTHER 200 0 716392 29240 745632 11A REFUND OF FEDERAL TAXES PAID IN PRIOR YEAR 11B MISCELLANEOUS ACTIVITY RELATED TO INVESTMENT INCOME 0 0 0 0 0 0 0 0 0 0 X X 1 GARRETT THORNBURG 2300 N RIDGETOP RD SANTA FE NM 87506 9798683 X ACCOUNTING 1279 0 0 THORNBURG CORE GROWTH FUND AT COST 722114 591134 THORNBURG GLOBAL OPPORTUNITIES FUND AT COST 832979 689142 THORNBURG INCOME BUILDER FUND AT COST 5293304 5390183 THORNBURG INTERNATIONAL GROWTH FUND AT COST 1969677 1893208 THORNBURG INTERNATIONAL VALUE FUND AT COST 1840865 1846263 THORNBURG LIMITED TERM INCOME FUND AT COST 559153 584220 THORNBURG STRATEGIC INCOME FUND AT COST 2570391 2614621 THORNBURG VALUE FUND AT COST 711501 685245 THORNBURG DEVELOPING WORLD FUND AT COST 1898994 2013187 SCHWAB MONEY MARKET FUND AT COST 84217 84217 SCHWAB FIXED INCOME FUND AT COST 6145972 6146850 LICENSES & FEES 1045 0 0 PAYROLL TAXES 8122 0 6092 JEFF HARNER AWARD 6227 0 6227 POSTAGE AND SHIPPING 163 0 0 SUPPLIES 983 0 0 FEDERAL TAX REFUND 29040 29040 OTHER 200 200 PAYROLL TAXES PAYABLE 959 990 GARRETT THORNBURG 2300 N RIDGETOP ROAD SANTA FE NM 87506