2011-05-06T19:55:07-05:00 2010-06-30 WINDES & MCCLAUGHRY ACCT CORP PO BOX 87 LONG BEACH CA 908010087 990 2009-07-01 956123757 CALIFORNIA STATE UNIVERSITY FOUNDATION CALI 5629514810 401 GOLDEN SHORE 6TH FLOOR LONG BEACH CA 90802 LORI A REDFEARN 5629514810 2011-04-21 1 Brian D Yacker 5624351191 2009 2016-02-24 21:20:13Z LORI A REDFEARN 401 GOLDEN SHORE 6TH FLOOR LONG BEACH CA 90802 14283337 0 X http://www.calstate.edu/foundation/ X 1962 CA Serve the national, state, and regional interests of the University. 18 17 0 17 0 0 2773722 2076778 36239 46281 -2104772 2003821 0 705189 4126880 2586954 937621 0 30000 30000 0 4276 645147 800500 3262101 1768121 -2556912 2358759 17470255 19610100 4185696 4388982 13284559 15221118 Established in 1962, the Foundation is the central foundation for the CSU system and serves the Office of the Chancellor. The Foundation exists to support excellence in teaching and learning, and to serve the national, state and regional interests of the university. 0 0 1454877 937621 The CSU Foundation distributed scholarships and grants to benefit students throughout the CSU System. Included in these efforts were the provision of funding for the development and expansion of the Professional Science Masters' program in the amount of $474,000, and $320,000 for the Road to College Bus Tour to improve enrollment by students from underserved populations. 190392 46281 The CSU Foundation supported the educational and governance activities of the 23 university campuses, through regular meetings of its trustees, presidents, employees, and alumni leaders as well as providing employee recognition. 1645269 1 1 0 0 0 0 0 0 1 1 1 0 0 0 1 0 1 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 5 0 1 0 0 0 0 0 0 0 0 0 0 18 17 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA WA X X Sylvia Olivas 5629514607 401 Golden Shore 6th Floor LONG BEACH CA 90802 Ronald R Barhorst 0.10 X X 0 0 0 Ralph R Pesqueira JR 0.10 X X 0 0 0 Michael Lizarraga 0.10 X X 0 0 0 John H Augustine 0.10 X X 0 0 0 Steven B Chesser 0.10 X 0 0 0 Robert Foster 0.10 X 0 0 0 Lidia S Martinez 0.10 X 0 0 0 Matthew Jenkins 0.10 X 0 0 0 Kenneth J Leach 0.10 X 0 0 0 Michael Lucki 0.10 X 0 0 0 George M Marcus 0.10 X 0 0 0 Kenneth McNeely 0.10 X 0 0 0 John C Molina JD 0.10 X 0 0 0 Dale Ramezani 0.10 X 0 0 0 Ali C Razi 0.10 X 0 0 0 Hector E Retta 0.10 X 0 0 0 Rodney K Spackman 0.10 X 0 0 0 Charles Reed 1.00 X 30000 409936 78891 Garrett P Ashley 2.00 X 0 244430 50577 Lori Redfearn 8.00 X 0 164257 33105 30000 818623 162573 0 0 1 0 0 2076778 2076778 Grant Programs 900099 46281 46281 46281 301261 301261 11859017 10156457 1702560 1702560 1702560 4126880 46281 0 2003821 650870 650870 129751 129751 157000 157000 30000 30000 4783 2354 2429 27275 27275 39937 39937 514 514 31314 25157 6157 5799 5415 384 207397 199640 7757 1589 1589 ATT/School Bus Tour 477436 477436 Bank Fees 2159 2159 Taxes 1308 95 1213 Dues 989 355 634 1768121 1645269 118576 4276 150 150 1892673 2534620 1148184 1082646 14135476 15641838 193087 239969 100685 110877 17470255 19610100 28779 212169 4156917 4176813 4185696 4388982 X 2294523 3021866 3683783 4850122 7306253 7349130 13284559 15221118 17470255 19610100 X 0 1 1 X 0 X 1937234 2705721 2069910 2569394 2076778 11359037 1937234 2705721 2069910 2569394 2076778 11359037 2933766 8425271 229063 294737 446028 271887 301261 1542976 12902013 141144 0.65300 0.69620 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 8015593 73288 1189761 118590 14233 9145819 9353406 76588 -1161948 238469 2097 11887 8015593 0.01000 0.99000 0 0 0 CHARITABLE GIFT ANNUITY LIABILITY 3975874 OTHER PAYABLES 110877 ALUMNI COUNCIL LIABILITY 90062 4176813 4126880 1768121 2358759 -422200 -422200 1936559 3882368 -422200 217625 -204575 4086943 39937 39937 4126880 1945809 217625 217625 1728184 39937 39937 1768121 Part V, Line 4: Description of Intended Use of Endowment Funds: EACH OF THE FOUNDATION'S ENDOWMENTS HAS BEEN ESTABLISHED TO SUPPORT A SCHOLARSHIP FUND RECORDED IN TEMPORARILY RESTRICTED NET ASSETS. Part X: Description of Uncertain Tax Positions Under FIN 48: The Foundation recognizes the financial statement benefit of tax positions, such as filing status of tax-exempt, only after determining that the relevant tax authority would more likely than not sustain the position following an audit. The Foundation is subject to potential income tax audits on open tax years by any taxing jurisdiction in which it operates. The statute of limitations for federal and California state purposes is generally three and four years, respectively. 1 East Asia and the Pacific 0 0 Grants are given to recipients who are US Citizens studying or teaching in the region. n/a 157000 0 0 157000 Wang Scholarship East Asia and the Pacific 28 157000 Check Procedure for Monitoring Grants Outside the U.S.: Schedule F, Part I, Line 2: The CSU Foundation issues Wang Student and Faculty Scholarships and Fellowships to the CSU Chancellor's Office International Programs (IP) department. IP sends the checks to the home addresses in the U.S. of students and faculty who have been selected. Students attend classes and are monitored just as students are monitored at California State Universities here in the United States. Faculty submit a final report of their project along with a summary of expenditures. Method Used to Acccount for Expenditures: Schedule F, Part I, Line 3: Grants are awarded to students and faculty who use funds for educational and research purposes. 1 CHICANO LATINO YOUTH LEADERSHIP PROJECT INC PO BOX 161566 SACRAMENTO CA 95816 943069819 501(c)(3) 30000 Support development activities HOPE HISPANICS ORGANIZED FOR POLITICAL EQUALITY 634 S SPRING STREET STE 920 LOS ANGELES CA 90014 954718409 501(c)(3) 10000 Sponsor youth literacy program CSU LONG BEACH 1250 BELLFLOWER BLVD LONG BEACH CA 90840 931150363 7174 Training science teachers SAN DIEGO STATE 5500 CAMPANILE DR SAN DIEGO CA 92182 330373293 7174 Training science teachers CSU FULLERTON 800 N STATE COLLEGE BLVD FULLERTON CA 928349480 330632102 7011 Training science teachers CSU DOMINGUEZ HILLS 1000 E VICTORIA CARSON CA 907470005 931043787 5000 Early assessment program AMERICAN ASSOCIATION OF HISPANICS IN HIGHER EDUCATION PO BOX 877905 TEMPE AZ 852877905 300150324 501(c)(3) 5000 Sponsor national conference HISPANIC ENGINEER NATIONAL ACHIEVEMENT 3900 WHITESIDE STREET LOS ANGELES CA 90063 954577359 501(c)(3) 5000 Sponsor career conference California State University 401 Golden Shore Long Beach CA 90802 954601267 558011 The CSU Foundation reimburses the California State University for the following educational programs:THE GRANTS SUPPORTED THE LISTED PROGRAMS:1) FOSTER DEVELOPMENT OF TECHNOLOGY TO IMPROVE STUDENTS EDUCATIONAL ENVIRONMENT 2) IMPROVE HEALTH PROFESSIONS PATHWAYS & BEST PRACTICES 3) DEVELOP "FORMER FOSTER YOUTH HIGHER EDUCATIONAL PROJECT" 4) SUPPORT "STEPS TO COLLEGE SUCCESS" PROGRAM TO REACH OUT TO THE UNDERSERVED POPULATION 9 0 Scholarships 61 129751 Scholarships to individual CSU students Procedure for Monitoring Grants in the U.S.: Part I, Line 2: Schedule I, Part I, Line 2: The CSU Foundation receives funds from foundations, corporations, and individuals to make grants and give other assistance to domestic entities. In these cases we adhere to the eligibility and standards stipulated by the funding sources. We also provide scholarships to domestic individuals, and are guided by the scholarship funding sources on the eligibility standards they establish. We review the materials upon submission, and once satisfied that requirements are met, make selections. The Financial Aid Offices are responsible for seeing that students maintain full-time enrollment during the scholarship period thereafter. Other Information: Part IV: CSU Foundation adheres to the standards and reporting requirements stipulated by the funding sources for grants to domestic entities and for scholarships to domestic indviduals. X 1 1 X 0 0 0 0 0 0 0 0 0 Charles Reed 30000 409936 0 0 0 0 0 68056 0 10835 30000 488827 0 0 Garrett P Ashley 0 244430 0 0 0 0 0 38908 0 11669 0 295007 0 0 Lori Redfearn 0 164257 0 0 0 0 0 27447 0 5658 0 197362 0 0 Part I, Line 1a At the Chancellor's discretion, executive staff may be reimbursed for spousal travel expenditures when the spouse performs official CSU duties and the spouse is registered as a CSU volunteer. This rarely occurs: at the most, once a year. Part I, Line 1b The CSU Foundation abides by restrictions outlined in Executive Order 761 - Hospitality, Payment or Reimbursement of Expenses, which requires that there be substantiation before expenses of an insider are reimbursed. Supplemental Information Part III ALL COMPENSATED OFFICERS AND TRUSTEES ARE HIRED BY THE CALIFORNIA STATE UNIVERSITY ("THE CSU") AND THE COMPENSATION POLICY OF THE CSU INCLUDES THE FOLLOWING: 1. IT IS THE GOAL OF THE CSU TO ATTRACT, MOTIVATE, AND RETAIN HIGHLY QUALIFIED INDIVIDUALS AS FACULTY, STAFF, ADMINISTRATORS, AND EXECUTIVES WHOSE KNOWLEDGE, EXPERIENCE, AND CONTRIBUTIONS ADVANCE THE UNIVERSITY'S MISSION. 2. IT IS THE INTENT OF THE BOARD OF TRUSTEES TO COMPENSATE CSU EMPLOYEES IN A MANNER THAT IS FAIR, REASONABLE, COMPETITIVE, AND FISCALLY PRUDENT. 3. IT IS THE DIRECTION OF THE BOARD OF TRUSTEES TO ATTAIN PARITY WITH THE AVERAGE OF THE 20 COMPARATOR INSTITUTIONS IDENTIFIED IN THE ANNUAL ANALYSES FOR CSU FACULTY AND FOR CSU EXECUTIVES CONDUCTED ON BEHALF OF THE CALIFORNIA POSTSECONDARY EDUCATION COMMISSION BY 2010-11. TO IMPLEMENT THIS POLICY, THE CHANCELLOR IS DIRECTED TO RECOMMEND APPROPRIATE SALARY ADJUSTMENTS FOR CSU EXECUTIVES PHASED OVER THE NEXT FOUR YEARS, BEGINNING IN 2007-08. INDIVIDUAL EXECUTIVE SALARY PROPOSALS ARE TO BE BASED ON PERFORMANCE, COMPLEXITY OF ASSIGNMENT, YEARS OF EXECUTIVE EXPERIENCE, ADVANCEMENT OF CAMPUS AND INSTITUTIONAL GOALS, LEADERSHIP WITHIN THE CSU SYSTEM AND NATIONAL SETTINGS, AND MARKET COMPETITION. FACULTY SALARY ADJUSTMENTS ARE MADE IN ACCORD WITH COLLECTIVE BARGAINING AGREEMENTS AND INDIVIDUAL CONSIDERATION IS GIVEN TO PROMOTION IN RANK AND MERIT. 4. IN ORDER TO PROVIDE COMPETITIVE AND FAIR COMPENSATION FOR ALL CSU EMPLOYEE CLASSIFICATIONS, THE CHANCELLOR IS ALSO DIRECTED TO CONDUCT PERIODIC MARKET COMPARISON SURVEYS FOR EMPLOYEES NOT ADDRESSED IN THE ANNUAL CPEC ANALYSES. ANNUAL FUNDING FOR COMPENSATION WILL BE CONSISTENT WITH ALL OTHER USES OF RESOURCES WITHIN THE ANNUAL BUDGET. Form 990, Part VI, Section B, line 11 The Audit Committee shall have the responsibility for reviewing the organization's Form 990 (including all pertinent Schedules). before it is filed with the Internal Revenue Service, a final copy of the form 990 will be forwarded to the entire board of directors. Form 990, Part VI, Section B, line 12c Board members and key CSU staff are annually asked to review and affirm that they have no conflicts of interest as described in the conflict of interest policy statement. Upon the identification of any conflict, the information is then forwarded to the executives of the board and appropriate action is taken. Form 990, Part VI, Section B, line 15 Please see Schedule J, Part III which reports how compensation is determined by the California State University. Form 990, Part VI, Section C, line 19 The Form 990, the articles of incorporation, the bylaws, the IRS determination letter, the audited statements and the conflict of interest policy are posted on the following website: http://www.calstate.edu/foundation/ Form 990, Part I, Line 5 Number of Employees The CSU Foundation is administered by University employees who bifurcate their time between California State University and CSU Foundation responsibilities. Time spent by California State University employees working on foundation business is compensated to the University through equitable financial support of the educational and charitable purposes of the University. No Form W-2s are filed by the Foundation. Form 990, Part I, Line 16b Fundraising Expenses The CSU Foundation does not conduct fundraising special events, annual fund solicitations, or employ professional fundraisers. Thus, there are minimal fundraising expenditures incurred by the organization. Charitable support received results from efforts by the California State University. The value of facility space provided to the CSU Foundation by the California State University is $7,572 which is compensated through equitable financial support of the educational and charitable purposes of the university. Form 990, Part V, Lines 7g and 7h Filing of Forms 8899 and 1098-c The filing entity did not file the Forms 8899 and 1098-c as they did not have a filing requirement; The entity did not receive any contributions of intellectual property or vehicles in the current year. California State University 401 GOLDEN SHORE 6TH FLOOR LONG BEACH CA 90802 954601267 EDUCATION CA N/A 0 1 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 California State University B 558011 California State University M 7572 California State University N 217625 California State University O 9714