2011-05-05T14:37:11-07:00 2010-09-30 990 2009-10-01 237032779 MCLEAN FOUNDATION INC MCLE 8606583700 75 Great Pond Road Simsbury CT 06070 Augusto Gautier 8606383759 2011-05-05 2009 2016-02-24 21:20:13Z David Bordonaro 75 Great Pond Road Simsbury CT 06070 850372 0 X mcleancare.org X 1969 CT The mission of the McLean Foundation is to receive, maintain, and apply funds to promote and engage in activities in furtherance of the public welfare principally by supporting and assisting the mission and programs of McLean Affiliates, Inc. (EIN#26-1960246) and McLean Game Refuge, Inc. (EIN# 26-1960261). 16 14 0 30 0 0 398737 361800 0 0 -51198 154411 62840 74174 410379 590385 428263 153642 0 0 133216 174448 0 0 207120 192494 152392 753973 480482 -343594 109903 4744077 5024190 85372 20037 4658705 5004153 The mission of the McLean Foundation is to receive, maintain, and apply funds to promote and engage in activities in furtherance of the public welfare principally by supporting and assisting the mission and programs of McLean Affiliates, Inc. (EIN#26-1960246) and McLean Game Refuge, Inc. (EIN# 26-1960261). 0 0 82330 80000 0 Hospice: The McLean Foundation provides Program Specific grants to McLean Affiliates, Inc. (EIN# 26-1960246) for the Hospice program. During this fiscal year, McLean Affiliates, Inc. serviced 14,792 hospice patient days. 39037 38972 0 Adult Day Program: The McLean Foundation provides program support to seniors that are not able to entirely pay for the Adult Day program offered by McLean Affiliates, Inc. During the year, the program had 2,146 days of care. 2855 0 0 McLean Game Refuge: This funding is to support the McLean Game Refuge (EIN#26-1960261) which is a nature preserve totaling 4,350 acres in the towns of Granby, Simsbury, and Canton, Connecticut. The Game refuge is open to the public for nature study and recreation without charge on a year round basis. It is recognized by the National Park Service as a National Natural Area. 72175 20192 0 Patient Care: gift to Other Programs of the McLean Affiliates, Inc. which operates a skilled nursing facility providing long term and post acute services as well as the McLean Community and Visiting and other patient care programs. During the 2009 tax year, the McLean Affiliates, Inc. metrics included: 41,218 long term care inpatient days; 10,325 post acute rehabilitation inpatient days; 10,094 outpatient rehabilitation visits; and 26,852 meals delivered. 33373 0 0 Assistive Technology Equipment Provision: The Sorenson Media Center, under an endowment from Wesley Sorenson, provides services to homebound and elderly persons in the McLean Affiliates, Inc. service area, aimed at enhancing communication and reducing isolation. 27629 14478 0 Health Care Programs, General/Other: McLean Health Center Auxiliary and Gift Shop: The auxiliary is an organization of volunteers who provide extra services to patients, manage activities, operate the gift shop of the McLean Health Center. (3,284 Volunteer hours) 133177 34670 0 257399 1 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 2 0 1 0 0 0 0 0 0 1 1 0 0 0 0 0 16 14 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 CT X X Augusto Gautier 8606583759 75 Great Pond Road Simsbury CT 06070 Judith Keppelman 1 X 0 0 0 Michael Paine 1 X 0 0 0 Daniel P Brown Jr 1 X 0 0 0 Marge Brown 1 X 0 0 0 David E Bushong 1 X 0 0 0 Robert M Ellis 1 X 0 0 0 Judy Fitzgerald 1 X 0 0 0 Martin Geitz 1 X 0 0 0 Robert K Griffin 1 X 0 0 0 Robert Hensley 1 X 0 0 0 Marie Lopez Kirkley-Bey 1 X 0 0 0 Mark Nelson 1 X 0 0 0 Brewster Perkins 1 X 0 0 0 Joan Quinn 1 X 0 0 0 Mark Wetzel 1 X 0 0 0 David Bordonaro 3 X X 0 284766 38320 Augusto Gautier 3 X 0 186145 26584 Bernadette Morris 40 X 0 16639 1258 Frederica B Hoffman 20 X 0 110004 14866 0 597554 81028 0 0 1 0 0 10250 0 0 0 12500 339050 0 361800 0 109266 0 0 109266 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 244975 0 199830 0 45145 0 45145 0 0 45145 81634 0 29261 52373 0 0 52373 0 0 0 0 0 0 52697 30896 21801 0 0 21801 0 590385 0 0 228585 153642 153642 0 0 0 0 0 0 126124 0 0 126124 0 0 0 0 17595 17595 0 0 14372 1760 0 12612 5363 1293 0 4070 10994 1346 0 9648 0 0 0 0 3474 0 0 3474 15853 0 15853 0 0 0 0 0 0 0 0 0 0 0 0 0 0 26903 0 0 26903 6663 1856 0 4807 7251 0 0 7251 0 0 0 0 0 0 0 0 1410 0 0 1410 0 0 0 0 5590 0 0 5590 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Resident and patient services 51983 51983 0 0 Sorenson Media Ctr equipment acquisitions 9523 9523 0 0 23742 18401 110 5231 480482 257399 15963 207120 548557 439025 268710 275000 146003 108078 0 0 0 0 0 0 0 0 8000 9687 0 0 0 0 0 0 3772807 4192400 0 0 0 0 0 0 0 0 4744077 5024190 85372 20037 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 85372 20037 X 458499 460035 1791481 1855086 2408725 2689032 4658705 5004153 4744077 5024190 X 0 1 1 X 0 X 710103 820122 961460 398737 361800 3252222 0 0 0 0 0 0 0 0 0 0 0 0 710103 820122 961460 398737 361800 3252222 462281 2789941 105134 151802 213921 70145 109266 650268 0 0 0 0 0 0 89000 80189 109440 62840 68815 410284 4312774 0.64690 0.578 X Other income represents proceeds from an annual fundraising golf tournament and from gift shop sales. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 2600381 58320 285501 33373 0 0 2910829 2529249 40000 97265 53859 0 12274 2600381 0 0.92 0.08 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 590385 480482 109903 235545 0 0 0 0 235545 345448 886000 234129 0 0 0 234129 651871 0 -61486 -61486 590385 541000 0 0 0 60518 60518 480482 0 0 0 480482 SchD_P05_S00_L04 Schedule D, Part V, Line 4 The permanent endowment fund of the McLean Foundation provides income to fund the initiatives of the Sorenson Adaptive Technology Center which offers video and audio equipment and information for people with low vision, hearing impairments, and other physically restrictive conditions. This therapeutic approach decreases isolation and increases communication among elderly and/or disabled individuals. SchD_P10_S00_L00 Schedule D, Part X The Foundation accounts for income taxes in accordance with FASB ASC 740, "Income Taxes". The Foundation accounts for uncertain tax positions in accordance with certain provisions of FASB ASC 740, which provides a framework for how plans should recognize, measure, present and disclose uncertain tax positions in their financial statements. Under FASB ASC 740, the Foundation may recognize the tax benefit from an uncertain tax position only if it is more likely than not that the tax position will be sustained on examination by the taxing authorities, based on the technical merits of the position. The Foundation did not record any unrecognized tax benefits nor did the Foundation record any penalties or interest associated with unrecognized tax benefits as of September 30, 2010 and 2009. Management believes the Foundation is operating in accordance with its non-profit tax status and accordingly, no provision for income taxes has been recorded. SchD_P12_S00_L04b Schedule D, Part XII, Line 4b For audited financial statement purposes line 8b - direct expenses related to fundraising is included in the expenses and not as a reduction of revenue - this accounts for $29,261. For audited financial purposes line 10b - cost of goods sold for sale of inventory is included in expenses and not as a reduction of revenue - this accounts for $30,896. The audited financial statements are prepared in thousands of dollars - rounding differences account for the difference. SchD_P13_S00_L02d Schedule D, Part XIII, Line 2d Schedule D, Part XIII, Line 2d - The audited financial statement considers fundraising expense of $29,261 as expenses while the Form 990 considers these expenses to be contra revenues. The audited financial statement considers cost of goods sold of $30,896 from the gift shop as expenses while the form 990 considers these expenses as contra revenue. The audited financial statements are prepared in thousands of dollars - rounding differences account for the differences. Golf tournament 81634 0 81634 0 3076 23405 0 0 2780 0 0 81634 0 81634 0 3076 23405 0 0 2780 29261 52373 1 McLean Affiliates 75 Great Pond Road Simsbury CT 06070 261960246 501(c)(3) 153642 0 Patient Care: Grants to McLean Affiliates, Inc. which operates a skilled nursing facility providing long term and post acute services as well as the McLean Community and Visiting Nurses and other patient care programs. During the 2009 Tax Year, the McLean Affiliates, Inc. metrics included: 41,218 long term care inpatient days; 10,325 post acute rehabilitation inpatient days; 14,792 hospice inpatient days; 10,094 outpatient rehabilitation visits; and 26,852 delivered meals. 1 0 SchI_P01_S00_L02 Schedule I, Part I, Line 2 Schedule I, Part I, Line 2 - The McLean Foundation provides grants to related entities (i.e., McLean Affiliates, Inc. and the McLean Game Refuge, Inc.). All three of these entities are controlled by the McLean Fund. The trustees of the McLean Fund are also directors of McLean Affiliates and McLean Game Refuge. The trustees of the McLean Fund approve the directors of the McLean Foundation. In addition, three trustees are also directors of McLean Foundation. The Board of Trustees meets periodically throughout the year and the financial statements for all four entities are reviewed at such meetings. X X X X 0 0 0 0 0 0 0 0 0 David Bordonaro 0 284766 0 0 0 0 0 0 0 38320 0 323086 0 285756 Augusto Gautier 0 186145 0 0 0 0 0 0 0 26584 0 212729 0 190789 SchJ_P01_S00_L03 Schedule J, Part I, Line 3 Schedule J, Part I, Line 3 - The controlling organization, McLean Fund, uses several compensation surveys which are provided to the McLean Fund Board's Compensation Committee to recommend to the full Board of Trustees, the President's compensation package. For 2010, the organization engaged an independent consultant to supplement the compensation surveys and all Key Employees were included in this review. F990_P06_S0A_L02 Form 990, Part VI, Section A, Line 2 Mark Wetzel, director of McLean Foundation is the President of Fiduciary Investment Advisors, an investment advisory firm that provides advice to McLean Fund and its controlled entities. We consider Mr. Wetzel not to be an independent director. David Bordonaro, director of McLean Foundation is also an employee/officer this he is not considered independent. David Bordonaro, Augusto Gautier, and Bernadette Morris, all officers of McLean Foundation, have a Business relationship with Mr. Wetzel, Mr. Geitz and Ms. Quinn as each of them is employed by a related organization governed by these three directors. F990_P06_S0A_L06 Form 990, Part VI, Section A, Line 6 The Directors of McLean Foundation are appointed by the Trustees of the McLean Fund. F990_P06_S0A_L07a Form 990, Part VI, Section A, Line 7a The Directors of McLean Foundation are appointed by the Trustees of McLean Fund. F990_P06_S0A_L07b Form 990, Part VI, Section A, Line 7b The Directors of McLean Foundation are appointed by the Trustees of McLean Fund. F990_P06_S0B_L11 Form 990, Part VI, Section B, Line 11 The McLean Foundation 990 was prepared by the Finance office staff including the Vice President of Finance. The return was then reviewed by the audit committee of the Board of Trustees of the McLean Fund. Two of the three members of this committee are also Directors of McLean Foundation. The return was then mailed to the board of directors before the board meeting in which it was approved. An audit committee member also a Foundation director reported the committee's conclusion to the Board of Directors of McLean Foundation. F990_P06_S0B_L12c Form 990, Part VI, Section B, Line 12c The organization requires annual disclosure of duality of interests from its Directors and Officers. F990_P06_S0B_L15 Form 990, Part VI, Section B, Line 15 The McLean Fund uses several compensation surveys which are provided to the Board of Trustees' Compensation Committee to recommend to the full Board of Trustees, the President's compensation package. For 2010, McLean Fund engaged an independent consultant to supplement the compensation surveys and all Key Employees were included in this review. F990_P06_S0C_L19 Form 990, Part VI, Section C, Line 19 The governing documents are available upon request. The Code of Conduct is available on the website. Combined financial Statements for McLean Fund and its controlled entities (i.e., McLean Foundation, McLean Game Refuge, inc. and McLean Affiliates, Inc.) are available to the public via its website. SchR_P05_S00_L01b Schedule R, Part V, Line 1b McLean Foundation provided grants to McLean Affiliates Inc. (EIN 26-1960246). SchR_P05_S00_L01k Schedule R, Part V, Line 1k McLean Foundation engages in fundraising activities for McLean Affiliates Inc. (EIN 26-1960246) and for McLean Game Refuge Inc. (EIN 26-190261). SchR_P05_S00_L01m Schedule R, Part V, Line 1m McLean Foundation Executive Director has an office and shares office equipment which are property of McLean Affiliates (EIN 26-1960246). SchR_P05_S00_L01n Schedule R, Part V, Line 1n McLean Foundation Executive Director shares employees of McLean Affiliates (EIN 26-1960246). SchR_P05_S00_L01o Schedule R, Part V, Line 1o McLean Foundation reimburses payroll expenses and other costs to McLean Affiliates Inc. (EIN 26-1960246). McLean Fund 75 Great Pond Road Simsbury CT 06070 066026241 Trust that carries purposes of Sen. McLean's will. CT 501(c)(3) 509(a)(3) N/A McLean Affiliates Inc 75 Great Pond Road Simsbury CT 06070 261960246 Provide care, maintenance, welfare, support, nursing and medical assistance to residents & community CT 501(c)(3) 509(a)(2) McLean Fund McLean Game Refuge Inc 75 Great Pond Road Simsbury CT 06070 261960261 Maintain an over 4,350 acre nature preserve open to the public year round at no charge. CT 501(c)(3) 170(b)(1)(A)(vi) McLean Fund 0 1 0 0 0 0 0 0 0 0 1 0 1 1 1 0 0 0 McLean Affiliates Inc b 153642 McLean Game Refuge Inc b 9514 McLean Affiliates Inc k 121662 McLean Game Refuge Inc k 14871 McLean Affiliates Inc n 143719 McLean Affiliates Inc o 220819