2011-03-14T11:11:15-05:00 2010-06-30 DEMING MALONE LIVESAY & OSTROFF PSC 9300 SHELBYVILLE RD STE 1100 LOUISVILLE KY 402225187 990 2009-07-01 610445834 THE HOME OF THE INNOCENTS Inc HOME 5025961000 1100 East Market Street LOUISVILLE KY 402061874 Gordon S Brown 5025961000 2011-03-04 1 CHRISTINE N KOENIG 5024269660 2009 2016-02-24 21:20:13Z Gordon S Brown 1100 East Market Street LOUISVILLE KY 402061874 37133160 0 X WWW.HOMEOFTHEINNOCENTS.ORG X 1880 KY To provide loving care to abused, abandoned, neglected and medically fragile children. 32 31 555 250 0 0 13210513 4697603 15101934 15157493 75470 589815 156960 40594 28544877 20485505 0 0 14297410 14790415 13794 1124 666646 5845144 5827954 20156348 20619493 8388529 -133988 88509527 96580326 24386684 31362419 64122843 65217907 The Home of the Innocents has been our region's open arms to kids in crisis since 1880. The Home of the Innocents provides loving, therapeutic care to children who are victims of abuse, abandonment and neglect, as well as loving and skilled care to medically fragile children and children with autism. The Home serves nearly 300 children a day and over 2,100 children and at-risk families annually through its two service divisions, the Kosair Charities Pediatric Convalescent Center and the Childkind Center. 0 0 4041729 2745384 Crisis Care Services - provides residential treatment, crisis intervention and respite services for children and adolescents from birth to age 18 who require out of home care because of abuse, neglect or family crisis. Services include an on-site school and a full-time physician and nurse. Another component of this program is H.O.S.T. House, which offers emergency shelter and treatment services for girls who are either committed to the State or are runaways, ages 13-17. Located in LaGrange, Kentucky, H.O.S.T. House primarily serves Henry, Oldham, Shelby and Trimble counties, but in the last year has also served youth from many additional Kentucky counties. Our Crisis Care programs served 285 children, provided a total of 16,731 days of care and had an average daily census of 46 children. 3167664 1461489 Home to Home Services - Services include: 1)Aftercare and follow-up services to assist youth exiting out-of-home care and homeless young adults with integration into the community. Young adults, ages 18-24, may come from within the agency or from other out-of-home systems including state foster care, emergency shelters or the streets. Services include supervised apartments and comprehensive case management. The Home's aftercare program, which assisted 234 homeless and at-risk young adults and their children, again surpassed national outcome targets set by HUD related to housing, employment and life-skills. At the end of the year, over 84% were appropriately housed in the community and 86% had accomplished or were pursuing appropriate educational goals. 2)Community based services include in-home programs offering therapeutic support for at-risk families and severely emotionally disturbed children and their families to decrease or minimize the child's risk of imminent hospitalization or out-of-home placement. These programs, which served a total of 266 children, now include services to families of children with autism. 8474543 8988298 Kosair Charities Pediatric Convalescent Center - cares for children who are severely and profoundly disabled. These children have medical needs that require 24-hour skilled care; some are dependent on ventilators and feeding tubes, and all are in wheelchairs and have limited verbal communication abilities. Their medical conditions are why they live at the Home instead of with their families. If it were not for the Home of the Innocents, these children would have to grow up in a hospital. Our Pediatric Convalescent Center cares for children from birth to age 21, can accommodate 76 children and maintains a lengthy waiting list. Our center was named one of America's best nursing homes by U.S. News and World Report. All 41 nursing homes honored out of 15,000+ ranked achieved a perfect five-star rating in each of the federal government's three yardsticks: health inspections, nurse staffing, and quality measures of individual care. The center served 76 children with long-term and respite care, had all of its beds full every day, a 100% occupancy rate, and maintained a waiting list. 940853 584179 Residential Services - program for girls that specializes in pregnant and parenting teens, serves homeless, abandoned, abused, neglected, and/or pregnant and parenting female teens. This program emphasizes strong pre-natal care, nutrition, parenting skills and continued education. The program provided 5,606 days of care to 52 different teens and had an average census of 16. 1428196 1378143 Therapeutic Loving Foster Care (TLC) - a family-based alternative to institutional treatment for children with serious emotional and behavioral conditions. Services include 24-hour on-call intervention and foster care respite services. TLC focuses on creating "forever families." This program served 78 children, provided 16,530 days of care and has 47 licensed foster homes. TLC's adoption rate has averaged 58% over the last 6 years (compared to a national average of 40.1%). In fiscal year 08-09, the adoption rate in the program among children with a permanency goal of adoption was 85%. 206755 Other Program Services - School lunch program and miscellaneous income to support other program activities. 2369049 2169077 18052985 1 1 0 1 0 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 1 26 0 1 555 1 0 0 0 0 0 1 1 0 0 0 32 31 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 KY X X X THE HOME OF THE INNOCENTS Inc 5025961000 1100 East Market Street Louisville KY 402061874 NOLEN ALLEN 2.00 X 0 0 0 Brown Allen 2.00 X 0 0 0 Al Cornish 2.00 X X 0 0 0 TheRESA CANADAY 2.00 X 0 0 0 Charlie Clark 2.00 X 0 0 0 MiCHAEL E MILLER 2.00 X X 0 0 0 Amy Spears 2.00 X 0 0 0 Dale Skaggs 2.00 X 0 0 0 Lyle Spalding 2.00 X 0 0 0 Lillian Milanof 2.00 X 0 0 0 Carl Thomas 2.00 X 0 0 0 JoAN THOMAS MD 2.00 X 0 0 0 KathY THOMPSON 2.00 X X 0 0 0 Ed Weinberg 2.00 X 0 0 0 Don Wood 2.00 X 0 0 0 Dave Brewer 2.00 X 0 0 0 Rev Joan Smith 2.00 X 0 0 0 Michelle Yeager 2.00 X X 0 0 0 Maureen Brekka 2.00 X 0 0 0 Brad Case 2.00 X X 0 0 0 Glenn Levine 2.00 X 0 0 0 Don Nix 2.00 X 0 0 0 KathY Pellegrino 2.00 X 0 0 0 Mark Bourlakas 2.00 X 0 0 0 John Defazio 2.00 X 0 0 0 Howard Holloman 2.00 X 0 0 0 Glenn Jennings 2.00 X 0 0 0 Chambers Moore 2.00 X 0 0 0 Brian Springfield 2.00 X 0 0 0 Joni Way 2.00 X 0 0 0 Bruce Dudley 2.00 X 0 0 0 Rabbi Stanley Miles 2.00 X 0 0 0 Gordon Brown 45.00 X X 222322 0 19051 Michael O'Brien 45.00 X 99385 0 13043 321707 0 32094 1 0 1 0 Michael Koch & Associates 908 Minoma Ave LouiSVILLE KY 40217 Architect Services 181513 1 390626 282910 923433 3100634 208227 4697603 Pediatric Convalescent 900099 8988298 8988298 Crisis CARE Services 900099 2745384 2745384 HomE TO HOME SERVICES 900099 1461489 1461489 Therapeutic Loving Fos 900099 1378143 1378143 Residential Services 900099 584179 584179 15157493 555442 555442 16505392 16445194 25825 60198 -25825 34373 34373 10475 282910 176636 -166161 -166161 ScHOOL LUNCH PROGRAM 900099 127864 127864 Miscellaneous Income 900099 78891 78891 206755 20485505 15364248 0 423654 358129 89532 268597 11607758 10374261 837968 395529 280094 222954 45128 12012 1626859 1450567 119163 57129 917575 787664 99995 29916 42503 7140 35363 32145 32145 1124 1124 45881 45881 324400 302698 21702 138884 57643 31005 50236 125722 56991 45709 23022 593435 565256 20436 7743 228910 226817 556 1537 98912 89165 7106 2641 1008983 936873 52569 19541 23972 22791 852 329 Foster parent expense 743578 743578 Program Supplies 650799 650799 ResiDENT Expenses 389728 389625 75 28 Meals 294387 285100 8669 618 Repairs & Maintenance 280665 213241 61355 6069 805050 580290 165588 59172 20619493 18052985 1899862 666646 12425721 3253385 8292671 2300305 7323843 4941259 1660286 1961261 14049500 19549500 175917 195443 58674332 8052786 32536563 50621546 11403993 13044931 641033 712696 88509527 96580326 3626409 3350720 20656022 27917989 104253 93710 24386684 31362419 X 36919779 37816012 24730395 24902623 2472669 2499272 64122843 65217907 88509527 96580326 X 0 1 1 X 1 1 X 3832231 12248910 10918683 13210513 4697603 44907940 3832231 12248910 10918683 13210513 4697603 44907940 4372379 40535561 567645 538164 911003 628351 555442 3200605 155591 134185 169017 206078 206755 871626 48980171 70880863 0.82760 0.83640 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 1 3592 0 0 0 3592 0 19592373 441568 1587903 6277341 15344503 22714222 1222836 -1197112 3147573 19592373 0.84000 0.16000 0.00000 1 0 6097070 6097070 20327756 5233975 15093781 4185708 2818811 1366897 28063798 28063798 50621546 Patients' deposits 23780 Charitable gift annuities 69930 93710 20485505 20619493 -133988 1202275 26777 1229052 1095064 21891193 1202275 203413 1405688 20485505 0 20485505 20796129 176636 176636 20619493 0 20619493 Part V, Line 4 - Investments are held as both board-designated and donor-designated for endowment. Investments held for donor-designated endowment provide income for use in the operations of the Home or for future needs. Investments held for board-designated endowment are set aside to provide income for operating shortfalls (if any) and to provide reserves for future operating needs. Part X, Line 2 - The Home of the Innocents, Inc. is exempt from federal, Kentucky and local income taxes as a not-for-profit corporation as described under Internal Revenue Code Section 501(c)(3). HOTI Realty, LLC and HOTI Realty II, LLC are disregarded entities for federal, state and local income tax purposes. The activities of HOTI Realty, LLC and HOTI Realty II, LLC are included in The Home of the Innocents, Inc. tax filings. The Home of the Innocents, Inc. files an information tax return in the U.S. federal jurisdiction and with the Kentucky Office of the Attorney General. However, income from certain activities not directly related to the Home's tax exempt purpose may be subject to taxation as unrelated business income. On July 1, 2009, the Home adopted new guidance for the financial statement recognition, measurement and disclosure of uncertain tax positions in an organization's financial statements. Income tax positions must meet a more-likely-than-not recognition threshold to be recognized. The adoption of this guidance did not have an effect on the Home's financial position and results of operations. As of June 30, 2010 and 2009, the Home did not have any accrued interest or penalties related to income tax liabilities, and no interest or penalties have been charged to operations for the years then ended. Tax years still open under federal and state statute of limitations remain subject to review and change. Part XI, Line 8 - Change in value of beneficial interest in assets held by others. Part XII, Line 2d - Change in value of beneficial interest in assets held by others of $26,777 and cost of fundraisers shown gross on audited financial statements of $176,636. Part XIII, Line 2d - cost of fundraisers shown gross on audited financial statements of $176,636. Oaks Brunch 141058 137171 3887 59002 53964 Home Run 79275 79275 1950 2000 2500 24859 1 39233 32645 6588 3500 10899 259566 249091 10475 1950 2000 6000 59002 89722 158674 -148199 X X X 0 0 0 0 0 0 0 0 0 Gordon Brown 222322 0 0 0 0 0 0 0 19051 0 241373 0 0 0 Kathy Pellegrino Board Member 1625818 Payment of insurance premiums to company for which the board member is a key employee. 0 X 14 88487 Fair Market Value X Printing 1 17345 Fair Market Value X Furniture 1 80003 Fair Market Value X Appliance 1 2394 Fair Market Value X Advertising 1 6000 fair Market Value X Food 1 3500 fair Market Value X Gift Cards 2 1950 fair Market Value X Auction Items 21 8548 fair Market Value 0 0 1 0 Form 990, Part VI, Section B, line 11 The form 990 is circulated to the board of directors prior to a regularly scheduled meeting, noting that the form would be reviewed and approved at the next meeting and to call if there are any questions. Form 990, Part VI, Section B, line 12c Each director, officer or committee member shall sign a conflict of interest statement upon initial appointment to the Board and annually thereafter. Signed statements by the board of directors shall be kept in the office of the president. Form 990, Part VI, Section B, line 15a Development of compensation for the President & CEO shall include all of the following elements: 1) Review and approval of the board of directors, provided that persons with conflicts of interest with respect to the compensation arrangement at issue shall not be involved in this review and approval. 2) Using data deemed to relate to comparable compensation for similarly qualified persons in functionally comparable positions at similarly situated organization, and may include advice from consultants or other advisors because of thier experience and expertise in helping boards of directors set compensation. 3)Contemporaneous documentation and recordkeeping. Form 990, Part VI, Section C, line 19 The organization determines whether or not to make its governing documents, conflict of interest policy and financial statements available to the public upon request. HOTI Realty LLC 1100 East Market Street Louisville KY 40206 To Hold real estate KY 0 447080 The Home of the Innocents Inc HOTI Realty II LLC 1100 East Market Street louisville KY 40206 To Hold real estate KY 492740 52342750 The Home of the Innocents Inc HOTI Realty Holdings Inc 1100 East Market Street Louisville KY 40206 263064281 Investment Holding Company KY The Home of the Innocents Inc C 1.00000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0