2011-02-01T14:17:09-06:00 2010-06-30 Marks Paneth & Shron LLP 622 Third Avenue New York NY 10017 990 2009-07-01 132946970 SAFE HORIZON INC SAFE 2125777700 2 LAFAYETTE STREET 3rd Floor NEW YORK NY 10007 aRIEL zWaNG 2125777700 2011-02-01 1 2125038800 2009 2016-02-24 21:20:13Z aRIEL zWaNG 2 LAFAYETTE STREET 3RD FLOOR NEW YORK NY 10007 82351999 0 X WWW.SAFEHORIZON.ORG X 1978 NY SAFE HORISON'S MISSION IS TO PROVIDE SUPPORT, PREVENT VIOLENCE, AND PROMOTE JUSTICE FOR VICTIMS OF CRIME AND ABUSE, THEIR FAMILIES AND COMMUNITIES. 21 19 879 250 0 0 50163523 46688599 2309195 2504640 45198 40517 139184 425840 52657100 49659596 0 0 30549186 29569519 146674 70500 1247374 19897345 18977940 50593205 48617959 2063895 1041637 40295226 39495056 21925483 20061768 18369743 19433288 THE MISSION OF SAFE HORIZON IS TO PROVIDE SUPPORT, PREVENT VIOLENCE, AND PROMOTE JUSTICE FOR VICTIMS OF CRIME AND ABUSE, THEIR FAMILIES AND COMMUNITIES. 0 0 19940640 410855 DOMESTIC VIOLENCE SHELTER AND HOTLINE PROGRAMS:SAFE HORIZON OPERATED THREE 24-HOUR HOTLINES - THE NEW YORK CITY DOMESTIC VIOLENCE HOTLINE, CRIME VICTIMS HOTLINE AND RAPE AND SEXUAL ASSAULT HOTLINE. FOR VICTIMS OF VIOLENCE AND THEIR FAMILIES, A PHONE CALL TO ONE OF OUR HOTLINES SERVES AS GATEWAY TO A RANGE OF SERVICES, INCLUDING EMERGENCY SHELTERS FOR DOMESTIC VIOLENCE VICTIMS. SAFE HORIZON OPERATES EIGHT SHELTERS WITH A TOTAL OF 582 BEDS. 11030833 1537359 COMMUNITY AND CRIMINAL JUSTICE PROGRAMS:SAFE HORIZON OFFERS COMPREHENSIVE SERVICES TO VICTIMS OF VIOLENCE INCLUDING VICTIMS OF DOMESTIC VIOLENCE, SEXUAL ASSAULT, STALKING, TRAFFICKING, FAMILIES OF HOMICIDE AND VICTIMS OF OTHER CRIMES. SAFE HORIZON OFFERS CLIENTS CRISIS INTERVENTION SERVICES, INCLUDING UNDERSTANDING AND NAVIGATING THE CRIMINAL JUSTICE, HOUSING AND PUBLIC SYSTEMS; INDIVIDUAL AND GROUP EDUCATION ABOUT VICTIMIZATION; CASE MANAGEMENT SERVICES INCLUDING ADVOCACY AND ACCOMPANIMENT SERVICES WITH THE CRIMINAL JUSTICE SYSTEM, GOVERNMENT AGENCIES, AND OTHER SOCIAL SERVICES PROVIDERS; PRACTICAL ASSISTNACE INCLUDING FOOD, CLOTHING, EMERGENCY TELEPHONES AND SHELTER; AND SUPPORT SERVICES THROUGH SUPPORT GROUPS, SAFETY PLANNING, AND ONE-ON-ONE SHORT-TERM COUNSELING. IN ADDITION, SAFE HORIZON IS A RECOGNIZED NATIONAL LEADER IN WORKING AGAINST HUMAN TRAFFICKING, PROVIDING DIRECT SERVICE AND NATIONAL TRAINING AND TECHNICAL ASSISTANCE. SAFE HORIZON ALSO OPERATES THE LARGEST BATTERER'S EDUCATION PROGRAM IN THE STATE, HOLDING MEN ACCOUNTABLE FOR THEIR DOMESTIC VIOLENCE OFFENSES EACH YEAR. 10309954 556426 CHILD ADOLESCENT AND MENTAL HEALTH PROGRAM:SAFE HORIZON HAS DEVELOPED COMPREHENSIVE PROGRAMS FOR CHILDREN AND ADOLESCENTS WHO HAVE EXPERIENCED VICTIMIZATION, INCLUDING SPECIFIC PR0GRAMS FOR CHILDREN WHO HAVE BEEN SEXUALLY OR SEVERELY PHYSICALLY ABUSED, HOMELESS YOUTH, AND SCHOOL-BASED PROGRAMS FOR CHILDREN WHO HAVE BEEN SEXUALLY OR SEVERELY PHYSICALLY ABUSED, HOMELeSS YOUTH, AND SCHOOL-BASED PROGRAMS FOR CHILDREN IN MIDDLE AND HIGH SCHOOL. SAFE HORIZON IS THE PIONEER OF THE URBAN CHILD ADVOCACY CENTER MODEL, THAT CO-LOCATE POLICE INVESTIGATION, PROSECUTION, MEDICAL CARE, CHILD PROTECTIVE SERVICES AND COUNsELING FOR CASES OF CHILD SEXUAL AND SEVERE PHYSICAL ABUSE. THE CHILD ADVOCACY CENTERS PROVIDE COORDINATED SERVICES THAT EXPEDITE THE INVESTIGATION AND PROSECUTION OF CHILD ABUSE CASES WHILE ENSURING VICTIMS AND IMPACTED FAMILY MEMBERS RECEIVE IMMEDIATE AND EFFECTIVE ARRAY OF SUPPORT. STREETWORK REACHES YOUTH THROUGH A HARM-REDUCTION MODEL DROP-IN AND SHELTER PROGRAM FOR HOMELESS YOUTH. SERVING CLIENTS AGES 13 TO 23, STREETWORK OFFERS FREE LEGAL, MEDICAL, AND PSYCHIATRIC SERVICES, INDIVIDUAL AND GROUP COUNSELING, CASE MANAGEMENT, ADVOCACY, EMERGENCY AND TRANSITIONAL HOUSING, GED PREPARATION AND SUPPORT, ASSISTANCE OBTAINING MEDICAID AND OTHER BENEFITS, HOT MEALS, SHOWERS, CLOTHING, ACUPUNCTURE, YOGA, HIV PREVENTION COUNSELING, AND PARENTING GROUPS, IN A SAFE, NON-JUDGMENTAL SETTING. 41281427 1 1 0 1 0 0 0 0 1 1 1 0 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 1 154 0 879 1 0 0 0 0 0 1 1 0 0 0 21 19 0 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY AL AK AZ AR CA CO CT FL GA IL KS KY ME MD MA MI MN MS MO NH NJ NM NC ND OH OK OR PA RI SC TN UT VA WA WV WI X X EMILY SACHS 2125777700 2 LAFAYETTE STREET NEW YORK NY 10007 STEVEN C PARRISH 3.00 X X 0 0 0 NEIL RUBLER 1.00 X X 0 0 0 LINDA LAM 1.00 X X 0 0 0 LINDA A FAIRSTEIN 1.00 X X 0 0 0 MARISKA HARGITAY 0.50 X 0 0 0 PAMELA N HOOTKIN 1.00 X X 0 0 0 MONICA KEANY 0.50 X 0 0 0 STEPHANIE KUGELMAN 0.50 X 0 0 0 JOANN LANG 0.50 X 0 0 0 STEPHANIE MARCH 0.50 X 0 0 0 STEPHEN MCCANDLESS 1.00 X 0 0 0 EMILY MENLO MARKS 0.50 X 0 0 0 BROOKE MCMURRAY 0.50 X 0 0 0 MARTIN D NEWMAN ESQ 0.50 X 0 0 0 MICHAEL J PALLADINO 0.50 X 0 0 0 JOSE RAUL PEREZ 0.50 X 0 0 0 EUGENE PICKENS 0.50 X 0 0 0 JANE RANDEL 0.50 X 0 0 0 JANE RIVKIN 0.50 X 0 0 0 PAUL GERMAIN 0.50 X 0 0 0 MAGGIE RUBEY LYNCH 0.50 X 0 0 0 MICHAEL C SLOCUM 1.00 X 0 0 0 LAUREN BREITMAN TANEN 0.50 X 0 0 0 ARIEL ZWANG 40.00 X 297023 0 23094 EMILY SACHS 40.00 X 186372 0 1050 MICHAEL H WILLIAMS 40.00 X 142301 0 16009 BEATRICE HANSON 40.00 X 166284 0 5350 NANCY ARNOW 40.00 X 117868 0 23276 SHELLY BOTUCK 40.00 X 113703 0 12990 KATHERINE C WICKHAM 40.00 X 160404 0 16021 ALESIA SOLTANPANAH 40.00 X 127388 0 6538 NATHANIEL FIELDS 40.00 X 120314 0 695 1431657 0 105023 11 0 1 0 DEPARTMENT OF PEDIATRICS THE BROOKLYN H 121 DEKALB AVE BROOKLYN NY 11201 MEDICAL SERVICES Provider 349885 BROADVIEW NETWORKS PO BOX 9242 UNIONDALE NY 11555 Telecommunication Service 274966 BUTLER WOODCRAFTERS INC PO BOX 99 CHASE CITY VA 29324 Manufacturing Service 267461 McGRAW COMMUNICATIONS INC 521 5TH AVE - 14TH FLOOR NEW YORK NY 10175 Telecommunication Service 246420 DJM RESTORATION INC 4 CHICAGO PLACE HUNTINGTON STATION NY 11746 Construction 184200 16 545095 42692637 3450867 60000 46688599 Service FEE INCOME 900099 2504640 2504640 2504640 15227 15227 32617159 32591869 25290 25290 25290 377750 545095 100534 277216 277216 MISCELLANEOUS INCOME 900099 107458 107458 GAIN ON PERP. TR. INT. 900099 41166 41166 148624 49659596 2504640 0 466357 817060 108927 708133 23694018 19492538 3489362 712118 525981 448757 64571 12653 2763985 2327467 370819 65699 1768475 1472553 254404 41518 12763 12763 138000 138000 153792 153792 70500 70500 12329 12329 4146516 4017341 85731 43444 433869 298304 67276 68289 7035709 6971568 64141 311122 230290 42442 38390 38227 29817 6116 2294 1444673 1357417 64226 23030 440568 360206 69485 10877 EQUIPMENT SUPPLIES 1194555 1067185 106695 20675 CLIENT ASSISTANCE 931366 931366 EQUIP. RENTAL & MAINT. 692698 574213 113565 4920 TELEPHONE 676064 599270 65949 10845 MISCELLANEOUS 549407 237912 251170 60325 766282 602504 101981 61797 48617959 41281427 6089158 1247374 3436124 2254161 13100270 11153796 183357 101534 22598987 19009489 4401171 3589498 10166807 10282978 461707 502873 9727753 10428253 40295226 39495056 7450884 6592967 14474599 13468801 21925483 20061768 X 15091364 16127215 2536164 2522692 742215 783381 18369743 19433288 40295226 39495056 X 0 1 1 X 1 1 X 39007529 44024036 50885968 50163524 46688599 230769656 39007529 44024036 50885968 50163524 46688599 230769656 230769656 449609 775387 759085 24486 15227 2023794 139184 148624 287808 233081258 12460940 0.99010 0.98960 X Schedule A, Part II, Line 10, Explanation of Other Income: MISCELLANEOUS INCOME RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 153792 153792 48464167 48617959 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 185948 297601 186388 153792 823729 250000 250000 250000 250000 1000000 1500000 0 85029 0 0 85029 95969 77867 22065 195901 173099 -77130 95969 1.00000 1 0 10214894 7272943 2941951 9222616 8907594 315022 3161477 2828952 332525 3589498 RESTRICTED CASH 9943155 DEPOSITS 485098 10428253 BANK LINES OF CREDIT 2400000 DUE TO GRANTOR 1125646 RESTITUTION AND CLIENT ASSISTANCE PAYABLE 9943155 13468801 49659596 48617959 1041637 21908 21908 1063545 50221594 21908 552419 574327 49647267 12329 12329 49659596 49158049 552419 552419 48605630 12329 12329 48617959 Part V, Line 4: Description of Intended Use of Endowment Funds: TO USE COLLATERAL FOR OUR LINE OF CREDIT. Part X: Description of Uncertain Tax Positions Under FIN 48: FIN 48 DISCLOSURE - Effective July 1, 2009, Safe Horizon adopted the provisions of FASB Interpretation No. 48 ("FIN 48"), "Accounting for Uncertainties in Income Taxes - an interpretation of FASB Statement No. 109," now incorporated in Accounting Standards Codification ("ASC") Topic 740, which provides standards for establishing and classifying any tax provisions for uncertain tax positions. The adoption of FIN 48 did not have an effect on Safe Horizon's financial position as of July 1, 2009 or Safe Horizon's results of operations and cash flows for the year ended June 30, 2010. Safe Horizon is no longer subject to federal or state and local income tax examinations by tax authorities for years before 2007. X X X X X X 1 ASA CONSULTING LLC FOUNDATION GRANT WRITING 0 1413966 70500 1343466 1413966 70500 1343466 AL AK AZ AR CA CO CT FL GA IL KS KY ME MD MA MI MN MS MO NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI CHAMPION 922845 545095 377750 73430 27104 922845 545095 377750 73430 27104 100534 277216 X X X X X 0 0 0 0 0 0 0 1 0 ARIEL ZWANG 247023 0 50000 0 0 0 1904 0 21190 0 320117 0 173077 0 EMILY SACHS 186372 0 0 0 0 0 208 0 842 0 187422 0 96923 0 MICHAEL H WILLIAMS 142301 0 0 0 0 0 4504 0 11505 0 158310 0 77853 0 BEATRICE HANSON 166284 0 0 0 0 0 4445 0 905 0 171634 0 86431 0 KATHERINE C WICKHAM 160404 0 0 0 0 0 8231 0 7790 0 176425 0 85356 0 Part I, Line 7 THE BONUS PAID TO ARIEL ZWANG WAS CONTINGENT ON HER SATISFACTORY ACHIEVEMENT OF PERSONAL PERFORMANCE GOALS, INCLUDING BUDGET MANAGEMENT, THAT WERE MUTUALLY ESTABLISHED WITH THE EXECUTIVE COMMITTEE OF THE BOARD. MARTIN NEWMAN DIRECTORS 292824 PROP.RENTALMARTIN NEWMAN IS A BOARD MEMBER OF SAFE HORIZON AND ALSO A BOARD MEMBER OF NEW DESTINY SUPPORTIVE HOUSING, A NONPROFIT CORPORATION THAT PROVIDES HOUSING AND SUPPORTIVE SERVICES TO LOW INCOME DOMESTIC VIOLENCE SURVIVORS. SAFE HORIZON, INC. RENTS TWO SHELTER BUILDINGS FROM NEW DESTINY. 0 MICHAEL SLOCUM DIRECTORS 15000000 LINE OF CR.MICHAEL SLOCUM IS A BOARD MEMBER OF SAFE HORIZON AND ALSO AN EXECUTIVE VICE PRESIDENT WITH CAPITAL ONE BANK, WHICH PROVIDES SAFE HORIZON WITH TWO LINES OF CREDIT AND WITH OPERATING SUPPORT. 0 X DEADBOLT LOCKS 1 60000 RETAIL VALUE 0 0 1 0 Method for Determining Number of Contributors: Part I, Column (b): THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTOR. THE SCHLAGE CORPORATION DONATED 2,100 DEADBOLT LOCKS TO SAFE HORIZON'S PROJECT SAFE PROGRAM. Form 990, Part VI, Section A, line 4 The BY- Laws were amended in June 2010 to eliminate the provision that made the CEO, CFAO, and General Counsel ex-officio Board members. Form 990, Part VI, Section B, line 11 A COPY OF THE FORM 990 IS SENT TO EACH BOARD MEMBER BY EMAIL BEFORE IT IS FILED AND THE BOARD MEMBERS ARE REQUESTED TO COMMENT WITHIN A SPECIFIED TIME FRAME. IN ADDITION, STAFF MEMBERS INFORM THE BOARD ABOUT SIGNIFICANT CHANGES TO THE FORM 990 SO THAT THE BOARD IS FAMILIAR WITH THE NEW DISCLOSURES AND OTHER ISSUES BEFORE THE FILING IS PREPARED. Form 990, Part VI, Section B, line 12c ANNUALLY, EACH DIRECTOR, OFFICER AND KEY EMPLOYEE IS PROVIDED WITH A COPY OF SAFE HORIZON'S CONFLICT OF INTEREST POLICY. AT THAT TIME, EACH DIRECTOR, OFFICER AND KEY EMPLOYEE IS ASKED TO SIGN AN ANNUAL STATEMENT THAT AFFIRMS HIS/HER RECEIPT AND UNDERSTANDING OF THE POLICY AND THAT REQUIRES THE DISCLOSURE OF ANY INTERESTS THAT COULD GIVE RISE TO A CONFLICT. Form 990, Part VI, Section B, line 15 THE EXECUTIVE COMMITTEE REVIEWS THE COMPENSATION OF SAFE HORIZON'S CEO AND OFFICERS AND KEY EMPLOYEES WHO RECEIVE A BASE SALARY OF MORE THAN $150,000. IN CONDUCTING SUCH REVIEW, THE EXECUTIVE COMMITTEE RELIES ON APPROPRIATE COMPARABILITY DATA AND CONTEMPORANEOUSLY SUBSTANTIATES ITS DELIBERATION AND DETERMINATION. Form 990, Part VI, Section C, line 19 SAFE HORIZON MAKES OUR ANNUAL FORM 990 AND AUDITED FINANCIAL STATEMENTS AVAILABLE ON OUR WEBSITE. SAFE HORIZON'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE BY REQUEST. FORM 990, PART XI, LINE 2C: THE PROCESS OF OVERSEEING THE AUDIT AND SELECTION OF INDEPENDENT ACCOUNTANT HAS NOT BEEN CHANGED FROM PRIOR YEAR. HOUSTON HOUSING DEVELOPMENT FUND CORPORATION 2 LAFAYETTE STREET 3RD FLOOR NEW YORK NY 10007 133601410 PROVIDE HOUSING FACILITY FOR LOW-INCOME AND NEEDY PERSONS IN NYC AREA NY 501(C)(3) 509(A)(2) 0 0 0 0 0 0 0 0 0 1 1 0 1 0 0 0 0 0